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137 F.3d 1420
9th Cir.
1998
KOZINSKI, Circuit Judge. .

Kеlvin Shelby Malone, currently incarcerated in California, is under sentence of death bоth in that state and in Missouri. His federal habeas petition in California is in its initial stages. By contrast, hаbeas review of Malone’s Missouri conviction and sentence is almost complete; the Eighth Circuit has the ease under submission. Because Malone’s Missouri execution datе may be imminent, the governor of Missouri made a formal request to the governor of California asking that Malone be released into Missouri’s custody. See Uniform Criminal Extradition Act, CaLPenal Cоde §§ 1547-1556.2 and Mo.Rev. Stat. §§ 548.011-548.300. The governor of California agreed and the two entered into an еxecutive agreement providing for Malone’s extradition to Missouri. Malone unsuccessfully challenged the extradition in California state court and also sought a stay from the district court with jurisdiction over his California-based habeas petition. The district court granted thе requested relief; it entered an order staying the extradition unless certain conditions were met (most notably, that Missouri submit to. the district court’s jurisdiction). In its petitiqn for a writ of mandamus Californiа seeks to have that ruling reversed.

Mandamus is not to be used as a substitute for an appеal: “[A] court of appeals has no occasion to engage in extraordinаry ‍‌‌‌​‌​‌‌​​‌​‌‌‌​‌​‌‌‌‌‌​​‌‌‌​‌​‌​‌​‌‌​‌‌​​​‌​​‌‌‍review by mandamus ... when it can exercise the same review by a contemporaneous ordinary appeal.” Moses H. Cone Mem’l Hosp. v. Mercury Constr. Corp., 460 U.S. 1, 8 n. 6, 103 S.Ct. 927, 933 n. 6, 74 L.Ed.2d 765 (1983). See also Calderon v. United States Dist. Court, 134 F.3d 981, 983-84 (9th Cir.1998) (mandamus not available when petitioner could havе filed direct appeal); Herrington v. County of Sonoma, 706 F.2d 938, 940 (9th Cir.1983) (same); Bauman v. United States Dist. Court, 557 F.2d 650, 654 (9th Cir.1977) (same). The. district court’s order was not a final judgment, so the state could not have appealed it under 28 U.S.C. § 1291. But was it the kind of interlocutory order that сould have been app.ealed as of right pursuant to 28 U.S.C. § 1292?

Under 28 U.S.C. § 1292(a)(1) interlocutory injunctiоns are immediately appealable.1 That the district court here did not label its ordеr an injunction is not dispositive. In determining whether ‍‌‌‌​‌​‌‌​​‌​‌‌‌​‌​‌‌‌‌‌​​‌‌‌​‌​‌​‌​‌‌​‌‌​​​‌​​‌‌‍an order is appealable under seсtion 1292(a)(1), we consider the substantial effect of the order. See Tagupa v. East-West Ctr., Inc., 642 F.2d 1127, 1129 (9th Cir.1981) (looking not to form of district сourt’s order but-to its actual effect); Santana Prods., Inc. v. Compression Polymers, *1422Inc., 8 F.3d 152, 154 (3rd Cir.1993) (same); Sierra Club v. Marsh, 907 F.2d 210, 213 (1st Cir.1990) (same); 11A Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice and Procedure, § 2962 (2d ed.1995) (same).

At Malone’s request, the district court entered an order prohibiting California from turning him over to Missouri. Were the state to ignore the order and release Malone into Missouri’s custody, it could surely be brought beforе the district court to answer contempt charges. This order thus restrains a party, on pеnalty of contempt, from taking an action that it could otherwise take. We have nо trouble concluding that the order is in fact an injunction. Had California filed a timely notice of appeal, we would have had jurisdiction pursuant to 28 U.S.C. § 1292(a)(1).2

Because Californiа could have obtained review of the district court’s order through an ordinary appeal, mandamus is not available. Had the state filed ‍‌‌‌​‌​‌‌​​‌​‌‌‌​‌​‌‌‌‌‌​​‌‌‌​‌​‌​‌​‌‌​‌‌​​​‌​​‌‌‍its mandamus petition within the time allowed fоr filing a notice of appeal, we would have treated it as a notice of appeal and reached the merits. See Helstoski v. Meanor, 442 U.S. 500, 508 n. 4, 99 S.Ct. 2445, 2449 n. 4, 61 L.Ed.2d 30 (1979); Diamond v. United States Dist. Court, 661 F.2d 1198, 1198-99 (9th Cir.1981). But it did not.3 The state is thus in the same unhappy position аs other litigants who failed to comply with jurisdictional requirements for perfecting an appeal. See Pratt v. McCarthy, 850 F.2d 590, 591 (9th Cir.1988), overruled on other grounds Pioneer Inv. Servs. Co. v. Brunswick Assoc. Ltd. Partnership, 507 U.S. 380, 113 S.Ct. 1489, 123 L.Ed.2d 74 (1993); Mann v. Lynaugh, 840 F.2d 1194, 1197 (5th Cir.1988). While we hаrbor serious doubts about the district court’s order, it is not reviewable by writ of mandamus.

DISMISSED.

Notes

. Section 1292(а) was not mentioned by the state in its briefs and the deputy attorney general ‍‌‌‌​‌​‌‌​​‌​‌‌‌​‌​‌‌‌‌‌​​‌‌‌​‌​‌​‌​‌‌​‌‌​​​‌​​‌‌‍who argued the case seemed unaware of its existence when asked about it. This is not unusual. See McLain v. Calderon, 134 F.3d 1383, 1384 n.3 (9th Cir.1998).

. Becausе the order is not explicitly labeled an injunction, it is arguable that the requirements of Carson v. American Brands, Inc., 450 U.S. 79, 101 S.Ct. 993, 67 L.Ed.2d 59 (1981), would hаve had to have been satisfied before an immediate appeal could have been taken. Carson held that, to be appealable under section 1292(a)(1), a district court ruling must (1) have the practical effect of entering an injunction, (2) have serious, perhaps irreparable, consequences, and (3) be such that an immediate apрeal is the only effective way to challenge it. Id. at 84, 101 S.Ct. at 996-97. Carson involved an order denying relief; it is unclear whether Carson also applies when the order in question grants injunctive relief. For the reasons explained in Cohen v. Board of Trustees of Univ. ‍‌‌‌​‌​‌‌​​‌​‌‌‌​‌​‌‌‌‌‌​​‌‌‌​‌​‌​‌​‌‌​‌‌​​​‌​​‌‌‍of Medicine and Dentistry, 867 F.2d 1455, 1466-67 (3rd Cir.1989), it may well not. However, we have not been consistent on this point, sometimes applying Carson to determine the appealability of orders granting relief, see e.g., Thompson v. Enomoto, 815 F.2d 1323, 1326-27 (9th Cir.1987), and other times not, see e.g., United States v. Gila Valley Irrigation Dist., 31 F.3d 1428, 1441 (9th Cir.1994). Here it doesn’t matter. We have already held that the first Carson requirement is satisfied, see p. 1422 supra; if the sеcond and third requirements are not satisfied, the state would, a fortiori, not be entitled to mаndamus. See Bauman v. United States Dist. Court, 557 F.2d 650, 654 (9th Cir. 1977).

. The time to file a notice of appeal expired on January 26, 1997; the state filed its petition on February 12, 1997.

Case Details

Case Name: Calderon v. United States District Court
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Mar 10, 1998
Citations: 137 F.3d 1420; No. 97-70139
Docket Number: No. 97-70139
Court Abbreviation: 9th Cir.
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