California Water & Telephone Co. v. County of Los AngelesCalifornia Water & Telephone Co. v. County of Los Angeles
The County of Los Angeles and the county engineer appeal from a judgment declaring that the county “Water Ordinance,” ordinance No. 7834, cannot constitutionally apply to investor-owned public utilities and enjoining the county and the county engineer from enforcing-the ordinance against the public utilities.
The action was brought by the public utilities and the California Water Association, an organization to which each of the respondent public utilities belongs, 1 on behalf of the respondents and all other investor-owned public utilities serving water within the unincorporated area of the County of Los Angeles, to test the constitutionality of the Water Ordinance and certain related ordinances as applied to them.
Respondents averred that the appellants could attempt to compel them to comply with the Water Ordinance and certain related ordinances, that the challenged ordinances could not constitutionally apply to them because the state has fully occupied the field of public utilities regulation by adopting article XII, section 23 of the California Constitution and the state Public Utilities Code, and that appellants were entitled to a declaration that the ordinances as applied to them were unconstitutional and an injunction restraining their enforcement against respondents. At the trial respondents withdrew their request for relief in respect of all ordinances other than the Water Ordinance.
Appellants countered with the alternative contentions that there was no justiciable controversy, that the ordinance could constitutionally apply to respondents, and that even if some of the ordinance could not apply, one section of it was constitutionally applicable to respondents.
The facts are not disputed. Respondents are private corporations which own and operate plants and equipment for the production, transmission and delivery of water. Each of the respondents furnishes water within the unincorporated sections of the County of Los Angeles. On August 2, 1960, the board of supervisors adopted the Water Ordinance (No. 7834). For the recited purpose of promoting a minimum level of fire protection performance for water supply facilities the Water Ordinance requires that all persons who supply domestic water to more than one customer
2
must obtain either a
Section 152 of the Water Ordinance requires plans and specifications for water service to new subdivisions to be submitted to the county engineer “as required by Section 196 of Ordinance No. 4478, entitled 'Subdivision Ordinance ’ ” and further requires that there shall be included with such plans and specifications “a certificate from a water utility that the proposed system can be operated by the water utility, and that the system will in every particular, meet the requirements of this ordinance.” Section 153 provides that “[a] water utility . . . shall supply to the applicant for a building permit the certificate, if any, required by Section 307 of said Ordinance No. 2225, the Building Code,
7
if the facts are such
A violation of any of the provisions of the Water Ordinance constitutes a misdemeanor. (Section 17.)
Following the passage of the Water Ordinance, the county engineer notified respondents and other water purveyors of the adoption of the Water Ordinance and transmitted copies of the utility manual promulgated pursuant to the Water Ordinance. In December of 1960 the county engineer advised respondents of the registration requirements and urged them to comply with the Water Ordinance.
Respondents registered as required by the county engineer. At all times respondents have complied with the provisions of the Water Ordinance, and there has been no prosecution of any of the respondents.
Justiciable Controversy Presented
Appellants principally contend that respondents are not entitled to either declaratory or injunctive relief because the cause was never justiciable. Under the encompassing label of nonjusticiability, appellants present a clutch of arguments variously challenging the existence of any ground to invoke the judicial process, the propriety of the trial court’s exercising its discretion in granting declaratory relief, the merits of the declaration issued, and the basis for issuing the injunction.
The principle that courts will not entertain an action which is not founded on an actual controversy is a tenet of common law jurisprudence, the precise content of which is difficult to define and hard to apply. The concept of justiciability involves the intertwined criteria of ripeness and standing. A controversy is “ripe” when it has reached, but has not passed, the point that the facts have sufficiently congealed to permit an intelligent and useful decision to be made.
9
One
The present controversy was within the judicial ken. The factors which appellants say destroy justiciability are not in the nature of jurisdictional facts. They are merely factors which are properly considered in exercising discretion committed to the court by section 1061 of the Code of Civil Procedure:
11
The court may refuse to exercise the power granted by this chapter in any case where its declaration or
Among the factors affecting exercise of judicial discretion are these: the penal character of the ordinance attacked, the need for now determining the validity of the ordinance, the character of the respondents’ interest and that of the public in the subject matter, and the existence of alternative remedies, if any, to test the validity of the ordinance.
Declaratory relief is not foreclosed simply because the subject matter of the action is a penal statute or ordinance.
(Charles L. Harney, Inc.
v.
Contractors’ etc. Board
(1952)
A person need not violate or plan to violate a penal ordinance before he can obtain a declaration construing it and deciding its application to him.
(Cf. Charles L. Harney, Inc.
v.
Contractors’ etc. Board, supra,
A prosecution based on violation of a challenged ordinance is relevant in determining the availability of declaratory relief to test the validity of that ordinance, but it is not a condition precedent to declaratory relief nor necessarily a bar to such relief. If a person seeking declaratory relief is actually being prosecuted, it is obvious that the controversy is ripe and that he is interested in the outcome. But even though both criteria are present, declaratory relief may not be appropriate if the very determination he seeks can be just as well or better made in the pending criminal proceeding. (See
People
v.
Ray, supra,
Respondents’ interest in obtaining a declaration respecting the validity of the Water Ordinance is neither academic or remote. The constitutional amenability of the public utilities to the local regulations prescribed by the Water Ordinance has a continuing effect upon the conduct of respondents’ business. That the impact of the ordinance is not necessarily immediate does not make respondents’ interest in the adjudication remote. Respondents’ business requires a continuity of development and planning which extends well into the future. Water facilities and equipment must be planned substantially in advance of consumer demand. In order intelligently to plan such facilities, utilities must know whether they are required to comply with the specifications of the Water Ordinance and the utility manual or whether they must comply solely with the specifications promulgated by the Public Utilities Commission. To say that respondents have no present interest in the subject matter is rather like saying that law students have no real interest in the subjects to be covered on the bar examination until they start taking the examination.
However, even aside from the interest which respondents have in a determination of the validity of the Water Ordinance, the public interest requires that there be an adjudication to settle the constitutional question here presented. Both the respondents and appellants are well aware that the amenability of water utilities to local control is a matter of substantial public concern. Were there any doubt about the justiciability of the controversy, that doubt would be resolved in favor of present adjudication, because the public is interested in the settlement of the dispute.
(California Physicians’ Service
v.
Garrison
(1946)
The trial court did not abuse its discretion in deciding that declaratory relief was warranted.
Water Ordinance Unconstitutional
Respondents contend that the state has fully occupied the field of regulation of water utilities, thereby depriving the county of any power to legislate in that field. Appel
Local legislation in conflict with general law is void.
13
Conflicts exist if the ordinance duplicates,
14
contradicts,
15
or enters an area fully occupied by general law, either expressly or by legislative implication.
16
If the subject matter or field of the legislation has been fully occupied by the state, there is no room for supplementary or complementary local legislation, even if the subject were otherwise one properly characterized as a “municipal affair.”
17
No exact formula exists upon whicli to forecast precisely the application of implied legislative preemption. One of the clouds in the crystal ball is the definition of the field which may be ultimately adopted in any particular ease. If the definition is narrow, preemption is circumscribed; if it is
The litigants, well knowing what kind of crop will grow from the seeds of definition, have characterized the field accordingly: Respondents say that the field, both of the general and local law, is ‘ ‘ regulation of investor-owned public utilities;” appellants say that the field of the ordinance is “fire protection,” a local affair the subject matter of which has not been enveloped by the state. It is unnecessary for us to nurture either of these seeds. If the local legislation conflicts with general law or is a matter of state-wide rather than strictly local concern, the Water Ordinance is void whether or not the general law totally occupies the “field, ’ ’ however defined.
The Water Ordinance as applied to the respondents conflicts with the general law and relates to matters which are of state-wide rather than local concern. Section 23 of article XII of the California Constitution provides in part that the Railroad Commission (now the Public Utilities Commission) “shall have and exercise such power and jurisdiction to supervise and regulate public utilities ... or services rendered by public utilities as shall be conferred upon it by the Legislature, and the right of the Legislature to confer powers upon the Railroad Commission respecting public utilities is hereby declared to be plenary and to be unlimited by any provision of this Constitution. From and after the passage by the Legislature of laws conferring powers upon the Railroad Commission respecting public utilities, all powers respecting such public utilities vested in boards of supervisors ... or other governing bodies of the several counties . . . shall cease so far as such powers shall conflict with the powers so conferred upon the Railroad Commission; provided, however, that this section shall not affect such powers of control over
Pursuant to section 23 of article XII the Legislature adopted the Public Utilities Act, in which it delegated to the Public Utilities Commission the power to “supervise and regulate every public utility in the State and [to] do all things, whether specifically designated in this part or in addition thereto, which are necessary and convenient in the exercise of such power and jurisdiction.” (Pub. Util. Code, § 701.) Article III of division 1 of the Public Utilities Act (Pub. Util. Code, §§761-773) contains detailed provisions relating to the equipment and facilities of public utilities:
Section 761 requires the commission to “fix the rules, practices, equipment, appliances, facilities, service, or methods to be observed, furnished, constructed, enforced, or employed. The commission shall prescribe rules for the performance of any service or the furnishing of any commodity of the character furnished or supplied by any public utility, and, on proper demand and tender of rates, such public utility shall furnish such commodity or render such service within the time and upon the conditions provided in such rules.”
Section 762 requires the commission to issue orders for such extensions, repairs, improvements or changes in the “existing plant, equipment, apparatus, facilities, or other physical property of any public utility” as the commission finds ought reasonably to be made “to promote the security or convenience of its employees or the public, or in any other way to secure adequate service or facilities. ’ ’
Section 768 empowers the commission to promulgate orders to require every public utility to “construct, maintain, and operate its line, plant, system, equipment . . . and premises in such manner as to promote and safeguard the health and safety of its employees . . . customers, and the public . . . and require the performance of any other act which the health or safety of its employees . . . customers or the public may demand. ’ ’
Section 1001 provides that no water corporation shall begin the construction of a water system or any extension thereof “without having first obtained from the commission a certificate that the present or future public convenience and necessity require or will require such construction. ’ ’
The commission has promulgated rules governing water service, including standards for design and construction, as for example, General Order No. 103, adopted June 12, 1956, containing comprehensive specifications for water systems and facilities. Section III of General Order No. 103, following a recitation that the system “shall be adequate to deliver the water requirements of all customers,” provides for minimum pipe sizes and minimum pressures and provides “specifications, location, installation, and the responsibility for the maintenance of fire hydrants, public and private fire protection facilities, connecting mains, and their ownership may be subject to negotiation between the utility and the applicant. Fire hydrants and public and private fire protection facilities shall be installed to the requirements of the utility and when owned by the utility shall be subject to such conditions as the Commission may determine based upon the compensation received for this service. ’' The same section of General Order No. 103 further provides: “The quantity of water delivered to the distribution system from all source facilities should be sufficient to supply adequately, dependably and safely the total requirements of all customers under maximum consumption, and should be determined so as to maintain the specified pressures as required by paragraph II 3 a. ”
No profound exegesis of the contents of the Water Ordinance and the utilities manual and of the contents of the cited sections of the Public Utilities Code and the commission’s regulations promulgated pursuant thereto is necessary to conclude that the Water Ordinance as applied to respondents conflicts with general law. Although the wording of both sets of legislation is not identical, the subject matter which is covered by each is substantially identical.
Moreover, the construction, design, operation and maintenance of public water utilities is a matter of state-wide concern. Of course, the county is vitally interested in the
We find no basis for distinguishing section 153 of the Water Ordinance from the remainder of the Water Ordinance as it applies to respondents. Section 153 of the Water Ordinance states in pertinent part: “A -water utility . . . shall supply to the applicant for a building permit the certificate, if any, required by Section 307 of said Ordinance No. 2225, the Building Code, if the facts are such that such water utility . . . truthfully can execute such a certificate.” Section 307 of the Building Code Ordinance, which is incorporated into section 153 of the Water Ordinance, states in part: “Except as otherwise provided by this section, every application for a building permit shall be accompanied by: (a) A certificate from a water utility that it can supply water to the proposed structure in compliance with Ordinance No. 7834, entitled ‘Water Ordinance, ’ adopted August 2, 1960, ...” Respondents cannot be required to issue a certificate that they
We assume for the purposes of this opinion that the Water Ordinance can be properly applied to building permit applicants. We hold only that the Water Ordinance cannot be constitutionally applied to the respondents.
Issuance of Injunction Improper
The issuance of an injunction to restrain enforcement of an ordinance declared unconstitutional is not invariably appropriate. An ancillary injunction should not issue as a concomitant to a declaratory judgment unless the pleading and proof demonstrate that the traditional requisites of injunctive relief have been met. When the plaintiff has failed to prove any facts which would entitle him to any affirmative relief beyond a declaration of his rights, the issuance of an injunction is error.
(City of San Diego
v.
Cuyamaca Water Co.
(1930)
Nothing in the record indicates that respondents have any need for an ancillary injunction. There is no reason to suppose that either the county or the county engineer is in the least disposed to enforce the Water Ordinance against the respondents in the teeth of a declaration of its unconstitutionality as applied to them. No affirmative act is required of the appellants fully to effectuate the declaration.
Respondents shall recover their costs on appeal.
Kaus, P. J., and Stephens, J., concurred.
Notes
California Water Association, a nonprofit organization, is not a public utility. The trial court refused relief to the California Water Association on the apparent ground that the association had no standing to challenge the Water Ordinance. No appeal has been taken by California Water Association.
Section 82 of the Water Ordinance defining “water utility” states: “The term ‘Water Utility’ shall mean any person, firm, private, quasi-public or public agency supplying or purporting to supply other than at wholesale water for any purpose other than irrigation or water replenishment to more than one retail customer or stockholder. ...”
Section 151 of the Water Ordinance provides in part: “A person to whom constitutionally this ordinance can apply shall not construct any portion of a water system which is subject to the provisions of this ordinance without first having obtained a Water Utility Certificate of Registration. ’ ’
Section 154 of the same ordinance provides: “A person legally required to comply with this Ordinance and not having a water utility certificate of registration shall not construct any portion of a water system, subject to the provisions of this Ordinance without first having obtained a Water Utility Authorization.”
Section 151 of the Water Ordinance.
Water Ordinance, sections 8, 155, 252. The county engineer accordingly published a utility manual setting forth the standard specifications establishing minimum standards of the County of Los Angeles for water mains and water systems, materials and construction.
Water Ordinance, sections 201-266.
Ordinance No. 2225, as amended by ordinance No. 7835, added section 307, which requires that application for a building permit shall be accompanied by
‘ ‘
(a) a certificate from a water utility that it can supply
Concurrently with the amendment of the Building Code by ordinance No. 7835 zoning ordinance No. 1494 was amended by ordinance No. 7874 to require as a condition precedent to obtaining a zoning change the filing of a certificate ‘‘from the person who is to supply water that he can supply water as required by said Ordinance No. 7834, also stating the amount and pressure, which certificate also shall be signed by the Forester and Fire Warden, or a certificate from the County Engineer that such water will be available.” Ordinance No. 4478 was also amended by ordinance No. 7875 requiring compliance with the provisions of the Water Ordinance as a condition to approval of a subdivision.
It is easier to illustrate ripeness than it is to define it. For example, in
Silva
v.
City & County of San Francisco
(1948)
E.g., Jennings
v.
Strathmore Public Utility Dist.
(1951)
When the controversy is one which is outside the jurisdictional purview, it cannot he litigated even if the party seeking relief is intensely interested and oven it the dispute is fully ripened.
(In re McGee
(1953)
The conversation in some of the decisions about threatened prosecution usually relates to the availability of injunctive relief. The language of threat is a legal cliché in equity proceedings to obtain an injunction. For examples of decisions using the threat terminology, see
City of Santa Monica
v.
Superior Court
(1964)
Seetion 11 of article XI of the California Constitution is both a grant and a limitation upon the power of cities and counties to enact legislation: "Any county, city, town, or township may make and enforce within its limits all such local, police, sanitary and other regulations as arc not in conflict with general laws. ’ ’
Chavez
v.
Sargent
(1959) 52 Cal.2d
162, 176 [339
P.2d 801];
In re Portnoy
(1942)
Ex parte Daniels
(1920) 183 Cal.
636,
642-645 [
E.g., Abbott
v.
City of Los Angeles
(1960)
In
re Hubbard
(1964)
In re Hubbard, supra,
In re Lane, supra,
The proviso last quoted applies' solely to certain freeholders’ charter cities.
(Pacific Tel. & Tel. Co.
v.
City of Los Angeles
(1955)
Lewis
v.
People’s Water Co.
(1913) 3 C.R.C. 416, and
City of Alameda
v.
People’s Water Co.
(1916) 9 C.R.C. 234, cited by appellants for the principle that the Public Utilities Commission does not have jurisdiction to regulate the design and size of water utility equipment for the purpose of fire prelection, are not in point. The commission recognized its jurisdiction of the subject matter, but declined to require extension of mains for fire protection purposes when the utility had no duty to supply water to the applicants for fire protection.
(City of San Leandro
v.
Railroad Com.
(1920)
“2. That defendants are restrained and enjoined from enforcing Ordinance No. 7834 of the County of Los Angeles against plaintiffs, California Water & Telephone Company, Diamond Bar Water Company, Dominguez Water Corporation, Bast Pasadena Water Co., Palos Verdes Water Company, San Gabriel Valley Water Company, Southern California Water Company, Southwest Water Company, Suburban Water Systems, and Valleeito Water Company, and all other public utilities in the County of Los Angeles similarly situated.”