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C. Etta Rice v. Jo Anne B. Barnhart, Commissioner of Social Security
384 F.3d 363
7th Cir.
2004
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Docket

*3 is not able to for qualify benefits under EASTERBROOK, KANNE, Before three, step analysis proceeds steps to ROVNER, Circuit Judges. four and five. The fourth requires an assessment of whether claimant’s re- KANNE, Judge. Circuit

sidual capacity1 functional will allow the Background I. claimant to pursue past her work. 20 416.920(e). 404.1520(e), §§ C.F.R. Where eligible disability To be for insurance the impairment precludes performance benefits under Title II of the Social Securi- work, of past RFC, the claimant’s age, (“Act”), 416(i), 423, §§ Act ty 42 U.S.C. education, experience and work are consid- supplemental security income under ered to determine if other work exists that Act, 1382, 1382c, §§ Title XVI of the a would accommodate the claimant. prove claimant must is unable to she en- 404.1520(f),416.920(f). §§ C.F.R. any in gage gainful activity by substantial medically reason of a physi- determinable Rice was August born on 1945. She cal or mental impairment which can be graduated high from school and is a certi- to expected result in or which death has fied nursing assistant. She has worked lasted or can be to expected last for a past nursing as a assistant and baby- period continuous less than not twelve injuring sitter. After her back while lift- 432(d)(1)(A), §§ months. U.S.C. ing patient a elderly nursing in an facility 1382c(a)(3)(A). The Commissioner disability she received insurance Security uses a Administration five- benefits between when she ' step sequential analysis to ascertain gainful returned to substantial employ- is disabled. See 20 ment at a homeless shelter. a claimant whether 4041620(a)-©, §§ 416.920(a)-©; C.F.R. 29, 1998, On applied October Rice Halter, Zurawski 885-86 disability benefits supple- insurance (7th Cir.2001). one and Steps two are income, mental security claiming she be- first, threshold determinations assess came disabled on October 1998 due to presently a claimant whether is work- back and leg related the result of pain, second, ing, and the complained whether 1985 injury subsequent and a fall. Rice’s impairment(s) required are of the duration applications initially were denied significantly ability limit the claimant’s 18, 1999, reconsideration. On November a §§ 404.1520(a)-(c), work. to C.F.R. hearing was held before an administrative 416.920(a)-(c). three, In step evidence (“ALJ”). judge law demonstrating impairments the claimant’s compared impairments to a list of pre- Testimony A. before preclude sumed severe enough any See gainful work. C.F.R. pt. hearing, At the Rice testified generally P, subpt. (“listing level, App. impair- age, job about her educational histo- ments”). ry, history. impairment Specifically, Where an meets or and medical she equals impairments, one of the previous surgeries listed described two back 404.1545(a). capacity § 1. The residual functional denotes her limitations. 20 C.F.R. do, despite a what claimant can still his or brace, cane, sup- or other does not use that after She indicated and 1988. benefits, from home-fashioned disability port she returned device aside being on - stick, only occasionally in only to day provider, care used work as no de- after the used assistive 1994. One month cold Rice a fall in weather. suffer limp day hearing. fall, pronounced vice due to heavy objects, testified inability lift had been also testified she to continue for her impossible it became past years. by herself for the three living babysitter. was unem- working as a She assist that while children She stated 1997, when until she from 1994 ployed time, occasionally she time to from *4 at a homeless part-time began working daily a load of herself and does cooks for there, in- which employment shelter. Her trip up necessitating one difficult laundry, cleaning, and su- preparation, cluded meal goes flight a stairs. She also and down of clients, in October ended pervision assistance, washes grocery shopping with out,” causing “legs gave 1998 when her of In dishes, garbage. out the takes result, a she to fall on the stairs. As her addition, that she reads she testified testified, resigned. she three four Sun- church services attends specifically about her spoke Rice also month, choir, and at- days sings a testified that the leg pain. back stated that practices. choir She also tends constant, a toothache- of primary source it television, although enjoys watching she occasionally by cold pain, aggravated type through for her to sit an entire difficult However, weather, lower back. that she is able program. testified activities cause described how certain she herself, problems but that she has bathe body. to other of her pain parts to radiate out of bathtub and therefore getting time, of After for a certain amount she also stated that takes showers. She leg go that her will numb. Rice testified put can dress herself and shoes time, standing after for a of period And in- Finally, she problem. socks without experiences pain that Rice indicated she she a driver’s although dicated that has neck, between her shoulder blades license, she had not driven since October pain legs, particularly well as down her neu- upon based recommendation leg, causing numbness right sometimes Wayne Kelly. Dr. D. rologist, Moreover, complained that her toes. she position. must in an sleep upright she B. Evidence submitted to the ALJ of medication and other treat- terms on be- The medical evidence submitted for that for pain, ment Rice indicated However, half it of Rice was extensive. approximately one month she had been taking Tylenol-3 every hours revealed marked differences of six professionals. To health We previously, among she took Darvoset. counter care evidence, for inflammation, taking simplicity pur- had summarize the she been Lodine poses, according treating physician.2 also to the since 1997. She indicated that she Servs., 815, 817 Appeals eventually & 2. Because the Council re- Health Human Shalala, (7th Cir.1993), request fused unfa- cited in review ALJ's Wolfe decision, (7th Cir.1993). Although appro- is not 322 n. 3 vorable note that it part technically a rec- priate for us to which was administrative consider evidence ALJ, ord, to the but the additional evidence submitted not before the which Rice later sub- Council, 366-438), (or (R. Appeals argu- Appeals 10 at cannot any mitted to the Council evidence). finding as a for of revers- ment based such See now be used basis § 405(g); Dep’t Eads U.S.C. v. Sec. ible error. 1. Dr. L. Pohl any David ent and that Rice did not have limita- in her range tions of motion her cervical Dr. that an reported Pohl October spine or her spine. lumbosacral Dr. Patel (“MRI”) resonance magnetic imaging reported that sitting spine postopera- Rice’s lumbar showed more than one-half hour worsened Rice’s the L5 changes tive level. At the L5- pain Rice was “unable to lift.” level, degenerative S1 Dr. Pohl noted Dr. office Patel’s notes also refer to Rice’s tissue, changes but indi- and scar he also complaints constant toothache back cated be may that the abnormalities burning pain and numbness in her result of a recurrent herniated nucleus right leg, for which Dr. referred Rice Patel disk). pulposus (slipped Wayne to Dr. D. Kelly, neurologist. 2. Dr. Donald G. Rumer Wayne Kelly D. 4.Dr.

Dr. February Rumer examined Rice on 4, 1997. He noted that a 1985 accident Kelly, neurologist, treated Rice be- disk, resulted in a herniated which was *5 April in of ginning 1999. His records re- that, chemonucleolysis, treated with veal following diagnoses: results 1998, Rice underwent a bilateral laminec- (cid:127) 23, April 1999 exam revealed bilateral tomy L5 laminectomy with total reflexes, 2+ symmetrical patellar de- neurolysis exploration and of the first and pin prick creased right sensation second sacral roots. made nerve He also leg, positive entire mild weakness in the findings: the following tibial anterior peroneous muscle and lon- (cid:127) Lesegue’s positive sign3 gus, positive paraspinal lumbosacral (cid:127) atrophy calf, possible of the right spasm muscle with stiffness difficul- measuring compared sixteen inches couch, getting straight up ties out of sixteen half and a inches on the left slightly antalgic gait. (cid:127) patellar absent reflexes (cid:127) April electromyogram (cid:127) trace Achilles reflex on left (“EMG”) was consistent with chronic bi- (cid:127) absent Achilles reflex on right polyradiculopathy, lateral L5-S1 with (cid:127) tender posterior spine involvement, evidence of axonal as well diagnosed He Rice with traumatic luinbo- (right) as a mild superimposed right (the dorsal of phase fascitis chronic compression/entrapment peroneal neu- strain) acute aggravation lower back head, ropathy at the fibular evi- postlaminectomy syndrome. mildly dence of slowed nerve conduction velocity across the fibular head. No 3. Dr. D. Patel electro-physiological of an un- evidence Patel, family doctor, Dr. complet- Rice’s sensory/motor derlying polyneuropathy. ed a “Spinal questionnaire Disorders” (cid:127) request paracen- on November left July 1998 MRI showed it, he degenerative compres- noted that Rice had tric disc herniation with L3-4 joint disease, atrophy root, but had no and could left L4 sion of nerve central L5- herniation, walk without assistance. He also indicated left disk at S1 disc herniated compression pres- L3-4, that no nerve root was small central herniated disk at which, extended, indicating 3. This refers to results of a test instead knee lum- positive, hip when eliminates disease of bar root or nerve irritation the cause. joint painful hip as the when cause flexion Bilinsky Dr. further indi- pain. radi- C3-4, with relieve C2-3, and C4-5 cervical climb, balance, spur at C5-6. cated that could and a bone culopathy, crouch, kneel, occasionally, stoop, or crawl (cid:127) August 1999 Rice 1999 and June avoid concentrated Rice should but injections epidural steroid reported that further noted exposure heights. She lot,” pain “a but her back helped reduce unassisted and had a that Rice could walk 2 months. She for about lasted Moreover, range normal motion. difficulty walk- sleeping, reported no that there was twice indicated doctor pain, includ- ing, and because muscle panvertible spasm. evidence She pain. neck declined ing leg and “pain has out that Bilinsky, pointing Dr. injections trial treatment of steroid evaluation,” then considered this been Rice had Kelly Dr. noted that neck. perform that Rice could medi- concluded disks, herniated C2-3 and C3-4 small af- activity. work Dr. James Graham um C5-6; secondary spur at with a bone Bilinsky’s firmed Dr. assessment on De- cerviealgia; L5 lum- radioculopathy with cember chronic radiculopathy, with bar far;

responsive long-run treatment so proceedings Outcome of the C. sleeping and a disorder. February the ALJ issued an On (cid:127) Kelly reported September Spe- opinion denying applications. Rice’s chronic cervical and lumbosa- cifically, the ALJ found that one radiculopathies cral had been “recalci- had employed not been satisfied as treatment so far” and also indi- trant to *6 disability. alleged the of since onset disorder, sleeping that Rice cated had Second, implicitly ALJ found that her secondary sleep apnea. to likely impairment sufficiently severe and was three, Physical step to where he deter- Mary’s proceeded Hospital Ther- 5. St. did impairments mined that her not meet apy listing impair- equal those Dr. Kelly physical recommended thera- four, noted Reaching ments. 9, August for and py Rice. 1999 Between subjective allegations regarding that Rice’s 1, 1999, September six underwent pain fully limitations were not therapist therapy physical sessions. The Although the ALJ concluded credible. range noted of mo- significantly reduced that she to former could return (R. tion and muscle weakness. 10 at 329- work, ultimately at step he determined five 41.) perform medium that she could work therefore, not, to was entitled benefits. Bilinsky 6. Dr. A. Sandra The Council denied sub- Appeals Rice’s 1998, 17, Bilinsky re- On December review, sequent making for request completed viewed Rice’s claim file decision the final decision of the “Physical Capacity Residual Functional Security. of Social The dis- Commissioner Bilinsky Assessment” form. Dr. conclud- 13, 2003, August trict court affirmed on ed that Rice lift 25 fre- pounds could appeals. and Rice now pounds occasionally. quently and 50 She indicated Rice could stand or sit Analysis II. per eight-hour a total of work- six hours A. of review Standard day, attending but also noted Rice’s suggested that to review the Commissioner physician Rice needed We standing Security Administration’s decision alternate between

369 deny following to determine whether it with the persisting benefits for at least supported by substantial evidence or 3 despite prescribed months therapy and Lopez is of an error of law. expected the result v. 12 to last months. both 1 With (7th Barnhart, Cir.2003); F.3d 336 539 and 2: (7th Apfel, 201 Schmidt v. F.3d 972 Pain, spasm, significant muscle Cir.2000). Evidence is substantial when it spine; limitations of motion in the for a person is sufficient reasonable 2. Appropriate radicular distribution of supports conclude that the evidence significant motor loss with muscle weak- Apfel, decision. v. 227 F.3d Clifford sensory ness and and reflex loss. (7th Cir.2000). 869 In our review of the The applicant satisfy must all of crite- decision, we “reweigh will not evi ria in Listing order to receive an dence, conflicts, questions resolve decide disability award of insurance benefits and credibility, judg or substitute own [our] supplemental security income under step ment for that of the Commissioner.” Lo Shalala, three. Pope v. 998 F.2d 539; at

pez, Clifford, see F.3d (7th Cir.1993), grounds overruled on other F.3d at And while the ALJ must (7th by Apfel, Johnson v. 189 F.3d “logical bridge have built a from the evi Cir.1999). conclusion!,]” dence to his Steele Barn A plethora subjective objec hart, Cir.2002), tive evidence demonstrates that Rice suf “give will nonetheless a eom- fers from sensory and reflex loss. reading nitpicking monsensical rather than However, record evidence also reveals that it,” v. Apfel, Shramek 226 F.3d Rice did not meet all of the criteria of (7th Cir.2000) (quoting Apfel, Johnson v. 1.05(C), Listing required. It suffi (7th Cir.1999)). cient to note that the entire medical record The main argument thrust contains spasms, reference to muscle appeal is that the decision the ALJ is a cursory Kelly’s mention Dr. otherwise not supported substantial evidence be- thorough and voluminous medical records. *7 ignored cause the ALJ signif- misstated Bilinsky And Dr. affirmatively indicated findings icant medical in record. We any that Rice did not suffer from muscle disagree. Furthermore, spasm. the record contains significant no evidence of motor loss. step B. ALJ’s determination at 3 1998, reported Dr. Patel that she could complains first that because the ambulate without assistance and ALJ did expressly not mention Listing Kelly reported gait only that her was 1.05(C)4 listing of the impairments, 20 “slightly antalgic.” This is to insufficient 1.05(C) P, pt. subpt. § C.F.R. App. demonstrate that Rice met all of the crite (1999), which Rice only admits was the 1.05(C). ria of Listing listing to applications, relevant we 1.05(C) Listing must reverse remand. argument As to Rice’s that provides: explicitly ALJ’s failure to refer to the rele vertebrogenic

other (e.g., disorders her- vant listing alone necessitates reversal and stenosis) remand, puplosus, niated nucleus spinal yet we not so and de- have held 1.05(C) (Nov. 19, 2001).' 1.05(C) Listing Listing was rescinded effective Feb- 010 Because ruary listing 2002. Revised Criteria for was the in effect time Medical at the decision, Disability, only listing Determination of it Musculoskeletal ALJ's is the we need Criteria, 58,- System Fed.Reg. and Related now consider. long that an Steele, credibility. We have held at 290 F.3d here. See to do so cline Moreover, attorney provide “complete to given required that Rice’s ALJ not testified at testi- expert every piece who and the vocational evaluation of written Chater, referred hearing evidence,” both v. the November Diaz mony and (and 1.05(C) con- (7th Listing Cir.1995), to because find and we F.3d 1.05(C) list- is the sole Listing cedes that respect with that the ALJ’s determination her), safely con- to can ing applicable supported to three was substantial step applied ALJ considered clude the evidence.5 he listing, although nowhere appropriate February in his it expressly referred step at C. ALJ’s determinations decision. step that five The ALJ concluded as to the arguments Mirroring work able to medium perform Rice was Rice also at step analysis, five ALJ’s not disabled. Rice’s and was therefore that the argument tempts to bolster impermissibly re- ALJ complains fatally analysis three Bilinsky Drs. opinions lied upon “perfuncto it as by characterizing flawed Graham, Security the Social Administra- recently held that where ry.” We have agency who determined tion state doctors applicable reference to the list ALJ omits RFC, testimony failed to treat her Rice’s than a su ing nothing more provides crucial properly, and omitted discussion of analysis, and remand is perficial reversal pieces of evidence. We address each Barnhart, 315 required. See Brindisi v. arguments in turn. these (7th Cir.2003); Scott F.3d 786-87 (7th Barnhart, Cir. 595-96 ca The ALJ’s residual functional 2002); Steele, But we 290 F.3d at 940-41. was consistent with pacity determination reasoning not Rice’s do find Bilinsky and Graham. opinions Drs. perfunctory. case be rely The their ALJ was entitled 404.1527(f)(2)(i); § opinions. 20 C.F.R. The ALJ discussed “severe Barnhart, Scheck v. in detail re physical impairments” Cir.2004). is no importantly, More there He specific ferred to numerous exhibits. record doctor’s contained surgeries, her discussed her 1985 and 1988 than greater which indicated limitations fall, objective disc and the evidence of ALJ. Dr. Patel’s ob those found from degeneration and disc herniation lique Rice could “lift” note that. The 1995 and 1998. summarized one- more than *8 opinions Kelly. the of Drs. Patel and He only pain half hour worsened her is the injections, epidural noted the use of steroid opinion than the arguably more restrictive Darvoset, Tylenol-3 to treat Rice’s and capacity conclu ALJ’s residual functional course of pain. physi- He recounted Rice’s findings clinical were addition, sion. But Patel’s therapy cal treatment. the (R. 298-99), hence, negative, 10 and the subjective at ALJ summarized Rice’s state- lifting, sitting, on regarding ments and assessed her limitations reasoning a proper supporting the deci- “conclusion” 5. Because it is to read ALJ's whole, section, section, sion a it would be a opposed as because a as to “discussion” repeat ALJ needless have the formality calling any requirement such a "needless analyses substantially similar factual at both formality”), we the treatment consider ALJ's five, Heckler, steps v. three and Orlando support both his cf. of the record evidence in (7th Cir.1985) (refusing 776 F.2d 213 steps at three and five. conclusions lay require an ALJ to out his determinations

371 Rice’s sub- presumably upon duty were based minimal to articulate his reasons jective complaints. opinions And bridge medical make a between the evidence rely ALJ should need to be which the outcome as to his step five determina- objective based observations and not summarize, tion. To we conclude that the merely to a a claim- amount recitation of five ALJ’s sup- determination was subjective complaints. Farrell v. ant’s See ported by substantial evidence. Sullivan, (7th Cir.1989) 878 F.2d P, D. Rule 30

(citing pt. subpt. App. 20 C.F.R. violation Circuit 1.00(B)). § final matter at deserves our One Despite 30(b)(3), tention. Circuit Rule protesta

We next address Rice’s which requires every appellant to include tion that the ALJ mischaracterized copy with the brief “all the testimony opinions, in unfavorably concluding that orders, findings of fact and conclusions she was credible. There is no basis in law by rendered the case the administrative record this assertion. In his as agencies ... whether the original of Rice’s the credibility, sessment review of the administrative properly considered the to which decision is in this degree objective court or was supported medical conducted evidence district court[,]” severity subjective Rice’s brief degree of Rice’s included dis activities; trict complaints; daily the du court’s and judgment, omit ration, frequency, intensity of ting decision. Counsel filed pain; precipitating 30(d) aggravating a statement under Circuit Rule in factors; taken; medications correctly certifying and treat that all re materials Scheck, 30(a) (citing ment. at quired by F.3d 70S Po Rule had been included. Heckler, (8th laski v. F.2d When this omission was at drawn to the Cir.1984)). All analysis lawyer of the ALJ’s tention of Rice’s argument, oral record, amply supported by hearing he was to offer any unable excuse other argument is, and Rice’s nothing oversight. amounts to than sheer This violation itself, phraseol more than dislike of the enough yield summary affir- such, Dorner, ogy. As we see no to over reason mance. In re F.3d (7th Cir.2003) turn eminently (citing the ALJ’s reasonable cred Mortell v. Mortell determination, Co., (7th ibility Cir.1989)); particularly given 887 F.2d 1326-27 States, credibility factual finding, deter Ur so v. United 61-62 (7th Cir.1995). special minations are due deference. Id. See also Ill. Snipes v. Corr., Dept. 463-64 Rice also lists of evidence items Cir.2002). that the ALJ did not mention specifically However, in his decision. an ALJ need III. Conclusion only “minimally justi articulate his or reasons, foregoing For although for rejecting accepting specific fication sympathize with Ms. Rice due to her indu- of disability.” evidence Steward Bow *9 condition, bitably the trying district court’s en, Cir.1988), judgment Scheck, cited in 357 F.3d at 700. As we AffiRmed.

pointed previously, out the ALJ need not ROYNER, Judge, concurring Circuit provide every piece written evaluation of judgment. the Diaz, of evidence. 55 F.3d at 308. And just respect summarily as we held above with I agree may that the case be three, find that the satisfied his the inadequately affirmed on basis the and I 30 violation Rule Circuit

explained Jeffrey SULLIVAN, Plaintiff- J. judgment. As in the concur therefore Appellant, case, that agree I cannot merits the by sub- supported decision was “reasoning” The ALJ’s evidence. stantial Whealon, and Ed BORNEMANN Jon best, contained a substan- thin at Defendants-Appellees. acknowledged the SSA error that even tial response 12 of the In footnote appeal. No. 03-2479. explains that brief, the Commissioner Appeals, Court of United States capable of finding Rice was that Circuit. Seventh consistent with work is not medium by the State’s opinion advanced medical Argued Jan. opined agency doctors doctors. The own Sept. Decided climb, only occasionally Rice could that kneel, balance, crouch and crawl. stoop, work, capa- person must be

For medium crouching. stooping and frequent

ble

Nonetheless, agency doctors conclud- regula-

ed, contrary agency’s to the own

tions, capable medium Rice was unsup-

work, adopted this and the ALJ The Commissioner

ported conclusion. be- this error harmless

urged us find would agency opinions doctors’

cause perform that Rice

support finding could work, thus was not disabled.

light documenting record

Given medical accompa- disorder and spinal

Rice’s severe analytical as the error

nying pain, well agency doctors

overlooked both ALJ, I no have confidence ana- the ALJ

agency properly doctors or capacity. functional

lyzed residual I find that the ALJ’s deci-

Because would evi- not supported

sion was substantial

dence, judg- respectfully I concur in the

ment.

Case Details

Case Name: C. Etta Rice v. Jo Anne B. Barnhart, Commissioner of Social Security
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Sep 14, 2004
Citation: 384 F.3d 363
Docket Number: 03-3830
Court Abbreviation: 7th Cir.
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