249 F.R.D. 334 | N.D. Cal. | 2008
ORDER
Currently before the Court are: 1) defendants’ motion for judgment on the pleadings pursuant to Rule 12(c) of the Federal Rules of Civil Procedure [Docket No. 52] and 2) plaintiffs’ Motion for Class Certification [Docket No. 78], Additionally, defendants have moved to strike the declarations of Joseph Abbott [Docket No. 133], Peter Margen [Docket No. 134], and Mary-Lee Kimber filed in support of plaintiffs reply [Docket No. 192], as well as the Reply Appendix 1 [Docket No. 193], and the Reply Declaration of Peter Margen [Docket No. 194], as well as a motion for a hearing on those motions [Docket No. 195]. Having read and considered the arguments presented by the parties in the papers submitted to the Court, the Court finds this matter appropriate for resolution without a hearing. For the reasons articulated below, the motion for judgment on the pleadings is GRANTED WITHOUT PREJUDICE with respect to plaintiffs’ state law claims in the third, fourth, fifth and sixth
Background
A. Factual Background
The plaintiffs in this putative class action lawsuit are two disability rights groups (Californians for Disability Rights, Inc. and California Council of the Blind) and two disabled individuals acting on behalf of all others similarly situated. They are suing the California Department of Transportation (“Caltrans”) and its director, Will Kempton, to remedy an alleged “systematic pattern and practice of discrimination being committed by Caltrans against people with mobility and vision disabilities.” Docket No. 4 at 1. The plaintiffs allege that Caltrans, which provides an extensive network of facilities throughout the state including sidewalks, pedestrian crossings and a system of Park and Ride facilities, has systematically failed to maintain pedestrian rights of way or provide accessible alternative routes in construction areas. Id. at 2. The complaint alleges a host of other state and federal violations on the part of Caltrans, including the failure to remedy “dangerous slopes and crumbled or uneven pavement,” and the failure “to provide program access to Caltrans facilities in that they have not developed and implemented a comprehensive Self-Evaluation and Transition Plan covering pedestrian rights of way.” Id.
The plaintiffs filed their amended complaint on September 19, 2006. See Docket Nos. 1, 4. The complaint alleges seven causes of action, four of which are based on state law and two of which are federal claims. The two federal claims arise under, respectively, the Americans with Disabilities Act of 1990 (the “ADA”) and § 504 of the Rehabilitation Act of 1973. The seventh cause of action requests declaratory relief “in order that each of the parties may know their respective rights and duties and act accordingly.” Docket No. 4 at 21. Plaintiffs do not seek damages
On September 20, 2007, Caltrans filed a motion for judgment on the pleadings pursuant to Rule 12(c) of the Federal Rules of Civil Procedure. The motion requests 1) a dismissal of all state law claims, 2) a dismissal of the ADA claim based upon 11th' Amendment immunity, and 3) a judgment that plaintiffs have no private cause of action to enforce the ADA regulations which require the creation of Self-Evaluation and Transition plans. Caltrans’ motion seeks dismissal of all of plaintiffs’ claims except for their second cause of action, which alleges a violation of § 504 of the Rehabilitation Act of 1973. See Docket No. 4 at 18.
On October 23, 2007, Plaintiffs filed their motion for class certification, seeking class certification for their federal law claims only. Plaintiffs move for the certification of the following class under Federal Rules of Civil Procedure 23(a) and 23(b)(2):
All persons with mobility and/or vision disabilities who are allegedly being denied access under Title II of the Americans with Disabilities Act and the Rehabilitation Act of 1973 due to barriers along sidewalks, cross-walks, pedestrian underpasses, pedestrian overpasses and any other outdoor designated pedestrian walkways throughout the state of California which are owned and/or maintained by the California Department of Transportation.
For purposes of class certification, persons with mobility disabilities are those who use wheelchairs, scooters, crutches, walkers, canes or similar devices to assist their navigation along sidewalks. For purposes of class certification, persons with vision disabilities are those who due to a vision impairment use canes or service animals for navigation along sidewalks. For purposes of class certification, Plaintiffs do not seek to certify a class with respect to any portions of Park and Ride, rest stops and/or vista point facilities owned and/or maintained by Caltrans.
A. Motion for Judgment on the Pleadings
Federal Rule of Civil Procedure 12(e) permits judgment on the pleadings after an answer to a complaint has been filed. “Judgment on the pleadings is proper when the moving party clearly establishes on the face of the pleadings that no material issue of fact remains to be resolved and that it is entitled to judgment as a matter of law.” Hal Roach Studios, Inc. v. Richard Feiner & Co., 896 F.2d 1542, 1550 (9th Cir.1989). “All allegations of fact by the party opposing the motion are accepted as true, and are construed in the light most favorable to that party.” Qwest Commc’ns Corp. v. City of Berkeley, 208 F.R.D. 288, 291 (N.D.Cal.2002). In determining whether judgment on the pleadings should be entered, a district court may consider the allegations made in the complaint and the answer, materials attached to the complaint in accordance with Federal Rule of Civil Procedure 10(c), and any other materials that are (1) specifically referred to the in the complaint, (2) central to the plaintiffs claim, and (3) of uncontested authenticity. Marder v. Lopez, 450 F.3d 445, 448 (9th Cir.2006). If any other materials are to be considered, “the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56, and all parties shall be given reasonable opportunity to present all material made pertinent to such a motion by Rule 56.” Fed.R.Civ.P. 12(c).
B. Motion for Class Certification
Class certification is governed by Federal Rule of Civil Procedure 23, which sets forth a two-step procedure. First, the Court must determine that the following four requirements of Rule 23(a) have been satisfied: (1) numerosity; (2) common questions of law and fact; (3) typicality; and (4) fair and adequate representation. Fed.R.Civ.P. 23(a). Once these requirements are met, the plaintiff must also show that the lawsuit qualifies for class action status under one of the criteria found in Rule 23(b). See Zinser v. Accufix Research Institute, Inc., 253 F.3d 1180, 1186 (9th Cir.2001), amended and superceded on denial of rehearing by Zinser v. Accufix Research Institute, Inc., 273 F.3d 1266 (9th Cir.2001) (noting that Plaintiff “bears the burden of demonstrating that [he] has met each of the four requirements of Rule 23(a) and at least one of the requirements of Rule 23(b)”).
Rule 23(b) requires that the plaintiff establish that either: (1) there is a risk of inconsistent adjudication, or adjudication of individual class member’s claims would substantially impair non-party members’ ability to protect their interests; (2) the defendant acted on grounds generally applicable to the class; or (3) common questions of law or fact predominate and class resolution is superior to other available methods. Fed.R.Civ.P. 23(b).
The plaintiff bears the burden of proving that certification is appropriate. See Hawkins v. Comparet-Cassani, 251 F.3d 1230, 1238 (9th Cir.2001). The Court maintains great discretion in certifying a class action. Vizena v. Union Pac. R.R. Co., 360 F.3d 496, 502 (5th Cir.2004). The Court must rigorously analyze whether the class action allegations meet the requirements of Rule 23. See General Telephone Co. of the Southwest v. Falcon, 457 U.S. 147, 102 S.Ct. 2364, 72 L.Ed.2d 740 (1982). However, “[b]ecause the early resolution of the class certification question requires some degree of speculation ... all that is required is that the Court form a ‘reasonable judgment’ on each certification requirement.” In re Citric Acid Antitrust Litig., 1996 WL 655791 *2 (N.D.Cal.1996). “In formulating this judgment, the Court may properly consider both the allegations of the class action complaint and the supplemental evidentiary submissions of the parties.” Id. at *2. The Court may also consider the manageability of trying the plaintiffs’ claims in the form of a class action. Castano v. Am. Tobacco Co., 84 F.3d 734, 744 (5th Cir.1996).
Analysis
I. Motion for Judgment on the Pleadings
A. Plaintiffs’ State Law Claims
Caltrans argues extensively and persuasively that the plaintiffs’ state law claims should be dismissed due to this Court’s lack of jurisdiction over these causes of action.
However, the parties seem to dispute the manner in which the state law claims should be dismissed.
The plaintiffs correctly note that “[dismissals for lack of jurisdiction should be without prejudice so that a plaintiff may reassert his claims in a competent court.” Freeman v. Oakland Unified School Dist., 179 F.3d 846, 847 (9th Cir.1999) (quoting Frigard v. United States, 862 F.2d 201, 204 (9th Cir.1988)) (quotation marks omitted). Therefore, since the propriety of dismissal of the state law causes of action is not in dispute, the plaintiffs’ state law claims are dismissed without prejudice.
B. Plaintiffs federal claims
Caltrans claims it is entitled to judgment— or at least partial judgment — pursuant to Federal Rule 12(c) on the plaintiffs’ federal ADA claim because 1) Congress’ attempt to abrogate 11th Amendment immunity under the ADA is invalid, and 2) the Ex Parte Young doctrine does not provide an exception permitting defendant Will Kempton to be sued in his official capacity as director of Caltrans. See Docket No. 52 at 12.
1. The Eleventh Amendment
Caltrans argues that it cannot be sued by California citizens in federal court because it enjoys sovereign immunity under the 11th Amendment, and Congress’ “attempt” to abrogate this immunity is invalid. Caltrans correctly notes that sovereign immunity extends to state agencies and departments. Pennhurst State School and Hosp. v. Halderman, 465 U.S. 89, 100, 104 S.Ct. 900, 79 L.Ed.2d 67 (1984); Florida Department of Health v. Florida Nursing Home Assn., 450 U.S. 147, 101 S.Ct. 1032, 67 L.Ed.2d 132 (1981) (per curiam); Alabama v. Pugh, 438 U.S. 781, 98 S.Ct. 3057, 57 L.Ed.2d 1114 (1978) (per curiam). Thus, Caltrans enjoys 11th Amendment protection unless a statute unequivocally abrogates such immunity. Atascadero State Hosp. v. Scanlon, 473 U.S. 234, 242, 105 S.Ct. 3142, 87 L.Ed.2d 171 (1985), overruled on other grounds. Cal-trans explains that in order for a statute to validly abrogate state sovereign immunity, it must 1) contain an unequivocal expression of Congressional intent to abrogate, 2) be enacted pursuant to Congress’ enforcement power under the 14th Amendment and 3) contain a remedial scheme that is “congruent and proportional” to the identified harm. See Docket No. 52 at 13; see also City of Boerne v. Flores, 521 U.S. 507, 117 S.Ct. 2157, 138 L.Ed.2d 624 (1997). Caltrans concedes the ADA satisfies the first two elements,
To reach such a conclusion, Caltrans urges this Court to ignore a host of Ninth Circuit decisions that expressly find a valid abrogation in claims arising under Title II of the ADA. Hason v. Medical Bd. of California, 279 F.3d 1167, 1170 (9th Cir.2002); see also Phiffer v. Columbia River Corr. Inst., 384 F.3d 791, 792 (9th Cir.2004); Dare v. California, 191 F.3d 1167, 1175 (9th Cir.1999); Clark v. California, 123 F.3d 1267, 1270-71 (9th Cir.1997). Ninth Circuit decisions have expressly considered and rejected Caltrans’ proposition that the remedial scheme of Title II of the ADA is not congruent and proportional under the reasoning of Board of Trustees of University of Alabama v. Garrett, 531 U.S. 356, 121 S.Ct. 955, 148 L.Ed.2d 866 (2001). Thomas v. Nakatani, 309 F.3d 1203, 1209 (9th Cir.2002); Lovell v. Chandler, 303 F.3d 1039, 1050-51 (9th Cir.2002). Garrett, on which Caltrans heavily relies, discusses the congruence and proportionality of Title I of the ADA, not Title II. The Supreme Court in Garrett specifically reserved any discussion of Title II, explaining that “[w]e are not disposed to decide the constitutional issue whether Title II, which has somewhat different remedial provisions from Title I, is appropriate legislation under § 5 of the Fourteenth Amendment when the parties have not favored us with briefing on the statutory question.” Garrett, 531 U.S. at 360, n. 1, 121 S.Ct. 955. Despite Ninth Circuit decisions specifically rejecting Caltrans’ immunity argument and despite Garrett’s deferment of the question of the constitutionality of Title II of the ADA, the defendants nevertheless pursue their argument by claiming the Ninth Circuit has failed to “undertake[ ] the searching inquiry that the Supreme Court requires, as set forth in Garrett, which included a detailed discussion of legislative findings of discriminations by States.” Docket No. 52 at 15. This Court declines the defendants’ invitation to “overrule” Ninth Circuit 7 precedent.
By citing the dissenting opinions in two Ninth Circuit decisions as authority,
Defendants asks this Court to rule against a long string of Ninth Circuit precedent expressly establishing Congressional sovereign abrogation in the context of ADA claims under Title II. Such a ruling is more appropriately within the province of the Ninth Circuit or the Supreme Court not this Court. Since Caltrans has failed to show that it is entitled to judgment as a matter of law regarding its sovereign immunity to the ADA claim, its motion is denied in this respect.
2. The Ex parte Young exception
Caltrans further contends that the plaintiffs are prohibited from suing Caltrans director Will Kempton in his official capacity because the Ex parte Young doctrine is inapplicable to the circumstances of this case. See Docket No. 52 at 16. In Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908), the Supreme Court held that a federal court has jurisdiction over a suit against a state officer to enjoin official actions that violate federal law. See Idaho v. Coeur d’Alene Tribe of Idaho, 521 U.S. 261, 288, 117 S.Ct. 2028, 138 L.Ed.2d 438 (1997) (O’Connor, J., joined by Scalia and Thomas, JJ., concurring in part and concurring in judgment).
As the plaintiffs further note, Caltrans’ argument that the Ex parte Young doctrine should not apply when Title II actions name a state as a party in addition to individual state officers has been expressly rejected by the Ninth Circuit. See Docket No. 65 at 9-10. In Miranda B. v. Kitzhaber, 328 F.3d 1181 (9th Cir.2003), the court held that id at 1189 (quoting Verizon Maryland, Inc. v. Public Service Com’n of Maryland, 535 U.S. 635, 645, 122 S.Ct. 1753, 152 L.Ed.2d 871 (2002) (quotation marks omitted)).
[w]e are not concerned under Ex parte Young whether the state is the real party at interest; instead, the test for when Ex parte Young allows suits against officials to proceed is quite simple: In determining whether the doctrine of Ex parte Young avoids an Eleventh Amendment bar to suit, a court need only conduct a straightforward inquiry in whether [the] complaint alleges an ongoing violation of federal law and seeks relief properly characterized as prospective.
In the present case, the plaintiffs’ first amended complaint clearly alleges a violation of federal law in its first and second causes of action. See Docket No. 4 at 15-18. Similarly, the relief sought in the complaint can be characterized as prospective as it includes “[a]n order and judgment enjoining Defendants from violating the Americans with Disabilities Act [and] Section 504 of the Rehabilitation Act of 1973.” Id at 21. For these reasons, the Ex parte Young doctrine applies to the present suit and Caltrans’ motion for judgment on the pleadings should be denied in this respect.
C. Private Right of Action to Enforce ADA Regulations
Lastly, Caltrans requests final judgment on the pleadings establishing that “[plaintiffs have no private right of action to enforce either the self-evaluation or transition plan regulations under the regulatory scheme of the ADA.” Defendants argue that the specific regulations at issue here create obligations that go beyond what is required by Title II, and therefore are not privately enforceable under Title II’s provisions for private causes of action. Docket No. 52 at 23. The first of the two regulations at issue here is 28 C.F.R. 35.105, which in part provides
[a] public entity shall, within one year of the effective date of this part, evaluate its current services, policies, and practices, and the effects thereof, that do not or may not meet the requirements of this part and, to the extent modification of any such services, policies, and practices is required, the public entity shall proceed to make the necessary modifications.
28 C.F.R. 35.105(a). Caltrans also requests a judgment on the pleadings regarding 28 C.F.R. 35.150(d), which provides in part
*341 [i]n the event that structural changes to facilities will be undertaken to achieve program accessibility, a public entity that employs 50 or more persons shall develop, within six months of January 26, 1992, a transition plan setting forth the steps necessary to complete such changes. A public entity shall provide an opportunity to interested persons, including individuals with disabilities or organizations representing individuals with disabilities, to participate in the development of the transition plan by submitting comments. A copy of the transition plan shall be made available for public inspection.
28 C.F.R. 35.150(d)(1).
There is no Ninth Circuit decision addressing the private right to enforce these regulations. However, both the First and Sixth Circuits, as well as a sister court within this District, have weighed in on this issue. In Ability Center, the Sixth Circuit held no private right to enforcement existed under 28 C.F.R. 35.150(d), reasoning that “failing to develop a transition plan ... does not in and of itself ... hinder the disabled.” 385 F.3d at 914. Citing Ability Center, a sister court within this District has likewise concluded that no private right of action exists to enforce these two regulations. In Cherry v. City College of San Francisco, 2005 WL 2620560 (N.D.Cal.2005) (Alsup, J.), the court noted that “there is no indication that a public entity’s failure to develop a transition plan harms disabled individuals, let alone in a way that Title II aims to prevent or redress,” and therefore no private right of action to enforce the transition plan regulation would lie. Id. at *4. More recently, in Iverson v. City of Boston, 452 F.3d 94 (1st Cir.2006), the First Circuit examined the self-evaluation regulation, § 35.105, and found that “it is altogether conceivable that a public entity may be in full compliance with Title II without observing the commands of the self-evaluation regulation,” and therefore a private right of action to enforce the self-evaluation regulation does not exist. Id. at 101.
In arguing that the Sixth Circuit, the First Circuit, and this Court’s sister court in Cherry were in error in holding that there is no private right to enforce either the self-evaluation or transition plan regulations, plaintiffs rely heavily on the Tenth Circuit’s decision in Chaffin v. Kansas State Fair Bd., 348 F.3d 850 (10th Cir.2003). The Chaffin court, in finding the existence of a private right of enforcement of Title II regulations, viewed the regulations collectively, and found that, as a whole, they “simply provide the details necessary to implement the statutory right created by § 12132 of the ADA. They do not prohibit otherwise permissible conduct.” 348 F.3d at 858.
Of Course, the Chaffin decision contrasts sharply with those of the First and Sixth Circuits, and was in fact explicitly rejected as “simply incorrect” by the First Circuit in Iverson. All of these decisions endeavor to interpret the Supreme Court’s guidance in Alexander v. Sandoval, 532 U.S. 275, 121 S.Ct. 1511, 149 L.Ed.2d 517 (2001). In characterizing the Supreme Court’s holding in Sandoval, the First Circuit stated:
[The Supreme Court recognized in Sandoval that] [a]n implementing regulation may under certain circumstances be enforced through the private right of action available under the organic statute that it implements. Under Sandoval, however, a private plaintiff may not, merely by referencing the organic statute, enforce regulations that interdict a broader swath of conduct than the statute itself prohibits. After all, the power to create a private right of action, like the power to create positive federal law itself, lies exclusively with Congress.
452 F.3d at 101 (internal citations omitted). In rejecting the Tenth Circuit’s analysis in Chaffin, the First Circuit in Iverson reasoned:
In our view, the Chaffin court misconstrued Sandoval and, thus, the decision is simply incorrect. Although the court appropriately recognized that “regulations may not create a private cause of action where no such right was intended by Congress in the statute authorizing promulgation of such regulations,” id. at 857, it inexplicably disregarded Sandoval’s corollary rule that regulations which impose an obligation beyond the statutory mandate are not enforceable through the statutory*342 right of action, see id. at 857-58. In light of this error, we elect to align ourselves with the Sixth Circuit, see Ability Ctr., 385 F.3d at 913-15, and to reject the position of the Tenth Circuit, see Chaf[f]in, 348 F.3d at 856-60.
452 F.3d at 101-102. This analysis is consonant with the reasoning employed by this Court’s sister court in Cherry. See 2005 WL 2620560, *3 (“Unlike the Sixth Circuit, the Tenth Circuit did not engage in a separate analysis for each regulation in dispute ... This order agrees with the Sixth Circuit that there is a distinction between regulatory violations that, by themselves, would deny the disabled meaningful access to public services and those that would not”).
In concurrence with the analysis articulated by the First and Sixth Circuits, as well this Court’s sister court in Cherry, this Court holds that Sandoval directs a regulation-by-regulation analysis, as opposed to the “collective” approach endorsed by the Tenth Circuit, in order to determine if each one exhibits a Congressional intent to create a private right of enforcement. In the present case it is conceivable that, as previously noted by this Court’s sister court in Cherry, both the transition plan and self-evaluation regulations might both be violated and yet there could still be no violation of Title II, and therefore Congress’s intent to create a private right of enforcement for violations of Title to II itself cannot be imputed to the accompanying regulations. 2005 WL 2620560 at *4. While the plaintiffs’ excerpts from ADA legislative history provide important insight into the ideas behind the creation of the statute, such as Congress’ concern with “curb cuts,” see Docket No. 65 at 14, these glimpses into the law’s history fail to mention either the self-evaluation or transition plan regulations, let alone shed any light on Congress’ intent to create a private right of enforcement of these regulations. Since neither regulation contains a clear Congressional intent to create a private right of enforcement, Sandoval mandates that none be found in the facts of this case. Accordingly, this Court concurs with its sister court’s ruling in Cherry, and holds that there is no private right of action to enforce either the self-evaluation or transition plan regulations.
Accordingly, for the reasons stated above, the third, fourth, fifth and sixth causes of action are DISMISSED WITHOUT PREJUDICE. Defendants’ motion pursuant to Rule 12(c) is DENIED with respect to plaintiffs’ ADA claim, and is GRANTED with respect to any right plaintiffs assert to enforce the self-evaluation and transition regulations of Title II of the ADA.
II. Motion for Class Certification
While the Court has granted defendants’ motion with respect to any right plaintiffs assert to enforce the self-evaluation and transition regulations of Title II of the ADA, plaintiffs other claims under the ADA, as well § 504 of the Rehabilitation Act, remain intact. Accordingly, the Court will reach plaintiffs’ motion for class certification.
As noted above, Rule 23 of the Federal Rules of Civil Procedure sets forth a two-part test for the maintenance of a class action. First, Plaintiffs must satisfy the four prerequisites of Rule 23(a): numerosity, commonality, typicality, and adequacy of representation. Second, one of the three subsections of Rule 23(b) must also be satisfied. Here, Plaintiffs seek to certify a class under Rule 23(b)(2), whereby class certification is proper if “the party opposing the class has acted or refused to act on grounds generally applicable to the class, thereby making appropriate final injunctive relief or corresponding declaratory relief with respect to the class as a whole.”
Plaintiffs have moved for the certification of the following class under Rules 23(a) and 23(b)(2):
All persons with mobility and/or vision disabilities who are allegedly being denied access under Title II of the Americans with Disabilities Act and the Rehabilitation Act of 1973 due to barriers along sidewalks, cross-walks, pedestrian underpasses, pedestrian overpasses and any other outdoor designated pedestrian walkways throughout the state of California which are owned and/or maintained by the California Department of Transportation.
For purposes of class certification, persons with mobility disabilities are those who use*343 wheelchairs, scooters, crutches, walkers, canes or similar devices to assist their navigation along sidewalks. For purposes of class certification, persons with vision disabilities are those who due to a vision impairment use canes or service animals for navigation along sidewalks. For purposes of class certification, Plaintiffs do not seek to certify a class with respect to any portions of Park and Ride, rest stops and/or vista point facilities owned and/or maintained by Caltrans.
Mot. to Certify Class at 1. In characterizing the claims for which they seek certification, plaintiffs are at pains to point out that they do not seek to litigate every alleged violation of the ADA by Caltrans:
Plaintiffs do not propose, and it would make no sense, to litigate individually every curb, ramp, protruding object, uneven sidewalk, or any other particular access barrier experienced by members of the proposed class. Rather Plaintiffs ask only that Caltrans take appropriate system-wide efforts to meet its longstanding obligations to ensure access to a core public service.
Mot. to Certify Class at 2. Plaintiffs continue: “This lawsuit is not about specific access barriers. Rather it is about Caltrans’ inactions and actions, including inadequate policies and practices, which have resulted in systematic discrimination against the class.” Id. at 4. Plaintiffs identify “two basic types of obligations at issue in the case.” First:
[F]or its existing sidewalks, federal law has long required that Caltrans identify existing access barriers, make a schedule to remedy these barriers and follow that schedule, as well as maintain access features in proper condition 28 C.F.R. § 35.150(d)(2); 28 C.F.R. § 42.521(d). To do so, Caltrans must develop and implement a transition plan which sets milestones and benchmarks for fixing the existing barriers. Plaintiffs allege that Caltrans has failed to even begin the systematic efforts required to meet this program access obligation.
Id. Second:
[Fjederal laws pose a heightened “strict compliance” obligation for those sidewalks which Caltrans has newly constructed or altered subsequent to the passage of these laws 28 C.F.R. § 35.151(e); 28 C.F.R. § 42.522. Plaintiffs allege that Caltrans has violated these heightened access requirements on a systematic basis for may years through the use of improper design guidelines and the failure to ensure compliance with even those deficient guidelines.
Id. at 5 (emphasis in original). As discussed above, the Court has determined that plaintiffs have no private right of action to enforce either the self-evaluation or transition plan regulations under 28 C.F.R. §§ 35.105 and 35.150(d). Therefore, to the extent plaintiffs’ claim that “Caltrans must develop and implement a transition plan which sets milestones and benchmarks for fixing the existing barriers” is based on the self-evaluation or transition plan regulations, those claims are no longer live. However, the second claim identified by plaintiffs, that “Caltrans has violated [the] heightened access requirements on a systematic basis for may .years through the use of improper design guidelines and the failure to ensure compliance with even those deficient guidelines,” is still in play.
Defendants argue that plaintiffs have failed to meet the requirements of Rule 23(a). Specifically, defendants argue at length that plaintiffs have failed to meet the “commonality” requirement of Rule 23(a), because, according to defendants, trying plaintiffs’ case as a class action will require a “mini-trial” on every single alleged violation of the ADA by Caltrans. That is, defendants aver, for each and every plaintiff in the putative class, the Court will be forced to examine every alleged violation of the ADA independently — every crack in the sidewalk, every narrow passageway, every impermissibly steep curb ramp — and determine what, if any, remedial obligations Caltrans has with respect to that particular violation.
Defendants also argue that plaintiffs have failed to prove numerosity because they have come forward with declarations from “only” 22 potential class members. Defendants further argue that plaintiffs have failed to meet the “typicality” and “adequacy of representation” requirements of Rule 23(a). The Court addresses these arguments in turn.
Rule 28(a)(2) requires that “there are questions of law or fact common to the class.” Fed.R.Civ.P. 23(a)(2). Commonality focuses on the relationship of common facts and legal issues among class members. See, e.g., 1 Herbert B. Newberg & Alba Conte, Newberg on Class Actions § 3:10 at 271 (4th ed.2002). As the Ninth Circuit recently explained in Dukes v. Wal-Mart, Inc., 509 F.3d 1168 (9th Cir.2007):
Rule 23(a)(2) has been construed permissively. All questions of fact and law need not be common to satisfy the rule. The existence of shared legal issues with divergent factual predicates is sufficient, as is a common core of salient facts coupled with disparate legal remedies within the class.
Id. at 1177 (quoting Hanlon v. Chrysler Corp., 150 F.3d 1011, 1019 (9th Cir.1998)).
The gravamen of defendants’ opposition to the motion for class certification is that commonality does not exist because each and every alleged violation of the ADA by Cal-trans must be litigated individually. Defendants warn that certifying the class proposed by plaintiffs would “open the floodgates of countless mini-trials regarding each of the public pedestrian rights-of-way that are under the jurisdiction of the State of California, which amount to thousands of miles of sidewalks, curb ramps and other walkways.” Opp’n at 2.
Defendants argue that “[e]ach right-of-way is unique and requires individual evaluation. The almost infinite variations in design, layout, constraints, construction, and modification that distinguish one right-of-way from another, and the different construction and renovation dates at different locations, present individualized factual and legal issues so as to preclude a finding of commonality.” Id. at 4. This is because, defendants argue “[cjontrary to Plaintiffs’ allegations, Caltrans does not have a centralized policy of ‘discrimination’ in violation of Title II. Ultimate decisions affecting the design, construction, and modification of a given right-of-way are made on an individualized basis by local offices in the twelve different geographic districts of Caltrans.” Id. As defendants summarize their argument:
The alleged “accessibility issues” complained of by Plaintiffs were not caused by some sort of centralized policy. Determining whether Caltrans has acted or failed to act in a manner that violates the ADA and the Rehabilitation Act of 1973 (“Rehabilitation Act”) requires a highly individualized assessment of each of the various rights-of-way. (Plaintiffs need to meet their burden of proof that, inter alia, the right-of-way is actually within Caltrans’ jurisdiction and the right-of-way violates Title II because it denies access.) Furthermore, each of Cal-trans’ rights-of-way was constructed at different times. As a result, different standards and regulations apply to determine compliance with the ADA____ Plaintiffs should be required to individually examine and litigate every facility they claim to be at issue.
Id. at 7.
The bulk of defendants’ opposition is devoted to a litany of issues that each individualized assessment would allegedly require. Defendants argue that, for each and every location of an alleged violation: 1) Plaintiffs will need to specify the specific injunctive relief sought for each location; 2) The Court will need to determine if it must order the injunctive relief sought by Plaintiffs for each and every pedestrian right-of-way; 3) The Court must then determine if the right-of-way “violates” the applicable ADA guidelines; 4) If compliance is deemed necessary, the Court must ascertain what to do to provide compliance; 5) The Court will need to determine if it has the necessary parties before it to effectuate the injunctive relief Plaintiffs demand; and finally 6) The Court will need to determine if costs and timeline are feasible. Opp’n at 16-18. In sum, defendants argue, “certifying a statewide class would be difficult for the Court to manage because it would put hundreds of thousands of pedestrian features throughout California before this Court and would require the Court to apply the above process to each of Caltrans’ pedestrian rights-of-way to determine if an ADA violation exists.” Id. at 19. Instead, defendants argue, “[t]he Court should require Plaintiffs to bring individual lawsuits with the burden to prove disability
This argument misconstrues the nature of plaintiffs’ claims and requested relief. As plaintiffs make abundantly clear, they are not seeking that this Court directly order and oversee the remediation of every non-ADA compliant pedestrian feature throughout the state. Rather, they are seeking injunctive relief remedying Caltrans “use of improper design guidelines and the failure to ensure compliance with even those deficient guidelines.” Mot. at 2. In an attempt to sidestep this fact, defendants argue that their parade of administratively unmanageable horribles will overwhelm this case because “[cjontrary to Plaintiffs’ allegations, Caltrans does not have a centralized policy of ‘discrimination’ in violation of Title II. Ultimate decisions affecting the design, construction, and modification of a given right-of-way are made on an individualized basis by local offices in the twelve different geographic districts of Caltrans.” Id. at 4.
However, the question of whether Caltrans has a “centralized policy of ‘discrimination’ in violation of Title II,” is precisely what is at issue in plaintiffs’ claims, and defendants cannot defeat certification by begging the question by prematurely assuming that no such centralized policy exists. Defendants’ argument is at core simply the question of the merit of plaintiffs’ claims, and is therefore not appropriately addressed at the class certification stage. Courts have no authority “to conduct a preliminary inquiry into the merits of a suit in order to determine whether it may be maintained as a class action.” Eisen v. Carlisle & Jacquelin, 417 U.S. 156, 177, 94 S.Ct. 2140, 40 L.Ed.2d 732 (1974). Indeed, “a preliminary determination of the merits may result in substantial prejudice to a defendant, since of necessity it is not accompanied by the traditional rules and procedures applicable to civil trials.” Id.
Stripped of its merits-based premise, the essence of defendants’ argument — that in order to prove the existence of the forest the plaintiffs must individually prove the existence of each tree — is anathema to the very notion of a class action. Taken to its logical conclusion, under defendants’ reasoning, no civil rights class action would ever be maintainable, because, in order to prove the existence of a discriminatory pattern or practice, each class member would have to individually prove the highly individualized factors relating to each instance of discrimination they allegedly suffered. This would simply obviate the concept of the class action lawsuit.
In fact, courts regularly order the remediation of discriminatory practices in class actions without presiding over the details of the application of such remediation to each and every affected facility or individual. For example, in Armstrong v. Davis, 275 F.3d 849 (9th Cir.2001), a sister court in this District (Case No. CV-94-02307-CW) found that the California Board of Prison Terms (the state parole authority) failed to make proper accommodations for the class consisting of numerous disabled prisoners, and entered a system-wide injunction requiring the Board to modify its policies and practices to comply with federal statutory and constitutional standards. Id. at 854. The Court did not address the specific details of every parole proceeding involving a person with disabilities, which is the analog of what defendants suggest here. See Opp’n at 15 (“The Court should require Plaintiffs to bring individual lawsuits with the burden to prove disability discrimination at a particular pedestrian facility.”).
Cases challenging an entity’s policies and practices regarding access for the disabled represent the mine run of disability rights class actions certified under Rule 23(b)(2). See e.g., Armstrong, 275 F.3d 849; Siddiqi v. Regents of University of California, 2000 WL 33190435, *8 (N.D.Cal.2000) (Wilken, J.) (“Defendants argue that the predominance of individualized fact questions makes this action inappropriate for adjudication under 23(b)(2). However, as discussed above, the Court finds the allegations that plaintiffs seek to adjudicate on a class-wide basis, the legality of the specified UC policies, are not based on individualized determinations but can be efficiently determined on a class-wide basis.”); Moeller v. Taco Bell Corp., 220 F.R.D. 604 (N.D.Cal.2004). Indeed, Rule 23(b)(2) was designed specifically for civil rights cases like this, where plaintiffs seek
The instant action is a garden variety class action of the type routinely certified under Rule 23(b)(2). There is nothing unique to plaintiffs’ claims that will require the Court to adjudicated every alleged violation of the ADA by Caltrans. Rather, the common question addressed by this lawsuit is whether and to what extent Caltrans has violated the ADA on a “systematic basis for many years through the use of improper design guidelines and the failure to ensure compliance with even those deficient guidelines.” The question of such system-wide discriminatory practices is an issue common to all plaintiffs.
The existence of even one significant issue common to the class is sufficient to warrant certification. See Dukes, 509 F.3d at 1177 (“The commonality test is qualitative rather than quantitative-one significant issue common to the class may be sufficient to warrant certification.”); see also 1 Newberg on Class Actions § 3:10 at 272-74. Accordingly, the Court finds that the Commonality requirement of Rule 23(a) has been met.
B. Typicality
Rule 23(a)(3) requires that “the claims or defenses of the representative parties be typical of the claims or defenses of the class.” Fed.R.Civ.P. 23(a)(3). “[U]nder the rule’s permissive standards, representative claims are ‘typical’ if they are reasonably coextensive with those of absent class members; they need not be substantially identical.” Dukes, 509 F.3d at 1184 (quoting Hanlon v. Chrysler Corp., 150 F.3d 1011, 1020 (9th Cir.1998)). Some degree of individuality is to be expected in all cases, but that specificity does not necessarily defeat typicality. Id.
Typicality and commonality are similar requirements and tend to merge. See Gen. Tel. Co. of Sw. v. Falcon, 457 U.S. 147, 157 n. 13, 102 S.Ct. 2364, 72 L.Ed.2d 740 (1982). In arguing the typicality is not met in this case, defendants rely primarily on their arguments regarding the alleged lack of commonality, which are not persuasive. See Opp’n at 20-21. Here plaintiffs allege that they have suffered the very type of harm alleged on behalf of the class, caused by the same alleged system-wide failures by Caltrans, under the same legal theories. See Mot. to Certify Class at 22. at Accordingly, the Court finds that the typicality requirement has been met.
C. Numerosity
Rule 23(a)(1) requires that the class be “so numerous that joinder of all members is impracticable.” Fed.R.Civ.P. 23(a) (1). While there is no bright-line rule as to how many class members are required to be sufficiently numerous, various courts have found that the numerosity factor is satisfied if the class comprises 40 or more members and have found it not satisfied when the class comprises 21 or fewer. See Consolidated Rail Corp. v. Town of Hyde Park, 47 F.3d 473, 483 (2d Cir.1995); Ansari v. New York Univ., 179 F.R.D. 112, 114 (S.D.N.Y.1998).
Defendants argue that numerosity is not satisfied here because plaintiffs are “only able to identify 22 class members who claim to have suffered ‘discrimination’ even after soliciting for class members through issuing press releases to [Californians for Disability Rights and California Council of the Blind] members and soliciting for class members on [plaintiffs counsel’s] website.” Opp’n at 22. Defendants continue, “the truth of the matter is that there exists only scant support for Plaintiffs’ lawsuit against Caltrans,” which defendants contend is affirmed by the declarations filed in support of their opposition. Id. The declarations, filed by various members of the mobility-impaired or vision-impaired community who are potential class members, assert that the declarants oppose plaintiffs’ lawsuit on various grounds. See,
Additionally, defendants argue that plaintiffs’ statistical data is insufficient to establish numerosity, citing to various unpublished district court opinions outside of the Ninth Circuit. See, e.g., Green v. Borg-Warner Protective Servs. Corp., No. 95 Civ. 10419, et al., 1998 WL 17719, at *1-4 (S.D.N.Y. Jan.16, 1998) (rejecting census data on overall population of shelter residents because plaintiffs failed to link the population data to an actual violation of rights); see also LeGrand v. New York City Transit Auth., No. 95-CV-0333 1999 WL 342286, at *3-5 (E.D.N.Y. May 26, 1999) (numerosity not satisfied because the statistical data on number of pregnant women in company had no relation to the number of such women who suffered pregnancy discrimination). Here, Plaintiffs provide census data that there are “... [approximately 219,000 people who can’t see ... 329,000 people who use wheelchairs ... [and] 1,110,-000 people who use canes, crutches or walkers.” See Fagan Decl., ¶¶ 2-5.
However, contrary to defendants’ assertion, courts regularly rely on the type of data presented by plaintiffs in making numerosity determinations. See e.g., Arnold v. United Artists Theatre Circuit, Inc., 158 F.R.D. 439, 448 (N.D.Cal.1994) (extrapolating from “evidence indicating that there are over 175,000 wheelchair users and over 700,000 semi-ambulatory persons in California” that “the number of disabled persons affected by the alleged access violations at the more than 70 theaters operated by defendant in California is in the thousands.”); Moeller v. Taco Bell Corp., 220 F.R.D. 604, 608 (N.D.Cal.2004) (observing that, in light of census statistics demonstrating that there are approximately 151,000 potential class members, and that restaurants covered by the proposed class had more than fifty million transactions the previous year, “as matter of common sense, the class in this case is large.”). A court may make common sense assumptions to support a finding that joinder would be impracticable. 1 Newberg on Class Actions, § 3:3 (“Where the exact size of the class is unknown but general knowledge and common sense indicate that it is large, the numerosity requirement is satisfied.”). Defendants do not dispute that there are approximately 1.5 million persons with relevant disabilities in the California, and that many of them use sidewalks owned or maintained by Caltrans. It is simply nonsensical to suggest, as defendants do, that out of these 1.5 million, no more than the 22 class members identified by plaintiffs have experienced “barriers along sidewalks, cross-walks, pedestrian underpasses, pedestrian overpasses and any other outdoor designated pedestrian walkways throughout the state of California which are owned and/or maintained by the California Department of Transportation.”
While precedent suggests that 20-40 class members is the “grey area” for numerosity, see Wamboldt v. Safety-Kleen Systems, Inc. 2007 WL 2409200, *1 (N.D.Cal.2007), plaintiffs do not need to state the exact number of potential class members, nor is a specific number of class members required for numerosity. Bates v. United Parcel Service, 204 F.R.D. 440, 444 (N.D.Cal.2001). Here, there is no real question that there are at least 22 class members, and, extrapolating from the statistical data presented by plaintiffs, common sense dictates that there are thousands — if not hundreds of thousands— more. Accordingly, the Court finds that the class is so numerous that joinder of all members is impracticable, and therefore the numerosity requirement is met. See Fed.R.Civ.P. 23(a)(1).
Rule 23(a)(4) permits certification of a class action only if “the representative parties will fairly and adequately protect the interests of the class.” Fed.R. Civ. P. 23(a)(4). This factor requires: (1) that the proposed representative plaintiffs do not have conflicts of interest with the proposed class, and (2) that plaintiffs are represented by qualified and competent counsel. See Dukes, 509 F.3d at 1185. Adequacy of representation “depends on the qualifications of counsel for the representatives, an absence of antagonism, a sharing of interests between representatives and absentees, and the unlikelihood that the suit is collusive.” Brown v. Ticor Title Ins., 982 F.2d 386, 390 (9th Cir.1992) (citations omitted).
Defendants argue that there is “irreconcilable” antagonism within the class and therefore plaintiffs are not adequate class representatives. Defendants claim that the declarations they submit in opposition to class certification “highlight the irreparable antagonism between the purported class of all blind Californians, between the class of all mobility impaired Californians, and between the vision-impaired and mobility-impaired class members.” Opp’n at 22. Specifically, defendants argue that there are “people in the vision-impaired community who believe that the installation of curb ramps [allegedly favored by the mobility-impaired] on corners are unnecessary for access,” and that there are “individuals of the mobility-impaired community who are opposed to the installation of yellow tactile domes [allegedly favored by the vision-impaired] at curb ramps.” Opp’n at 23. “Such antagonism,” defendants aver, “destroys Plaintiffs’ purported class.” Id.
This argument is inapposite. A difference of opinion about the propriety of the specific relief sought in a class action among potential class members is not sufficient to defeat certification. See 1 Newberg on Class Actions § 3:30 (“As a general rule, disapproval of the action by some class members should not be sufficient to preclude a class action on the ground of inadequate representation”); see also Norwalk Core v. Norwalk Redevelopment Agency, 395 F.2d 920, 937 (2d Cir. 1968) (holding that, where a complaint alleged discrimination against particular races by city housing relocation program and questions of fact common to all members, the “fact that some members of the class were personally satisfied with the defendants’ relocation efforts is irrelevant.”). Moreover, defendants have provided no argument that this purported conflict is so “serious and irreconcilable” as to defeat certification as a matter of law. See Amchem Products, Inc. v. Windsor, 521 U.S. 591, 626-627, 117 S.Ct. 2231, 138 L.Ed.2d 689 (1997). More importantly, defendants’ self-serving declarations aside, no mobility or vision impaired individual group has sought to intervene in this action. See Rosado v. Wyman, 322 F.Supp. 1173, 1193 (E.D.N.Y.1970) (noting that the fact that none of the allegedly antagonist class members has intervened in the action supported inference that no such antagonism actually existed).
The balance of defendants’ arguments related to adequacy are similarly unpersuasive. Defendants argue that the named plaintiffs must have adequate resources to pay the costs associated with the case so that they may check the “unfettered discretion of counsel.” Opp’n at 24. The Ninth Circuit has not weighed in on whether the financial status of the named plaintiff is relevant to class certification. See Moeller, 220 F.R.D. at 612. However, this Court’s sister court has previously held, persuasively, that “to deny a class whenever plaintiffs counsel advances significant funds to plaintiffs of little or modest means would be to defeat the very purposes which class actions were designed to achieve.” Id. (quoting Bartelson v. Dean Witter & Co., 86 F.R.D. 657, 675 (E.D.Pa. 1980)); see also In re West Coast Department Stores Antitrust Litigation, 1979 WL 1721 * 1-2 (N.D.Cal.1979) (holding that courts should not take into account named plaintiffs’ financial status in class certification context and noting that weight of authority is to this effect).
Defendants also argue that one of the named plaintiffs, Dmitri Belser, is an inadequate representative because he is, inter alia, “not aware of ADAAG standards or Title 24 standards regarding detectable
Finally, the Court determines plaintiffs’ attorneys are experienced class action attorneys and are adequate class counsel.
Adequate representation is usually presumed in the absence of contrary evidence. Access Now, Inc. v. Ambulatory Surgery Center Group, Ltd., 197 F.R.D. 522, 528 (S.D.Fla.2000); 2 Newberg § 7.24 at 7-80 to 81. Defendants have failed to rebut this presumption. Accordingly, the Court finds that the adequacy of representation requirement is met.
E. Rule 23(b)
The party seeking certification bears the burden of showing that at least one requirement of Rule 23(b), in addition to each of the four requirements of Rule 23(a), has been met. See Zinser v. Accufix Research Inst., Inc., 253 F.3d 1180, 1186, amended, 273 F.3d 1266 (9th Cir.2001). Plaintiffs move to certify the class under Rule 23(b)(2), which requires that plaintiffs show that “the party opposing the class has acted or refused to act on grounds generally applicable to the class, thereby making appropriate final injunctive relief ... with respect to the class as a whole.” Fed.R.Civ.P. 23(b)(2). The Court’s analysis of the commonality requirement of Rule 23(a) necessarily touched on the propriety of certifying the class under Rule 23(b)(2). As noted, this case is precisely the sort of civil rights class action contemplated by Rule 23(b)(2). See 2 Newberg on Class Actions § 4:11; Thomasville School Dist., 187 F.R.D. 690.
While defendants argue that “the complexity and expense of a class action is not necessary in this case as the named Plaintiffs may achieve by injunction all relief that would inure to similarly situated persons without the necessity of class certification,” Opp’n at 25, there is no requirement that class certification must be “necessary.” See, e.g., Halbach v. Great-West Life & Annuity Ins. Co., 2007 WL 1018658, *10 (E.D.Mo.2007) (“The Court agrees with a number of other courts which have found that there is no ‘necessity’ requirement included in Rule 23(b)(2) certification.”). Indeed, such a requirement would effectively eviscerate Rule 23(b)(2), which was specifically designed with the benefits of collective action in mind. See Gatter v. Cleland, 87 F.R.D. 66 (E.D.Pa.1980) (“the adoption of a ‘need’ requirement would virtually eliminate class certification under Rule 23(b) (2)”); 2 Newberg on Class Actions § 4:11. Accordingly, the Court finds that Plaintiffs have met the requirements of Rule 23(b).
F. Evidentiary Objections and Motions to Strike
Defendants have submitted evidentiary objections to 17 of the declarations offered by plaintiffs in support of their motions. Defendants have also moved to strike the declarations of Joseph Abbott [Docket No. 133] and Peter Margen [Docket No. 134], as well as the Declaration of Mary-Lee Kimber filed in support of plaintiffs reply [Docket No. 192], the Reply Appendix 1 [Docket No. 193], and the Reply Declaration of Peter Margen [Docket No. 194]. Finally, defendants filed evidentiary objections to 10 declarations filed by plaintiffs in support of their reply memorandum.
1. Evidentiary Objections
Defendants have submitted evidentiary objections to virtually every declaration offered by plaintiffs in support of their motions; in total, defendants have submitted 121 evidentiary objections. However, as plaintiffs correctly note, these objections are simply boilerplate, and include absolutely no explanation as to why the testimony in question is objec
In any case, a perusal of the objections demonstrate that they are without merit. The vast majority of the testimony objected to by defendants is related to the class members’ personal experience with access barriers on various sidewalks. Such statements— recounting that the declarants have experienced “barriers” on various sidewalks and intersections — does not constitute “lay opinion” (Fed.R.Evid.701), nor do they constitute “improper expert opinion” (Fed.R.Evid.702). Moreover, defendants provide absolutely no explanation as to why any of the testimony is “irrelevant, prejudicial, and confusing” (Fed. R.Evid.402-404).
Accordingly, defendants’ evidentiary objections are OVERRULED.
2. Motions to Strike
The Court did not rely on any of the testimony submitted by Margen or Abbot in ruling on the motion for class certification, and therefore the motions to strike those declarations are DENIED AS MOOT. Similarly, the Court did not consider any of the testimony or evidence presented in the declarations or appendices submitted by plaintiffs in support of their reply memorandum. Accordingly, defendants’ motions to strike the materials submitted in support of the reply are DENIED AS MOOT, as is defendants’ motion to set the hearing date on those motions.
Conclusion
For the reasons stated above, the third, fourth, fifth and sixth causes of action are DISMISSED WITHOUT PREJUDICE. Defendants’ motion for judgment on the pleadings [Docket No. 52] is DENIED with respect to plaintiffs’ ADA claim, but GRANTED with respect to any right plaintiffs assert to enforce the self-evaluation and transition regulations of Title II of the ADA.
The motion for class Certification [Docket No. 78] is GRANTED. The Court hereby CERTIFIES the following class:
All persons with mobility and/or vision disabilities who are allegedly being denied access under Title II of the Americans with Disabilities Act and the Rehabilitation Act of 1973 due to barriers along sidewalks, cross-walks, pedestrian underpasses, pedestrian overpasses and any other outdoor designated pedestrian walkways throughout the state of California which are owned and/or maintained by the California Department of Transportation.
For purposes of class certification, persons with mobility disabilities are those who use wheelchairs, scooters, crutches, walkers, canes or similar devices to assist their navigation along sidewalks. For purposes of class certification, persons with vision disabilities are those who due to a vision impairment use canes or service animals for navigation along sidewalks. For purposes of class certification, Plaintiffs do not seek to certify a class with respect to any portions of Park and Ride, rest stops and/or vista point facilities owned and/or maintained by Caltrans.6
The motions to strike [Docket Nos. 138, 134, 192, 193, 194] are DENIED AS MOOT, as is the motion for a hearing on those motions [Docket No. 195].
IT IS FURTHER ORDERED THAT a case management conference is scheduled for May 21, 2008 at 3:00 p.m. The parties shall meet and confer prior to the conference and shall prepare a joint Case Management Conference Statement which shall be filed no later than 10 days prior to the Case Management Conference that complies with the Standing Order For All Judges Of The Northern District Of California and the Standing Order of this Court. Plaintiffs shall be responsible for filing the statement as well as for arranging the conference call. All parties shall be on the line and shall call (510) 637-3559 at the above indicated date and time.
IT IS SO ORDERED.
. See Docket No. 65 at 4, line 16.
. In its 12(c) motion, Caltrans requests the state claims be dismissed "with prejudice.” Docket No. 52 at 23. In its reply, however, Caltrans changes its tune: “Defendants do not contest the request that the claims be dismissed without prejudice.” Docket No. 103 at 12.
. A provision of the ADA, 42 U.S.C. § 12202, provides that "[a] State shall not be immune under the eleventh amendment to the Constitution of the United States from an action in Federal or State court of competent jurisdiction for a violation of this chapter.”
. See Docket No. 52 at 15. The two cases are Hason, 294 F.3d at 1168-69 (O'Scannlain, J., dissenting) and Phiffer, 384 F.3d at 793 (O’Scannlain, J., dissenting).
. A stronger source for this principle is Pennhurst, 465 U.S. at 101, 104 S.Ct. 900, which states plainly that ‘‘[t]he Eleventh Amendment bars a suit against state officials when the state is the real, substantial party in interest.” (quotation marks omitted). The text of Ford, quoted by Pennhurst, actually explains that "when the action is in essence one for the recovery of money from the state, the state is the real, substantial party in interest and is entitled to invoke its sovereign immunity from suit even though individual officials are nominal defendants.” Ford, 323 U.S. at 464, 65 S.Ct. 347.
. The class certified above will not include claims relating to the stairs located in front of 18133 Sonoma Highway, Sonoma, California; and the missing curb ramp on the sidewalk in front of that location. These areas are being