Lead Opinion
The plaintiff, Susan Bysiewiez, brought this action against the defendants, Nancy DiNardo, the chair of the Connecticut Democratic Party, the Connecticut Democratic Party and the office of the secretary of the state of Connecticut seeking a declaratory judgment that, in carrying out her responsibilities as the secretary of the state, she has engaged in the active practice of law within the meaning of General Statutes § 3-124
The trial court found the following facts. The plaintiff has served as the secretary of the state since 1999. She graduated from Duke University School of Law in 1986 and spent the next six years as an attorney in private practice at law firms in New York City and Hartford. She then spent two years practicing health care and pension law at Aetna Life and Casualty Insurance Company in Connecticut. From 1993 to 1999, the plaintiff represented the constituents of the 100th district in the state House of Representatives. She was elected as the secretary of the state in November, 1998.
The plaintiffs statutory responsibilities as the secretary of the state include acting as the commissioner of elections pursuant to General Statutes §§ 9-3
On January 13, 2010, the plaintiff declared her candidacy for the office of attorney general. Thereafter, questions arose as to whether: (1) “active practice at the bar of this state” as used in § 3-124 requires more than being a member of the Connecticut bar; (2) if so, whether the plaintiff meets the qualifications for the office of attorney general as set forth in § 3-124; and (3) if she does not meet those qualifications, whether § 3-124 is unconstitutional under the state and federal constitutions. In her capacity as commissioner of elections, the plaintiff requested an opinion from the current attorney general, Richard Blumenthal, on these questions. The attorney general issued a formal opinion in which he concluded that § 3-124 requires more than being a member of the Connecticut bar with an active status and that the statute was constitutional. The attorney general also concluded that the question of whether the plaintiff meets the requirements of the statute “must
The plaintiff then filed this action seeking a declaratory judgment that she satisfied the criteria set forth in § 3-124 or, in the alternative, that the statute was unconstitutional under article sixth, § 10, of the Connecticut constitution. The intervening defendant claimed as special defenses that the trial court lacked jurisdiction and that the action was barred by the doctrines of laches, equitable estoppel and waiver. In its memorandum of support of its special defense that the trial court lacked subject matter jurisdiction, the intervening defendant argued that the plaintiff lacked standing because she had made no claim and presented no evidence that anyone had called into question her right to run for the office of attorney general.
The trial court determined that the plaintiff had standing to bring this action and that her claims were ripe. The trial court then rejected the plaintiffs claim that “merely being admitted to and maintaining one’s active status as a member of the Connecticut bar for at least ten years” satisfies the requirements of § 3-124.
The intervening defendant then brought this appeal claiming that the trial court improperly rejected its claim that § 3-124 requires that, to be eligible to serve as the attorney general, a person have ten years active practice before the courts of this state as a litigator. After the intervening defendant filed the appeal, this court sua sponte ordered the parties to submit supplemental briefs on the question of whether the trial court properly determined that the plaintiff had standing to bring this action and that her claims were ripe. In its supplemental brief, the intervening defendant contended that the trial court improperly concluded that it had subject matter jurisdiction. The plaintiff disputes both the intervening defendant’s jurisdictional claims and its claim on the merits. She also claims as an alternate ground for affirmance that, if this court agrees with the intervening defendant’s interpretation of § 3-124, the statute is unconstitutional under article sixth, § 10, of the Connecticut constitution.
I
We first address the intervening defendant’s claim that the trial court improperly determined that the plaintiff had standing to seek declaratory relief and that her claims were ripe. Specifically, the intervening defendant claims that there is no question or uncertainty about
“The purpose of a declaratory judgment action, as authorized by General Statutes § 52-29
“Implicit in these principles is the notion that a declaratory judgment action must rest on some cause of action that would be cognizable in a nondeclaratory suit. . . . To hold otherwise would convert our declaratory judgment statute and rules into a convenient route for pro
Despite these limitations on declaratory judgment actions, neither the statutes nor the Practice Book contain “any restriction upon the power of the court to render judgments determining rights which are contingent upon the happening of some future event. Indeed, a contrary intent is clearly indicated by the provision in the rules authorizing the determination of any fact upon which the existence or nonexistence of any right, power, privilege or immunity does or may depend, whether such right, power, privilege or immunity now exists or will arise in the future. The remedy by means of declaratory judgments is highly remedial and the statute and rules should be accorded a liberal construction to carry out the purposes underlying such judgments. One great purpose is to enable parties to have their differences authoritatively settled in advance of any claimed invasion of rights, that they may guide their actions accordingly and often may be able to keep them within lawful bounds, and so avoid the expense, bitterness of feeling and disturbance of the orderly pursuits of life which are so often the incidents of law suits. Fully to carry out the purposes intended to be served by such judgments, it is sometimes necessary to determine rights which will arise or become complete only in the contingency of some future happening. Even if the right claimed ... is a contingent one, [it is appropriate for determination in an action for a declaratory judgment if] its present determination [will] serve a very real practical need of the parties for guidance in their future conduct. A construction of our statute and rules which would exclude from the field of their operation the determination of rights, powers, privileges and immuni
“It is a basic principle of our law . . . that the plaintiffs must have standing in order for a court to have jurisdiction to render a declaratory judgment.” (Internal quotation marks omitted.) St. George v. Gordon,
“[I]t is the burden of the party who seeks the exercise of jurisdiction in his favor . . . clearly to allege facts demonstrating that he is a proper party to invoke judi
With these principles in mind, we turn to the questions of whether the plaintiff in the present case has standing to bring this action for a declaratoiy judgment and whether her claims were ripe for adjudication when brought. We answer both questions in the affirmative. First, we agree with the plaintiff that there is a “substantial question ... or a substantial uncertainty” as to whether she meets the qualifications contained in § 3-124 and whether the statute is constitutional. (Internal quotation marks omitted.) Wilson v. Kelley, supra,
Second, the present action seeks relief that would be available in a “cause of action that would be cognizable in a nondeclaratory suit.” Wilson v. Kelley, supra,
Finally, although we recognize that a quo warranto action would not be ripe until the plaintiff actually took office,
II
We next address the intervening defendant’s claim that the trial court improperly determined that the plaintiffs performance of her duties as the secretary of the state constituted the active practice of law under § 3-124. Specifically, the intervening defendant claims that, to be eligible to serve as the attorney general under § 3-124, a candidate must have ten years experience in litigating cases in court. The intervening defendant further claims that, even if litigation experience is not required, the plaintiff did not have “ten years’ active practice at the bar of this state” because she has not, on behalf of clients and as her primary means of livelihood,
The trial court found the following additional facts that are relevant to our resolution of this claim.
Previous secretaries of the state who were not attorneys, and members of their staffs who were not attorneys, provided similar information to local election officials in the past. The office of the secretary of the state currently has no established protocol requiring that the plaintiff or another attorney on her staff approve any declaratory ruling, instruction or opinion concerning state elections law before it is issued. The office does not keep formal records of the declaratory rulings, instructions, opinions or advice that it has provided.
None of the parties in the present case claims that the meaning of the phrase “an attorney at law of at least ten years’ active practice at the bar of this state”; General Statutes § 3-124; is clear and unambiguous, and we conclude that it is not. Indeed, this court previously has stated that, “because of the manifold activities which might be held included in the phrase ‘practice of law,’ an all-inclusive definition is difficult, if not impossible, of formulation.” Grievance Committee v.
“A principle which is foundational to our system is that the inherent powers of government reside in the people. This is given expression in the right to vote, and thus to choose the public officials who will serve them; and the correlative right of citizens to aspire to public office and serve therein if so chosen.” Cannon v. Gardner,
With these principles in mind, we turn to a review of the circumstances surrounding the enactment of § 3-124 and the legislative policy that it was designed to implement. Section 3-124 was enacted in 1897, when the office of attorney general was created. See Public Acts 1897, c. CXCI, § 3 (P.A. 191).
Indeed, when P.A. 191 was enacted, nonattomeys were permitted to engage in much conduct that was “commonly understood to be the practice of law.” Grievance Committee v. Payne,
This interpretation is also bolstered by the 1891 edition of Black’s Law Dictionary, which defines “attorney at law” as “[a]n advocate, counsel, official agent employed in preparing, managing, and trying cases in the courts. An officer in a court of justice, who is employed by a party in a cause to manage the same for him.”
We conclude, therefore, that, as used in § 3-124, the phrase “attorney at law of at least ten years’ active practice at the bar of this state” means an attorney with at least some experience litigating cases in court. Although the presumption of eligibility might require this court to conclude that an attorney who has not practiced exclusively or even primarily as a litigator for at least ten years is qualified to hold the office of attorney general under § 3-124, the presumption does not authorize us to ignore the clear intent of the legislature that the attorney general must have some measure of experience in trying cases.
Moreover, even if we were to construe § 3-124 to incorporate a broader, more general understanding of the practice of law, we would still conclude that the plaintiff does not meet that statute’s requirements. This court previously has held that, in determining whether certain conduct constitutes the practice of law, the decisive question is whether the conduct is “commonly understood to be the practice of law.” Grievance Committee v. Payne, supra,
Moreover, although these cases do not address the issue, because § 3-124 sets forth a competency requirement, we conclude that it necessarily contains a quantitative component.
This conclusion is bolstered by a review of cases involving rules permitting a member of the bar of another state to seek admission to the bar of the forum state if he or she has sufficient experience in the practice of law. For example, in Attorney Grievance Committee v. Keehan,
On appeal, the Court of Appeals of Maryland concluded that “[t]he reason for [the rule allowing admission of attorneys who have regularly practiced in another state] rests on the assumption that a lawyer who has regularly engaged in the practice of law, as a chief means of earning the lawyer’s living over a period of years, has sufficient legal knowledge to demonstrate at least minimum competence . . . .” Id., 167. The court concluded that the petitioner’s legal experience was “desultory [and] simply does not show one who throughout the period specified in the petition has regularly engaged in the practice of law ... as the principal means of earning his livelihood . . . .” (Internal quotation marks omitted.) Id., 168. Accordingly, it affirmed the judgment of the trial court. Id., 169-70; see also In re Application of Stormont,
Finally, we conclude that the representation of clients is an essential element of the “active practice at the bar of this state” under § 3-124. See State Bar Assn. v. Connecticut Bank & Trust Co., supra,
With these principles in mind, we turn to the question of whether the plaintiffs performance of her duties as
First, although the plaintiffs formal training as an attorney occasionally may have been useful to her in carrying out her routine statutory duties pursuant to § 9-4, the evidence does not support a conclusion that the performance of those duties is “commonly understood to be the practice of law”; Grievance Committee v. Payne, supra,
We note that, to the extent that special legal skills may be required to answer a particular question or to render a particular ruling, the authority to perform these services on behalf of all state agencies, including the secretary of the state, is conferred exclusively on the attorney general under § 3-125. See General Statutes § 3-125 (“[a]ll legal services required by such officers and boards in matters relating to their official duties shall be performed by the Attorney General or under his direction”). It is reasonable to conclude that the legislature conferred this responsibility on the attorney
For similar reasons, we conclude that the plaintiffs “efforts to monitor federal legislation and keep the General Assembly abreast of new or impending federal legislation that would or might require compliance with federal standards by the state” did not constitute the practice of law under § 3-124. Again, in carrying out these activities she was executing the duties of her office, not representing a client. It is clear, for example, that if the state or the public had concluded that the plaintiff had misinterpreted federal law, that she had failed to inform the legislature adequately of its requirements, or that she had faded to carry out legislative efforts to comply with federal law, the remedy would not be to sue her for malpractice or to sanction her for violating the Rules of Professional Conduct.
Ill
The plaintiffs final claim is that the trial court’s judgment may be affirmed on the alternative ground
When determining whether a statutory provision conflicts with the state constitution, this court must begin with a strong presumption of the statute’s validity. Honulik v. Greenwich,
“[I]n State v. Geisler,
We begin with the text of article sixth, § 10, of the constitution of Connecticut, as amended by articles two and fifteen of the amendments. See footnote 2 of this opinion. Pertinently, the provision’s minimal qualification requirements, read literally, apply to the holder of “any office in the state . . . except in cases provided for in this constitution.” Conn. Const., amend. XV, § 3. The plaintiff argues that the phrase “any office in the state” is unambiguous and plainly means “every office in the state.” Article sixth, § 10, has been part of Con
We turn next to relevant jurisprudence from this state’s courts. The limited number of cases implicating article sixth, § 10, or its predecessors, have not construed the qualifications provision literally to apply to “every office in” Connecticut, but instead, have held it applicable only to offices of state government that are constitutional in nature. See Adams v. Rubinow,
Due to the fact sensitive nature and, therefore, multiple distinguishing characteristics of cases concerning legislative power to prescribe qualifications for public offices, we find little guidance for resolving the issue before us in decisions of our sister states or the federal courts.
The historical circumstances surrounding both article sixth, § 10, and the amendment of another constitutional provision, article fourth, § 1, are unique and particularly useful for deciding the issue at hand. To reiterate, when the predecessor to article sixth, § 10, originated in 1818, the position of attorney general did not exist. As we have indicated, the office of attorney general was created by statute in 1897. P.A. 191, § 1. As we also have indicated, P.A. 191, § 2, defined the powers and duties of the office, assigning to it a broad range of quintessentially legal responsibilities,
It was not until 1970, by a constitutional amendment approved after a public referendum,
Accordingly, we conclude that in proposing the amendment to article fourth, § 1, and presenting it to
We turn last to contemporary economic and sociological considerations. The reasons prompting the move to create the office of attorney general, and thereafter to make the office a constitutional one, have not abated,
Our consideration of the Geisler factors leads us to conclude that the office of attorney general impliedly is exempt from the general qualification requirements for state constitutional officers prescribed by article sixth, § 10, of the constitution of Connecticut. Consequently, § 3-124, although setting stricter qualifications for the attorney general than those listed in article sixth, § 10, is not unconstitutional.
The judgment of the trial court is reversed and the case is remanded to that court with direction to render
In this opinion KATZ, VERTEFEUILLE, ZARELLA and McLACHLAN, Js., concurred.
Notes
General Statutes § 3-124 provides in relevant part: “There shall be an Attorney General to be elected in the same manner as other state officers in accordance with the provisions of section 9-181. The Attorney General shall be an elector of this state and an attorney at law of at least ten years’ active practice at the bar of this state. . . .”
Article sixth, § 10, of the constitution of Connecticut, as amended by articles two and fifteen of the amendments, provides: “Every elector who has attained the age of eighteen years shall be eligible to any office in the state, but no person who has not attained the age of eighteen shall be eligible therefor, except in cases provided for in this constitution.”
The trial court also granted Hartford Courant Company’s motion to intervene for the sole purpose of contesting the plaintiff’s motion for a protective order barring access to the transcript and videotape of her deposition in this case.
The intervening defendant appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-2.
General Statutes § 9-3 provides: “The Secretary of the State, by virtue of the office, shall be the Commissioner of Elections of the state, with such powers and duties relating to the conduct of elections as are prescribed by law and, unless otherwise provided by state statute, the secretary’s regulations, declaratory rulings, instructions and opinions, if in written form, shall be presumed as correctly interpreting and effectuating the administration of elections and primaries under this title, except for chapter 155, provided nothing in this section shall be construed to alter the right of appeal provided under the provisions of chapter 54.”
General Statutes § 9-4 provides: “The Secretary of the State, in addition to other duties imposed by law, shall, as such commissioner, (1) advise local election officials in connection with proper methods of conducting elections and referenda as defined in subsection (n) of section 9-1, and, upon request of a municipal official, matters arising under chapter 99; (2) prepare regulations and instructions for the conduct of elections, as designated by law; (3) provide local election officials with a sufficient number of copies of election laws pamphlets and materials necessary to the conduct of elections; (4) distribute all materials concerning proposed laws or amendments required by law to be submitted to the electors; (5) recommend to local election officials the form of registration cards and blanks; (6) determine, in the manner provided by law, the forms for the preparation of voting
The plaintiff does not challenge this conclusion on appeal to this court.
The plaintiff has abandoned any claims under the federal constitution.
General Statutes § 52-29 (a) provides: “The Superior Court in any action or proceeding may declare rights and other legal relations on request for such a declaration, whether or not further relief is or could be claimed. The declaration shall have the force of a final judgment.”
Practice Book § 17-55 provides: “A declaratory judgment action may be maintained if all of the following conditions have been met:
“(1) The party seeking the declaratory judgment has an interest, legal or equitable, by reason of danger of loss or of uncertainty as to the party’s rights or other jural relations;
“(2) There is an actual bona fide and substantial question or issue in dispute or substantial uncertainty of legal relations which requires settlement between the parties; and
“(3) In the event that there is another form of proceeding that can provide the party seeking the declaratory judgment immediate redress, the court is of the opinion that such party should be allowed to proceed with the claim for declaratory judgment despite the existence of such alternate procedure.”
General Statutes § 52-491 provides: “When any person or corporation usurps the exercise of any office, franchise or jurisdiction, the Superior Court may proceed, on a complaint in the nature of a quo warranto, to punish such person or corporation for such usurpation, according to the course of the common law and may proceed therein and render judgment according to the course of the common law.”
See Broyles v. Commonwealth,
Our recitation of facts includes a number of undisputed facts that the trial court did not expressly find.
The staff of the office of the secretary of the state is divided into four divisions and one department, namely, the commercial recording division, with a staff of forty-one persons, including three attorneys; the management and support division, with a staff of eighteen persons; the elections division, with a staff of eleven persons, including three attorneys; the information technology department, with a staff of five persons; and the executive staff of nine persons, headed by an attorney.
The trial court rejected the plaintiffs claims that she had engaged in the practice of law when she responded to requests from her constituents for legal advice and when she managed and evaluated her staff attorneys. The plaintiff does not challenge these conclusions on appeal.
Public Act 191, § 3, provides: “The attorney-general shall be an elector of this state, and an attomey-at-law of at least ten years’ active practice at the bar of this state.”
Public Act 191, § 2, provides: “The attorney-general shall have general supervision over all legal matters in which the state is an interested party, except those legal matters over which the state’s attorneys have direction. He shall advise and assist the state’s attorneys if they so request. He shall appear for the state, the governor, the lieutenant-governor, the secretary, the treasurer, and the comptroller, and for all heads of departments and state boards, commissioners, agents, inspectors, librarian, committees, auditors, chemists, directors, harbor masters, and institutions, in all suits and other civil proceedings, excepting upon criminal recognizances and bail bonds, in which the state is a party or is interested, or in which the official acts and doings of said officers are called in question in any court or other tribunal, as the duties of his office shall require; and all such suits shall be conducted by him or under his direction. When any measure affecting the state treasury shall be pending before any committee of the general assembly, such committee shall give him reasonable notice of the pendency of such
General Statutes (1887 Rev.) § 784 provides: “The Superior Court may admit, and cause to be sworn as attorneys, such persons as are qualified therefor, agreeably to the rules established by the judges of said court; and no other person than an attorney, so admitted, shall plead at the bar of any court of this State, except in his own cause; and said judges may establish rules relative to the admission, qualifications, practice, and removal of attorneys.”
See also Grievance Committee v. Dacey, supra,
The concurring justice contends that we have misapplied this court’s holding in State Bar Assn. v. Connecticut Bank & Trust Co., supra,
The 2009 edition of Black’s Law Dictionaiy does not contain a separate definition for “attorney at law,” but notes that “[a] person who practices law” may be termed an “attomey-at-law.” Black’s Law Dictionary (9th Ed. 2009). This is distinct from “one who is designated to transact business for another,” who may be termed an “attorney-in-fact.” Id.
We recognize that the fact that, in 1897, the sole activity that required admission to the bar of this state was appearing in this state’s courts does not mean that persons who were admitted to the bar would engage exclusively, or even primarily, in that activity. The fact that the legislature man
In support of its conclusion that the phrase “practice at the bar of this state” means “practice of law in Connecticut, as a member of the Connecticut bar,” and not practice in court, the trial court relied on Abrams v. Lamone,
We agree with the court’s observations in Abrams concerning the role of the attorney general, which is substantially the same in Maryland and Connecticut; compare P.A. 191, § 2, and Md. Const., art. V, § 3 (a); and with its remarks concerning the general requirements to serve effectively in that office. We are not persuaded, however, that the court’s ultimate conclusion that the Maryland constitution does not require that the attorney general has had litigation experience should guide our construction of § 3-124. Rather, in light of: (1) the Connecticut attorney general’s primaiyrole as the state’s legal representative in court; (2) the fact that, unlike Maryland’s constitutional provision, § 3-124 requires that the attorney general be an “attorney at law,” which, when the statute was enacted, meant an attorney who litigated cases in court; and (3) the fact that, when § 3-124 was enacted, the only activity that required admission to the bar of this state was appearing in the courts of this state, we must conclude that the legislature intended that the phrase “active practice at the bar of this state” would include litigating cases in court.
General Statutes § 3-125 provides in relevant part: “The Attorney General shall have general supervision over all legal matters in which the state is an interested party, except those legal matters over which prosecuting officers have direction. He shall appear for the state, the Governor, the Lieutenant Governor, the Secretary, the Treasurer and the Comptroller, and for all heads of departments and state boards, commissioners, agents, inspectors, committees, auditors, chemists, directors, harbor masters, and institutions and for the State Librarian in all suits and other civil proceedings, except upon criminal recognizances and bail bonds, in which the state is a party or is interested, or in which the official acts and doings of said officers are called in question, and for all members of the state House of Representatives and the state Senate in all suits and other civil proceedings brought against them involving their official acts and doings in the discharge of their duties as legislators, in any court or other tribunal, as the duties of his office
The plaintiff claims that these cases support the trial court’s interpretation that her use of her legal skills and training to solve complex problems and her provision of legal advice to her client, the state, constitute the practice of law under § 3-124, and that the statute contains no quantitative component. We note, however, that these cases did not involve the application of § 3-124. Rather, they addressed the question of whether a person had engaged in the unauthorized practice of law in violation of General Statutes § 51-88 or its predecessors. The purpose of § 51-88 is, presumably, to protect members of the public from having their rights prejudiced by relying on the legal advice of persons who are untrained and unskilled in the law and are not bound by any professional code of ethics. See In re Application of R.G.S.,
In contrast, § 3-124 was intended to ensure that the attorney general has sufficient training and experience to represent the state effectively in court and to provide it with competent legal advice. The fact that an attorney has provided legal advice on isolated occasions does not mean that he or she has sufficient experience for these purposes. We conclude, therefore, that conduct that constitutes the unauthorized practice of law under § 51-88 does not necessarily constitute the active practice of law under § 3-124. Cf. In re Application of R.G.S., supra,
But see In re Application of Slade,
It is now clear to us, however, that this court’s decision in In re Application of Dodd does not support our conclusion in In re Application of Slade. It does not follow from the fact that the admission committee cannot waive a “specific, concrete” Practice Book requirement for admission to the bar that the admission committee has no discretion to determine whether it has been satisfied. Moreover, as we have indicated, our decision in In re
We recognize that prosecutors do not have a traditional attorney-client relationship with the entity that they represent, namely, the state, because they are not required to give the state their undivided allegiance at the expense of the defendants whom they prosecute. See Rules of Professional Conduct 3.8, commentary (“[a] prosecutor has the responsibility of aminister of justice and not simply that of an advocate”). Nevertheless, there can be little doubt that prosecutors are required to exercise “a conspicuous degree of faithfulness and disinterestedness, absolute integrity and utter renunciation of every personal advantage conflicting in any way directly or indirectly” with their prosecutorial responsibilities; State Bar Assn. v. Connecticut Bank & Trust Co., supra,
In In re Application of R.G.S., supra,
The trial court noted that the rulings of the secretary of the state, if “in written form . . . shall be presumed as correctly interpreting and effectuating the administration of elections and primaries . . . .” (Internal quotation marks omitted.) To the extent that the trial court believed that this provision implies that the office of the secretary of the state has special legal expertise entitling its rulings to great deference from the courts, we disagree. The legislative history of this provision, which was enacted in 1984; see Public Acts 1984, No. 84-319, § 46; indicates that the provision was intended to clarify that the secretary of the state, rather than the elections commission, has the final word on issues related to elections, except for those pertaining to campaign financing. See 27 H.R. Proc., Pt. 7, 1984 Sess., pp. 2359-63; 27 H.R. Proc., Pt. 16,1984 Sess., pp. 5826-27. The provision does not mean that, in recognition of the legal expertise inherent in the office of the secretary of the state, the decisions of the secretary of the state are entitled to greater judicial deference than the decisions of other agency heads.
See, e.g., Connecticut State Register and Manual (1996), p. 109 (Miles Rappaport, secretary of state from 1995-1999, was not attorney); Connecticut State Register and Manual (1994), p. 109 (Pauline R. Kezer, secretary of state from 1991-1995, was not attorney); Connecticut State Register and Manual (1990), p. 105 (Julia H. Tashjian, secretary of state from 1983-1991, was not attorney); Connecticut State Register and Manual (1981), p. 105 (Barbara B. Kennelly, secretary of state from 1979-1982, was not attorney); Connecticut State Register and Manual (1978), p. 103 (Gloria Schaffer, secretary of state from 1971-1978, was not attorney); Connecticut State Register and Manual (1970) p. 99 (Ella T. Grasso, secretary of state from 1959-1971, was not attorney).
We recognize that, if performing the routine statutory duties of the secretary of the state were a type of work commonly understood to be the practice of law, the fact that a nonattomey who served as the secretary of the state would be statutorily authorized to perform those duties and, therefore, would not be engaging in the unauthorized practice of law, would not necessarily mean that the plaintiff was not engaged in the practice of law for purposes of § 3-124. Cf. In re Application of R.G.S., supra,
In support of its conclusion to the contrary, the trial court relied on the following case law: Riddle v. Roy,
We conclude that these cases are either distinguishable or unpersuasive. In Riddle v. Roy, supra,
In Schenck v. Shattuck, supra,
Finally, in State ex rel. Devine v. Schwarzwalder, supra,
As we have indicated, in one of the declaratory rulings, the plaintiff relied on advice from the attorney general to conclude that an independent political party could not use a certain party designation on its nominating petitions. In the second, she concluded that voting machines that did not create a paper ballot audit trail did not comply with a law that required the use of voting machines that produced a permanent paper record. While we do not dispute the importance of these rulings, we do conclude that they are the types of decisions that easily could be made by a nonattomey who was familiar with election law. In that regard, they are typical of agency decisions that rely exclusively on the statutory scheme that the agency is responsible for administering. We assume for purposes of this opinion, however, that the plaintiffs issuance of these rulings was a type of conduct that may constitute the practice of law.
The plaintiff contends that the two declaratory rulings and the telephone calls to the mayor of Hartford and the first selectman of Suffield were merely examples of activities that she performed on a daily basis. In the absence of any written record of or testimony concerning the specific substance of those daily activities, however, there is no evidentiary support for a conclusion that they constituted the practice of law rather than the routine performance of the plaintiffs statutory duties. Indeed, the fact that there is no written record of the communications between the plaintiff and the local election officials supports a conclusion that the communications were not made on behalf of a client in the plaintiffs capacity as an attorney.
Moreover, it is not entirely clear to us that a person acting in the capacity of the secretary of the state is even authorized to engage in the practice of law. As we have indicated, the legislature has conferred the exclusive authority to provide legal services to state agencies on the attorney general. See General Statutes § 3-125. Although this statute may be interpreted as merely authorizing the attorney general to provide all required legal services, and not as prohibiting the heads of state agencies from relying on their own expertise, the legislature may have had good reasons for requiring a single central office to resolve all legal questions arising before state agencies. We need not address that question in the present case, however.
Thus, when, in the course of carrying out her duties, the plaintiff engaged in conduct that aggrieved another person, the plaintiff was named as a party to the resulting legal action. See, e.g., Reform Party of Connecticut v. Bysiewicz,
Of course, if the plaintiff had engaged in inherently dishonest or deceitful conduct, she could have been subject to judicial sanctions for violating the Rules of Professional Conduct. See Rules of Professional Conduct 8.4 (3). That does not mean, however, that in engaging in such conduct, she was engaging in the practice of law.
See Practice Book § 63-4 (a) (1) (A).
The plaintiff raised this claim before the trial court. Because the trial court found dispositive the plaintiffs claim that she met the requirements of § 3-124, it did not decide the constitutional issue. See Evans v. General Motors Corp.,
Qualifications of “electors” are prescribed by article sixth, § 1, of the constitution of Connecticut, as amended by article nine of the amendments, which provides: “Every citizen of the United States who has attained the age of eighteen years, who is a bona fide resident of the town in which he seeks to be admitted as an elector and who takes such oath, if any, as may be prescribed by law, shall be qualified to be an elector.”
Since then, the qualifications provision has undergone some changes in wording that are not relevant to the present case. Specifically, article sixth, § 4, of the constitution of 1818 provides: “Every elector shall be eligible to any office in this state, except in cases provided for in this constitution.” Article sixth, § 2, of the constitution of 1818 set the minimum age of an elector at twenty-one years. Article sixth, § 3, of the constitution of 1955 is worded identically to article sixth, § 4, of the constitution of 1818, and article sixth, § 1, of the constitution of 1955 retains the requirement that an elector be at least twenty-one years old. Article sixth, § 3, became article sixth, § 10, in the constitution of 1965. Subsequently, article sixth, § 10, was amended twice, first in 1970 to read as it does today, only with a minimum qualification age of twenty-one, then again in 1980 to reduce the minimum qualification age to eighteen. See Conn. Const, amend. II, § 3; Conn. Const, amend. XV, § 3.
We also find instructive the line of cases holding that the right to a jury trial, although guaranteed broadly and unconditionally in the state constitution; see Conn. Const., art. I, § 19 (“[t]he right of trial by jury shall remain inviolate”); nevertheless is limited to those types of cases for which ajury trial was available in 1818, the time of the adoption of the constitutional provision (and cases substantially similar thereto). See, e.g., Evans v. General Motors Corp.,
“[T]he Geisler analysis must adapt itself to each particular inquiry . . . [because] [s]ome factors that are extremely relevant and persuasive in one inquiry may yield little or no persuasive information in another inquiry.” Connecticut Coalition for Justice in Education Funding, Inc. v. Rell, supra,
Although the constitutional provision at issue in State ex rel. Boedigheimer v. Welter, supra,
Although the plaintiff focuses exclusively on a discussion of democratic principles included in Powell v. McCormack, supra,
As we have indicated, P.A. 191, §2, with some additions, is codified today at § 3-125. See footnote 17 of this opinion. Additional powers and duties of the attorney general are prescribed in General Statutes §§ 3-126 through 3-130 and various other sections of the General Statutes, and frequently include the right to institute legal proceedings on behalf of the state.
See footnote 1 of this opinion.
Pursuant to article twelfth of the Connecticut constitution, amendments to the constitution may be proposed by any member of the Senate or House of Representatives and, if approved by at least three fourths of the total membership of each chamber at the next legislative session, shall be presented to electors for approval at the next general election. “If it shall appear, in a manner to be provided by law, that a majority of the electors present and voting on such amendment at such election shall have approved such amendment, the same shall be valid, to all intents and purposes, as a part of [the] constitution.” Conn. Const., art. XII. The foregoing provision is an alternative route to amending the constitution, in addition to constitutional conventions, which may be called only at specified intervals. Conn. Const., art. XHI, §§ 1, 2.
Article fourth, § 1, of the constitution of Connecticut, as amended by article one of the amendments, provides: “A general election for governor, lieutenant-governor, secretary of the state, treasurer, comptroller and attorney general shall be held on the Tuesday after the first Monday of November, 1974, and quadrennially thereafter.”
The intervening defendant submits that the attorney general is not a constitutional officer, arguing that the language in the cited cases so stating is but dicta, and that a reference in the constitution to the attorney general, without any other provisions outlining his powers and duties, did not amount to a creation of a constitutional office. It is true that this court, in Adams v. Rubinow, supra,
The legislative history of the amendment to article fourth, § 1, however, albeit limited, strongly suggests that the legislature and the electorate, by proposing and approving the amendment, intended to make the office of attorney general a constitutional office. In introducing House Joint Resolution No. 95, proposing the amendment, Senator David Barry stated that “[t]he purpose of the bill is simply to make the [a]ttomey [gjeneral’s office a constitutional officer instead of a statutory officer. Under [the] present [regulations’] constitutional framework, the [a]ttomey [gjeneral is the only one of the elected [s]tate [o]fficials, who is not a [constitutional [o]fficer.” 13 S. Proc., Pt. 3, 1969 Sess., pp. 1282-83. Representative Richard Yedziniak provided the same explanation when introducing the resolution in the House, and he added: “The position of [ajttomey [g]eneral has been, and is, of growing importance, because he is required to represent the [g]ovemor and does not serve as an independent agent. Every agency, elective office, and even the General Assembly depends on the office of the [a]ttomey [gjeneral. It does not seem logical that this powerful office does not have the constitutional provision governing its existence.” (Emphasis added.) 13 H.R. Proc., Pt. 3, 1969 Sess., p. 1290. Finally, the “explanatory text as to the intent and purpose” of the amendment, which was prepared by the General Assembly’s committee on constitutional amendments to include on the referendum ballot, was a verbatim reproduction of Representative Yedziniak’s explanation. See General Statutes § 2-30a (a) (“At such time as a proposed constitutional amendment is approved by the General Assembly for presentation to the electors of the state for their consideration at a general election, the Office of Legislative Research shall prepare a concise explanatory text as to the content and purpose of the proposed constitutional amendment subject to the approval of the joint standing committee of the General Assembly having cognizance of constitutional amendments. Upon such approval, the Secretary of the State shall cause such proposed amendment and such explanatory text to be printed and transmitted to the town clerk in each town in the state in sufficient supply for public distribution.”). Given the
“[Authority on the part of a legislature to prescribe qualifications for a constitutional office may be either express, or implied and inherent. . . .” (Emphasis added.) Annot., supra,
For example, during fiscal year 2008-2009, the office of the attorney general completed 15,133 court cases, and another 36,495 remained pending at the close of that fiscal year. Also in fiscal year 2008-2009, the office of the attorney general generated $568,500,339 in revenue. Of that, $237,886,113 was directed to the state’s general fund, and $327,032,696 was awarded or paid to consumers. See Digest of Administrative Reports (2008-2009), available at http://www.das.state.ct.us/Digest/Digest_2009/ (last visited October 21, 2010).
Concurrence Opinion
joins, concurring. I agree with the majority’s analysis concerning the plaintiffs standing to seek declaratory relief, as well as its analysis of the constitutionality of General Statutes § 3-124.1 also agree that the plaintiff, Susan Bysiewicz, does not meet the statutory qualifications for the office of attorney general of the state of Connecticut because the trial testimony established that, in her role as the secretary of the state, she did not have clients with whom she had a confidential relationship and to whom she owed a personal duty of loyalty,
I begin my analysis with the language of the statute itself. By its terms, § 3-124 requires that, to be eligible for office, a candidate for the office of attorney general must be “an attorney at law of at least ten years’ active practice at the bar of this state.” Although acknowledging that the language of the statute is not plain and unambiguous, the majority nevertheless concludes that the terms “attorney at law” and “at the bar of this
I agree with the majority that the language of § 3-124 is not plain and unambiguous. I also believe we are in agreement that the statute, by its terms, does not expressly require an eligible candidate to have litigation experience. The ambiguity in this regard arises from the statutory terms “attorney at law” and “at the bar of this state.”
In the absence of plain language, we turn to our rules of statutory construction to discern the statute’s meaning. “In seeking to determine [the meaning of the statutory language as applied to the facts of a case], General Statutes § l-2z directs us first to consider the text of the statute itself and its relationship to other statutes. . . . When a statute is not plain and unambiguous, we also look for interpretive guidance to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter . . . .” (Internal quotation marks omitted.) Grady v. Somers,
In reaching its conclusion, the majority determines that the phrase attomey-at-law necessarily means an attorney who appears in court. The majority relies, in large part, on the definition of attomey-at-law set forth in the 1891 edition of Black’s Law Dictionary (Black’s). Then, Black’s defined attomey-at-law as, inter aha, “[a]n advocate, counsel, official agent employed in preparing, managing, and trying cases in court.” Black, Dictionary of Law (2d Ed. 1891). Although I do not disagree that Black’s is a legitimate reference for an understanding of the term attomey-at-law in 1891,1 find Black’s definition less persuasive than the United States Supreme Court’s near contemporaneous elucidation of the term.
Additionally, during this same time period, in Connecticut, a commission consisting of judges of the Superior Court developed the first rules of practice resulting in the Practice Act of 1879 (act). The act set forth orders and rules, as well as general rules of practice. The act contained numerous forms illustrating the practice mies, including the manner in which certain claims might properly be pleaded. Relevant to the issue at hand, the sample forms provide examples of pleadings for a number of different actions involving attorneys-at-law as parties. Notably, the examples include a form for bringing an action against an “attomey-at-law” for negligence in examining title. Importantly, in using the term attomey-at-law, the judges of the Superior Court did not distinguish between attorneys who practiced in court, either bringing or defending against actions, and those who were involved in transactional work, in this instance, examining title to property. Thus, it appears
In sum on this point, although we need not decide the precise boundaries of professional activities that could qualify as being conducted by an attomey-at-law for the purposes of this appeal, it is sufficient to note that, in 1891, the term attomey-at-law was not a designation limited to attorneys with courtroom experience. Thus, even if the legislature subjectively intended to require that the attorney general be a person with litigation experience, that intention was not articulated by the use of the term attomey-at-law in § 3-124.
I also disagree with the majority’s conclusion that the term “practice at the bar” necessarily means courtroom experience. First, I believe that, in this regard, the majority misapplies this court’s holding in State Bar Assn. v. Connecticut Bank & Trust Co.,
Contrary to the majority’s assertion that the phrase “at the bar” refers to the courtroom, I believe that the trial court correctly concluded that the meaning of “at the bar” depends upon the context in which it is used. This was as true in the nineteenth century as it is today. For example, in 1873, this court held, in Phelps v. Hunt,
Furthermore, as the trial court also pointed out, the phrase “at the bar” was, and still is, used in our rules of practice governing the admission of attorneys, without examination, from other states and without regard to the particular form or setting of their intended practice. Section 8 (a) of rule 1 of the 1908 Rules of the Superior Court provides in relevant part: “Any attorney and counselor in the highest court of original jurisdiction in another state may be admitted to examination before [the bar examining] committee, upon satisfactory proof to said committee that he is such attorney and counselor, a citizen of the United States, a resident of the state of Connecticut or intends to become such resident, twenty-one years of age, of good moral character, and that he has filed with the clerk of the Superior Court in the county where the examination is to be held a certificate from the clerk of the Superior Court . . . together with a certificate of good moral character signed by two members of the bar of this state of at least five years’ standing at the bar . . . .” Subsection (b) of § 8 of the 1908 Rules of the Superior Court provides in relevant part: “[i]f any such attorney and counselor shall have practiced for three years in the highest
Today, Practice Book § 2-16, the rule allowing out-of-state attorneys to practice in Connecticut, permits such practice, without examination, by “[a]n attorney who is in good standing at the bar of another state . . . upon special and infrequent occasion and for good cause shown upon written application presented by a member of the bar of this state . . . .” The interchangeable uses of the terms “at the bar” and “of the bar” undermine the majority’s conclusion that the phrase “at the bar,” without reference to the court or pleading, means courtroom practice.
I acknowledge that the majority’s conclusion that the General Assembly intended for the attorney general to have litigation experience finds some support in the responsibilities ascribed to that office by General Statutes § 3-125, which was enacted as part of the same Public Act as was § 3-124. See Public Acts 1897, CXCI, § § 2 and 3. It is a fair conclusion that the responsibilities set forth in § 3-125 relate, primarily, although not exclusively, to the representation of agencies of the state in matters in court. Although this assignment of responsibilities is some evidence that the legislature intended for the attorney general to be a person capable of handling litigation, I do not believe that the implication of § 3-125 is sufficiently clear to overcome the unrestrictive language of § 3-124, which does not require that the attorney general be an attorney with ten years of litigation experience.
In sum, I agree with the majority that the eligibility requirements set forth in § 3-124 contain some ambiguity as to whether, to be eligible, a candidate for attorney
In this regard, I am in complete agreement with the distinction made by the majority in footnote 27 regarding the practice of law by prosecutors who, by the nature of their work, represent the state and not individuals or entities to whom they owe an individualized duty of loyalty and confidentiality.
There is a paucity of legislative history with respect to § 3-124, and the history that is available does not give any indication whether the legislature intended to require that the attorney general have litigation experience. There is some anecdotal evidence, however, that the impetus for the establishment of the position was to alleviate the expenses being incurred by the various state agencies in seeking legal advice. See Connecticut State Register and Manual (1934) p. 79; Hartford Courant, May 15,1897, p. 12 and May 21,1897, p. 6. Additionally, although there was no discussion regarding a requirement for litigation experience, there was discussion in the press regarding the attempt to ensure that the position should not be filled by either a “retained lawyer [or] a bright political hustler.” Hartford Courant, May 12, 1897, p. 8, May 14, 1897, p. 8, and May 18, 1897, p. 12.
General Statutes (1887 Rev.) § 784 provides: “The Superior Court may admit and cause to be sworn as attorneys, such persons as are qualified therefor, agreeably to the rules established by the judges of said court; and no other person than an attorney, so admitted, shall plead at the bar of any court of this State, except in his own cause; and said judges may establish rules relative to the admission, qualifications, practice, and removal of attorneys.” (Emphasis added.)
Similarly, this court, in Stoddard v. Sagal,
See State v. Gethers,
