AMENDED OPINION AND ORDER ON CROSS-MOTIONS FOR SUMMARY JUDGMENT
TABLE OF CONTENTS
I. INTRODUCTION........................................................879
II. THE PARTIES..........................................................879
III. BACKGROUND..........................................................879
IV. STANDING .............................................................883
A. Standing Based on Procedural Injury ....................................883
1. Procedural injury...................................................884
2. Concrete interests...................................................884
3. Reasonable probability...............................................885
4. Causation and Redressability.........................................887
B. State Plaintiffs’ Standing Based on Substantive Injury......................888
1. Injury in fact.......................................................889
2. Causation and redressability..........................................889
C. Prudential Standing Requirements.......................................889
V. RIPENESS..............................................................890
VI. STANDARD OF REVIEW................................................892
VII. DISCUSSION............................................................893
A. National Environmental Policy Act.......................................893
1. The State Petitions Rule did not fit within the categorical exclusion invoked by the Forest Service ......................................894
2. The FEIS for the Roadless Rule did not satisfy the need for environmental analysis of the State Petitions Rule ...........................905
3. The prospect of future environmental analysis did not obviate the need to comply with NEPA at the time the State Petitions Rule was adopted..........................................................907
4. Conclusion.........................................................909
B. Endangered Species Act................................................909
C. Administrative Procedures Act..........................................912
VIII. REMEDY...............................................................913
IX. CONCLUSION ..........................................................919
*879 In this environmental litigation, the parties’ cross-motions for summary judgment are currently before the Court. For the reasons set forth below, Plaintiffs’ motions for summary judgment are granted and Defendants’ cross-motion is denied. The only revision contained in this amended opinion and order is the deletion of footnote nine.
I. INTRODUCTION
In these consolidated cases, Plaintiffs, four states and numerous environmental organizations, contend that Defendants violated the National Environmental Policy Act (“NEPA”), 42 U.S.C. §§ 4321-4370d, the Endangered Species Act (“ESA”), 16 U.S.C. § 1531-1544 and the Administrative Procedures Act (“APA”), 5 U.S.C. §§ 701-706, by issuing the State Petitions for Inventoried Roadless Area Management Rule (“State Petitions Rule”) (70 Fed.Reg. 25,654 (May 13, 2005) (to be codified at 36 C.F.R. pt. 294)) without complying with the procedures required by those Acts. The State Petitions Rule replaced the Roadless Area Conservation Rule (“Roadless Rule”) (66 Fed.Reg. 3,244 (Jan. 12, 2001) (to be codified at 36 C.F.R. pt. 294)). Plaintiffs seek an Order vacating and setting aside the State Petitions Rule, reinstating the Roadless Rule and enjoining Defendants from taking any action in violation of the Roadless Rule until they undertake appropriate environmental analysis.
II. THE PARTIES
In California, et al. v. United States Dep’t of Agriculture, et al., C-05-3508 EDL, Plaintiffs are the States of California, Oregon, New Mexico and Washington. The State of Montana is amicus curiae in support of Plaintiffs. Defendants are the United States Department of Agriculture, Mike Johanns as Secretary of the United States Department of Agriculture, United States Forest Service, Dale Bosworth as Chief of the United States Forest Service, and Mark Rey as Undersecretary for Natural Resources and Environment of the United States Department of Agriculture (collectively, “Defendants” or “Forest Service”). The States of Alaska and Idaho are amici curiae in support of Defendants. The State of Wyoming filed a brief in opposition to the remedy sought by Plaintiffs in both cases. American Council of Snowmobile Associations, Blue Ribbon Coalition, California Association of 4 Wheel Drive Clubs, Silver Creek Timber Company and United Four Wheel Drive Associations are amici curiae with respect to the issues going to the merits and intervenors with respect to the issue of remedy in support of Defendants in both cases. The American Forest Resource Council is ami-cus curiae in support of Defendants in both cases.
In Wilderness Society, et al. v. United States Forest Service, et al., C-05-4038 EDL, a number of private environmental groups sue the same Defendants. Specifically, Plaintiffs are The Wilderness Society, California Wilderness Coalition, Forests Forever Foundation, Northcoast Environmental Center, Oregon Natural Resources Council Fund, Sitka Conservation Society, Siskiyou Regional Education Project, Biodiversity Conservation Alliance, Sierra Club, National Audubon Society, Greater Yellowstone Coalition, Center for Biological Diversity, Environmental Protection Information Center, Klamath-Siskiyou Wildlands Center, Defenders of Wildlife, Pacific Rivers Council, Idaho Conservation League, Humane Society of the United States, Conservation NW and Greenpeace.
III.BACKGROUND
In 2001, the Forest Service enacted the Roadless Rule, which essentially prohibit
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ed road construction and reconstruction and timber harvesting, subject to certain limited exceptions, in inventoried roadless areas (“IRAs”) on a uniform nationwide basis. The Roadless Rule was the culmination of a lengthy process regarding the impact of road construction and reconstruction in roadless areas starting in early 1999 with the Interim Roads Rule (64 Fed. Reg. 7,290 (Feb. 12,1999) (to be codified at 36 C.F.R. pt. 212)), and followed by over one year of rulemaking in response to President Clinton’s order to the Forest Service “to initiate a nationwide plan to protect inventoried and uninventoried roadless areas within our treasured national forests.”
Kootenai Tribe v. Veneman,
The Roadless Rule was scheduled to take effect on March 13, 2001. The incoming President issued a moratorium on all regulations from the prior administration that had not yet been implemented. Just as the moratorium was to expire, the Idaho district court preliminarily enjoined implementation of the Roadless Rule in May 2001.
Kootenai Tribe v. Veneman,
Environmental groups who had intervened at the district court appealed the Idaho injunction. In December 2002, the Ninth Circuit reversed the injunction.
Kootenai Tribe,
In July 2003, the Wyoming district court issued a nationwide permanent injunction against the Roadless Rule.
Wyoming v. United States Department of Agriculture,
The State Petitions Rule was adopted without environmental analysis under NEPA or consultation under ESA about potentially affected endangered or threatened species. The State Petitions Rule eliminated the uniform national protections of roadless areas from road construction and reconstruction and timber harvesting, reverting to the prior regime of forest-by-forest plans, but adding an optional state-by-state petitioning process to alter the level of protection of roadless areas within individual state borders from that afforded by the forest plans. If a state’s petition were accepted, rulemaking on management of roadless areas within that state would begin, although individual forest plans would guide forest management starting immediately upon the rule’s promulgation until changed in a state by rule-making. For those states which did not petition, forest plans would continue to govern roadless areas. For states that did choose to petition, petitions were not due until November 2006, with no process to expedite consideration of petitions seeking restoration of the Roadless Rule’s protections.
Based on the State Petitions Rule, the Forest Service asked the Tenth Circuit to dismiss the appeal in Wyoming as moot because
... the 2001 Rule at issue in this case has now been wholly superceded by the United States Department of Agriculture .... While the Intervenor-Appel-lants seek to have the district court’s decision invalidating the 2001 Rule overturned any such decision is without legal consequence as the 2001 Rule has been replaced by the Forest Service. Thus, even apart from the district court’s ruling, the 2001 Rule can no longer govern management of roadless areas.
Defs.’ Reply in Support of Defs.’ Cross-Mot. for Summ. J. Ex. 2 at 2-4. In July 2005, the Tenth Circuit agreed that adoption of the State Petitions Rule had mooted the appeal because “[t]he portions of the Roadless Rule that were substantively challenged by Wyoming no longer exist.”
Wyoming,
Plaintiffs’ primary arguments are that the State Petitions Rule effected a substantive repeal of the nationwide protections of the Roadless Rule, replacing the Roadless Rule with a less environmentally protective, more localized approach, thereby triggering the requirement for environmental analysis under NEPA and consultation under the ESA. Plaintiffs argue that the Forest Service was required to engage in a programmatic NEPA analysis and ESA consultation to validly promulgate the State Petitions Rule, and cannot postpone that analysis for the two to three years or more that it has and will take for some states to petition and, if their petitions are accepted, go through the process of rule-making. Further, Plaintiffs point out that the forest plans will continue to govern in lieu of the Roadless Rule’s protections for those states which choose not to petition, so there will never be any programmatic analysis under NEPA or ESA of the impact in some states of the shift from the protections of the Roadless Rule and the moratorium on road construction and timber harvesting which preceded it, to individual forest plans. Plaintiffs contend that because some states seek to restore those protections while others do not, as shown by the opposing positions of states involved in this litigation, the outcome of the lengthy petitioning process will be a more fragmented, less protective regime for roadless areas than the nationwide approach in the Roadless Rule. Plaintiffs also argue that the Forest Service failed to provide a reasoned explanation for revoking the old rule in favor of the new one as required under the APA.
Defendants counter that Plaintiffs lack standing and that the issues are not ripe for decision. On the merits, Defendants argue that the State Petitions Rule did not repeal the Roadless Rule but only replaced it “on paper,” because at the time the State Petitions Rule issued, the former rule was enjoined by the Wyoming court, while the new rule by itself is strictly procedural in nature. Defs.’ Cross-Mot. for Summ. J. at 39:22-24 (“The Forest Service correctly concluded that the State Petitions Rule ‘would replace the 2001 Roadless Rule [only] on paper’ because the Roadless Rule was ‘permanently enjoined by a federal district court order in July 2003.’ ”) (quoting Determination for Threatened, Endangered and Proposed Species, and Designated and Proposed Critical Habitat for the Final State Petitions for Inventoried Roadless Area Management Rule (April 18, 2005) at Administrative Record (“AR”) SPR084). Thus, according to Defendants, the new rule has no “on the ground” effect on the environment or species, and was properly categorically excluded from the need to do an environmental analysis and did not require consultation. Defendants argue alternatively that the “no action alternative” considered and rejected in the FEIS for the Roadless Rule suffices for programmatic analysis of the State Petitions Rule, and future environmental analysis and endangered species consultations will occur on state petitions which result in rules as well as specific projects in roadless areas.
On February 24, 2006, Plaintiffs filed their motions for summary judgment. Defendants filed an opposition and cross-mo *883 tion on April 7, 2006. Plaintiffs filed reply-briefs on May 5, 2006 and Defendants filed a reply brief on June 2, 2006. The Court heard extensive oral argument on August 1, 2006. At the Court’s request, the parties filed supplemental briefs on September 1, 2006.
The Court has carefully considered the arguments on both sides in the context of the lengthy regulatory and litigation history of the Roadless Rule and the State Petitions Rule that replaced it. The question for the Court is not, of course, which rule is preferable; that is for the Executive Branch. Nor is there any doubt that the Forest Service has the authority to change policies from a uniform national approach strongly protecting roadless areas from human encroachment to a more localized approach permitting more roads and logging, provided that it follows the proper procedures. Rather, the question is whether the Forest Service complied with the procedures mandated by Congress for consideration of potential environmental impacts prior to changing course, or was exempt from doing so. The resolution of this question turns on whether the State Petitions Rule is merely procedural, or instead constitutes a substantive repeal of the Roadless Rule in favor of a different scheme for managing roadless areas that raises substantial questions whether the change will significantly impact the environment or may affect endangez*ed or threatened species. For the reasons set forth below, including the significant guidance that the court of appeals provided in Kootenai Tribe, this Court concludes that the Forest Service failed adequately to consider the environmental and species impacts when it issued the State Petitions Rule, in violation of NEPA and ESA.
IV. STANDING
Under Article III, constitutional standing requires: (1) an injuz-y in fact, which is both concrete and particularized, and actual or imminent, not merely conjectural or hypothetical; (2) a causal connection between the injury and the conduct complained of; and (3) a likelihood that the injury can be redressed by a favorable decision.
Lujan v. Defenders of Wildlife,
A. Standing Based on Procedural Injury
Both Environmental Plaintiffs and State Plaintiffs allege that they have sustained a procedural injury that satisfies the injury in fact prong of the standing analysis. “ ‘[A] plaintiff asserting a procedural injury must show that the procedures in question are designed to protect some threatened concrete interest of his that is the ultimate basis of his standing.’ ”
Public Citizen v. Dep’t of Transp.,
1. Procedural injury
Plaintiffs allege that Defendants violated procedural rules requiring environmental analysis under NEPA and consultation with federal wildlife experts under ESA before implementing the State Petitions Rule.
See
42 U.S.C. § 4332(2)(C) (requiring a detailed Environmental Impact Statement under NEPA for “major Federal actions significantly affecting the quality of the human environment....”); 16 U.S.C. § 1536(a)(2) (requiring consultation under ESA under certain circumstances). These claims involve the same type of procedural injury held to be sufficient for standing in
Citizens for Better Forestry.
There, the plaintiffs alleged that, contrary to NEPA implementing regulations, they were denied the opportunity to comment on the Environmental Analysis and Finding of No Significant Impact made pursuant to NEPA for a new programmatic national forest management plan called the 2000 Plan Development Rule, which replaced the 1982 Plan Development Rule. The court stated that plan development rules constitute the “highest tier of regulatory oversight of the forest management system and govern the development and revision of the regional and local plans.”
Citizens for Better Forestry,
Citizens for Better Forestry
is closely analogous to, if not controlling of, this case, which raises at least as strong a claim of a procedural violation. Here, Plaintiffs allege that the Forest Service erred in failing to conduct
any
environmental analysis under NEPA or consultation under the ESA, much less provide an opportunity for public comment on the results of that environmental review. If Plaintiffs were deprived of the opportunity to participate in a mandated NEPA or ESA process for the State Petitions Rule, they sustained a procedural injury. As
Citizens for Better Forestry
recognized, the failure to include the public in rule-making procedures “... undermines the very purpose of NEPA, which is to ‘ensure! ] that federal agencies are informed of environmental consequences before making decisions and that the information is available to the public.’ ”
Citizens for Better Forestry,
2. Concrete interests
The concrete interest test requires “ ‘a geographic nexus between the
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individual asserting the claim and the location suffering an environmental impact.’ ”
Citizens for Better Forestry,
Plaintiffs have satisfied this standard here. Both the Environmental Plaintiffs and the State Plaintiffs have shown their concrete interest by submitting numerous declarations from organizational members and State officials regarding their geographic proximity to areas that will be affected by changed roadless area policies. See, e.g., Declaration of Jonathan Oppenheimer ¶ 19 (“Specifically, during the summer of 2006, I intend to visit the Mallard-Larkins Roadless Area....”); Declaration of Erik Molvar ¶ 11 (“This coming summer I and my children plan to visit the Snowy Ridge and Libby Flats Roadless Areas as well as Roadless Areas in Colorado and Washington.”); Declaration of Marv Hoyt in Supp. of State Pis.’ Mot. for Summ. J. ¶ 9 (“I intend to hunt elk (if I draw the required permit) in the fall of 2006 in the Gannet Spring Creek roadless areas, to celebrate the 4th of July by hiking and climbing with friends to the top of Meade Park in the Meade Park roadless area, to fish for Bonneville cutthroat trout in the Mt. Naomi and Station Creek roadless areas, and to hunt forest grouse in the fall of 2006 in the Bear Creek, Pole Creek, and Poker Peak roadless areas.”); Declaration of David Simon in Supp. of State Pis.’ Mot. for Summ. J. ¶ 2 (New Mexico owns Oliver Lee Memorial State Park, which is adjacent to an IRA in Lincoln National Forest, which is not protected under the current forest management plan from road construction, but would have been protected under the Roadless Rule); Declaration of Tod Stevenson in Supp. of State Pis.’ Mot. for Summ. J. ¶ 7 (New Mexico owns properties in proximity to IRAs in which the state has proprietary interest in protecting wildlife).
S. Reasonable probability
Plaintiffs need not demonstrate that their interests will be immediately harmed, but “• ‘need only establish “the reasonable probability of the challenged action’s threat to [their] concrete interest.” ’ ”
Citizens for Better Forestry,
*886
The Ninth Circuit has squarely rejected this distinction between direct and indirect effects because “... such line drawing seems inherently arbitrary.”
Citizens for Better Forestry,
Like the Plan Development Rule in
Citizens for Better Forestry,
the State Petitions Rule is a programmatic rule that replaced substantive nationwide protections for the IRAs that had been in place under the Roadless Rule, and which the Forest Service had previously determined were necessary.
See
Roadless Rule, 66 Fed.Reg. at 3,246 (“Local land management planning efforts may not always recognize the national significance of inventoried roadless areas and the values they represent in an increasingly developed landscape. If management decisions for these areas were made on a case-by-case basis at a forest or regional level, inventoried roadless areas and their ecological characteristics and social values could be incrementally reduced through road construction and certain forms of timber harvest. Added together, the nation-wide results of these reductions could be a substantial loss of quality and quantity of roadless area values and characteristics over time.”). The State Petitions Rule constitutes a “higher-level, programmatic rule[ ] that ... remove[s] requirements” that governed site-specific plans in national forests.
Citizens for Better Forestry,
*887
Moreover, the State Plaintiffs have made an additional showing of reasonable probability. A state’s proprietary interest in its natural resources may be affected by actions on adjacent land.
See Douglas County v. Babbitt,
A Causation and redressability
Because Plaintiffs have stated a procedural injury, their burden of showing causation and redressability is lessened.
Defenders of Wildlife v. EPA,
Plaintiffs seek an order requiring compliance with NEPA and ESA, which would redress Plaintiffs’ procedural injury. Plaintiffs also seek reinstatement of the Roadless Rule in this case. Defendants’ argument that Plaintiffs have failed to show redressability because the Roadless Rule should not be reinstated is not persuasive. When deciding whether a plaintiff has standing, the court ordinarily will assume that it has the ability to grant the relief sought.
See National Wildlife Fed’n v. FEMA 345
F.Supp.2d 1151, 1165-66 (W.D.Wash.2004) (rejecting intervenors’ argument that the plaintiffs could not establish redressability on the grounds that the agency’s actions were not discretionary actions requiring consultation under ESA because the discretion issue was more appropriately addressed in evaluating the merits of plaintiffs claims);
Bonnichsen v. United States,
B. State Plaintiffs’ Standing Based on Substantive Injury
State Plaintiffs also assert standing based on a substantive injury.
2
The State Plaintiffs do not assert
parens patriae
standing to sue on behalf of them citizens, but sue to vindicate them own proprietary
*889
interests.
See City of Sausalito v. O’Neill,
1. Injury in fact
State Plaintiffs have stated concrete proprietary interests in protecting natural resources and in specific lands whose resources would be affected by roadless policies, including lands adjacent to National Forest lands with IRAs.
See
Simon Decl. in Supp. of State Pis.’ Mot. for Summ. J. ¶ 2 (New Mexico owns Oliver Lee Memorial State Park, which is adjacent to an IRA); Stevenson Decl. in Supp. of State Pis.’ Mot. for Summ. J. ¶ 7 (New Mexico owns properties in proximity to IRAs in which the state has proprietary interest in protecting wildlife); Declaration of Stephen Farris in Supp. of State Pis.’ Mot. for Summ. J. ¶¶ 3-4 (New Mexico has trust responsibilities to protect and conserve wildlife found in IRAs, and has a proprietary interest in protecting water quality); Carriel' Decl. in Supp. of State Pis.’ Mot. for Summ. J. ¶ 6 (Oregon has proprietary interest in wildlife in state); Declaration of Claudia Polsky in Supp. of State Pis.’ Mot. for Summ. J. ¶ 10 (California has proprietary interest in forests with IRAs). The State Petitions Rule, which repealed protections for IRAs, may harm these proprietary interests.
City of Sausalito,
2. Causation and redressability
State Plaintiffs have satisfied the causation prong of the standing analysis by showing that their injury is fairly traceable to the challenged action.
See Friends of the Earth, Inc. v. Laidlaw Environmental Servs., Inc.,
C. Prudential standing requirements
Even if a plaintiff falls within the constitutional boundaries, a plaintiff may
*890
still lack standing under judicially-imposed prudential principles.
Gladstone, Realtors v. Village of Bellwood,
Here, both Environmental and State Plaintiffs meet the prudential standing requirements. Indeed, Defendants do not dispute this issue. The State Petitions Rule, which was published as a final rule in the Federal Register, satisfies the first prong of the test. As to the second prong of the test, the APA “ ‘require[s] that the “interest sought to be protected by the complainant is arguably within the zone of interests to be protected or regulated by the statute or constitutional guarantee in question.”’”
Public Citizen,
V. RIPENESS
Amici American Forest Resource Council (“AFRO”) and California Association of 4 Wheel Drive Clubs, et al. (“Recreational Groups”) argue that Plaintiffs’ claims are not ripe.
See Lujan,
Here, the State Petitions Rule has been published as a final rule in the Federal Register, so judicial intervention would not interfere with further administrative action with respect to this Rule and no further factual development is required for a judicial determination of this action. Although Amici argue that the State Petitions Rule is not final because it contemplates further rulemaking regarding IRAs in those states which choose to petition, the Rule has already repealed the protections afforded IRAs under the Roadless Rule.
Cf. Citizens for Better Forestry,
Plaintiffs have made a showing that at least one project, phosphate mining in the Caribou National Forest, has already gone forward after implementation of the State Petitions Rule that would have been forbidden in whole or in part by the Roadless Rule that it replaced. Shortly after the May 13, 2005 issuance of the State Petitions Rule, on May 25, 2005, the Bureau of Land Management issued a Public Notice of Phosphate Exploration License for land in the Caribou National Forest.
See
Hoyt Decl. in Supp. of State Pis.’ Mot. for Summ. J. Ex. A. The next day, the Forest Service affirmed the decision of the Forest Supervisor in signing the Finding of No Significant Impact for the State Petitions Rule.
See
Hoyt Deck in Supp. of State Pis.’ Mot.
for
Summ. J. ¶ 11(b); Ex. B. Roads were constructed in the mining area at some point before September 2005
(see
Hoyt Deck in Supp. of State Pis.’ Mot. for Summ. J. ¶ 11(d); Ex. C), and in December 2005, the Forest Service issued a Draft Environmental Impact Statement for expansion of the existing Simplot mining project that would impact roadless areas, including road construction.
See
Hoyt Deck in Supp. of State Pis.’ Mot. for Summ. J. ¶ 13; Smoky Canyon Mine Draft Environ
*892
mental Impact Statement at ES-16 (Dec. 2005). The parties stipulated that there have been fourteen incursions into IRAs for timber harvesting and road reconstruction (nine of -which were outside the Ton-gass National Forest) that have been authorized pursuant to interim directives since the repeal and after reinstatement of the less protective forest plans.
See
Stipulation in Response to Court Order at 5-9. The Forest Service points out that it concluded that these incursions would not affect or would not significantly affect the “roadless character” of the IRAs, although it only contends that one of the projects was permissible under the Roadless Rule, implicitly conceding that the rest were not.
See
Defs.’ Further Briefing in Response to Court Order at 2-4. This project-by-project approach to determining environmental effects does not take into consideration the nationwide impact of activities in road-less areas that was the crux of the Road-less Rule. No regulation any longer prevents additional projects in roadless areas from being approved and commenced during the petitioning process. This is Plaintiffs’ only opportunity to challenge the programmatic Rule.
Cf. Citizens for Better Forestry,
VI. STANDARD OF REVIEW
Here, because the Forest Service decided to issue the State Petitions Rule without preparing an Environmental Assessment (“EA”) or an EIS pursuant to NEPA, the Court reviews that decision for reasonableness.
Northcoast Environmental Center v. Glickman,
The Court reviews challenges under the ESA to ensure that the agency has not acted in a manner that is “arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.”
Okanogan Highlands Alliance v. Williams,
Normally, an agency rule would be arbitrary and capricious if the agency has relied on factors which Congress has not intended it to consider, entirely failed to consider an important aspect of the problem, offered an explanation for its decision that runs counter to the evidence before the agency, or is so implausible that it could not be ascribed to a difference in view or the product of agency expertise.
Motor Vehicle Manufacturers Association of the United States, Inc. v. State Farm Mutual Automobile Ins. Co.,
consider whether the [agency’s] decision was based on a consideration of the relevant factors and whether there has been a clear error of judgment, [citation omitted]. Although this inquiry into the facts is to be searching and careful, the ultimate standard of review is a narrow one. The court is not empowered to substitute its judgment for that of the agency. The final inquiry is whether the Secretary’s action followed the necessary procedural requirements.
Citizens to Preserve Overton Park, Inc. v. Volpe,
VII. DISCUSSION
A. National Environmental Policy Act
The National Environmental Policy Act (“NEPA”), 42 U.S.C. § 4321 et. seq., embodies the national policy of encouraging productive and enjoyable harmony between man and the environment, and to promote efforts to prevent or eliminate damage to the environment. 42 U.S.C. § 4321. One of the responsibilities of the Federal government under NEPA is to “preserve important historic, cultural, and natural aspects of the national heritage, and maintain, wherever possible, an environment which supports diversity and variety of individual choice[.]” 42 U.S.C. § 4331(b)(4). NEPA provides that a detailed Environmental Impact Statement (“EIS”) shall be prepared for “major Federal actions significantly affecting the quality of the human environment....” 42 U.S.C. § 4332(2)(C); 40 C.F.R. § 1508.11. The purpose of an EIS is to provide full and fair discussion of significant environmental impacts and to inform decision makers and the public of reasonable alternatives which would minimize adverse impact to the environment. 40 C.F.R. § 1502.1. NEPA does not contain a separate provision for judicial review, so compliance with NEPA is reviewed under the Administrative Procedure Act (“APA”), which draws no legal distinction between the process required for the promulgation or repeal of rules. 5 U.S.C. § 551(5) (defining rulemaking as “agency process for *894 formulating, amending, or repealing a rule.”). The threshold that triggers the requirement for NEPA analysis is relatively low:
An EIS must be prepared if ‘substantial questions are raised as to whether a project ... may cause significant degradation of some human environmental factor.’ Idaho Sporting Congress,137 F.3d at 1149 (internal quotation omitted). Thus, to prevail on a claim that the Forest Service violated its statutory duty to prepare an EIS, a ‘plaintiff need not show that significant effects will in fact occur.’ Id. at 1150. It is enough for the plaintiff to raise ‘substantial questions whether a project may have a significant effect’ on the environment. Id.
Blue Mountains Biodiversity Project v. Blackwood,
Plaintiffs contend that the State Petitions Rule crossed this threshold because it substantively repealed uniform, national protections against road construction and timber harvesting in inventoried roadless areas and substituted a localized planning process. Defendants respond that Plaintiffs miseharaeterize the impact of the State Petitions Rule, which is purely procedural and therefore properly exempt from environmental analysis due to a categorical exclusion for routine administrative procedures.
1. The State Petitions Rule did not fit within the categorical exclusion invoked by the Forest Service
In general, “new or revised agency rules, regulations ... or procedures,” such as the State Petitions Rule, constitute “major federal actions” requiring an EA or EIS pursuant to NEPA. 40 C.F.R. § 1508.18(a). Further, the Council on Environmental Quality has explained:
An EIS must be prepared if an agency proposes to implement a specific policy, to adopt a plan for a group of related actions, or to implement a specific statutory program or executive directive. [40 C.F.R.] Section 1508.18. In addition, the adoption of official policy in the form of rules, regulations and interpretations pursuant to the Administrative Procedure Act, treaties, conventions, or other formal documents ■ establishing governmental or agency policy which will substantially alter agency programs, could require an EIS. [40 C.F.R.] Section 1508.18. In all cases, the policy, plan, or program must have the potential for significantly affecting the quality of the human environment in order to require an EIS. It should be noted that a proposal “may exist in fact as well as by agency declaration that one exists.” [40 C.F.R.] Section 1508.23.
Forty Most Asked Questions Concerning CEQ’s National Environmental Policy Act Regulations, 46 Fed.Reg. 18,026, 18,033 (March 23, 1981) (to be codified at 40 C.F.R. pt. 1500, 1501, 1502, 1503, 1504, 1505, 1506, 1507 and 1508). Agencies may, however, exempt actions from this requirement pursuant to categorical exclusions for categories of actions “which do not individually or cumulatively have a significant effect on the human environment and which have been found to have no such effect in procedures adopted by a Federal agency in implementation of these regulations.” 40 C.F.R. § 1508.4.
Here, Defendants argue that the State Petitions Rule came within the categorical exclusion for “Rules, Regulations or policies to establish Service-wide
administrative procedures,
program processes, or instructions.” Defs.’ Ex. 11 in Supp. of Cross-Mot. for Summ. J. (Forest Service Handbook) at § 30.12(2) (emphasis added). In promulgating the State Petitions Rule,
*895
the Forest Service briefly cited this categorical exclusion and stated that: “This final rule is merely procedural in nature and scope and, as such, has no direct, indirect, or cumulative effect on the environment.” State Petitions Rule,
In their cross-motion for summary judgment, Defendants state,
Plaintiffs’ claim is based on their characterization of the State Petitions Rule as a substantive repeal of the protections contained in the 2001 Roadless Rule. However, the State Petitions Rule is a procedural rule and became effective when the Roadless Rule was not operative. Thus, the USDA’s adoption of the State Petitions Ride did not constitute a repeal of the Roadless Ride.
Defs.’ Cross-Mot. for Summ. J. at 20:12-15 (emphasis added). Defendants contend that the State Petitions Rule only replaced the Roadless Rule “on paper” because at the time the State Petitions Rule issued, the Roadless Rule was subject to the Wyoming court injunction. Defs’ Cross-Mot. for Summ. J. at 39:18-24.
Defendants’ argument that the Wyoming court’s injunction converted the replacement of the Roadless Rule by the State Petitions Rule into a procedural or mere paper exercise, obviating the need to do an environmental analysis, is not persuasive for a number of reasons. Importantly, this Court does not write on a clean slate; while the Ninth Circuit’s decision in Kootenai Tribe does not control the outcome in this case, it provides significant guidance on this pivotal issue. Of particular relevance is the appellate court’s observation about the substantive difference between the uniform nationwide protection afforded roadless areas under the Road-less Rule in contrast to the localized forest plan regime that preceded it and was reinstated by the State Petitions Rule:
Whatever protections of the involved environmental interests remain in the absence of the Roadless Rule, there can be no doubt that the 58.5 million acres subject to the Roadless Rule, if implemented, would have greater protection if the Roadless Rule stands.
Kootenai Tribe,
The Ninth Circuit’s assessment is equally applicable to the issue of the impact of the State Petitions Rule, because the State Petitions Rule reinstated the same forest-by-forest regime that the Ninth Circuit found less protective than the Roadless Rule, at a minimum for at least several years pending the completion of the lengthy petitioning and rulemaking process. Indeed, the State Petitions Rule keeps the individual forest plans in place for the long term in those states that do not petition,
or
whose petitions to reinstate roadless rule protections within state borders are rejected within the Forest Service’s discretion or do not survive rulemak-ing. Further, the
Kootenai Tribe
court noted the need for environmental impact analysis despite its recognition that — as Defendant argues here — NEPA analysis will be done at a later time for project-specific road construction.
Kootenai Tribe,
Defendants’ argument that the State Petitions Rule did not repeal the Roadless Rule is also in considerable tension, if not direct conflict, with the Forest Service’s expressed intent to revoke the Roadless Rule permanently when it promulgated the State Petitions Rule, its prior characterization of the impact of the State Petitions Rule on the Roadless Rule, and its internal decision-making. In issuing the State Petitions Rule, the Forest Service stated: “The Department wishes to make its intent clear that should all or any part of this regulation be set aside, the Department does not intend that the prior rule be reinstated, in whole or in part.” State Petitions Rule, 70 Fed.Reg. at 25,655;
See Black’s Law Dictionary,
1325 (8th ed.2004) (defining “repeal” as “the abrogation of an existing law by legislative act;” “express repeal” as “repeal by specific declaration in a new statute or main motion;” and “implied repeal” as “repeal by irreconcilable conflict between an old law or main motion and a more recent law or motion.”). Before the Tenth Circuit, the Forest Service argued that the appeal of the lower court injunction was moot because the State Petitions Rule completely replaced and superceded the Roadless Rule. Internally, the Forest Service acknowledged that: “There is no aspect of this [rulemak-ing] action that is required by statute or court order.” AR at SPR 60c; SPR 64c. This reality was apparent to the Tenth Circuit, which observed that: “it appears that the replacement of the Roadless Rule was not triggered by the district court’s judgment, but merely reflects the government’s discontent with the rule itself.”
Wyoming,
More fundamentally, insofar as Defendants rely on the Wyoming court injunction to argue that the State Petitions Rule did not repeal the Roadless Rule but only replaced it on paper, Defendants ignore the legal effect of the Tenth Circuit’s decision to vacate the judgment of the district court. As the Supreme Court explained in
United States v. Munsingwear,
Defendants argue similarly in their supplemental brief that after deciding to acquiesce in the Wyoming court decision, they could have simply removed the rule from the Code of Federal Regulations without incurring any obligation under NEPA or ESA. Defs.’ Further Briefing in Response to Court Order at 5:16-20. The argument might be well-taken if no appeal had been pending when they did so. But the argument again ignores the fact that the intervenor environmental organizations did not acquiesce in the district court’s decision, but instead pursued it on appeal. Defendants cannot have it both ways, that is, take deliberate action that moots a pending appeal, triggering vacatur, yet rely on the vacated decision to avoid compliance with procedures mandated by environmental laws.
At the time that the Forest Service promulgated the State Petitions Rule and chose not to engage in a NEPA process, it was readily foreseeable that its actions would moot the appeal of the Wyoming court decision and the appellant environmental groups would be entitled to vacatur based on black letter law. Defendant issued the Notice of Proposed Rulemaking to replace the Roadless Rule one year after the injunction, while the appeal was pending.
Wyoming,
Further, major changes in regulation of the use of national forests for logging, mining and recreation are often challenged in litigation, and decisions in the trial courts will frequently be challenged on appeal. Especially where courts had issued conflicting rulings, Defendants’ argument leaves too much to the vicissitudes of the timing of litigation. Here, one appellate court had already considered and rejected many of the very arguments that the trial court in Wyoming accepted in issuing its injunction. The Roadless Rule had gone into effect after the Ninth Circuit ruling and before the decision by the Wyoming court, and would have been in effect longer but for the erroneous preliminary injunction. The Tenth Circuit was poised to rule upon the Wyoming court’s injunction. In these circumstances, to conclude that a regulation that effects a major change in the way roadless areas in national forests are regulated nationwide from the prior regulation that it replaces does not constitute a repeal with potentially significant environmental effects would ignore reality.
Finally, insofar as Defendants contend that the Roadless Rule was never really in
*898
effect so that its replacement did not effect a change on the ground, that argument ignores the fact that the Roadless Rule was legally valid for some seven months after the appellate decision in
Kootenai Tribe
and actually governed the roadless areas in the national forests throughout the United States after the Ninth Circuit’s mandate issued until the Wyoming injunction. Defendants ask the Court to ignore the fact that the rule took effect because the duration was only three months, but have not pointed to any authority for treating the Roadless Rule as if it had never gone into effect at all. Nor have Defendants explained how courts should draw the line between what is a sufficient time period for a substantive regulation to “count” so that its repeal is substantive, and what falls short. More fundamentally, courts have insisted on compliance with the APA even for rules which, unlike this one, were revoked before ever taking effect.
See Motor Vehicle,
In short, Defendants substantively repealed the Roadless Rule when the Forest Service promulgated the State Petitions Rule. In doing so, the Forest Service eliminated the uniform nationwide protections for roadless areas that the agency had found essential in a lengthy rulemaking and NEPA process, and reinstated the less protective, varied forest plans even in states which wanted to keep the Roadless Rule’s protections. And because the Forest Service has rejected two states’ requests to expedite the petitioning process in an effort to regain the Roadless Rule protections in those states, those protections are lost at a minimum for at least the several years it has and will take to get petitions accepted and complete rulemak-ing.
See Kootenai Tribe,
[I]f an agency were to seek an appropriation to initiate a major new program that would significantly affect the quality of the human environment, or if it toere to decline to ask for funding so as to terminate a program with a similar effect, the agency would have been required to include EIS’s in the recommendations or reports on the proposed underlying programmatic decision.
Andrus,
Further, even if the revocation of the Roadless Rule’s protections did not by itself trigger NEPA, the State Petitions Rule did more than merely reinstate the prior regime of management by individual forest plans. Rather, in addition to a return to the individual forest plans for at least several years in all states, and permanently for those which do not petition, the State Petitions Rule established a new regime in which management of roadless areas within the national forests would, for the first time, vary not just forest by forest but state by state. This new approach raises a substantial question about the rule’s potential to affect the environment.
Cf. Northcoast Environmental Center v. Glickman,
Similarly, the Forest Service failed to consider what would happen if one state petitioned for more protection of those roadless areas and the neighboring state did not.
See Defenders of Wildlife v. EPA,
While Defendants point out that until the state petition process is completed, the exact level of roadless areas protections in individual states is unknown, Defendants acknowledge that it is likely that the national approach that the Forest Service deemed essential when it promulgated the Roadless Rule will be replaced with varied forest plans overlain with state-specific management in some states. Indeed, the starkly opposed positions of the different states involved in this very litigation, as well as the prior litigation over the Road-less Rule brought by various entities, including the states of Idaho and Wyoming, illustrate the lack of uniformity that the petitioning process is designed to and will inevitably effect. Moreover, as noted, two states have already announced that they will not file petitions while three states have already filed petitions that explicitly seek to reinstate the Roadless Rule’s protections within them borders.
See
Stipulation in Response to Court Order at 2:3-3:27. Two other states, California and
*901
New Mexico, have filed petitions seeking similar or expanded protections for IRAs within their borders.
See
Stipulation in Response to Court Order at 2:21-27. Mere uncertainty about the precise contours of the environmental impact of this major change in management of roadless areas does not excuse the absence of any overall programmatic NEPA analysis. To characterize this shift from uniform national protections for roadless areas to protections that vary by state as well as by forest as merely procedural would elevate form over substance and eliminate environmental assessment of this substantial change. As the Court in
California v. United States Forest Serv.,
Turning to the particular categorical exclusion that the Forest Service invoked here, the Court must examine whether the State Petitions Rule falls within it and, even if so, whether special circumstances nonetheless mandate environmental analysis. An agency’s interpretation of the meaning of its categorical exclusion “must be given controlling weight unless it is plainly erroneous or inconsistent with” the terms used in the regulation.
See Alaska Center for the Environment v. U.S. Forest Service,
The Forest Service Handbook explains that the Rules and Regulations exclusion invoked here is intended to apply to “routine administrative, maintenance and other actions” that “normally do not have a significant effect on the quality of the human environment.” Defs.’ Ex. 11 in Supp. of Cross-Mot. for Summ. J. (Forest Service Handbook) at § 31.12. (emphasis added). However else one might describe the State Petitions Rule, it is hardly routine. The Forest Service provides six examples of actions excluded under the “Rules, Regulations and Policies” exclusion:
a. Adjusting special use or recreation fees using an existing formula;
b. Proposing a technical or scientific methodology or procedure for screening effects of emissions on air quality related values in Class I wildernesses;
c. Proposing a policy to defer payments on certain permits or contracts to reduce the risk of default;
d. Proposing changes in contract terms and conditions or terms and conditions of special use authorizations;
e. Establishing a Service-wide process for responding to offers to exchange land and for agreeing on land values;
f. Establishing procedures for amending or revising Forest Land and Resource Management Plans.
Id.
at § 30.12(2). The first five examples involve more routine procedures that are far less likely to significantly affect the environment than the State Petitions Rule’s repeal of the Roadless Rule. The last example must be construed both in light of the Handbook’s explanation that the exclusion applies to routine procedures, and in light of the other five examples provided.
See, e.g., California State Legis. Bd., United Transp. Union v. De
*902
partment of Transp.,
Further, as discussed above, even assuming arguendo that portions of the State Petitions Rule could fit within the last example, the wholesale repeal of the Roadless Rule could not. In short, to apply this categorical exclusion to an agency action that repeals a major set of environmental protections nationwide in scope and substitutes a .less protective regime that for the first time encourages state-by-state management of national forests stretches the categorical exclusion well past the breaking point. Indeed, Defendants conceded at oral argument that they are not aware of ever having used this categorical exclusion to repeal a substantive rule. Aug. 1, 2006 Hearing Transcript at 38:10-12. The twenty-five other rules besides the State Petitions Rule (twenty-one of which were adopted before the State Petitions Rule) for which the Forest Service has invoked this categorical exclusion since its inception on September 18, 1992 do not appear to involve the revocation of any major substantive environmental regulations. See Stipulation in Response to Court Order at Ex. E. To the contrary, apart from the State Petitions Rule, the Forest Service’s application of this categorical exclusion to other rules has generally involved more routine matters, 6 suggesting that its own interpretation of the scope of this exclusion has been more modest than the one it advocates here. The Forest Service’s proposed interpretation of this categorical exclusion in this case is clearly erroneous and its use in promulgating the State Petitions Rule was arbitrary and capricious.
Alternatively, even if the categorical exclusion would normally apply to a rule of this kind, NEPA analysis would still be required because “extraordinary circumstances” exist which indicate that the action “may have a significant environmental effect.” 40 C.F.R. § 1508.4. CEQ guidelines outline factors which an agency should consider in deciding whether an action involves extraordinary circumstances, which include the degree to which the effects will be highly controversial.
Alaska Center,
Further, the Forest Service’s regulations specifically provide that the agency should consider the degree of the potential effect of a proposed action on any of seven enumerated “resource conditions” in deciding whether extraordinary circumstances bar the use of the categorical exclusion. Tellingly, one of these resource conditions could hardly be more on point:
“inventoried roadless areas.”
Defs.’ Ex. 11 in Supp. of Cross-Mot. for Summ. J. (Forest Service Handbook) at § 30.3(2)(d) (emphasis added). A second is also highly relevant: federally listed species or critical habitat, which is discussed in more detail below.
Id.
§ 30.3(2)(a). While the presence of these factors is not by itself determinative, they function as red flags.
See California v. Norton,
Finally, where, as here, an agency decides to forgo an EA or EIS, it must adequately explain its decision.
Alaska Center,
The Forest Service’s explanation here for foregoing environmental analysis — that the State Petitions Rule is procedural only and therefore has no direct or indirect impact on the environment — fails the Motor Vehicle test because it ignores relevant factors and is infected with a clear error of judgment. As explained above, the rule is not merely procedural. Rather, it substantively effects the environment, both by revoking the far-reaching national protections of the prior rule and by instituting in its place a new hybrid management scheme superimposing a completely new state-by-state overlay upon forest plans that allow far more road construction and timber harvesting than the prior Roadless Rule. Nor can the change simply be explained as a product of agency expertise, because the same agency previously determined that a national approach was essential:
Regardless of how well informed individual decision may be at the local level, any new road building in inventoried roadless areas still results in a loss of roadless characteristics .... [w]hen these individual decisions are aggregated over time, and throughout the country ... ecological and social outcomes resulting from the loss of roadless areas may become substantial.
FEIS vol. 1 at 1-15. Here, the Forest Service reversed course without citing any new evidence that would lead to a different conclusion or explaining why it had concluded that the protections of the Roadless Rule were no longer necessary for the reasons it had previously laid out in detail, and without properly invoking a categorical exclusion. 8
*905 2. The FEIS for the Roadless Rule did not satisfy the need for Environmental Analysis of the State Petitions Rule
As a fallback position, Defendant argues that the “no action” alternative included in the 2000 FEIS for the Roadless Rule satisfies its obligation under NEPA for the State Petitions Rule. This argument fundamentally misconstrues the role of the consideration of reasonable alternatives, which lies at the heart of any NEPA analysis.
City of Carmel-by-the-Sea v. United States Department of Transp.,
The range of reasonable alternatives is measured against the “Purpose and Need” section in the Environmental Impact Statement for the proposed rule:
Project alternatives derive from an Environmental Impact Statement’s “Purpose and Need” section, which briefly defines “the underlying purpose and need to which the agency is responding in proposing the alternatives including the proposed action.” 40 C.F.R. § 1502.13. The stated goal of a project necessarily dictates the range of “reasonable” alternatives and an agency cannot define its objectives in unreasonably narrow terms.
Carmel-by-the-Sea,
The 2000 FEIS stated the purpose and need for the Roadless Rule: “The agency has determined there is a need for national level rulemaking to conserve the inventoried roadless areas. The purpose of this action is to immediately stop activities that pose the greatest risks to the social and ecological values of inventoried roadless areas.” FEIS vol. 1 at ES-1. As the Kootenai Tribe court explained:
the Forest Service’s policy objective in promulgating the Rule ..., as described by the Forest Service itself in the FEIS was to “prohibit ] activities that have the greatest likelihood of degrading desirable characteristics of inventoried roadless areas and [to] ensur[e] that ecological and social characteristics of inventoried roadless areas are identified and evaluated through local land management planning efforts.” The Forest Service defined these values as, among other things undisturbed landscapes, *906 sources of water, biological diversity, protection against invasive species, and educational opportunities.
Kootenai Tribe,
While Defendants argue that the State Petitions Rule and the Roadless Rule “share the same purpose and need” (Defs.’ Cross-Mot. for Summ. J. at 29:6-7), the purpose of the State Petitions Rule was plainly quite different: to “allow State-specific consideration of the needs of those areas” and to permit “the recognition of local situations and resolutions of unique resource management challenges within a specific State.” State Petitions Rule, 70 Fed.Reg. at 25,655. By contrast, the Roadless Rule’s detailed purpose and need section highlights the inherent problems in this kind of local decisionmaking that the agency perceived at that time, especially the failure to recognize the cumulative national significance of individual local decisions. Roadless Rule,
When local officials evaluate the impacts of their decision to build a road into an IRA, the incremental effect of the decision is considered. However, when these individual decisions are aggregated over time, and throughout the country, the resulting ecological and social outcomes resulting from the loss of roadless areas may become substantial.
FEIS vol. 1 at 1-15.
Beyond this basic disconnect between the purposes and needs of the two rules, the “no action” alternative considered the forest plans as they existed in 2000, not as they had been amended when the State Petitions Rule was being promulgated. Since publication of the Roadless Rule and by the time the State Petitions Rule issued, 22 land management plans had been revised and 43 were currently undergoing revision, so it no longer captures the baseline. State Petitions Rule, 70 Fed.Reg. at 25,655. Also, the “no action” alternative *907 did not contain a state petitioning process overlay and so cannot substitute for consideration of the State Petitions Rule.
Nor did the FEIS address any of the other reasonable alternatives to the State Petitions Rule that existed, and were in fact proposed by Plaintiffs. Plaintiffs proposed expanding the exceptions in the Roadless Rule or retaining the Roadless Rule, but permitting states to opt out, both of which are potentially reasonable alternatives to wholesale replacement of the Roadless Rule. In particular, the “opt out” alternative would seem to be more consistent with the Forest Service’s stated goal in issuing the State Petitions Rule to “maintain the most important characteristics and values of those areas.” State Petitions Rule, 70 Fed.Reg. at 25,655. Defendants argue that these alternatives were not feasible because they depend on the existence of the Roadless Rule which, under Defendants’ argument, was effectively repealed by the Wyoming court’s injunction. This argument is without merit for the reasons stated above and because Defendants recognized internally that there was no “aspect of this [rulemaking] action that is required by statute or court order.” ARatSPR60c; SPR 64c.
Defendants also failed to address reasonable alternatives that were considered internally in the decisionmaking process but were not presented to the public. Defendants considered internally, for example, establishing a subset of the roadless areas in the backcountry that would have greater protection. See AR SPR-lb; SPR-5b.
8. The prospect of future environmental analysis did not obviate the need to comply with NEPA at the time the State Petitions Rule toas adopted
Defendants argue that subsequent environmental analysis in connection with petitions submitted under the State Petitions Rule will satisfy the NEPA requirements for the rule. State Petitions Rule,
Environmental impact statements may be prepared, and are sometimes required, for broad Federal actions such as the adoption of new agency programs or regulations. (40 C.F.R. § 1508.18). Agencies shall prepare statements on broad actions so that they are relevant to policy and are timed to coincide with meaningful points in agency planning and decisionmaking.
40 C.F.R. § 1502.4(b).
The State Petitions Rule falls within this category because it repealed the Roadless Rule and is a fundamental programmatic change to the manner in which roadless areas are protected and used. Indeed, at least one project with on-the-ground effects in the roadless areas, phosphate mining in the Caribou National Forest, has gone forward in the wake of the repeal of the Roadless Rule. And it is *908 likely that additional projects in roadless areas that would have been prohibited under the Roadless Rule will move forward during the two to three year interim period between the repeal of the Roadless Rule and the submission of petitions and rulemaking.
Although the requirement to prepare an EIS at an early stage “is tempered by the preference to defer detailed analysis until a concrete proposal crystallizes the dimensions of a project’s probable environmental consequences”
(California v. Block,
Intervenor Recreational Groups also argue that a programmatic NEPA analysis is not required because the various incursions into roadless areas permitted under the State Petitions Rule each have “independent utility.”
See Great Basin Mine Watch v. Hankins,
*909 k. Conclusion
The Forest Service had to comply with NEPA when it issued the State Petitions Rule. In reaching this conclusion, the Court does not hold that regardless of the substance or scope of a Forest Service regulation, its repeal automatically triggers NEPA. Nor does the Court hold that engaging in NEPA analysis in promulgating a rule always necessitates NEPA analysis of the repeal of that rule. The Court need not consider these issues in the abstract. Rather, here, under the circumstances of this case, NEPA analysis of the State Petitions Rule was required.
See Washington Toxics,
B. Endangered Species Act
Section 7 of the ESA requires each federal agency, through consultation with the National Marine Fisheries Service (“NMFS”) and/or the Fish and Wildlife Service (“FWS”), to “insure that any action authorized, funded, or carried out by [a federal] agency ... is not likely to jeopardize the continued existence of any endangered species or threatened species or result in the destruction or adverse modification of habitat of such species which is determined by the Secretary [of the Interior or of Commerce] ... to be critical.” 16 U.S.C. § 1536(a)(2). “Agency action” under the ESA is defined perhaps even more broadly than “major federal action” under NEPA; “[i]f there is any difference, case law indicates ‘major federal action’ is the more exclusive standard.”
Marbled Murrelet v. Babbitt,
To ensure compliance with this requirement, the ESA sets out a three-step consultation process in which the applicable wildlife service, either the FWS or the NMFS, with jurisdiction over the species evaluates the nature and extent of jeopardy to the threatened or endangered species. The threshold for triggering the ESA consultation process is low. Inter-agency Cooperation — Endangered Species Act of 1973, as Amended; Final Rule, 51 Fed.Reg. 19,926, 19,949 (June 3, 1986) (to be codified at 50 C.F.R. pt. 402) (“Any possible effect, whether beneficial, benign, adverse or of an undetermined character, triggers the formal consultation requirement, as suggested by one commentator.”); Envir. Pis.’ Mot. for Summ. J. Ex. 2 at xvi (defining “may affect” as “the appropriate conclusion when a proposed action may pose
any
effects on listed species....”) (emphasis in original);
Pacific Rivers Council v. Thomas,
Under the ESA’s three-step process, the agency proposing to take an action — here, the Forest Service — first must ask the wildlife service whether any such species are present in the area of the proposed action.
Forest Guardians v. Johanns,
Formal consultation results in a biological opinion from the wildlife service that determines whether the proposed action is likely to jeopardize the continued existence of a listed species or result in destruction or adverse modification of critical habitat.
Forest Guardians,
The scope of the consultation requires examination of, inter alia, the “effects of the action and cumulative effects on the listed species or critical habitat.” 50 C.F.R. § 402.14(g). “Effects of the action” is defined under the ESA as “the direct and indirect effects of an action on the species or critical habitat, together with the effects of other activities that are interrelated or interdependent with that action, that will be added to the environmental baseline.” 50 C.F.R. § 402.02. Indirect effects “are those that are caused by the proposed action and are later in time, but still are reasonably certain to occur.” 50 C.F.R. § 402.02.
The dispute here centers around Defendants’ conclusion that the State Petitions Rule would have no effect on listed species or critical habitats, so no consultation under ESA was necessary. The Forest Service documented this finding in its Determination for Threatened, Endangered and Proposed Species, and Designated and Proposed Critical Habitat for the Final State Petitions for Inventoried Roadless Area Management Rule dated April 18, 2005. AR at SPR084. In this two-page document, Defendants determined that because the State Petitions Rule was merely procedural, had no direct environmental effects and maintained the status quo after the Roadless Rule was enjoined, it would have no effect on threatened, endangered or proposed species and no ESA consultation was required. Id. Specifically, the Forest Service stated:
The promulgation of this rule is not a ‘major construction activity’ as defined in the implementing regulations for the Endangered Species Act (ESA) at 50 CFR 402.02. As such, preparation of a biological assessment is not required (50 CFR 402.12(b)). While this rule would replace the 2001 roadless rule on paper, the roadless rule was declared to be unlawfully promulgated, set aside, and permanently enjoined by a Federal District Court order in July of 2003.... It is clear that the final rule, in and of itself, does not predetermine management activities for specific project areas or land management plan decisions, nor does it authorize, fund, or carry out any habitat or resource disturbing activities. It does not make any land use allocations, nor does it establish specific standards or guidelines for management of resources. The final rule is merely procedural in nature and scope and as such, will not directly result in changes in the management of any particular National Forest or Grassland, or in the activities permitted or conducted on those lands. Moreover, because of the procedural nature of this final rule, there is no reason *911 able basis for assessing or quantifying the specific effects of any subsequent actions, as such effects will depend upon decisions made during future programmatic and project planning, and it is premature to speculate on the specific nature or effects of those decisions.
Id.
Defendants’ determination that the State Petitions Rule did not trigger the ESA consultation process was arbitrary and capricious.
Defenders of Wildlife v. EPA
Of the nation’s species currently listed as threatened, endangered or proposed for listing under the Endangered Species Act, approximately 25% of animal species and 13% of plant species are likely to have habitat within inventoried roadless areas on National Forest System lands. Roadless areas support a diversity of aquatic habitats and communities, providing or affecting habitat for more than 280 threatened, endangered, proposed and sensitive species. More than 65% of all Forest Service sensitive species are directly or indirectly affected by inventoried roadless areas.
Roadless Rule, 66 Fed.Reg. at 3,245;
see also Kootenai Tribe,
Moreover, in enacting the Roadless Rule, the Forest Service engaged in ESA consultation with the FWS and the NMFS, providing both Services with a biological evaluation of the potential effects of the action on threatened, endangered or proposed species. Roadless Rule,
Defendants argue that it would be impractical to consult under ESA for the State Petitions Rule because any effects on species are hypothetical until petitions are filed and accepted. Given the Court’s rejection of Defendants’ interpretation of the State Petitions Rule as purely procedural, this argument is not well-taken. The fact that consultation would only address impacts at the programmatic level does not excuse the need to do so.
Cf. Kleppe v. Sierra Club,
Accordingly, the Forest Service violated the ESA by failing to engage in the consultation process before issuing the State Petitions Rule. Again, in reaching this conclusion, the Court does not hold that regardless of the substance or scope of a Forest Service regulation, its repeal automatically triggers consultation obligations under ESA. Nor does the Court hold that engaging in ESA consultation in promulgating the original rule always necessitates consultation of the repeal of that rule. Rather, here, under the circumstances of this case, ESA consultation with regard to the State Petitions Rule was required.
C. Administrative Procedures Act
Plaintiffs also argue that Defendants’ failure to articulate a reasoned basis for its revocation of the Roadless Rule in favor of the State Petitions Rule consistent with the evidence before it violated the APA independently of NEPA and ESA. While Plaintiffs acknowledge, as they must, that APA claims are not free standing but must be grounded in a statute forming the basis of the complaint
(Lujan v. National Wildlife Fed’n,
The Court need not decide whether Plaintiffs have adequately alleged a separate violation of the APA on this basis, because it has already determined that Defendants failed to engage in the reasoned environmental analysis and consultation mandated by NEPA and ESA. Compliance with these statutes incorporates the requirements set forth in
Motor Vehicle. See, e.g., Defenders of Wildlife,
VIII. REMEDY
The Court must determine the appropriate remedy for the Forest Service’s failure to engage in the requisite environmental analysis and consultation prior to repealing the Roadless Rule and substituting the State Petitions Rule in its place. A court shall set aside agency action, findings, and conclusions that it finds to be “arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with the law.” 5 U.S.C. § 706(2)(A). In general, the proper remedy for “substantial procedural violations of NEPA and ESA is an injunction.”
Bob Marshall Alliance v. Hodel,
To determine whether injunctive relief is appropriate in the context of NEPA litigation, courts apply a traditional balance of harms analysis.
High Sierra Hikers Ass’n v. Blackwell,
In the NEPA context, irreparable injury flows from the failure to evaluate the environmental impact of a major federal action.
High Sierra Hikers,
Although the
Kootenai Tribe
court addressed the injunction issued against the Roadless Rule rather than the issue of remedy which is before this Court, its reasoning regarding roadless areas is instructive because the balance of equities is similar. The appellate court observed: “In contrast to the development of roads ... which may inevitably and finally alter the character of developed forest land, the Roadless Rule is benign in that it can be undone so that any development that has been forestalled under the rule may be resumed, or limited development may proceed under the exceptions is contemplates.”
Kootenai Tribe,
There can be no serious argument that restrictions on human intervention in these wilderness areas will not result in immeasurable benefits from a conservationist standpoint. The question is whether the incidental harms that may result from such restrictions outweigh those benefits.... Moreover, as explained previously, restrictions on human intervention are not usually irreparable in the sense required for injunctive relief. Unlike the resource destruction that attends development, and that is bound to have permanent repercussions, restrictions on forest development and human intervention can be removed if later proved to be more harmful than helpful.
Kootenai Tribe,
Also, the public interest is either neutral or tips in favor of injunctive relief. In
Kootenai Tribe,
the Ninth Circuit recognized that there is a strong “public interest in preserving our national forests in their natural state.”
Kootenai Tribe,
Weighing especially heavily in favor of an injunction is the Forest Service’s violation of the consultation requirement of ESA, which is not subject to the traditional approach of balancing the equities because Congress itself struck the balance “in favor of affording endangered species the highest of priorities, thereby adopting a policy which it described as ‘institutional
*915
ized caution.’ ”
Tennessee Valley Authority v. Hill,
In cases involving the ESA, Congress removed from the courts their traditional equitable discretion in injunction proceedings of balancing the parties’ competing interests, [citation omitted]. The “language, history, and structure” of the ESA demonstrates Congress’ determination that the balance of hardships and the public interest tips heavily in favor of protected species, [citation omitted]. Nevertheless, these cases do not stand for the proposition that courts no longer must look at the likelihood of future harm before deciding whether to grant an injunction under the ESA. Federal courts are not obligated to grant an injunction for every violation of the law. [citation omitted]. The plaintiff must make a showing that a violation of the ESA is at least likely in the future, [citation omitted].
National Wildlife Federation v. Burlington Northern Railroad,
All Plaintiffs urge the Court to reinstate the Roadless Rule, and the Environmental Plaintiffs urge .the Court not to reinstate the December 2003 Tongass Amendment, which exempted the Tongass National Forest from the Roadless Rule. The Ton-gass Amendment to the Roadless Rule is the result of the settlement of litigation over the Roadless Rule between the State of Alaska and the United States Department of Agriculture. The Amendment, which was adopted after the Wyoming court’s injunction but before the issuance of the State Petitions Rule, exempted the Tongass National Forest from application of the Roadless Rule. 36 C.F.R. 294.14(d); Special Areas; Roadless Area Conservation; Applicability to the Tongass National Forest, Alaska, 68 Fed.Reg. 75,136 (Dec. 30, 2003) (to be codified at 36 C.F.R. pt. 294) (“Exempting the Tongass from the application of the roadless rule makes approximately 300,000 roadless acres available for forest management — slightly more than 3 percent of the 9.34 million roadless acres in the Tongass, or 0.5 percent of the total roadless acres nationwide.”).
Defendants counter that even if the Court enjoins enforcement of the State Petitions Rule, the Roadless Rule should not be reinstated in any form; instead, the individual forest plans and interim directives should govern. In support of this argument, Defendants again rely on the injunction in place against the Roadless Rule at the time that the State Petitions Rule issued to claim that the Roadless Rule was not the status quo ante. As explained above, however, because the *916 Tenth Circuit vacated the district court’s decision shortly thereafter, this Court cannot give any legal consequences to the vacated decision, including relying on it as a justification for not reinstating the Road-less Rule. Alternatively, Defendants argue that if the Roadless Rule is reinstated, the Tongass Amendment should also be reinstated.
The Ninth Circuit has explained that “the effect of invalidating an agency rule is to reinstate the rule previously in force.”
Paulsen v. Daniels,
After carefully considering all of the parties’ and amici’s arguments and balancing the equities, the Court has determined that
Paulsen
prescribes the proper course, which is to reinstate the prior Roadless Rule with the December 2003 Tongass Amendment.
See also Northwest Ecosystem Alliance v. Rey,
While the Environmental Plaintiffs recognize that the rule in Paulsen cuts against reinstatement of the Roadless Rule without the Tongass Amendment, they argue that the Tongass Amendment should not be reinstated because it was intended to be replaced by a final rule regarding the application of the Roadless Rule to Alaska. 68 Fed.Reg. at 75,136. They also contend *917 that application of the Roadless Rule in the Tongass National Forest would not cause any adverse social or economic effects. The Forest Service never issued such a final rule, however, the repeal of the Roadless Rule having made such a final rule unnecessary, so the Amendment has not expired. Further, even if the Court were to find that no adverse social or economic effects would accompany application of the Roadless Rule to the Tongass National Forest, despite some evidence in the record to the contrary, 10 such a finding would not justify deviation from Ninth Circuit precedent. Because the Tongass Amendment was part of the rule that was previously in force before the State Petitions Rule, reinstatement of the Amendment follows the Ninth Circuit’s guidance in Paulsen.
Defendants along with the State of Wyoming also argue that the Roadless Rule should not be reinstated on the grounds that: (1) the Roadless Rule is not necessary because in the absence of the State Petitions Rule, the forests are protected by individual forest plans so there is no regulatory void; (2) it is unreasonable to reinstate a rule that was only in effect for a short time in 2003; (3) reinstatement of the Roadless Rule would lead to renewed litigation; and (4) the Forest Service specifically stated that it did not intend that the Roadless Rule would be reinstated should the State Petitions Rule be invalidated. These reasons are not persuasive.
Even if the forest plans and interim directives could fill any void created by an injunction against the State Petitions Rule, the Forest Service previously determined in the detailed environmental analysis that accompanied the Roadless Rule that those mechanisms were seriously deficient. Further, as stated above, Defendants cite no authority for their position that it is improper to reinstate a rule that was only in effect for a short time. The Roadless Rule had undergone extensive NEPA analysis, including public comment, as well as ESA consultation, prior to its January 12, 2001 adoption, and the Ninth Circuit overturned the injunction which had erroneously prevented the Rule’s operation for eighteen months, predicting that the Roadless Rule would pass muster and balancing the harms in favor of that Rule.
Kootenai Tribe,
Further, that reinstatement of the Road-less Rule would lead to renewed litigation is not necessarily undesirable when compared to the alternative proposed by Defendants: to allow a major environmental rule that the Court has determined was improperly repealed to nonetheless remain permanently repealed without a hard look at the environmental consequences, despite an appellate decision indicating that the rule was likely valid and absent any appellate decision to the contrary. By contrast, as long as the Forest Service complies with NEPA and ESA, it remains free to repeal the Roadless Rule in favor of the State Petitions Rule. Wyoming argues that it will resurrect its lawsuit against the Roadless Rule and the district court there is virtually certain to enjoin it again, thereby achieving the same result as if this Court did not reinstate the Roadless Rule. However, this Court must follow the law of *918 this Circuit as it understands that law, wherever that leads, and cannot base its decision on speculation as to what another court might do in response to any new litigation.
The Court is mindful that the Forest Service stated its intent that the Roadless Rule not be reinstated when it replaced the Rule with the State Petitions Rule. State Petitions Rule, 70 Fed.Reg. at 25,-655. Deferring to such an intent, however, would violate the teaching of Paulsen and Action on Smoking & Health that courts should reinstate the prior rule upon invalidation of its replacement. Indeed, agencies will usually not favor reinstatement of rules that they tried to replace.
Wyoming argues that leaving either the forest plans and interim directives in place or the State Petitions Rule in effect is a better remedy because, inter alia, that result would reflect the status quo of management by forest plans. The status quo prior to the State Petitions Rule, however, was the Roadless Rule and the protections of IRAs under the moratorium in place for almost two years leading up to its issuance. The State of Wyoming also argues that because the errors alleged by Plaintiffs are procedural, the remedy of reinstatement of the Roadless Rule is not justified. However, Wyoming has not pointed to any authority establishing an environmental exception to the rule in Paulsen. Moreover, as discussed above, the State Petitions Rule constituted a substantive repeal of the Roadless Rule that was accomplished without following proper environmental procedures. Therefore, it would not be equitable to leave in place the individual forest plans and interim directives that replaced the Roadless Rule.
Wyoming also argues that reinstatement of the Roadless Rule will infringe on the separation of powers principles.
Chevron, U.S.A., Inc. v. Natural Resources Defense Council,
IX. CONCLUSION
For all these reasons, Plaintiffs’ motions for summary judgment are granted and Defendants’ motion is denied. The State Petitions Rule is set aside and the Roadless Rule, including the Tongass Amendment, is reinstated. Defendants are enjoined from taking any further action contrary to the Roadless Rule without undertaking environmental analysis consistent with this opinion.
The parties shall meet and confer regarding any specific language that they believe should be included in the Court’s injunction. No later than October 4, 2006, the parties shall submit a stipulated proposed injunction or, if no stipulation can be reached, separate proposals accompanied by a brief explanation.
IT IS SO ORDERED.
Notes
. Plaintiffs point out that the defense of the Roadless Rule before the Idaho district court was described as “lackadaisical and halfhearted” by the Forest Service Chief. See Rewriting the Rules, Report by the Majority Staff of the Committee on Governmental Affairs, United States Senate, Oct. 24, 2002 at 39.
. The Environmental Plaintiffs rely primarily on their procedural injury for standing purposes, so the Court need not reach the issue of whether they have suffered a substantive injury. See Environ. Pis.’ Reply at 3:10-12.
. In the most recent Ninth Circuit case addressing ripeness in the environmental context, the court held that the plaintiff had established ripeness with respect to the regulation governing review of decisions implementing forest plans that had been applied, but not the other three regulations which had not yet been applied.
Earth Island Institute v. Ruthenbeck,
. To the extent that Defendants may be arguing that the repeal of the Roadless Rule did not change the status quo due to the Wyoming court injunction and, therefore, the Forest Service did not need to engage in environmental analysis or ESA consultation, that argument is not well-taken. Where an agency action merely transfers title or leasehold or changes the funding of a project while maintaining the same use of the property, environmental analysis is not required.
National Wildlife Fed’n v. Espy,
. Similarly, the Palisades and Winegar Hole roadless areas in the Targhee National Forest straddle the Idaho-Wyoming border and contain areas in both states where road construction and reconstruction are not prohibited under the current forest plan. See Stipulation in Response to Court Order at Ex. A. The State of Idaho, which filed an amicus brief in support of Defendants in this case and opposed reinstatement of the Roadless Rule, has announced that it will submit a petition that apparently will not seek to reinstate all the protections it had under the Roadless Rule (see Amicus Curiae brief submitted by State of Idaho at 1:19-20), while the Stale of Wyoming has announced that it will not file a petition (see Stipulation in Response to Court Order at 3:21-26). There are several other examples of likely differences in roadless area protections by virtue of neighboring states' positions in this lawsuit and their intents to file petitions. For example, Little Grass Mountain roadless area straddles Idaho and Washington and contains areas in which road construction and reconstruction are not prohibited under the forest plan; Washington is a plaintiff in this case seeking reinstatement of the Roadless Rule as a remedy and intends to file a petition. Also, the Roberts #691 and West Fork # 692 roadless areas in the Koote-nai National Forest cross the Idaho and Montana border and contains areas in which road construction and reconstruction are not prohibited under the forest plan. In this lawsuit, Montana is amicus curiae in favor of Plaintiffs and Idaho filed a brief in favor of Defendants. Several roadless areas in which road construction and reconstruction are not currently prohibited under the forest plan cross the California and Nevada border: Boundary Peak and Excelsior roadless areas in the Inyo National Forest; Devil's Gate, Fourth of July Spr, Job's Peak, Mystic, Sweetwater, West Walker and Wild Horse Mountain roadless areas in the Humboldt-Toiyabe National Forest. California has filed a petition seeking management protections "designed to protect the 4.4 million acres of roadless areas in national forests within state boundaries,” with the "goal of ensuring no net loss of this IRA acreage within the state.” Stipulation in Response to Court Order at 2:20-23. Nevada has not indicated whether it intends to file a petition at all, even though the November 18, 2006 deadline for filing petitions is rapidly approaching and time is running out to prepare a petition.
. The other rules to which the Forest Service has applied this categorical exclusion typically address more routine and procedural matters such as changes to locations at which the Forest Service may charge admission fees (Occupancy and Use of Developed Sites and Areas of Concentrated Public Use; Expanded Locations Where Admission Fees May Be Charged, 61 Fed.Reg. 1,715 (Jan. 23, 1996) (to be codified at 36 C.F.R. pt. 291)), clarification of the appraisal procedures for determining fair market value when appraising timber (Sale and Disposal of National Forest System Timber; Appraisal Procedures for Determining Fair Market Value, 61 Fed.Reg. 5,684 (Feb. 14, 1996) (to be codified at 36 C.F.R. pt. 223)), updates for field unit names and addresses (Organization, Functions and Procedures, 62 Fed.Reg. 33,365 (June 19, 1997) (to be codified at 36 C.F.R. pt. 200)), clarification of appeal procedures (Small Business Timber Sale Set-Aside Program; Appeal Procedures on Recomputation of Shares, 64 Fed.Reg. 406 (Jan. 5, 1999) (to be codified at 36 C.F.R. pt. 223)) and revisions to building standards for residential outbuildings (Sawtooth National Recreation Area — Private Lands; Increasing Residential Outbuilding Size, 69 Fed.Reg. 55,-092 (Sept. 13, 2004) (to be codified at 36 C.F.R. pt. 292)). See Stipulation in Response to Court Order at Ex. E.
. Although the dissent in
Motor Vehicle
disagreed on some points with the majority while joining in other parts of the opinion, and emphasized the wide latitude for a new President to reorder an agency’s priorities, provided it "remains within the bounds established by Congress,” it qualified that point with a footnote stating: "Of course, a new administration may not choose not to enforce laws of which it does not approve, or to ignore statu-toiy standards in carrying out its regulatory functions.”
Motor Vehicle,
. Moreover, although the forests were also managed by interim management directives, those directives were less protective and uniform than the Roadless Rule's protections. For example, authority was reserved to the Forest Service Chief to approve certain proposed road construction or reconstruction or timber harvest projects in roadless areas only until a forest-scale roads survey was completed, after which the interim directive was no longer applicable. While the Chief has not acted, his designees have approved at least fourteen projects with effects in roadless areas under the directives such as the Three Basin Timber Sale in the Caribou-Targhee *905 National Forest in Idaho and Oil and Gas Leasing in Colorado and Utah. See Stipulation in Response to Court Order at 4-6. There is no evidence that the Forest Service has withheld approval on any projects in IRAs regarding road construction or reconstruction and timber harvesting under the interim directives. Given the variety of projects approved under the interim directives in roadless areas, the interim directives do not appear to have been particularly protective of those areas. In addition, the directives were subject to lapses before being renewed, during which the Biscuit Fire Recovery Project for timber harvesting in Oregon was approved. See Stipulation in Response to Court Order at 4-6.
. Defendants argue that the District of Columbia Circuit cases have been reconciled by
Oceana v. Evans,
. For example, the final rule adopting the Tongass Amendment recognized the plight of isolated communities in the Tongass surrounded by roadless areas and lacking "road and utility connections to other communities and to the mainland systems.” 68 Fed.Reg. at 75,137.
