EDUARDO CALATAYUD III et al., Plaintiffs and Respondents, v. THE STATE OF CALIFORNIA et al., Defendants and Appellants.
No. S062627
Supreme Court of California
Aug. 6, 1998.
1057
COUNSEL
Daniel E. Lungren, Attorney General, Robert L. Mukai, Chief Assistant Attorney General, Margaret A. Rodda, Assistant Attorney General, Richard J. Rojo, Barbara A. Noble and Raymond L. Fitzgerald, Deputy Attorneys General, for Defendants and Appellants.
Solomon, Saltsman & Jamieson, Robert B. Saltsman, Stephen Allen Jamieson and Stephen Warren Solomon for Plaintiffs and Respondents.
OPINION
BROWN, J.-Under the common law doctrine known as the firefighter‘s rule, the public‘s liability is limited. One who negligently causes the event to which a police officer responds owes no duty of care with respect to the initial negligent act. (Walters v. Sloan (1977) 20 Cal.3d 199, 202 [142 Cal.Rptr. 152, 571 P.2d 609].) Thus, the officer may not sue for injury proximately caused by that original negligence. By statute, however, this limitation on liability does not extend “[w]here the conduct causing the injury occurs after the person knows or should have known of the presence of” the officer.1 (
This case involves injury to a police officer caused by a fellow officer while the two were attempting to subdue and arrest a criminal suspect. The
FACTUAL AND PROCEDURAL BACKGROUND
In the early morning hours of February 9, 1990, California Highway Patrol Officer Michael Byrd and his partner received a report of shots fired in a nearby parking structure. When they arrived at the location, they observed a highly agitated Jimmy Ray Wilkes, a professional football lineman, causing a disturbance. The two officers went to detain Wilkes and keep him out of the parking structure. Highway Patrol Officer Charles DeVille joined the effort. Both Byrd and DeVille carried shotguns. Plaintiff Eduardo Calatayud III (plaintiff), a Pasadena police officer, had received an “officer needs assistance” call and proceeded to the scene. He observed Byrd and DeVille, both still holding their shotguns, attempting to control and detain Wilkes, who appeared to be violently resisting them.
Plaintiff approached the highway patrol officers to assist them in subduing and arresting Wilkes. As plaintiff placed a partial control hold on Wilkes‘s right hand, Byrd pushed Wilkes‘s body down to keep him from standing up. In the process Byrd fell, accidentally causing his shotgun to discharge and injure plaintiff.
Plaintiff brought suit against defendants the State of California and Officer Byrd (defendants).4 Defendants unsuccessfully sought to interpose the firefighter‘s rule as a bar to liability. Following a three-week trial, a jury returned a verdict in favor of plaintiff in excess of $700,000. It apportioned 50 percent fault to Wilkes, 30 percent to Byrd (and the state for his conduct),
The Court of Appeal affirmed the judgment. The court found the firefighter‘s rule applicable based on “evidence establish[ing] that Officer Calatayud‘s immediate presence at the scene of the struggle with Mr. Wilkes was necessitated by Mr. Wilkes‘s resistance, and by the conduct of the [Highway Patrol] officers in attempting to subdue Mr. Wilkes while holding their shotguns.” Nevertheless, it determined the circumstances came within the exception set forth in
DISCUSSION
Stated in its most traditional terms, the firefighter‘s rule “is that which negates liability to firemen by one whose negligence causes or contributes to the fire which in turn causes the death or injury of the fireman.” (Giorgi v. Pacific Gas & Elec. Co. (1968) 266 Cal.App.2d 355, 357 [72 Cal.Rptr. 119].) Although the doctrine first gained currency in American common law more than a century ago (see, e.g., Gibson v. Leonard (1892) 143 Ill. 182 [32 N.E. 182], overruled on other grounds in Dini v. Naiditch (1960) 20 Ill.2d 406 [170 N.E.2d 881, 886, 86 A.L.R.2d 1184]), it was not adopted in California until 1968. (Giorgi v. Pacific Gas & Elec. Co., supra, 266 Cal.App.2d 355.) Subsequently, in Walters v. Sloan, supra, 20 Cal.3d 199 (Walters), this court not only gave its imprimatur but extended the rule to police officers. (Id. at p. 202.)
The undergirding legal principle of the rule is assumption of the risk, i.e., the “legal conclusion that the person who starts a fire owes no duty of care to the firefighter who is called to respond to the fire. [Citations.]” (Neighbarger v. Irwin Industries, Inc. (1994) 8 Cal.4th 532, 541 [34 Cal.Rptr.2d 630, 882 P.2d 347] (Neighbarger); Knight v. Jewett (1992) 3 Cal.4th 296, 309-310, fn. 5 [11 Cal.Rptr.2d 2, 834 P.2d 696]; see Walters, supra, 20 Cal.3d at p. 204.) ” ‘In terms of duty, it may be said there is none owed the fireman to exercise care so as not to require the special services for which he is trained and paid.’ ” (Walters, supra, 20 Cal.3d at p. 205, quoting Krauth v. Geller (1960) 31 N.J. 270 [157 A.2d 129, 131].)6
The rule is equally grounded in considerations of public policy ” ‘distilled from the relevant factors involved upon an inquiry into what is fair and
“Thus, the fireman‘s rule is based upon a public policy decision to meet the public‘s obligation to its officers collectively through tax-supported compensation rather than through individual tort recoveries. This spreads the costs of injuries to public officers among the whole community, making the public in essence a self-insurer against those wrongs that any of its members may commit.” (Comment, The Fireman‘s Rule: Defining Its Scope Using the Cost-Spreading Rationale (1983) 71 Cal.L.Rev. 218, 235-236, fns. omitted (Comment); see Walters, supra, 20 Cal.3d at pp. 205-206.) “[T]he public, having secured the services of the firefighter by taxing itself, stands in the shoes of the person who hires a contractor to cure a dangerous condition. In effect, the public has purchased exoneration from the duty of care and should not have to pay twice, through taxation and through individual liability, for that service. [Citations.]” (Neighbarger, supra, 8 Cal.4th at pp. 542-543; see Walters, supra, 20 Cal.3d at pp. 204-206.) Accordingly, the rule functions as a cost-spreading mechanism “allow[ing] the public to insure against the injuries that its officers will inevitably sustain in the performance of their duties.” (Comment, supra, at p. 235; see Giorgi v. Pacific Gas & Elec. Co., supra, 266 Cal.App.2d at p. 360.)
Additionally, the firefighter‘s rule serves the policy of efficient judicial administration by eliminating claims that would simply “burden our courts
Like most legal principles, the firefighter‘s rule is not without its exceptions. “The firefighter does not assume every risk of his or her occupation. [Citation.] The rule does not apply to conduct other than that which necessitated the summoning of the firefighter or police officer, and it does not apply to independent acts of misconduct that are committed after the firefighter or police officer has arrived on the scene. [Citations.]” (Neighbarger, supra, 8 Cal.4th at p. 538; see also Krauth v. Geller, supra, 157 A.2d at pp. 131-132.) “In Walters, the majority [also] recognized that the fireman‘s rule does not preclude recovery when the defendant has violated a statute and the officer ’ “suffering . . . the injury . . . was one of the class of persons for whose protection the statute . . . was adopted.” ’ (20 Cal.3d at pp. 206-207, quoting
Until 1982, the firefighter‘s rule developed as part of the common law. In that year, the Legislature enacted
The question on these facts is whether “any person” as used in
“The fundamental purpose of statutory construction is to ascertain the intent of the lawmakers so as to effectuate the purpose of the law. [Citations.] In order to determine this intent, we begin by examining the language of the statute. [Citations.] But ‘[i]t is a settled principle of statutory interpretation that language of a statute should not be given a literal meaning
In Hubbard, a police officer, using red lights and siren, chased a speeding motorist. Instead of stopping, the motorist accelerated, at one point reaching a speed of 100 miles per hour. While passing another car on a blind curve, he collided with a third vehicle. The officer was injured as he swerved to avoid the debris from the collision. When the officer sued for his injuries, the motorist invoked the firefighter‘s rule, and the trial court granted summary judgment. (Hubbard, supra, 28 Cal.3d at pp. 483-484.) This court affirmed, concluding that the rule applied equally “whether defendant‘s conduct was reckless or merely negligent in nature” (id. at p. 484) and that evading arrest statutes (e.g.,
In a vigorous and lengthy dissent, Justice Tobriner roundly criticized the majority for “hav[ing] not applied the traditional fireman‘s rule at all but rather hav[ing] extended the reach of the rule beyond the limits of any previous authority.” (Hubbard, supra, 28 Cal.3d at p. 487 (dis. opn. of Tobriner, J.).) “Past cases applying the fireman‘s rule make it clear that
Justice Tobriner also objurgated the majority for “hav[ing] transformed the fireman‘s rule from a restrained doctrine that simply protects the average homeowner or citizen from potentially severe liability for mere acts of negligence in creating a situation as to which firemen and policemen are employed to respond, into a sweeping, across-the-board rule that forbids firemen and policemen from recovering any damages from persons who, with knowledge of a safety officer‘s presence on the scene, intentionally engage in wilful and wanton misconduct which results in serious injury to the officer.” (Hubbard, supra, 28 Cal.3d at p. 487 (dis. opn. of Tobriner, J.).)
Adopting “the rationale expressed by Justice Tobriner in his dissent” (Assem. Com. on Finance, Insurance & Commerce, Analysis of Assem. Bill No. 2105 (1981-1982 Reg. Sess.) May 19, 1991, p. 3), the Legislature responded to Hubbard with legislation that ultimately amended
As noted, the decision in Hubbard provided the acknowledged impetus for this amendment, and the nexus sheds considerable light on whether the Legislature intended
Equally telling is the choice to amend
Because the amendment to
From this preliminary examination, we find no evidence the Legislature used the phrase “any person” to encompass other jointly involved public safety members or to extend the scope of
Further consideration of the statutory language and history as well as the practical consequences of a different interpretation only reinforces this conclusion. (See Ex parte Ellis, supra, 11 Cal. at pp. 224-225.)
A contrary determination would raise substantial policy concerns inconsistent with the purpose of the statute. To begin, the effect of
If
Because
As previously discussed, the cost-spreading rationale is one of the critical public policy reasons underlying the firefighter‘s rule. (Walters, supra, 20 Cal.3d at pp. 204, 205-206.) In Neighbarger, supra, 8 Cal.4th at page 543, we explained that “to permit firefighters to bring actions for injury caused by responding to a fire would involve the parties in costly litigation over rights of subrogation without substantially benefiting the firefighter, who is compensated either by the retirement system or the worker‘s compensation system. [Citation.] . . . [T]he public will pay the bill, whether the firefighter is compensated by public benefits derived from taxation, or from insurance proceeds that must be purchased. [Citation.]” Applying the firefighter‘s rule thus “relieve[s] various public agencies of the burden of lawsuits over rights of subrogation that are pointless because the public fisc ultimately pays regardless of the outcome. . . .” (Ibid.) It is highly unlikely the Legislature intended to encourage costly litigation, including the possibility of derivative actions, when the public has already financed statutory compensation of injured public safety members. (See Comment, supra, 71 Cal.L.Rev. at p. 246, fn. 104.)
Legislative history bears out this assessment. As to both
In addition to the adverse effect on the fisc, extending
Construing
For the reasons stated, we conclude the Legislature did not intend “any person” as used in
DISPOSITION
The judgment of the Court of Appeal is reversed.
George, C. J., Kennard, J., Baxter, J., Werdegar, J., and Chin, J., concurred.
MOSK, J., Dissenting.-As a matter of statutory construction, the majority stand on shaky ground indeed. They concede that the literal language of
As the majority rightly point out, section 1714.9(a) is substantially based on ” ‘the rationale expressed by Justice Tobriner in his dissent’ ” in Hubbard v. Boelt (1980) 28 Cal.3d 480, 487-493 [169 Cal.Rptr. 706, 620 P.2d 156] (Hubbard). (Maj. opn., ante, at p. 1066.) In that case the majority held that a police officer injured in a high-speed chase of a reckless traffic offender was barred by the firefighter‘s rule from suing that person. The dissent was not a narrow, fact-specific, opinion, but rather a broad and general attack on the Hubbard majority‘s extension of the firefighter rule beyond its traditional narrow confines. As Justice Tobriner stated: “[T]he majority‘s policy formulation in this case has fundamentally altered the limited nature of the traditional fireman‘s rule, converting the rule into a broad doctrine prohibiting firemen and police officers-but no other employees-from recovering for injuries which they suffer at the hands of third persons in the course of their employment. This reasoning is not only inconsistent with the traditional limits of the fireman‘s rule, but in addition squarely conflicts with the principles of
As Justice Tobriner further stated: “[T]he policy basis for the traditional firemen‘s rule rests on the notion that ordinary tax-paying members of the public hire firemen and police officers at least in part to deal with future dangers that may in the normal course of events result from the taxpayer‘s own negligence, and that-by analogy to insurance, for example-it is unfair and unduly burdensome subsequently to require an unfortunate, if negligent, individual taxpayer to pay again for injuries sustained when such negligence in fact occurs.” (Hubbard, supra, 28 Cal.3d at p. 492 (dis. opn. of Tobriner, J.).) In order to confine the firefighter‘s rule to boundaries commensurate with this original rationale, Justice Tobriner proposed three broad limitations on the rule: It should not prevent recovery when a person commits subsequent negligent acts after the police officer arrives on the scene, nor when a person intentionally or wantonly injures such officers, nor when a person violates a statute and the officer suffering the injury was one of the class of persons for whose protection the statute was adopted. (Id. at pp. 488-490.) Section 1714.9(a) incorporates each of these three limitations on the firefighter‘s rule.
First, such a narrow reading of section 1714.9(a) has no basis in Justice Tobriner‘s Hubbard dissent, and indeed turns that dissent on its head. The whole thrust of the dissent, as reviewed above, was to limit the firefighter‘s rule to its original “prototypical” situation-” ‘that it would be too burdensome to charge all who carelessly cause or fail to prevent fires with the injuries suffered by the expert retained with public funds to deal with those inevitable, although negligently created, occurrences.’ ” (28 Cal.3d at p. 492 (dis. opn. of Tobriner, J.); see also Walters v. Sloan (1977) 20 Cal.3d 199 [142 Cal.Rptr. 152, 571 P.2d 609] [holding that a police officer‘s personal injury action against parents negligently allowing child‘s disorderly party leading to officer‘s injury is barred by the firefighter‘s rule].) Section 1714.9(a) scales the firefighter‘s rule back to that original prototypical situation. The injury of a police officer by officers from a different agency after the police officers have arrived on a crime scene is not within the class of injury covered by this prototypical situation, and there is no reason not to construe section 1714.9(a) literally to permit police thus injured to bring civil actions.
Second, the majority find it significant that they can locate “no evidence the Legislature used the phrase ‘any person’ to encompass other jointly involved public safety members” (maj. opn., ante, at p. 1068). But why is it significant that the legislative history contains no evidence that police officers or firefighters would be included or excluded from the class of “any persons” under the statute, when the Legislature did not apparently consider any such occupational exemptions? Given the broad purpose and broad language of section 1714.9(a), the natural inference to be drawn from the lack of any discussion in the legislative history of whether peace officers or other groups would be exempted from the class of “any persons” is that they would not be so exempted.
Moreover, the majority state that their holding is limited to “injury negligently caused by a fellow officer jointly engaged with the injured officer in the discharge of their public safety responsibilities.” (Maj. opn.,
Nor do I agree with the majority that the language in 1714.9(a) “might arguably override certain statutory immunities presently conferred on public safety personnel and their employers.” (Maj. opn., ante, at p. 1069.) Section 1714.9(a) states that “[n]otwithstanding statutory or decisional law to the contrary, any person is responsible . . . for any injury occasioned to that person by the want of ordinary care or skill in the management of the person‘s property or person, in any of the following situations. . . .” A key word for understanding the above passage is “responsible.” “Responsible” does not necessarily mean liable, but rather that a person has a duty, in the common law sense, to refrain from injuring peace officers under the circumstances enumerated in the statute. Indeed,
In other words, “any person,” including a police officer, has a duty not to harm a police officer under the circumstances enumerated in section 1714.9(a), but such persons will not invariably be held liable if the specific facts of the injury allow the tortfeasor to invoke a governmental immunity. This interpretation is consistent with the evident purpose of section 1714.9(a), which was to limit the application of the firefighter‘s rule, and there is no indication in the legislative history that the section was concerned in any way with abolishing statutory immunities. On the contrary, as the language in Justice Tobriner‘s dissent suggests, the purpose of section 1714.9(a) is to put a peace officer or firefighter in the same position as other employees, not to grant them a privileged position. (Hubbard, supra, 28 Cal.3d at p. 491 (dis. opn. of Tobriner, J.).) It would be illogical to construe the statute to grant such privilege. Therefore, consistent with our duty to harmonize statutes where possible (County of San Bernardino v. City of San Bernardino (1997) 15 Cal.4th 909, 933 [64 Cal.Rptr.2d 814, 938 P.2d 876]), section 1714.9(a) should be construed to hold a person responsible, the firefighter‘s rule notwithstanding, for injury to peace officers committed under certain enumerated circumstances, but also to permit the person to defend against a suit with whatever statutory immunities would be available to any other tortfeasor.
The other arguments made by the majority in support of their position are also unpersuasive. The majority state, ante, on page 1072: “Construing
This statement does not withstand analysis. It is not the firefighter‘s rule that prohibits a firefighter or police officer from suing his or her employer, but rather the
Apart from questions of statutory construction, the majority make a number of policy arguments why its interpretation of section 1714.9(a) is sound. Aside from the fact that this court‘s conception of sound public
The majority state: “Sound policy mandates that the discharge of [police officers‘] duties [to protect the public] takes precedence over avoiding injury to fellow officers, particularly when responding to a rapidly developing emergency or crisis.” (Maj. opn., ante, at p. 1069.) That is no doubt the case, and police officers’ activity would be protected to some degree by governmental immunities of various types. Also, this sound policy mandate would shape the fact finder‘s determination of whether a peace officer acted reasonably under the circumstances. But what happens when, as the jury apparently found in this case, the peace officer was negligent not in the sense that he failed to protect the other peace officer from harm, but rather that he failed to follow reasonable police procedures-that is, those designed to protect the public-in attempting to apprehend a suspect with one hand while holding a rifle with the other? In such cases, the interest in protecting the public and in allowing police officers to be fairly compensated through the tort system for their injuries are not in conflict. In other words, there is no reason to assume that enforcing a rule of compensation for injurious conduct by fellow police officers will be at odds with the goal of public safety. Moreover, given the strong moral and practical disincentives for police officers not to harm fellow police officers, it is highly doubtful that the abstract threat of (usually indemnifiable) liability will significantly further inhibit a police officer from acting vigorously and appropriately in an emergency situation.
The majority cite the “costs-spreading rationale” as another reason for supporting its position, quoting language in Neighbarger v. Irwin Industries, Inc. (1994) 8 Cal.4th 532, 543 [34 Cal.Rptr.2d 630, 882 P.2d 347]: ” ‘[T]o permit firefighters to bring actions for injury caused by responding to a fire would involve the parties in costly litigation over rights of subrogation without substantially benefiting the firefighter, who is compensated either by the retirement system or the workers’ compensation system.’ . . . Applying the firefighter‘s rule thus ‘relieve[s] various public agencies of the burden of lawsuits over rights of subrogation that are pointless because the public fisc ultimately pays regardless of the outcome. . . .’ ” (Maj. opn., ante, at p. 1070.) The above quoted language is taken from a context in which we were concerned with demonstrating that the firefighter‘s rule should not be extended to private firefighters. But, as used by the majority, this statement proves too much. It is an argument for the extension of the firefighter‘s rule to bar all lawsuits by all public employees. The argument has no special force with respect to police officers suing other police officers. From a public employee‘s standpoint, a private right of action is frequently advantageous because the tort system may compensate him to a greater extent than
The majority also contend that we should not consider “any person” to include fellow peace officers because such a construction would have an “adverse effect on the fisc.” (Maj. opn., ante, at p. 1071.) But is this really the case? California courts have long assumed that police officers could sue other police officers. (See Rose v. City of Los Angeles (1984) 159 Cal.App.3d 883 [206 Cal.Rptr. 49].) As far as I can discern, there has been no substantial impact on the public treasury as a result, and the majority demonstrate none beyond their bald assertion. There is indeed every reason to believe that, in light of the skill and training of our peace officers, such lawsuits are relatively rare events. It is therefore unsurprising that, as the majority point out, many public agencies supported the passage of section 1714.9(a): A public agency would have far more to gain, in terms of recovering workers’ compensation costs through subrogation of an injured officer‘s personal injury award, as is permitted by
In short, the language and purpose of section 1714.9(a) lead me to conclude that “any person” should be taken literally, and that there is no implied exemption for peace officers or any other occupational classification. In the final analysis, the real policy question is this: Do the benefits of permitting a police officer to sue an officer from a different agency who has injured him-including the benefits that accrue directly to the police officer-outweigh the harm such suits may cause, financially and otherwise, sufficient to create an exemption from liability under section 1714.9(a)? This is a question that the Legislature is far better equipped than this court to address, for it is better able to measure the magnitude of the various harms and benefits. Our task is simply to give effect to the language and purpose of the statute, and that should lead us to affirm the Court of Appeal‘s holding that plaintiff in this case has a right of action against the State of California and a California Highway Patrol officer. The Legislature can easily amend the statute if its own public policy assessment so dictates.
Notes
“(1) Where the conduct causing the injury occurs after the person knows or should have known of the presence of the peace officer, firefighter, or emergency medical personnel.
“(2) Where the conduct causing the injury occurs after the person knows or should have known of the presence of the peace officer, firefighter, or emergency medical personnel, violates a statute, ordinance, or regulation, and was the proximate cause of an injury which the statute, ordinance, or regulation was designed to prevent, and the statute, ordinance, or
regulation was designed to protect the peace officer, firefighter, or emergency medical personnel.
“As used in this subdivision, a statute, ordinance, or regulation prohibiting resistance or requiring a person to comply with an order of a peace officer or firefighter is designed to protect the peace officer, firefighter, or emergency medical personnel.
“(3) Where the conduct causing the injury was intended to injure the peace officer, firefighter, or emergency medical personnel.
“(4) Where the conduct causing the injury is arson as defined in
“(b) This section does not preclude the reduction of an award of damages because of the comparative fault of the peace officer or firefighter in causing the injury.
“(c) The employer of a firefighter, peace officer or emergency medical personnel may be subrogated to the rights granted by this section to the extent of the worker‘s compensation benefits, and other liabilities of the employer, including all salary, wage, pension, or other emolument paid to the employee or the employee‘s dependents.
“(d) The liability imposed by this section shall not apply to an employer of a peace officer, firefighter, or emergency service personnel.”
As originally enacted, the statute did not include arson as an exception to the firefighter‘s rule. (See Stats. 1983, ch. 136, § 1, p. 321.)
