This case involves whether a social worker and a police officer were entitled to qualified immunity, for a coerced entry into a home to investigate suspected child abuse, interrogation of a child, and strip search of a child, conducted without a search warrant and without a special exigency.
Facts.
The two individual defendants moved for summary judgment based on qualified immunity. The district judge denied it.
Some individual called the Department of Social Services October 27, 1994, with the information that gave rise to this case. The report says that the caller was anonymous, but the report redacts names, thus it is not clear whether the caller gave her name but the Department treated her as anonymous, or whether she refused to give her name. The caller said that she was once awakened by a child screaming “No Daddy, no” at 1:30 A.M. at the Calabretta home. Then two days ago she (or someone else, possibly a Department of Social Services employee — it is not clear from the report) heard a child in the home scream “No, no, no” in the late afternoon. The caller said that the children “are school age and home studied” and that “this is an extremely religious family.”
The report was put into the in box of defendant Jill Floyd, a social worker in the Department. She checked the Department files to see whether the Calabretta family had any “priors,” or had ever been on welfare, and ascertained that they had no priors and had never been on welfare. She did not attempt to interview the person who had called in the report.
On October 31, four days after the call, the social worker went to the Calabretta home to investigate. Mrs. Calabretta, the
The social worker was about to go on vacation, so she requested that someone else be assigned to the case, but the investigation had not been completed when she returned. On November 10, fourteen days after the call and ten days after the first visit, the social worker returned to the Calabretta house with a policeman. She did not tell the police dispatcher about the specific allegations, just that she needed police assistance to gain access so that she could interview the children. Officer Nicholas Schwall met the social worker at the Calabretta house, knowing nothing about the case except that he had been assigned to assist her. She told him that they had received a report of the children crying, and he understood her to mean that they might have been beaten.
The policeman knocked, Mrs. Calabretta answered, and the policeman said they were checking on the children’s welfare because someone had reported children crying. Mrs. Calabretta did not open the door, and said she was uncomfortable letting them in without her husband at home. The police officer had the opinion that in any check on the welfare of children “there is an exigent circumstance” so no search warrant is needed. Mrs. Calabretta and Officer Schwall disagreed in their depositions on whether Officer Schwall told her that if she did not admit them, then he would force their way in. Appellants concede that for purposes of appeal, the entry must be treated as made without consent.
The social worker then took Mrs. Cala-bretta’s twelve year old daughter into one room while the policeman stayed with the mother in another. The twelve year old did not remember any of the children screaming “No, Daddy, no,” but did recall that at about the date of the report, her little brother hurt himself in the backyard and screamed “no, no, no.” The social worker asked what kind of discipline the parents used, and understood the twelve year old to be saying that the parents used “a round, wooden dowel, very, very thin wooden dowel,” about “twice as big ... as a pen.” The three year old came into the room at that point and said “I get hit with the stick too.” The twelve year old told her, according to the social worker’s report, “that her parents do not discipline indiscriminately, only irreverence or disrespect.” The social worker wrote in her report “Minor is extremely religious— made continual references to the Lord and the Bible.” The social worker testified that any physical means of disciplining children “raises a red flag” for her, and “I always counsel or advise parents on other ways of discipline before they resort to corporal punishment.”
While the mother was still with the policeman in the other room, the social worker told the twelve year old to pull down the three year old girl’s pants. She wanted to look at the three year old’s buttocks to see whether there were marks. The twelve year old did not do so, and the three year old started crying. The mother heard her daughter crying and ran in. The twelve year old said “she wants me to take down Natalie’s pants.” The social worker said “I understand you hit your children with objects,” and went on to say “It’s against the California state law to hit your children with objects. And I found out that you hit your children with objects. And I need to see Natalie’s bottom to see if there are bruises there.” The policeman said “I’ll leave you alone to do this” and backed off. The social worker said “The rod of correction?” Mrs. Calabretta answered, “Oh, it’s just a little stick,” referring to “a little Lincoln log, piece of Lincoln log roofing, nine inches long.” Mrs. Calabretta “explained the Biblical basis of its use” to the social worker. The social worker repeated “It’s against California law to hit your children with objects. This is breaking the law. And I insist on seeing her
There were no bruises or marks on the three year old’s bottom. The social worker then insisted on seeing the piece of Lincoln log roofing, and Mrs. Calabretta showed it to her. The social worker then decided not to interview or examine the buttocks of any of the other children. She “had a brief conversation with the mother in which we discussed her looking into alternative forms of discipline.”
The Calabrettas sued the social worker and policeman and other defendants for damages, declaratory relief and an injunction under 42 U.S.C. § 1983. The defendants moved for summary judgment on grounds of qualified immunity. The district court denied the defendants’ motion, and the social worker and police officer appeal.
Analysis.
We have jurisdiction over interlocutory appeals from denials of summary judgments denying qualified immunity.
A. The coerced entry
The social worker and police officer concede that for purposes of appeal, they should be treated as having entered the Calabretta home without consent. They argue that the district court erred in holding that their nonconsensual entry required special exigency or a search warrant. Their theory is that an administrative search to protect the welfare of children does not carry these requirements, and the social worker was doing just what she was supposed to do under state administrative regulations. They claim immunity for entry into the home, interviewing the twelve year old, and strip searching the three year old.
“[Gjovernment officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
The facts in this case are noteworthy for the absence of emergency. The social worker and her department delayed entry into the home for fourteen days after the report, because they perceived no immediate danger of serious harm to the children. The police officer was there to back up the social worker’s insistence on entry against the mother’s will, not because he perceived any imminent danger of harm. The report that led to the investigation could have indicated a problem, but was not especially alarming. A child screaming “no, Daddy, no” late at night could mean that the father was abusing the child. But in a household where the father puts the children to bed, these words are often screamed at bedtime, and also in the middle of the night after a child has gotten up to go to the bathroom, get a drink of water, check the television, and enter his parents’ room to say that he cannot sleep, when the father puts the child to bed the second time. The other scream, “no, no, no,” likewise may mean abuse, or may mean that a child around two is developing a normal, healthy sense of separateness of herself as an individual and perhaps does not care for her mother’s choice of vegetable. The tipster’s reference to religion might imply that the tip arose from religious differences between the tipster and the Calabretta family. Had the information been more alarming, had the social worker or police officer been alarmed, had there been reason to fear imminent harm to a child, this would be a different case, one to which we have no occasion to speak.
Appellants urge us to adopt a principle that “a search warrant is not required for home investigatory visits by social workers.” They claim qualified immunity on the ground that there is no clearly established principle to the contrary. The principle they urged is too broad. Anderson requires more particularized analysis, to determine whether, in these particular circumstances, notably the absence of emergency, a reasonable official would understand that they could not enter the home without consent or a search warrant.
In our circuit, a reasonable official would have known that the law barred this entry. Any government official can be held to know that their office does not give them an unrestricted right to enter peoples’ homes at will. We held in White v. Pierce County
Appellants urge that White speaks only to police, not social workers. That is an invalid distinction. In the case at bar, the social worker used a police officer to intimidate the mother into opening the door. Also, there is no reason why White would be limited to one particular kind of government official. The Fourth Amend
There is a distinction between White and the case at bar, but the distinction is of no help to appellants. In White, there was a special exigency. Someone had called in a report that the seven year old had several welts on his back. The boy and his father talked to the police officer at the door, and the boy tried to show the officer his back, but the father would not allow him to. Based on the report, and the father’s violent and abusive response when questioned, the officer thought that if he delayed to get a warrant, the father would injure the child or remove him from the house before the officer returned with the warrant. We held that “the deputies had probable cause to believe the child had been abused and that the child would be injured or could not be taken into custody if it were first necessary to obtain a court order.”
By contrast, in the case at bar, the report did not describe any evidence of physical abuse, and the social worker and police officer did not perceive any danger of injury to the children or loss of evidence if they secured a warrant. On her first visit four days after the call, ten days prior to her return with the police officer, the social worker wrote “Minors were easily seen and they did not appear to be abused/neglected.” The only reason the social worker and police officer did not seek a search warrant was that their subjective opinion was that they did not need one.
Appellants argue that Baker v. Racan-sky
In Baker, we held that social workers were entitled, in the particular circumstances of that case, to qualified immunity for their decision to take a child into protective custody. We noted that at the time, “there was no binding Ninth Circuit or Supreme Court precedent which clearly established when state officials could or could not take a child into temporary protective custody.”
Appellants argue that other circuits have allowed broader qualified immunity, so the social worker and police officer could not have been expected to know that they were acting unconstitutionally. They cite Darryl H. v. Coler,
Darryl H. involves strip searches of children, not warrantless entries into homes, and is discussed below with respect to the strip search. Wildauer involves an entry into a home, but there was apparent consent and no express objection, no criminal aspect to the investigation, no entry of a parental home to investigate parents’ treatment of their children, and no investigatory purpose. The householder had nine “foster children” living with her (apparently the children were not placed there pursuant to custody orders), and two sets of parents had complained that she would not give their children back despite the absence of any custodial claim. When the social worker appeared, the householder gave two children back and said there were two more she could not find, and invited the social worker in to help look for them. The social worker came back with a nurse because many of the children were disabled and the house looked unhygienic to the social worker, but the purpose of the second look, to which no objection was made, was to see whether the children should stay there, not to investigate any crime.
We are unable to see why appellants cite Franz v. Lytle.
Appellants also argue that the doctrine allowing certain kinds of administrative searches without warrants or special exigency applies to social workers’ entries into homes for child protection. That proposition is too broad for the kind of particularized examination of conduct in particular circumstances required by Anderson. We need not decide whether in some circumstances that doctrine might apply, because it does not apply in the circumstances of this case.
The starting point for administrative searches is Camara v. Municipal Court.
Appellants argue that Wyman v. James,
New Jersey v. T.L.O.
Appellants also argue that the coerced entry into the home was primarily to protect the children, not investigate crime, pursuant to California regulations. It is not clear why this would excuse them from compliance with the Fourth Amendment, in light of the Camara holding that administrative inspections of buildings are “significant intrusions upon the interests protected by the Fourth Amendment,” even though not criminal, so in the absence of emergency, warrants should be obtained if consent is refused.
Nor did the California statutes and regulations direct the social worker or police officer to coerce entry into the home without a warrant or special exigency, or suggest that no warrant was needed in that circumstance. The statutes
We conclude that on appellants’ first issue, whether they were protected by qualified immunity regarding their coerced entry into the Calabrettas’ home, the district court was right. They were not.
B. The strip search.
Appellants second issue on appeal is whether they were entitled to qualified immunity for the social worker’s requiring the twelve year old to talk to her in a separate room and requiring the mother to pull down the three year old’s pants. They argue that there is no authority on point in the Ninth Circuit, and the Seventh
Darryl H. is not entirely supportive of appellants’ position. The strip search was conducted at the children’s school, and did not involve an official takeover of the family home. The Seventh Circuit reversed a summary judgment in the social workers’ favor on constitutionality of the search. The opinion says that “nude physical examination is a significant intrusion into the child’s privacy” and even where the child is too young to have the same subjective sense of bodily privacy as an older child, the nude body search affects “legitimate expectations of the parents ..., protected by the fourteenth amendment, that their familial relationship will not be subject to unwarranted state intrusion.”
Darryl H. offers some support to appellants because it held that the social workers were entitled to qualified immunity. But the strip search was not done during an unconstitutional entry into the home, and the information supporting a strip search was much stronger in Darryl H. than in the case at bar. The school principal reported “Lee H., age six, was tied up for punishment. Lee and his sister, Marlena, age seven, were thin and not allowed to eat lunch at school, and the children’s clothes and bodies were dirty.”
By contrast with DaoTyl H., in the case at bar the social worker had little reason to believe that the three year old was abused. The tip itself included a reference to the Calabrettas’ religious views that might suggest that the tipster was motivated by religious differences. Even if the tip was entirely accurate, a benign explanation of “no, Daddy, no” and “no, no, no” was at least as likely as any punishment,
The Third Circuit held, in factual circumstances much more similar than Darryl H. to the case at bar, that the social workers lacked qualified immunity for strip searching small children. In Good v. Dauphin County Social Services,
Good reversed a summary judgment in the social worker’s and police officer’s favor on qualified immunity, and held that they were not entitled to qualified immunity. Even though there was no case in point, the Third Circuit held that the general proposition was clearly established that the government may not “conduct a search of a home or strip search of a person’s body in the absence of consent, a valid search warrant, or exigent circumstances.”
Good distinguishes Darryl H. on the ground that in Darryl.H. the social workers acted pursuant to state guidelines but they did not in Good (nor did they in the case at bar), and because “the strip search in this case came in the context of a forced entry into a residence” at about 10 P.M.
The Tenth Circuit has likewise held that a police officer conducting a strip search of a small child in the context of a child abuse investigation lacked qualified immunity. Franz v. Lytle,
This case is like Good, not Darryl H. The strip search cannot be separated from the context in which it took place, the coerced entry into the home. An unlawful entry or search of a home does not end when the government officials walk across the threshold. It continues as they impose their will on the residents of the home in which they have no right to be. There is not much reason to be concerned with the privacy and dignity of the three year old whose buttocks were exposed, because with children of that age ordinarily among the parental tasks is teaching them when they are not supposed to expose their buttocks. But there is a very substantial interest, which forcing the mother to pull the child’s pants down invaded, in the mother’s dignity and authority in relation to her own children in her own home. The strip search as well as the entry stripped the mother of this authority and dignity. The reasonable expectation of privacy of individuals in their homes includes the interests of both parents and children in not having government officials coerce entry in violation of the Fourth Amendment and humiliate the parents in front of the children. An essential aspect of the privacy of the home is the parent’s and the child’s interest in the privacy of their relationship with each other.
The social worker had already established that, as against the weak tip, “no, Daddy, no,” and “no, no, no,” the children did not appear to be neglected or abused, the twelve year old said that they were not, and the object with which they were disciplined was a token “rod” consisting of a nine inch Lincoln log. By the time the social worker forced the mother to pull down the child’s pants, the investigation had contracted to the social worker’s personal opinion that any discipline of a child with an object must be against the law, and her puzzling mention of the family’s religiosity. The government’s interest in the welfare of children embraces not only protecting children from physical abuse, but also protecting children’s interest in the privacy and dignity of their homes and in the lawfully exercised authority of their parents.
AFFIRMED.
Notes
. Act Up!/Portland v. Bagley,
. Liston v. County of Riverside,
. Act Up!/Portland,
. Harlow v. Fitzgerald,
. Anderson v. Creighton,
. Id. at 641,
. Brady v. Gebbie,
. Anderson,
. White v. Pierce County,
. Id. at 815.
. Anderson,
. White,
. Baker v. Racansky,
. Id. at 187.
. Id. at 189.
. Darryl H. v. Coler,
. Wildauer v. Frederick County,
. Franz v. Lytle,
. See Garcia v. Miera,
. Franz v. Lytle.
. Good v. Dauphin County Social Servs.,
. Camara v. Municipal Court,
. Wyman v. James,
. Id. at 317,
. New Jersey v. T.L.O.,
. T.L.O.,
. White v. Pierce County,
. Camara v. Municipal Court,
. Los Angeles Police Protective League v. Gates,
. Cal. Welfare & Inst.Code §§ 16501(a) & 16208. Though appellants cite § 16208, the Code says that section was repealed.
. DSS Regulations §§ 31-105.1, 31.105.11, 31.120.1, 31-125.2, & 31-130.2.
. Cal. Admin. Code tit. 11, § 930.60.
. Darryl H. v. Coler,
. Marx v. Loral Corp.,
. Darryl H.,
. Id. at 905.
. Id.
. Cal.Penal Code, tit. 1, §§11165.3 & 11165.4.
. Good v. Dauphin County Social Services,
. Id. at 1092.
. Id. at 1093, citing Doe v. Renfrow,
. Good,
. Id. at 1096.
. Id. at 1096, n. 6.
. Franz v. Lytle,
. Id. at 792-93.
