*4
MELLOY,
target
Before
BEAM and
hibited various
behaviors. After
COLLOTON,
Judges.
problems,
Circuit
continued behavioral
the Dis-
thinking desk and once
posture
at the
should be as-
agreed C.N.
trict and J.N.
restroom,
Ardoff,
causing
an outside evalu-
use of the
by Tim
denied C.N.
sessed
Community
reported
Minnesota
also
to J.N.
ator from Southern
an accident. C.N.
evaluation,
After the
Support Services.
her and
“choke[d]
Der Heiden
Van
to Lincoln
transferred C.N.
District
very
hurt her
much.”
that the restraints
school, in
District
Elementary, another
(the
grade year
third
During C.N.’s
IEP and BIP were
January 2004. C.N.’s
year),
paraprofessional
2006-07 school
of Ar-
incorporate
some
also revised
Der Heiden to the Minneso-
reported Van
spe-
did not
suggestions. Ardhoff
dhoff s
(MDE) Mal-
Department
ta
of Education’s
of restraint
cifically recommend the use
of Minors Division for maltreat-
treatment
Over J.N.’s
holds or seclusion.
This was the third such
ment
BIP
objections,
continued
Der Heiden.
report
made
Van
to address
procedures
such
to authorize
August
allegations
learned of those
J.N.
During later
target behaviors.
certain
and filed a
with MDE’s
evaluations,
recommended
Ardhoff
Accountability
Compliance
Division
seclusion,
allegedly continued to
and J.N.
*5
Ultimately, according to
September 2006.
object
of restraints and seclu-
to the use
investigations
complaint,
the MDE
Lincoln,
time at
Throughout C.N.’s
sion.
Heiden violated a num-
concluded Van Der
adjust-
continually
IEP team
as a child with
times,
ber
C.N.’s
IEP,
and at all relevant
ed her
by
disability and also maltreated C.N.
de-
procedures.
IEP authorized controlled
During
to the restroom.
nying her access
Lincoln,
attending
C.N. worked
While
investigations,
the District
the MDE’s
Heiden, a
with Defendant Lisa Van Der
on leave and con-
placed Van Der Heiden
Der Heid-
special education teacher. Van
investigation
allega-
own
into
ducted its
proce-
used the controlled
en sometimes
students,
that she mistreated two
one
tions
BIP,
in
and re-
dures authorized
C.N.’s
previous
of whom was C.N. On two
occa-
in behavioral and
corded the incidents
sions in 2005 and
the District had
logs
kept
she
for her stu-
communication
investigations but found
conducted similar
during
complaint alleges
dents. The
Der
This
no misconduct
Van
Heiden.
care,
time
Der Heid-
under
Van
time, the
found evidence that Van
District
techniques improperly
en used those
and
Der Heiden denied C.N. access to the rest-
excessively and also mistreated C.N. For
lapse
the incident to a
room but attributed
example,
allegedly
Van Der Heiden
made
Thus,
judgment.
Van Der Heiden was
“thinking
at a
and hold a
C.N. sit
desk”
any
the District for
disciplined
never
time,
posture
specified
for a
physical
allegations.1
maltreatment
Without notice
face restraint or seclusion. Van Der
else
J.N.,
Lin-
Der Heiden returned to
Van
allegedly yelled
Heiden also
and shouted
C.N.,
C.N.,
2006. She remained at
once
coln on October
demeaned and belittled
6, 2006,
until
but was not
hair
she would not hold Lincoln
October
pulled C.N.’s
when
ever,
complaint
"[u]ltimately,
paragraphs in the
1. The district court stated
refers to
allega-
investigations
District dismissed the maltreatment
and
that discuss the District's
Heiden,”
against
tions
Van Der
which C.N.
allege that Van Der Heiden was never disci-
vigorously
appeal, noting
al-
contests on
she
any
plined by the District for
maltreatment.
leged the MDE conducted the maltreatment
Thus,
simply
we think the court
meant
investigation
Heiden
and concluded Van Der
investigation
internal
indicate the District's
preceding
engage in
The
did
maltreatment.
wrongdoing by Van
Heiden.
revealed no
Der
opinion,
in the district court’s
how-
sentence
District,
no and state claims
following week and had
Dis-
at school the
trict Board Chairman Michael
contact with C.N.
Carlson
further
capacity,
Heiden,
official
and
his
Van Der
contacted De-
repeatedly
thereafter
J.N.
Leedom,
principal
Lincoln
Rebecca Simen-
Leedom,
Kathryn
Super-
District
fendant
Supervisor
son and
of Special Education
intendent,
if
to be notified
and asked
Smith,
Programming Susan
in both their
Heiden returned to Lincoln.
when Van Der
capacities.
individual and official
As rele-
29, 2006, Leedom wrote
On November
vant to
appeal,
this
C.N. asserted federal
her that Leedom had no
and informed
J.N.
claims under the
with
Individuals
Disabili-
information to
obligation
provide
(IDEA),
ties Education Act
Section 504 of
subsequently withdrew her
J.N.
J.N.
the Rehabilitation Act and 42 U.S.C.
from Lincoln and enrolled her at
daughter
§ 1983 for violations of the Fourth and
John’s,
Atwater,
private
St.
Fourteenth Amendments. The district
Minnesota,
remainder of her third
for the
court
IDEA claim
concluded C.N.’s
failed
grade year.
J.N. enrolled C.N.
as a matter of law because she did not
public school district for the 2007-
Atwater
hearing
on her
claims
year.
OSschool
until
leaving
the District
after
the District.
17, 2007, C.N., by
On October
and The court also
remaining
dismissed C.N.’s
J.N.,
through
requested an administrative
federal claims for failure to state a claim
hearing
and filed a
with the
jurisdiction
declined
exercise
over
MDE,
adequacy
of the ed-
challenging
appeal
her state law claims.3 This
fol-
provided by the District.
ucational services
lows.4
*6
Relying
beginning
on a line of cases
with
II. DISCUSSION
v. Board
School Dis-
1,
Cir.1998),
trict No.
ties. 326 F.3d 977-81. Appellees Individual repeated discussions parents engaged tried with school authorities and otherwise allegations We first consider the remedy to the “intolerable situation” he Appellees the individual Van Der means, through they informal did Heiden, Leedom, endured Smith and Simenson.9 process hearing not until Qualified immunity protects individual from removing after their son the delin- liability state actors from under quent district and we affirmed dismissal of they “clearly unless violate established Thompson. M.P.’s IDEA claim under Id. statutory or constitutional of which Applying prior precedents 979-81. our person reasonable would have known.” case, Sherwood, in this we are likewise bound to City Brockinton v. Cir.2007). affirm IDEA agree dismissal C.N.’s claim.8 Because we
with the district court that C.N. failed to C. Constitutional Claims allege a violation of her constitutional rights, Appel we conclude the individual challenges C.N. also the dismissal of her lees are qualified entitled to dismissal on U.S.C. 1983 claims Fourth and immunity grounds. Fourteenth Amendment violations. As appeal, relevant to this C.N. asserted vio- a. Fourth Amendment right lations of her Fourth Amendment Turning be free from unreasonable seizures and first to C.N.’s Fourth claim, right complaint alleges, Fourteenth Amendment to sub- Amendment essence, process. stantive due The district court that Van Der Heiden violated right dismissed those claims as to the District from be free unreasonable after concluding by seizing, failed to seizures restraining, secluding C.N., identify policy an unconstitutional confining Appel District and the other alleged injuries. custom that caused the lees stop failed to that conduct. The dis The court further concluded the individual trict court allege concluded C.N. failed to were entitled qualified defendants im- Fourth Amendment violation because concurring opinion suggests opinion 8. The establish- for the Court in Union Rail Pacific "equitable” exception ment of an Engineers, road Co. v. Brotherhood Locomotive court, opinion — rule. Our for the -, 584, 596, U.S. - only deals with the facts before us in L.Ed.2d - (2009), in the absence of a live litigation. According complaint, this to the ques issue there is "no warrant to answer a allegedly offending an teacher was education- may may consequential tion that [or not] be ally separated pupil from the almost two in another case.” parent months before saw fit to remove pupil private from the District into a representative 9. Carlson was named in his Then, removing pupil school. after from *9 capacity only, against govern- and suit a "[a] District, parent waited ten months to capacity mental in official actor his is treated So, request process hearing. whether governmental entity as a suit it- equitable exception or not an to the rule can Sherwood, City v. self.” Brockinton 503 of validly given statutory be formulated man- 667, (8th Cir.2007). F.3d 674 We therefore clearly dates considered in there is below, resolve this claim in our discussion of reaching today. no case for such issue As C.N.’s 1983 claim the District. by Ginsburg noted Justice in her unanimous
633
Assuming
use of restraints
use of restraints and seclusion.
IEP authorized the
C.N.’s
behavior and
manage
meaning
was seized within the
of the
and seclusion
thus,
if
actions amounted to
even
such
Fourth Amendment when Van Der Heiden
seizures,
constitutionally un-
they were not
methods,
agree
we
with
employed those
that
appeal, C.N. contends
reasonable. On
any
the district court that
such seizures
error,
in
because Van Der
ruling was
were not unreasonable. We have held
(1)
excessively
used those methods
Heiden
professional’s
an authorized
treatment of a
objec-
alleged
over J.N.’s
punitively,
and
person
disabled
within the state’s care is
the fact Ardhoff did not
despite
tions and
if
or her actions are “not a
reasonable
his
(2)
methods;
and
also ver-
recommend
departure
accepted pro-
substantial
from
bally
physically
and
abused C.N.
judgment, practice, or stan-
fessional
Rother,
dards.” Heidemann v.
84 F.3d
litigant may
A
state a Fourth
(8th Cir.1996).
1021,
Here,
C.N.’s
by alleging facts
Amendment violation
IEP
of
authorized the use
restraints and
occurred and that
which indicate
seizure
agree
seclusion and we
with the district
McCoy City
v.
it was unreasonable. See
(8th
court that the IEP “set the
Monticello,
842,
standard for
342 F.3d
Cir.
2003). Moreover,
accepted practice.”
although
And
J.N.
the Fourth Amend
objected
extend to actions
contends she
to the
protections
ment’s
use
those
See,
methods,
public
e.g.,
school officials.
Couture
hearing
she did not
Educ.,
1243, 1250-52
Bd.
challenge those methods while C.N. at-
Cir.2008);
City
Farmington,
Shade v.
tended school
the District. Because
(8th Cir.2002).
methods,
IEP
authorized such
Van
judged
light
is
Reasonableness
Der Heiden’s use of those and similar
circumstances, however,
totality of the
desk,
if
thinking
methods like the
even
“[cjontext
McCoy, 342 F.3d at
and
and not
overzealous
times
recommended
critical to reasonableness anal
[therefore]
Ardhoff,
depar-
was not a substantial
Couture,
ysis.”
Applying principles those we con- correctly Der concluded Van Heiden’s use properly clude the district court dismissed procedures claim. of those did not violate C.N.’s C.N.’s Fourth Amendment We first allegations relating rights. consider C.N.’s to the Fourth Amendment omitted) (concluding argues Van Der tion school district offi- 10. C.N. also Heiden’s report procedures cials’ failure to a teacher’s use of those sometimes contra required by special abuse of students as a state child vened state education rules was disagree, reporting statute did not amount unconstitutional. We as abuse therefore Moreover, misconduct”). a claim “unconstitutional of state law do not state "[violations 1983,” "guards to the extent C.N. relies on facts not before under 42 U.S.C. which making arguments, Doe the district court in those vindicates federal alone.” v. Goo den, (8th Cir.2000) (quota- them. See ante at n. 4. we do not consider *10 634 presented, inspired by need and ... ig contends the district court so
C.N. also allegations concluding merely malice or sadism rather than a nored her abuse allege to a Fourth Amendment she failed careless or unwise excess of zeal that it violation, allegations those suggests and amounted brutal and inhumane abuse a claim for excessive force. This state power literally shocking of official to the analyzed alleg claims generally circuit has conscience. by public force school offi ing excessive (first Golden, at 652-53 alteration cials under the rubric of substantive due added) omitted). (quotation C.N. contends process, and not the Fourth so, pointing again she has done to her See, Gooden, e.g., 214
Amendment.
Doe v.
allegations
physically
that Van Der Heiden
(8th Cir.2000)
(noting
F.3d
verbally
abused
disabled children
by a
physical
might
abuse
teacher
amount
care,
in her
and the other individual defen-
to a constitutional violation if it was “liter
stop
dants failed to
that conduct.
conscience”);
ally shocking to the
see also
Supreme
As the
has re
Court
(8th
Anders,
Golden v.
al assertions
incidents or
alleged
of the
COLLOTON,
as to the context
Judge, concurring.
Circuit
scope of sub-
resulting injuries.
“[T]he
special
was a
education student at
C.N.
carefully circum-
is
due
stantive
in
Elementary
the Lincoln
School
the Will-
Flowers,
875,
scribed,”
at
and the
kindergarten
mar Public Schools from
by
established
Federal
pleading standard
through
grade.
alleges
the third
She
8(a)(2) “demands
Procedure
Rule of Civil
Lincoln
special
a
education teacher
unadorned,
the-defendant-
than an
more
physically
school abused her
and emotion-
Iqbal,
unlawfully-harmed-me accusation.”
time,
ally during that
and that the school
vague allegations
at 1949. The
129 S.Ct.
deprived
appropri-
her of the free
district
complaint
plausi-
do not
forth in C.N.’s
set
to which
is enti-
public
ate
education
she
claim for a violation of her
bly state a
with
tled under
Individuals
Disabilities
process rights, and
substantive due
(“IDEA”),
Education Act
20 U.S.C.
quali-
are entitled
individual defendants
(i)(2)(A).
1415(b)(6), (f),
§
C.N. asserts
claim as well. Broc-
immunity on this
fied
left the Lincoln school in Novem-
that she
kinton,
For the education, appropriate public a free federal claims. C.N. vide dismissal of C.N.’s course, the student did not proceed with her state because may, of Supreme argu- Court's directive that a com- unsympathetic to C.N.’s 11. We are not plaint "enough to state a ability provide must contain facts her additional ments that plausible relief that is on its face.” allegations hampered claim to factual has been Twombly, 550 U.S. at problems and the fact she has communicative vague allegations far of that complete fall short provided access to the not been are, however, standard. We bound District's records. *12 636 1415(f) § under until after Sch. Dist. No. 512 F.3d
process hearing
(8th Cir.2008).
he left the district and enrolled
another
case,
In
an administrative law
school.
this
that
argues
requirement
the notice
of Minnesota dismissed
judge for the State
Thompson
of
is created “out of whole
claim under the IDEA based on
C.N.’s
cloth,” and that we should abandon it.
It
did not file her
Thompson, because C.N.
that the statute
an
true
does not include
until after she left Willmar and
that a
express requirement
pro
student
in school at Atwater. The district
enrolled
district,
vide notice to a school
court dismissed
claim under the
process hearing,
precondition
due
as a
ground.
IDEA on the same
relief,
obtaining equitable
except
case of
for private
reimbursement
school
changed
Minnesota
law has
since
placement.
See
U.S.C.
provides
and it now
that a due
1412(a)(10)(C)(iii).
Other courts have
process hearing
must
conducted
be
recognized,
equita
because
than
State rather
school district
ble considerations
relevant
are
to fashion
which the student is enrolled. Minn.Stat.
IDEA,
ing relief under the
see Sch. Comm.
125A.091,
present
Subd.
Under the
Mass.,
Burlington
Dep’t
v.
Educ.
of
of
of
system,
presumably
the State
has authori-
359, 374,
471 U.S.
ty
compensatory
to order
relief from a
(1985),
may
L.Ed.2d 385
the courts also
previ-
school district which the student
equitable preconditions
establish
to relief.
ously was
enrolled.
Minn. R.
See
observed,
example,
The Second Circuit
for
2(A)(3).
3525.4110, Subp.
To the extent
uniformly
that “courts have held
that reim
that Thompson rested on the lack of au-
parents
bursement is barred where
unilat
thority for a new school district to order
erally arrange
private
for
educational ser
district,
relief from a former school
notifying
vices without ever
the school
likely
superseded by
rationale
has been
board of their dissatisfaction with their
statute and rule.
child’s
IEP
[individualized education
C,
plan].” M.C. ex rel. Mrs.
observes,
opinion correctly
The court’s
(2d Cir.2000);
see also Town
Bur
however, that
Thompson
the rationale of
of
Mass.,
lington
Dep’t
Educ.
denying
for
student’s claim
his
(1st Cir.1984)
(recognizing
former district was not so limited. Rath-
reasonable distinction “between a unilater
er, Thompson also reasoned that “[t]he
parental
al
transfer made after consulta
purpose
requesting
hear-
system,
tion with the
yet
school
still an
ing
challenge
aspect
is to
an
of a child’s
system’s
action without
agreement,
put
education and to
the school district on
truly unilaterally,
and transfers made
be
perceived problem.”
notice of a
any
reft of
attempt
negotiated
to achieve a
“[ojnce
at 579. The court explained that
compromise
agreement”). Thompson
notice,
the school district receives
it has
applying
is best understood as
a similar
opportunity
alleged
to address the
equitable
requires
consideration that
no
problem.”
though
Id. Even
a hearing offi-
tice to the school district of an
acting
cer
on behalf of the State of Minne-
deficiency, and an opportunity to resolve
may
sota now
authority
have
to order a
problem,
may
before
student
obtain
provide equitable
former school district to
relief under the IDEA.
relief,
3525.4110, Subp.
see Minn. R.
2(A)(3),
Thompson
the “notice”
rationale
C.N. contends that if this court adheres
prevails.
still
M.M.
L.R.
judicially-created
require-
See
ex rel.
to the
notice
Thompson.
The
exception
clude an
should
the court
Thompson, then
ment of
how the
in M.P. never considered
when a student
court
exception
an
recognize
requirement
ap-
in the
notice
should
enrollment
that continued
shows
physi-
likely physical
result in
or serious
likely
ply
would
in cases
*13
M.P.,
to the
harm
326 F.3d at
or serious emotional
emotional harm. See
cal harm
Congress,
Although
might
that when
the facts in M.P.
She notes
980-81.
student.
school reimburse-
private
argument
excep-
an
for an
supported
in the context
have
recognized
ment,
previously
the
point was not raised
“codif[ied]
tion to
the
court,
or bar
of a court
to reduce
by
discretion
the
appellant
the
or resolved
raise
fail to
parents
where
reimbursement
not control-
the decision is therefore
timely
in a
Fall,
of an IEP
appropriateness
question. See Webster v.
ling on this
9,
M.C.,
manner,”
at 69 n.
507, 511,
69 L.Ed.
S.Ct.
U.S.
Notice is
exceptions.
(1925)
also included
merely
statute
lurk
(“Questions
which
reimburse-
private school
required
not
record,
brought
in
neither
to the atten-
prevented
school
public
ment where
upon,
court nor ruled
are not to
tion of the
notice, where
parent
providing
from
having
so decided as
be considered as
been
requirement
notice
compliance with the
precedents.”).
to constitute
harm to the
likely
physical
result
“would
sum,
Thompson
eq-
In
an
while
creates
court,
child,” or,
in the discretion
that a student must
requirement
uitable
require-
the notice
compliance with
where
process hearing
a due
under the
emo-
likely result
serious
ment “would
allegedly
in the
IDEA while still enrolled
20 U.S.C.
harm to the child.”
tional
district,
court has not
offending school
this
1412(a)(10)(C)(iv).
argues that the
an
appropriateness
considered the
ex-
subject
rule should be
Thompson
equitable
where
ception
requirement
to the notice
exceptions.
to similar
likely would result in
continued enrollment
record,
court, on this
agree
I
with the
harm or serious emotional harm
physical
Thompson
is warrant
exception
that no
unlikely
the child.
It seems
that Con-
ed,
facts that
pleaded
has not
because C.N.
in that
contemplated that a student
gress
a reasonable inference
plausibly support
(1)
equitable
must either
forfeit
situation
at the Willmar
that continued enrollment
the child is entitled
remedies to which
during the course of
leaving
offending
under the IDEA
likely to
under the IDEA was
hearing
physical
to avoid
or serious emo-
harm serious emotion
physical
result in
or
(2)
harm,
remain
an abusive
tional
8;
ante, at
n.
v.
al harm. See
Ashcroft
likely
to result
environment
1949-
Iqbal, - U.S. -,
harm in or-
physical or serious emotional
(2009);
Corp.
Bell Atl.
created in M.P. of facts. Nor does the decision
set Independent School District
ex rel. K. (8th Cir.2003), pre-
No.
