CALIFORNIA ET AL. v. SIERRA CLUB ET AL.
No. 79-1252
Supreme Court of the United States
Argued January 21, 1981—Decided April 28, 1981
451 U.S. 287
*Tоgether with No. 79-1502, Kern County Water Agency et al. v. Sierra Club et al., also on certiorari to the same court.
Roderick Walston, Deputy Attorney General of California, argued the cause for petitioners in both cases. With him on the briefs for petitioners in No. 79-1252 were George Deukmejian, Attorney General, R. H. Connett, Assistant Attorney General, and Gregory K. Wilkinson, Deputy Attorney General. Warren J. Abbott, Victor E. Gleason, Albert T. Henley, Daniel F. Gallery, and Clifford W. Schulz filed briefs for petitioners in No. 79-1502.
Elinor Hadley Stillman argued the cause for both cases for the federal parties, respondents under this Court‘s Rule 19.6. With her on the briefs were Solicitor General McCree, Acting Assistant Attorney General Macbeth, Deputy Solicitor General Claiborne, Jacques B. Gelin, and Robert L. Klarquist.
John B. Clark argued the cause for respondents Sierra Club et al. in both cases. With him on the brief were James E. Harrington, Robert B. Thum, and Michael R. Sherwood.†
Under review here is a decision of the Court of Appeals for the Ninth Circuit holding that private parties may sue under the Rivers and Harbоrs Appropriation Act of 1899 to enforce § 10 of that Act. An environmental organization and two private citizens (hereafter respondents)1 seek to enjoin the construction and operation of water diversion facilities which are part of the California Water Project (CWP). They rely upon § 10 of the Act, which prohibits “[t]he creation of any obstruction not affirmatively authorized by Congress, to the navigable capacity of any of the waters of the United States. . . .”2 Since the Act does not explicitly create a private enforcement mechanism, the initial question рresented
I
The California Water Project consists of a series of water storage and transportation facilities designed primarily to transport water from the relatively moist climate of northern California to the more arid central and southеrn portions of the State. The water which will be used by the CWP is initially stored behind dams on the Sacramento River and, as needed, released into the Sacramento-San Joaquin Delta. The CWP then diverts a quantity of this water from the Delta and directs it into canals and aqueducts which will carry it south. The project has both federal and state components. The federal component, the Central Valley Project, is designed in part to provide a constant source of water for irrigation to the Central Valley of California. Water for this project is diverted from the Delta by the Tracy Pumping Plаnt into the 115-mile Delta-Mendota Canal which transports the water to the Mendota Pool in California‘s Central Valley. The State Water Project supplies water to both central and southern California by way of the California Aqueduct. Water for this project is drawn from the Delta by the Delta Pumping Plant and deposited in the
Under the present system the quality of water captured in the north and released into the Delta may be degraded by intruding salt waters from the Pacific Ocean. As a consequence the water which is diverted from the Delta to the Delta-Mendota Canal or the California Aqueduct is potentially of a lesser quality than is the water which is transported to the Delta from storage facilities in the north and from there deposited in the Delta. The State of California has proposed the construction of a 42-mile Peripheral Canal along the eastern edge of the Delta area, which would avoid any mixing of the water from the north with the saline water of the Delta. Instead of depositing water in the Delta, the canal would carry high quality water directly to the Trаcy and Delta Pumping Plants.
Respondents commenced the present action in 1971 in the United States District Court for the Northern District of California. Sierra Club v. Morton, 400 F. Supp. 610 (1975). Named as defendants were the various federal and state officials who administer the agencies responsible for overseeing the operation, construction, and regulation of the CWP facilities in question.3 Petitioner water agencies, which had contracted with the State for water from the Delta and which had incurred extensive financial obligations in reliance thereon, were permitted to intervene.4 The respondents alleged that present
The District Court concluded that respondents could avail themselves of a “private cause of action” to enforce § 10 of the Act, and ruled on the merits that approval of the Corps of Engineers was required by § 10 for the Tracy and Delta Pumping Plants and the Peripheral Cаnal. Sierra Club v. Morton, supra. The Court of Appeals for the Ninth Circuit agreed that a private cause of action to enforce the Act existed. Sierra Club v. Andrus, 610 F. 2d 581 (1979). It reversed the District Court as to the Tracy Pumping Plant, however, ruling that Congress has consented to its construction and operation.5 We granted petitions for certiorari filed by the water agencies and the State of California. 449 U. S. 818 (1980).
II
Cort v. Ash, 422 U. S. 66 (1975), outlined a “preferred approach for determining whether a private right of action should be implied from a federal statute. . . .” Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U. S. 11, 26 (1979) (WHITE, J., dissenting); see Cannon v. University of Chicago, 441 U. S. 677 (1979). This approach listed four factors thought to be relevant to the inquiry:
“First, is the plaintiff ‘one оf the class for whose especial benefit the statute was enacted,’ . . . —that is, does the statute create a federal right in favor of the plaintiff? Second, is there any indication of legislative intent, explicit or implicit, either to create such a remedy or to deny one? . . . Third, is it consistent with the underlying purposes of the legislative scheme to imply such a remedy for the plaintiff? . . . And finally, is the cause of action one traditionally relegated to state law, in an area basically the concern of the States, so that it would be inappropriate to infer a cause of action based solely on federal law?” 422 U. S., at 78.
Combined, these four factors present the relevant inquiries to pursue in answering the recurring question of implied causes of action. Cases subsequent to Cort have explained that the ultimate issue is whether Congress intended to create a private right of action, see Universities Research Assn., Inc. v. Coutu, 450 U. S. 754, 771-772 (1981); Transamerica Mortgage Advisors, Inc. v. Lewis, supra, at 23-24; Touche Ross & Co. v. Redington, 442 U. S. 560, 568, 575-576 (1979); but the four factors specified in Cort remain the “criteria through which this intent could be discerned.” Davis v. Passman, 442 U. S. 228, 241 (1979); Transamerica Mortgage Advisors, Inc. v. Lewis, supra, at 27 (WHITE, J., dissenting).
Under Cort, the initial consideration is whether the plaintiff is a member of a class for “‘whose especial benefit the statute was enacted.‘” Cort v. Ash, supra, at 78, 80-82; see Touche Ross & Co. v. Redington, supra, at 569-570; Cannon v. University of Chicago, supra, at 689-694. Without analyzing either the language or legislative history of the Act, the Court of Appeals here concluded that the Act was designed for the especial benefit of private parties who may suffer “special injury” caused by an unauthorized obstruc-
In ascertaining this intent, the first consideration is the language of the Act. Here, the statute states no more than a general proscription of certain activities; it does not unmistakably focus on any particular class of beneficiaries whose welfare Congress intended to further. Such language does not indicate an intent to provide for private rights of action. “Thеre would be far less reason to infer a private remedy in favor of individual persons if Congress, instead of drafting Title IX [of the Education Amendments of 1972] with an unmistakable focus on the benefited class, had written it simply as a ban on discriminatory conduct by recipients of federal funds or as a prohibition against the disbursement of public funds to educational institutions engaged in discriminatory practices.” Cannon v. University of Chicago, supra, at 690-693; see also Touche Ross & Co. v. Redington, supra, at 569; Cort v. Ash, supra, at 80-82. Section 10 of the Rivers and Harbors Appropriation Act is the kind of general ban which carries with it no implication of an intent to confer rights on a particular class of persons.
Neither the Court of Appeals nor respondents have identified anything in the legislative history suggesting that § 10 was created for the especial benefit of a particular class. On the contrary, the legislative history supports the view that
It is not surprising, therefore, that there is no “indication of legislative intent, explicit or implicit, either to create such a remedy or to dеny one.” Cort v. Ash, 422 U. S., at 78, 82-84; Touche Ross & Co. v. Redington, 442 U. S., at 571; Cannon v. University of Chicago, 441 U. S., at 694-703. The Court of Appeals recognized as much: “The legislative history of the Rivers and Harbors Act of 1899 does not reflect a congressional intent either to afford a private remedy or to deny one.” 610 F. 2d, at 588. This silence on the remedy question serves to confirm that in enacting the Act, Congress was concerned not with private rights but with the Federal Government‘s ability to respond to obstructions on navigable waterways.7
III
Petitioner the State of California urges that we reach the merits of these cases—whether permits are required for the state water allocation projects—regardless of our dispоsition of the private-cause-of-action issue. This we decline to do. Our ruling that there is no private cause of action permitting respondents to commence this action disposes of the cases: we cannot consider the merits of a claim which Congress has not authorized respondents to raise.
The judgment of the Court of Appeals is accordingly reversed, and the cases are remanded for proceedings consistent with this opinion.
It is so ordered.
JUSTICE STEVENS, concurring.
In 1888 this Court reversed a decree enjoining the construction of a bridge over a navigable river. Willamette Iron Bridge Co. v. Hatch, 125 U. S. 1. The Court‘s opinion in that casе did not question the right of the private parties to seek relief in a federal court; rather, the Court held that no federal rule of law prohibited the obstruction of the navigable waterway.1 Congress responded to the Willamette case in the Rivers and Harbors Act of 1890 by creating a federal prohibition of such obstructions absent a permit from the Secretary of War. 26 Stat. 426, 454. At the time the statute was enacted, I believe the lawyers in Congress simply assumed that private parties in a position comparable to that of the litigants in the Willamette case would have a remedy for any injury suffered by reason of a violation of the new federal statute.2 For at that time the implication of private causes
In these cases, I believe the Court correctly concludes that application of the Cort v. Ash analysis indicates that no private cause of action is available. I think it is more important to adhere to the analytical approach the Court has adopted than to base my vote on my own opinion about what Congress probably assumed in 1890. Cf. Florida Dept. of Health & Rehabilitative Services v. Florida Nursing Home Assn., 450 U. S. 147, 151 (STEVENS, J., сoncurring). I therefore join JUSTICE WHITE‘S opinion for the Court.
I agree completely with the conclusion of the Court that in these cases “Congress was not concerned with the rights of individuals” and that “[i]t is not surprising, therefore, that there is no ‘indication of legislative intent, explicit or implicit, either to create . . . a [private] remedy or to deny one.‘” Ante, at 295.
I also agree with the Court‘s analysis, ante, at 297, where it says:
“As recently emphasized, the focus of the inquiry is on whether Congress intended to create a remedy. Universities Research Assn., Inc. v. Coutu, 450 U. S., at 771-772; Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U. S., at 23-24;
Touche Ross & Co. v. Redington, [442 U. S.], at 575-576. The federal judiciary will not engraft a remedy on a statute, no matter how salutary, that Congress did not intend to provide.”
My only difference, and the difference which leads me to write this separate concurrence in the judgment, is that I think the Court‘s opinion places somewhat more emphasis on Cort v. Ash, 422 U. S. 66 (1975), than is warranted in light of several more recent “implied right of action” decisions which limit it. These decisions make clear that the so-called Cort factors are merely guides in the central task of ascertaining legislative intent, see Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U. S. 11, 15 (1979); Touche Ross & Co. v. Redington, 442 U. S. 560, 575-576 (1979); Cannon v. University of Chicago, 441 U. S. 677, 739-740 (1979) (POWELL, J., dissenting), that they are not of equal weight, Transamerica, supra, at 15, 23-24; Touche Ross, supra, at 575-576; and that in deciding an implied-right-of-action case courts need not mechanically trudge through all four of the factors when the dispositive quеstion of legislative intent has been resolved, Transamerica, supra, at 24; Touche Ross, supra, at 575-576; Kissinger v. Reporters Committee for Freedom of the Press, 445 U. S. 136, 148-149 (1980). Surely it cannot be seriously argued that a mechanical application of the Cort analysis lends “predictability” to implied-right-of-action jurisprudence: including today‘s decision, five of the last six statutory implied-right-of-action cases in which we have reviewed analysis by the Courts of Appeals after Cort have resulted in reversal of erroneous Court of Appeals deci-
But in these cases, I аm happy to agree with the Court that there is no implied right of action because “[t]he language of the statute and its legislative history do not suggest that the Act was intended to create federal rights for the especial benefit of a class of persons,” ante, at 297-298, and because there is no “evidence that Congress anticipated that there would be a private remedy.” Ante, at 298.
