48 Mo. 483 | Mo. | 1871
delivered the opinion of the court.
This suit was brought by the heirs at law of Isaac Cadwallader, deceased, to set aside the latter’s deed to the late Dr. William West, dated January 15, 1863, as also a confirmatory conveyance of a later date. As the two instruments must stand or fall together, it will not be necessary to refer particularly to the second or confirmatory deed.
As grounds for setting aside the deed of January 15, 1863, it is alleged that West procured its execution through fraud, imposition and undue influence; that the consideration was inadequate, and that Cadwallader executed it without understanding its true character and effect, having become incapacitated, as it is alleged, for the transaction of business, through the debilitating effects of physical infirmities and extreme old age. It is also alleged that West was Cadwallader’s physician and medical adviser, and that, by means of this and other confidential relations, he brought about the execution of the deed.
The answer denies Cadwallader’s alleged incapacity, and denies the alleged fraud and undue influence, as also the alleged inadequacy of consideration, and avers, on the contrary, that the deed was a bona fide conveyance, executed by Cadwallader for and upon the consideration therein recited.
In reviewing the testimony bearing upon these issues, it will be convenient to advert to the situation of the parties and their relation to each other prior to the execution of the deed.
In the early part of the year 1850, as the evidence shows, Dr. West was residing at Hillsboro, Jefferson county, Missouri, where he was doing a fair professional business, and in possession of some pecuniary means. Cadwallader was at the same time residing on his farm near Pevely, in the same county, and some miles distant from Hillsboro. He had even then passed the ordinary
In view of his advanced age and general situation, he concluded in the spring of 1850 to readjust his domestic arrangements, and did so by introducing into his household new parties, and providing for his own support and nursing during his declining years. He had been acquainted with the wife of Dr. West from her girlhood, and for that reason, or from some other canse, made overtures to Dr. West to go and live with him and take a portion of the home farm. The negotiations resulted in the following arrangement: Cadwallader conveyed to West 200 acres of the home place, reserving to himself during his life the use of the land conveyed, jointly with West, and further providing that the premises should revert to him in case he survived West. In consideration of such conveyance, West undertook to provide for and comfortably take care of Cadwallader during the latter’s natural life. The provision for support was inserted in the deed as the consideration for the conveyance.
In pursuance of this arrangement, Dr. and Mrs. West went to reside with Cadwallader, and from'that time continued to live with and take care of him until he died, in 1864, in all things faithfully carrying out the stipulations recited in the conveyance. This deed bears date May 4,1850. It appears that Dr. West discharged the duties assumed by him with assiduous care and fidelity, and especially that he prescribed for and nursed Cadwallader in his sickness with kindness and prompt attention.
From 1850 to 1863, Cadwallader increased in infirmities as well as years, and appears to have been much of the time under the influence of medicine. He gradually became forgetful and
With the decay of his physical powers the energies of his mind abated. His memory was so seriously impaired and broken down that he appeared to have forgotten that he had-made any arrangements for his own support, and would seem to have executed the deed of January 15, 1863, upon the mistaken idea that he was thereby making provision for himself as well as for the negro woman. His statements were given in evidence to the effect that he looked upon Dr. West- as a disinterested benefactor, and as having saved him from “ starvation.” It was in evidence that Cadwallader, years after the arrangement of May 4, 1850, by which he secured his- own maintenance, talked about making over his remaining property to secure for himself care and support for the rest of his life! He seems to have been infatuated with the notion that he was exposed to want and suffering. According to the evidence, Cadwallader, at the time the deed in question was executed, was but the physical and mental- wreck of what he had been in his mature manhood, or what he was at the time the deed of May 4, 1850, was executed, although he had- even then passed his seventy-third year. In 1863 he was between eighty-five and ninety years of age. He had ceased to do business, and rarely left the house. His affairs gradually fell into the hands of Dr. West, who supervised- them as his agent.
Under these circumstances it cannot be doubted that Dr. West
Dr. West won Cadwallader’s confidence completely', and it' is-no reproach to him that he did so. Nor is it any reproach to him that he was kind' and ingratiating-in the discharge of the duties of his trust. Nevertheless, when Dr. West came' to- make bargains with his quasi ward, a feeble' old- man in his dotage, he placed himself in a position of' great delicacy, and one. that required of him the exercise of the highest sentiments of justice and honor. Indeed, the law is so jéalous of contract's made between parties situated in relation to each other as-Df. West was in relation to Cadwallader, that it presumes them to'have been the result of undue influence emanating from the-stronger party.
With this- general view of the condition' and situation of- the parties and their relations to-each other, I now-turn to a-consideration of'the specific contracts entered-into between them during the thirteen years- above mentioned. The arrangement of May 4, 1850; has already been referred to. It was made at a time when neither party was particularly subject to- the influence of 'the' other, and before Cadwallader’s mind and! memory had- become seriously impaired. Cadwallader thereby- made a-- careful and judicious' provision f’or his own comfort, happiness and future support. The' contract was quite as- favorable to him as-it was’ to West. Their' later' contracts are of a different character. There were three of them, and each successive arrangement bore with increasing severity upon the Weaker party.
The first of the three was' made in April, 1856; six years after1 West had assumed Cadwallader’s support. It was- as follows': Cadwallader conveyed to West' His life- estate and reversionary-
The next business operation between these parties occurred in October, 1858, and consisted of an exchange of lands as follows : Cadwallader conveyed to West three and a half acres of valuable land near the Pevely railroad station, and West conveyed to Cadwallader as an even exchange an equal amount of land in another locality — along, narrow strip sixty-two feet wide and more than half a mile long, a portion of it being rocky and worthless. As a business operation this transaction, so far as the facts and circumstances are disclosed in the evidence, is wholly indefensible. Of course Cadwallader was at liberty to give away his valuable lands if that was his pleasure.
We now come to the deed of January 15, 1863, which constitutes -the subject of the present litigation. By it Cadwallader stripped himself of property completely, and turned everything over to Dr. West, down to and including the furniture of his chamber, and for a most palpably inadequate pecuniary consideration. .The deed conveys to West all' of Cadwallader’s lands,
There has been no attempt to attach any specific pecuniary value to Dr. West’s previous “care'and kindness” to Cadwallader in the latter’s then late sickness ; nor is it claimed that Cadwal-lader became pecuniarily indebted to West for such care and kindness. West was bound to take care of Cadwallader in sickness as well as in health, under the contract of May 4,1850. In nursing Cadwallader in his sickness, West rendered a service for which he had then already been paid. The result of the matter is that the support of Leno and the $100 is all that Cadwallader got for his entire estate, real and personal. ■ <
The value of such real and personal estate the evidence fails to show with a satisfactory distinctness. Judge Rankin, who was familiar with Cadwallader’s affairs, testified that he had a “-great deal ” of money loaned out, and counsel have admitted in the argument that the personal estate was of the value of $3,000. In those times that amount would hardly be regarded, in the language of Judge Rankin, as a great deal. But that sum, coupled with Rankin’s valuation of the land, 372 acres, shows an estate of some $15,000. There is nothing in the evidence to indicate
-But the deed is-not. necessarily to be.set aside because it..was executed upon an inadequate, consideration. Courts do not ordinarily look into the question of the adequacy or inadequacy of
■ a valuable consideration. That is done only under peculiar circumstances, as .where-one of the parties to. the contract, at -the time of its execution, .was .laboring, under mental weakness induced by old age, sickness or other cause. In such cases courts of equity investigate the consideration and determine its sufficiency, and .pass. upon-, the-.-party’s mental state and condition. If two facts .concur, viz: inadequacy. of consideration coupled with ■ mental imbecility, although .the weakness of mind does, not amount to idiocy .or legal incapacity, the contract or-deed will-be annulled at the -instance of the. proper party.
The rule on this subject is thus declared: “ Where there .is . weakness of mind arising from old age, sickness, intemperance or Other cause, and a plain inadequacy .of.consideration,” equity will -interfere and relieve the party from. the injustice of the ■ unequal 'contract. That proposition was stated in Tracy v. Sacket, 1 Ohio.St. 60, as. expressing the result of all-the author,-ities bearing upon .the point. (3 Wh. & Tud. Lead. Cas. Eq. 138 ; . Hill on Trust. 214and see Buffelow v. Buffelow, 2 Dev. & Bat. 241.) It is not necessary in such cases to show that the party -was actually misled by f-raud.or undue influence. -(See authorities ■ above.) But the presence of - undue influence of course strengthens the case. Thus, it.is. asserted.as a “.general principle that the inadequacy of. consideration, or the - presence, .-of hard .and . disadvantageous -stipulations, - or- the mere fact that a right has ¡been conceded, without an equivalent,.will be a sufficient warrant for the- interference of equity, -where the weakness..of the. complainant or the position of ,the defendant makes it. the duty of • the one to-take that,-care,of the other- .which. the latter is-unable
These principles, applied to the facts of ‘the case at: bar, are fatal to the defense, so far as the defense rests upon the sufficiency of the deed as a valid and binding contract; whether the deed can be sustained as a.gift, is another matter. The grantor was in an enfeebled and weak state of mind; his memory of recent or current events nearly gone; - the consideration of the deed was inadequate, and the grantee stood in a confidential relation to the grantor — in fact, in-a complication of confidential relations, as we have seen; . but the -grantor’s weakness ■ of mind, coupled with the inadequacy of the-consideration, -were, as has already been stated, sufficient of-themselves to avoid the deed.
Before dismissing this branch- of the- case, -it may be well to refer again to the opinions of Dr.’ West,' bearing upon the question of Cadwallader’s mental state. As we-have seen, Dr. West described him as extremely-childish, and-as-requiring the care bestowed upon children — that is, as being in his dotage. He hot only expressed these opinions,-but acted'upon them.' Preliminary to the execution of .the deed of Januaryl5,' 1863, and as though anticipating a future contest, he had Cadwallader -specially examined with reference to his capacity to execute a valid and binding contract. -The fact that such an -examination was -had at Dr. West’s instance shows at least-this:-that West-considered there was occasion for -it; -that he deemed it prudent to arrange in advance for evidence to fortify the deed. '-'The character of the examination was also significant. It was- conducted by an unprofessional neighbor who-does not appear to have had any particular interest in Cadwallader or his-heirs, and-merely elicited from Cadwallader an expression of his religious hopes and feelings.
Nothing appears to have been said in relation to property or business transactions, or any merely secular interest. The examination at -best-was; superficial,-and--wholly unsatisfactory as showing capacity in Cadwallader to-transact-important'business intelligently without- the aid of friendly counsel. • The fact of the examination and the character-of'that examination tendon the opposite direction.
The presumption that West .exerted an undue influence over Cadwallader’s mind in procuring the deed, springs out of the relations which they sustained toward each other, and is intensified by the circumstances of Cadwallader’s mental and physical condition. Is that presumption repelled by the evidence? In this class of cases the “ court watches the whole transaction with great jealousy, not only for the purpose of ascertaining that the person likely to be influenced fully understood the act he was performing, but also for the purpose of ascertaining that his consent to perform the act was not obtained by reason of the influence possessed by the person receiving the benefit; not that the influence itself flowing from such relations is either blamed or discountenanced by the court. On the contrary, the due exercise of it is considered useful and advantageous to society.. But this court holds ns an indispensable condition that this influence should be exerted for the benefit of the person subject to it, and not, for the advantage of the person possessing it.” (Houghton v. Houghton, 15 Beav. 299.) The deed, then, is not only presumptively invalid, but the whole transaction out of which it issued is to be “ watched with great jealousy ” in the interest of the weaker party, and so in the interest of his heirs and legal representatives. Under the guidance of this rule we are to consider the evidence.
It may be remarked in this connection that the answer does not claim that the deed was executed as a gratuity. The defense is placed upon no such ground by the pleadings. The theory of a gratuity is an afterthought. It is not the theory of the answer, nor was it the theory upon which the deed was drawn. Upon the face of the deed it purports to have been executed for and upon a valuable consideration, and the answer asserts the fact to haye been so. Now it has repeatedly been held that equity will not
Waiving, however, the.conclusiveness of the.point thus stated, the fact that the deed was executed as an instrument of bargain and sale, based upon consideration, and not.as .a deed of gift, is nevertheless not to be lost sight of in what remains to be said. Did Cadwallader.intelligently execute the conveyance as a deed of gift? And if .so, was it. the. unbiased, spontaneous act of his own mind, acting voluntarily and without solicitation on thé part of West? The proof .is .convincing that the:.scheme. of the‘deed-was matured between West and Cadwallader-without the intervention of third parties. There is no .pretense -that any one else knew of it until the day.of its execution, except Frissell, the attorney who drew it up; and there is no .claim that Frissell knew any- • •thing of the matter until he was, called upon by West to give the subject his professional attention.. He was employed b.y West in the name of Cadwallader, but. West, alone manifested any deep concern in connection with the.business to be transacted. West'was active and vigilant, throughout. He was not only solicitous for Frissell’s services, but to have them, at once and-without delay.The evidence leaves no doubt on this .point. His anxiety proves his interest, and his hurry shows that he feared the possible result of delay. His anxiety and hurry are. not explained except upon the theory that an arrangement existed between him and Cadwal-iader, which was of interest and importance-to the former, and which West wished, reduced to writing, and made secure at the-earliest practicable moment. In fact, West told the-defendant’s witness, Mocbee, as the latter, testifies, “that the. old man was going to make.a conveyance of his property to him and fix up that business.” This was before Frissell was brought in, and shows that the “business” had then already been arranged. West was at the time in pursuit of. Frissell. to-go toPevely arid draw up the deed of January, 1863. Frissell was the only third party shown to have had any conference with Cadwallader in relation to the deed prior.to its execution. For whom did he act?
But Cadwallader evidently supposed he was making provision for himself as well as for the colored woman Leno. His statements before and after the execution of the deed show that. Yet the deed contained no provision on that subject. The deed upon the face of it furnishes striking evidence of incapacity or improvidence on the part of Cadwallader, and it is quite impossible to> suppose that Erissell regarded himself as acting as the grantor’s-attorney and counselor in drawing it up. The deed contains no trace of good advice given in the interest of Cadwallader.
Cadwallader, then, executed the deed without the assistance and counsel of friendly third parties. Feeble and broken as he was, he acted alone, and that is a circumstance greatly to- the prejudice of the transaction. The non-intervention of a disinterested third party or independent professional adviser, “ especially when the donor is, from age or weakness of disposition, likely to-be imposed upon ; the statement of a consideration where there-was none, or the improvidence of the transaction, furnish a probable, though not always a certain, test of undue influence or fraud.” (3 Wh. & Tud. Lead. Cas. Eq., in 70 Law Lib. 60;. Harvey v. Morant, 8 Beav. 439.) All these circumstances conspire to condemn the deed under consideration, and there was no important circumstance to abate or qualify their force. It is true, indeed, that the deed was not entirely without consideration; but.
Throughout the transaction West was the urgent and active party. He procured the attorney, the magistrate and the witnesses ; and, in order to leave nothing undone that vigilance could suggest, he went to the extent of having, as we have- seen, Cad-wallader’s mental soundness inquired into. All these matters are clearly.established by the evidence. What occurred between the parties privately, the evidence fails to inform us. As to that we are left to inference and conjecture. West had every’facility for the exertion of an undue influence over the mind of Cadwallader, and all the surrounding circumstances of action and activity on his part go to raise the inference that he did not neglect his opportunities.
But it is urged that Cadwallader was either hostile or indifferent to his relations, and that the evidence shows he had, many years before, quarreled with some of them, and that he took but little interest in others. It appeared also’ that he had avowed his determination to do nothing more for his kindred. This furnishes no explanation of Cadwallader’s improvidence as to himself, nor does it justify or excuse the exertion of undue influence on the part of West. If Cadwallader had been left to himself and his own natural biases of mind, he might have become reconciled to his relations, as he became reconciled to West after a most violent quarrel with him. In 1856 these parties fell out, and so violent '.was the feud that Cadwallader challenged West to mortal combat, .•and West was upon the point of abandoning Cadwallader and his ■.premises. These parties, however, changed their minds, and subsequently re-established relations of friendliness and confidence. ;So it might have been between Cadwallader and his relations, had no unfavorable influénce intervened. However this may be, it .was West’s duty, in view of his confidential relations to Cad-'Wallader, to leave him uninfluenced in the disposition of his estate; ¡at least to forbear the exertion of influence to secure the estate to himself.
It is again insisted that Cadwallader made the deed to West from motives of gratitude to Dr. and Mrs. West, springing out
It is further insisted, as rebutting the presumption of undue influence, that Cadwallader not only avowed his gratitude to West, his aversion to his kindred and his determination to disinherit them, but that he declared his contentment with the deed after it was executed, and in fact executed a subsequent deed t@ ratify and confirm the first — that is, to ratify and confirm the-deed of January, 1863 ; and these -facts are shown by the evidence.
Cadwallader died in 1864, and it must be borne in mind that he was constantly growing feebler and weaker, mentally and physically, from the day the deed of January, 1863, was executed down to the day of his death. .If he failed to comprehend the effect of the first deed, as he clearly did as regarded his own support at least, did he understand the second any better ? If the first deed was the result of undue influence, when did that influence cease to operate? From the day the deed of 1863 was executed, for the. remaining months of his life, Cadwallader was'completely in the hands ánd subject to the influence of West. If the first deed was the result of West’s active interposition and influence, but little importance can be attached to the subsequent deed or Cadwallader’s subsequent declarations. If the first'deed is too weak to stand alone, it cannot be supported by subsequent acts and declarations which challenge still less of confidence. (See Wh. & Tud. Lead. Cas. 102, § 3; 3 Am. Eq. Cas.)
The judgment of the court below must therefore be reversed and the cause remanded. The Circuit Court will proceed to take an account and to enter up its final decree in accordance with the -views expressed in this opinion..