Callahan v. Millard CountyCallahan v. Millard County
Lead Opinion
In this civil rights action, Plaintiff-Appellant Afton Callahan appeals from the district court’s grant of summary judgment in favor of the numerous Defendant Appellees. The district court held that the individual officers were entitled to qualified immunity because Mr. Callahan did not establish that the officers violated a clearly established right. Holding that the district court was correct in its determination that Mr. Callahan’s constitutional rights were violated, but incorrect in its determination that these rights were not clearly established, we reverse in part and remand.
Background
This appeal evolves from a police raid of Mr. Callahan’s home on March 19, 2002. Earlier in the day, a confidential informant — who assisted the Central Utah Narcotics Task Force after being charged with possession of methаmphetamine — saw Mr. Callahan and discussed a potential sale of methamphetamine later that day. The confidential informant then informed an officer of the task force of the conversation.
According to the findings of the district court, the confidential informant began that evening by drinking “between six to eight beers in three hours.” He then went to Mr. Callahan’s home, where he “ingested or tasted a sample of the methamphetamine.” After establishing that he could purchase methamphetamine that evening, the confidential informant left Mr. Callahan’s home to report the plan of purchasing a gram of methamphetamine for $100 to the task force.
During their conversations with the informant, the officers learned that he was intoxicated. Concеrned about his competency, the officers supplied the confidential informant with coffee and monitored him. They were unaware that he also had ingested methamphetamine.
Despite the confidential informant’s condition, the officers continued with the planned drug transaction. They wired the confidential informant, gave him a marked $100 bill, and worked out a signal for him to give the officers once the exchange was completed. The officers then drove the confidential informant to Mr. Callahan’s home.
Inside the home, the confidential informant asked Mr. Callahan for methamphetamine. Mr. Callahan retrieved a quantity of drugs. In exchange for a portion of the quantity, the confidential informant gave Mr. Callahan the marked bill. After the deal was completed, the confidential informant gave a variation of the pre-arranged signal to the task force officers.
Hearing the signal, the officers entered Mr. Callahan’s home through a porch door. Once inside, they ordered the confidential informant, Mr. Callahan, and two other individuals to the floor. During their entry, the officers saw Mr. Callahan drop a plastic bag, which they later confirmed contained methamphetamine. After the four persons were on the floor, the officers conducted a protective sweep of the home. The Utah Court of Appeals later determined that Mr. Callahan consented to the protective sweep.
As a result of the search of Mr. Callahan and his home, the officers found evidence of a drug sale and possession. On the confidential informant, they found a small bag of methamphetamine. On Mr. Callahan, they found the marked bill. In Mr. Callahan’s home, they found drug syringes. The officers did not have an arrest or
Based on this evidence, Mr. Callahan was charged with possession and distribution of methamphetamine. The trial court found that the evidence was admissible because the existence of exigent circumstances made the search reasonable despite the absence of a warrant. The Utah Court of Appeals reversed this decision and Mr. Callahan’s subsequent conviction. Notably, the Utah Attorney General’s office conceded on appeal that no exigent circumstances existed, instead arguing that the evidеnce would have been discovered inevitably. The court of appeals disagreed and applied the Attorney General’s concession that there were no exigent circumstances.
Applying the ruling of the Utah Court of Appeals, Mr. Callahan filed claims in the United States Court for the District of Utah. Mr. Callahan alleged that the actions of the task force violated his constitutional rights under the Fourth and Fourteenth Amendments. Additionally, Mr. Callahan brought claims against municipalities for failure to supervise the task force and several state law claims.
On matters not on appeal, the district court dismissed Mr. Callahan’s claims against the municipalities because Mr. Callahan did not show any official policy or custom related to the actions of the task force. Combined with the dismissal of the claims against the task force under qualified immunity — as later discussed — the district court declined to exercise jurisdiction over Mr. Callahan’s state law claims. This closed Mr. Callahan’s case.
Regarding the claims against the task force, the district court dismissed the claims because it found that qualified immunity shielded the officers. In so doing, it found that despite an assumption that the task force violated Mr. Callahan’s constitutional rights, those constitutional rights were not clearly established. Specifically, the district court examined the application of the “consent-once-removed” doctrine, finding that although three circuit courts have upheld the doctrine, the recent Supreme Court decision in Georgia v. Randolph,
On appeal, Mr. Callahan contends that summary judgment should not have been granted based on qualified immunity derived from the “consent once removed” doctrine. This argument consists of two components. First, from Mr. Callahan’s perspective, it is clear that the actions of the task force violated his constitutional rights under the Fourth Amendment. Second, Mr. Callahan contends that because Tenth Circuit law requires exceptions to the warrant requirement of the Fourth Amendment be well delineated and carefully drawn, the adoption of thе doctrine by other circuits is irrelevant.
Discussion
When reviewing summary judgment orders based on qualified immunity, the approach differs from other summary judgment decisions. Cortez v. McCauley,
Even under this framework for analyzing qualified immunity, it remains that a district court’s determination of qualified immunity is a question of law that we review de novo, Cortez,
I. The actions of the Task Force violated Mr. Callahan’s constitutional rights.
The Fourth Amendment protects “the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.” U.S. Const. amend. IV. When examining a search or seizure, the central question is whether the actions were reasonable. United States v. McCullough,
This presumption that a warrant-less search of a house is unreasonable can
Even with these additional factors, the central question remains whether the search was reasonable. The focus simply shifts to whether “ ‘the exigencies of the situation’ make the needs of law enforcement so compelling that the warrantless search is objectively reasonable under the Fourth Amendment.” Brigham City,
It is undisputed that the task force officers entered Mr. Callahan’s house without a warrant. Presently, they do not argue that an established exception based on exigent circumstances made this entry reasonable. Instead, the officers ask this Circuit to join other circuits in their approval of the “consent-once-removed” doctrine.
The “consent-once-removed” doctrine applies when an undercover officer enters a house at the express invitation of someone with authority to consent, establishes probable cause to arrest or search, and then immediately summons other officers for assistance. United States v. Pollard,
We find the distinctions between an officer and an informant summoning additional officers to be significant. Had the person inside Mr. Callahan’s home been аn undercover officer, no extension of our case law would be necessary. Mr. Callahan would have consented to opening his home to the police. Consent is a well-established method of conducting a reasonable search, despite lacking a warrant.
On the other hand, the invitation of an informant into a house who then in turn invites the police, which are the present facts, would require an expansion of the consent exception. In this context, the pеrson with authority to consent never consented to the entry of police into the house. Other courts have overcome this distinction by noting that a state may grant the power to arrest to the police as well as its citizens, and if the informant has the power to arrest, then an informant must be capable of summoning the police. Yoon,
The officers also ask this court to adopt the “consent-once-removed” doctrine based on policy considerations. They argue that without this doctrine law enforcement will be severely hampered in its pursuit of drug traffickers because the use of informants is vital, and requiring officers to obtain a warrant whenever an informant was in a home would jeopardize personal safety and cause delays. This argument fails for two reasons. First, this contradicts the nature of the exceptions based on exigent circumstances requiring that the police' may not manipulate or abuse the circumstances creating the exigency. Zogmaister,
Thus, while our case law would support a holding that the Fourth Amendment allows an undercover officer to summon backup officers within a home after that officer has been invited with consent, neither the case law nor a rational extension of the case law would support including officers summoned by an informant within a home. Based on this, we hold that entering Mr. Callahan’s home based on the invitation of an informant and without a warrant, direct consent, or other exigent circumstances, the task force officers violated Mr. Callahan’s constitutional rights under the Fourth Amendment.
II. Mr. Callahan’s rights were clearly established
Having established that Mr. Callahan’s rights were violated, we now turn to whether these rights were clearly established. For a right to be clearly established, “there must be a Supreme Court or Tenth Circuit decision on point, or the clearly established weight of authority from other circuits must have found the law to be as the plaintiff maintains.” Cortez,
In this case, the relevant right is the right to be free in one’s home from unreasonable searches and arrests. The Supreme Court has repeatedly emphasized the importance of this right, stating “[ojver and again this Court has emphasized that the mandate of the Fourth Amendment requires adherence to judicial processes ... and that searches conducted outside of the judicial process, without prior approval by judge or magistrate, are per se unreasonable under the Fourth Amendment— subject only to a few specifically established and well-delineated exceptions.” Katz v. United States,
This Circuit has also long adopted the view that warrantless entries into a home are per se unreasonable unless they satisfy the established exceptions. See e.g., Franz v. Lytle,
The district court held that the right was not clearly established because other circuits have approved of the “consent-once-removed” doctrine. From the district court’s perspective, this gave the officers a “reasonable argument” that then-actions were justified until this Circuit or the Supreme Court rejected the “consent-once-removed” doctrine. This approach misreads a plaintiffs burden in showing that a right is clearly established. While case law from other circuits is relevant in the analysis, it relates to whether “the clearly established weight of authority from other circuits must have found the law to be as the plaintiff maintains.” Cortez,
Here, the officers knew (1) they had no warrant; (2) Mr. Callahan had not consented to their entry; and (3) his consent to the еntry of an informant could not reasonably be interpreted to extend to them. They do not argue on appeal that exigent circumstances justified their entry. Thus, “reasonable officers could [not] have believed that” their warrantless entry into Mr. Callahan’s home “was lawful, in light of clearly established law and the information the officers possessed.” Wilson,
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
Dissenting Opinion
dissenting.
Afton Callahan was arrested by the Central Utah Narcotics Task Force (the “Task Force”) for distribution and possession of methamphetamine fоllowing a warrantless entry into his residence. The warrantless entry occurred after a confidential informant consensually entered Mr. Callahan’s residence, purchased methamphetamine using funds provided by the Task Force, and gave what appeared to the officers to be a pre-arranged signal indicating that the drug deal had come to fruition. After successfully challenging the legality of the warrantless entry in Utah courts, see State v. Callahan,
On summary judgment, the district court granted Defendants qualified immunity. Today, the court reverses, holding
In order to overcome a qualified immunity defense, a plaintiff asserting a cause of action under § 1983 must demonstrate that (1) the defendant’s actions violated a federаl constitutional or statutory right, and (2) the right alleged to have been violated was clearly established at the time of the conduct at issue.
At the highest level of abstraction, the right at issue is the Fourth Amendment “right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.” U.S. Const. Amend. IV. The Supreme Court has interpreted the Fourth Amendment to require government agents to obtain a warrant before entering a residence for purposes of search or arrest. See Welsh v. Wisconsin,
Thus, it is abundantly clear that had one or more members of the Task Force gained consent to enter Mr. Callahan’s home, there would be no Fourth Amendment violation. See United States v. Cruz-Mendez,
What was unclear in this circuit, at least until today, was whether Mr. Callahan’s consent to the confidential informant coupled with the subsequent drug transaction so eroded his legitimate expectation of privacy that officers could enter his residence without a warrant in order to effectuate his arrest. The court answers that question in the negative, invalidating the consent once removed doctrine where confidential informants, rather than full-fledged officers, are involved. I, however, would draw the line elsewhere.
Under the doctrine of consent once removed, law enforcement officials may enter a residence without a warrant if the following conditions are met:
The undercover agent or informant: 1) entered at the express invitation of someone with authority to consent; 2) at that point established the existence of probable cause to effectuate an arrest or search; and 3) immediately summoned help from other officers.
United States v. Pollard,
The crucial question, then, is whether a homeowner’s legitimate expectation of privacy is any greater when he allows a confidential informant into his home rather than a full-fledged officer. The court answers that question with a resounding “yes,” but I fail to see the difference in the two situations. The court draws the line at police officers because “the person with authority to consent never consented to the entry of police into the house” when only a confidential informant is admitted and “the power to arrest does not grant the citizen all of the powers and obligations of the police as agents of the state.” Ct. Op. at 897.
I am similarly unconvinced by the court’s reliance on the distinction between those powers possessed by police officers and those possessed by other citizens. The confidential informant in this case was doubtless a government agent for Fourth Amendment purposes. “In deciding whether a private person has become an ... agent of the government, two important inquiries are: 1) whether the government knew of and acquiesced in the intrusive conduct, and 2) whether the party performing the search intended to assist law enforcement efforts or to further his own ends.” Pleasant v. Lovell,
There is also no denying that citizens (including confidential informants) in Utah, and nearly every other state, possess the power to arrest another individual who commits a felony in their presence. See Utah Code Ann. § 77-7-3 (2003). To be sure, the ordinary citizen does not possess all the powers and obligations attendant to being a police officer. But once that citizen becomes a government agent and embarks on a joint venture with the police, as the confidential informant in this case did, both he and the officers for whom he works face civil liability for any of his actions later deemed unconstitutional. See Pleasant,
Finally, the line the court draws creates odd results. Although police officers themselves may enter a residence to assist a fellow officer in effectuating an arrest, other government agents — such as agents of the Internal Revenue Service — might not have the same capacity. I fear future cases will turn on how closely the “powers and obligations” of the government agent in question resemble those of the classic police officer, rather than on Fourth Amendment reasonableness, see Illinois v. Rodriguez,
Although the extension of the consent once removed doctrine to confidential informants is an issue on which reasonable minds might differ, there is no doubt that the right at issue was not clearly established at the time the Task Force acted. “[T]he affirmative defense of qualified immunity ... protects all but the plainly incompetent or those who knowingly violate the law.” Medina v. Cram,
Properly characterized, the right at issue in this case is not simply the right to be free from unreasonable searches and seizures. Instead, it is the right to be free from the warrantless entry of police officers into one’s home to effectuate an arrest after one has granted voluntary, consensual entry to a confidential informant and undertaken criminal activity giving rise to probable cause. As the district court observed, no Supreme Court or Tenth Circuit decision has ever granted or even discussed that right. The court is no more successful in identifying such a decision. Instead, it relies upon cases holding that a warrantless search of a home is per se unreasonable unless оfficers gain consent or exigent circumstances exist.
Prior to the events giving rise to this litigation, three circuits had issued opinions which could have led a reasonable officer to believe that a warrantless entry was legal in this case. First, the Seventh Circuit, in 1986, clearly held that the consent once removed doctrine applies equally where confidential informants are involved, relying on a reduced expectation of privacy. See Paul,
In sum, because neither the Supreme Court nor the Tenth Circuit has heretofore addressed the propriety of the consent once removed doctrine as applied to confidential informants, and the clear weight of authority from other circuits strongly suggested that the Task Force’s actions in this case were legal, I would hold that the right at issue was not clearly established and would affirm the grant of qualified immunity.
Notes
. Despite heated debate among the Justiсes on the matter, the Supreme Court has explained that the lower federal courts are obliged to consider the qualified immunity questions in turn and may not skip the first step — whether a constitutional or statutory right was violated — simply because the case can be disposed of on the second. See Saucier,
. The court misconceives the conceptual underpinnings of the consent once removed doctrine, suggesting the doctrine is premised upon the existence of two consents — one from the homeowner to the confidential informant and one from the confidential informant to the police. Viewed in that light, however, the doctrine could not operate as to either confidential informants or police officers. Police officers have just as little authority to subsequently admit other officers into a home as confidential informants do.
. Despite the district court's suggestion to the contrary, the Supreme Court's recent decision in Georgia v. Randolph,
. United States v. Falcon,