After a jury trial, the Freddie Byers, Jr.,
1
was convicted of two counts of first-degree murder, one count of attempted murder and one count of robbery. The Supreme Court of Indiana affirmed on direct appeal,
Byers v. Indiana,
I. Background
Mr. Byers was convicted based on the following events. On January 30, 1997, James Edison, a guest at Bennie Spears and Almeka Dodds’ house in South Bend, opened the door to “Flint” (a/k/a petitioner Mr. Byers) and “Gill.” Banter among the men quickly turned serious. Dodds, in the next room, heard Spears warning Flint not to point his gun at Spears and then heard it discharge. She entered to see Flint, who had visited their home a “whole bunch of times,” holding a gun and Spears shot and wounded on the ground. Flint grabbed Dodds by the hair and demanded she tell him where the money was, while Gill locked Dodds’ children in the bathroom. Flint instructed Gill to cut Edison’s neck with a kitchen knife and to take Dodds to the basement and shoot her in the head. Luckily for Dodds, Gill was unskilled at his first task, and Edison attempted an escape out the window. Both Flint and Gill pursued Edison and shot him. Back in the home, they fired bullets into the basement where Dodds hid, but did not hit her. She ran to a neighbor’s house once she thought her house was clear. The police arrived to find Dodds’ children locked in the bathroom, unharmed. Edison and Spears died of their wounds.
Dodds told the police the shooter she called Flint or Fred had crooked teeth and a scar on his face. Dodds also suggested that the police already had a picture of Flint from an incident at Flint’s girlfriend’s house on the evening of a prize fight. They did have such a photo, and Dodds identified Flint in an array.
At trial, Dodds was the prosecution’s main witness. No physical evidence or
“What’s [Mr. Byers’] anklet thing? Is that visible? Mr. Byers, come over here please.
It’s okay. That’s not so bad. Okay.”
At an evidentiary hearing in post-conviction proceedings, Mr. Byers contended that this “anklet thing” was a shackle or restraint. At trial, the court made no findings about Mr. Byers’ need for shackles or restraints in the courtroom. Indeed, there was no discussion of Mr. Byers’ wearing restraints in court apart from the anklet-related comments of the trial judge.
Mr. Byers’ trial was interrupted by several spectators’ outbursts. In a sidebar prior to his opening statement, the prosecutor noted comments from the gallery— possibly by the victims’ families, although the exact words or the identities of the speakers do not appear in the trial record — while the court read the preliminary instructions. The prosecutor suggested that the court admonish the spectators to be respectful; Mr. Byers’ trial counsel agreed and the court did so after excusing the jury. At his post-conviction hearing, Mr. Byers testified that, at this point in the trial, Dodds’ mother and sister said “you guilty mother fucker, I hope you fry. We shouldn’t be having a trial anyway, you know you’re guilty, you know you did it. Things of that nature.” Mr. Byers testified that the jury heard Dodds’ relatives but that he was paying attention to his lawyer at the time and not looking at the jury. Later, during Dodds’ testimony, authorities removed Dodds’ brother from the courtroom, possibly for outstanding warrants. Dodds’ mother, Ms. Jeannie Dunlap, reacted by apparently shouting and making a scene and, after excusing the jury, the trial court addressed her and eventually jailed her overnight for contempt of court. Mr. Byers testified that he knew the jurors heard this incident because their heads turned. After these interruptions and at various points during the trial, after excusing the jury, the judge admonished the spectators to maintain proper courtroom decorum out of respect for the jury’s difficult job. At his post-conviction hearing, Mr. Byers described a third incident, although there is no record of it, when two girls taunted “you are going to get found guilty, you gonna get found guilty.” Mr. Byers testified that he wasn’t sure that the jury heard them. Defense counsel never objected, nor requested jury questioning nor moved for a mistrial based on the disruptions. ■
Mr. Byers had not testified at his trial. His lawyer argued that, on the day in question, Mr. Byers was with his very-pregnant girlfriend, where they were watching movies at Mr. Byers’ father’s house in Chicago. Mr. Byers’ father and girlfriend corroborated this story. The jury convicted Mr. Byers on all counts, and he was sentenced to the maximum 200 years’ imprisonment. As noted, the conviction and sentence were affirmed on direct appeal. See
Byers v. Ind.,
Mr. Byers collaterally attacked his conviction based on ineffective assistance of counsel and other grounds. At all levels of state post-conviction review, he asserted an ineffective-assistance-of-counsel claim based on the failure of trial counsel to address the outbursts at trial (the outbursts ground). The post-conviction courts denied relief on this ground because he failed to show that some of the out
Unlike his outbursts ground, Mr. Byers was less consistent in his attempt to exhaust his claim based on trial counsel’s failures to object to Mr. Byers’ purported restraints at trial and to demand that the trial judge make findings before allowing Mr. Byers to appear before the jury in restraints (the restraints ground). At an evidentiary hearing before the state post-conviction trial court, Mr. Byers submitted a list, including the simple word “restraints,” of issues his post-conviction counsel had inadequately addressed. Mr. Byers also testified that he was in restraints during trial, that his trial counsel didn’t address his request to remove the restraints and that the judge made no findings that restraints were necessary. Mr. Byers claimed that the trial judge and jury knew he was restrained because he had to walk in front of them when he showed them his teeth. Mr. Byers, however, did not testify explicitly that the jury saw the restraints. The post-conviction trial court ordered Mr. Byers’ post-conviction counsel to file a supplemental amended petition to address Mr. Byers’ list. In complying, counsel argued that no further evidentiary hearing was warranted and argued that Mr. Byers’ “restraints” issue had no merit:
In this case defendant was required to wear ankle restraints throughout the trial and on at least one occasion, appeared before the jury in those restraints. Trial counsel could, and probably should have requested a mistrial based upon the ankle restraint observation by the jury. Which is deficient performance on the part of counsel. However, it would be difficult to show any resulting harm at the time it occurred and certainly near impossible at this point in time. Such a showing would necessitate contemporaneous voir dire of the jury for existence of any prejudice to the defendant’s fair trial rights prior to establishing grounds for a mistrial request. Such an inquiry cannot be made at the present later date.... The general rule precludes presenting a defendant to the jury in handcuffs or shackles, but a court may need to do so in certain exceptional circumstances when restraint is necessary to prevent the escape of the prisoner, to protect those in the courtroom, or to maintain order.
Mr. Byers, not satisfied, moved the court to strike the supplemental amended petition and asked for time to find a new counsel. Mr. Byers failed to find substitute counsel and requested that his post-conviction counsel continue representation, which had the effect of abandoning his motion.
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His post-conviction petition was denied.
Byers v. Indiana,
No. 71D04-
II. Discussion
A. Mr. Byers did not exhaust his claim on the restraints ground.
We cannot review a habeas petitioner’s constitutional issue unless he has provided the state courts with an opportunity to resolve it “by invoking one complete round of the state’s established appellate review process.”
O'Sullivan v. Boerckel,
When a petitioner has not properly asserted his federal claims at each level of review and it is clear that the state courts would now hold those claims procedurally barred, federal courts may not address those claims unless the petitioner demonstrates cause and prejudice or a fundamental miscarriage of justice if the claims are ignored. See
McGee v. Bartow,
Even though Mr. Byers presented his restraints ground to the trial court through his supplemental amended petition, he did not present it on appeal. Mr. Byers, appearing
pro se,
presented an ineffective-assistanee-of-post-conviction-counsel claim rather than an ineffective-assistance-of-trial-counsel claim. At different levels of post-conviction or habeas proceedings a “petitioner may reformulate [his] claims so long as the substance of the claim remains the same.”
Sweeney v. Carter,
Howard
and
Spreitzer’s
petitioners, however, were represented by counsel. See
Spreitzer,
Applying these standards, we find that Mr. Byers did not exhaust his restraints claim. In his pro se state post-conviction appellate brief, Mr. Byers raised several claims: ineffective assistance of post-conviction counsel for failure to represent petitioner in a manner that comports with due process of law, and ineffective assistance of both trial and appellate counsel for failure to adequately address the outbursts at trial. Mr. Byers’ arguments about his restraints at trial are tightly couched in an argument about the ineffective assistance of post-conviction counsel. Even with the liberal trend marked by Baldwin and the generous construction we give to pro se petitioners’ claims, Mr. Byers did not meet his burden of fair presentment on appeal given the variation in legal theories between his post-conviction proceedings and his state appeal, namely his presentment of his restraints claim only as representing ineffectiveness of post-conviction counsel. 4
2. Cause and prejudice.
Alternatively, Mr. Byers claims he demonstrated cause and prejudice to excuse his default because his post-conviction counsel, acting as Mr. Byers’ agent, failed
3. Evidentiary hearing.
Mr. Byers also requests an evidentiary hearing. A federal court is precluded from holding an evidentiary hearing on a habeas claim if the petitioner “failed to develop the factual basis of [the] claim in State court proceedings.” 28 U.S.C. § 2254(e)(2); see also
Williams v. Taylor,
B. Mr. Byers did not establish a violation of his right to effective assistance of counsel.
Mr. Byers’ ineffective-assistance-of-counsel claim related to the outbursts at trial fails on the merits. To prevail on an ineffective-assistanee-of-trialcounsel claim, the petitioner must demonstrate that (a) his counsel’s performance fell below an objective standard of reasonableness and (b) the counsel’s errors so prejudiced his defense that it deprived him of a fair trial.
Strickland v. Wash.,
The Indiana Court of Appeals addressed Mr. Byers’ outbursts ground on the merits, and we review that court’s decision under the limitations imposed by the Antiterrorism and Effective Death Penalty Act (AEDPA). Under the AED-PA, a federal court may grant habeas relief only if the state court’s adjudication of the petitioner’s constitutional claims was based on unreasonable fact-finding or was contrary to, or involved an unreasonable application of, clearly established federal law or an unreasonable determination of the facts. 28 U.S.C. § 2254(d). Whether a state ruling runs afoul of these AEDPA standards is a legal determination we review de novo, but the district court’s factual determinations are reviewed for clear error. See
Smith v. Grams,
Mr. Byers next contends that the Indiana Court of Appeals misapplied
Strickland
when it held that he did not prove the requisite prejudice at trial. “The bar for establishing that a state court’s application of the
Strickland
standard was ‘unreasonable’ is a high one, and only a clear error in applying
Strickland
will support a writ of habeas corpus.”
Allen v. Chandler, 555
F.3d 596, 600 (7th Cir.2009). While it is well established that a defendant’s due process rights include a right to an unbiased and impartial jury, it is equally clear that not every outburst or disruption warrants a new trial. See
United States v. Olano,
We have no record evidence of what was said, and we cannot not find prejudice stemming from ambiguous or innocuous comments. In
Whitehead v. Co-wan,
we found “innocuous” a victim’s mother’s outburst asking the petitioner why he had killed her daughter — an outburst that occurred when the jury was seated but the judge had stepped out. See
Lastly, Mr. Byers attempts to prove prejudice with a juror’s affidavit in which she testifies that Ms. Dunlap’s scene frightened her. The government contends that Mr. Byers has not made the requisite showing, under § 2254(e)(2), to allow us to consider the affidavit because it was first presented to the district court.
Williams, 529
U.S. at 432,
The judgment of the district court is Affirmed.
Notes
. According to the petitioner (and his father) the petitioner's name is Freddie Byers, III, and his father's is Freddie Byers, Jr. Given that the parties on appeal refer to petitioner as "Jr.” and the caption is officially "Jr.,” we use "Jr.” in this opinion.
. Mr. Byers’ trial and appellate counselors testified via affidavits that they had no recollection of the proceedings or their strategy independent of the record evidence.
. Mr. Byers styled this filing "Motion to Proceed with Post-Conviction Relief Evidentiary Hearing,” but did not request an evidentiary hearing in the body of the Motion. He concluded: "Wherefore the Petitioner prays that this Court will Grant this Motion to Proceed With the Post-Conviction Relief Evidentiary Hearing’s portion of Findings of Fact and Conclusions of Law; and any other pleading that this Court deems to be just and proper in the Premises.”
. There is no question that Mr. Byers subsequently addressed the claim in his appeal to the Supreme Court of Indiana.
. Mr. Byers does not argue that a fundamental miscarriage of justice excuses his default.
. In addition, even if Mr. Byers had not procedurally defaulted his restraints ground, he cannot prove prejudice, even under the de novo review required because the state courts did not reach this issue. See
Rompilla v. Beard,
