OPINION
In this еmployment case, plaintiff Terrance Burton claims that the Metropolitan Transportation Authority (the “MTA”) and the New York City Transit Authority (“NYCTA”) discriminated against him by terminating his probationary employment as a bus driver in violation of city, state, and federal disability discrimination laws.
BACKGROUND
A. Facts
Construed in the light most favorable to plaintiff, the facts are as follows:
Burton was hired as a bus operator with NYCTA and began a one-year probationary period on March 29, 1999. (Burton Dep. at 11-14, 33-34, 57, 61-63). In September 1999, Burton informed his union that he needed aortic valve replacement surgery. By letter dated September 7, 1999, the union informed Burton’s supervisors that he would be taking a medical leave beginning on September 24, 1999, for two to four months, to have heart valve surgery. In light of Burton’s condition, his supervisors sent Burton to the NYCTA Medical Assessment Center (the “MAC”) to determine if he was still qualified to operate a bus. (De Vito Aff. ¶ 5). Burton reported to the MAC on September 8, 1999, where staff physician Dr. Hae Sook Chung placed him on temporary restricted duty, prohibiting him from driving any NYCTA vehicle. (Davis Aff. Ex. 1; Burton Dep. at 114-17). Burton began his medical leave on September 9, 1999. On October 5, 1999, Burton had a mechanical heart valve implanted, and began to take the anticoagulant medication Coumadin (generically, Warfarin). Burton must take Coumadin for the rest of his life. (Burton Dep. at 99-100,132).
Burton reported back to work on January 10, 2000, where he was examined by Deputy Medical Director Dr. Alan Genser. To Burton’s surprise, Genser determined that because Burton was taking Coumadin, he was no longer medically qualified to drive a bus. Genser placed him on permanent restricted duty status, preventing Burton from driving any NYCTA vehicle. (Burton Dep. at 138).
New York state motor vehicle regulations provide that, to be physically qualified to drive a bus, a person must have no “injury or illness which may interfere with the ability of such driver to operate or control a bus safely” and “no current clinical diagnosis of myocardial infarction, angina pectoris, coronary insufficiency, or any other cardiovascular disease of a variety known to be accompanied by syncope, dyspnea, collapse, or congestive cardiac failure.” N.Y. Comp.Codes R. & Regs. tit. 15, § 6.10(b)(3); see also 49 C.F.R. § 391.41(b)(4) (same federal standard for drivers of commercial vehicles); N.Y. Veh. & Traf. Law § 509-a et seq. NYCTA Medical Standards provide that valvular heart disease is not acceptable in light of the working conditions of a bus operator, specifically because of exposure to temperature extremes and combative people. (.See Alexander Aff. Exs. 2, 5, 9). Further, the working conditions exceed acceptable thresholds for those on anticoagulation therapy because of exposure to moving objects, bodily injury, slippery surfaces, and violent or combative people. (See Alexander Aff. ¶ 20).
Burton’s employment was terminated on February 2, 2000. (De Vito Aff. Ex. 5; Burton Dep. at 164). At the time, there were no restricted duty positions available, and as a probationary employee, Burton was not eligible for reclassification.
(See
Davis Aff. ¶¶ 6, 9; Gorman Aff. ¶ 14, Ex. 1). Burton began working part-time in March 2000 at high-end shoe stores in New Jersey; in May 2000, he was em
B. Procedural History
Burton filed a timely complaint with the EEOC, which issued a Notice of Right to Sue on October 31, 2000. Burton commenced this action on January 4, 2001, alleging that the MTA and NYCTA violated the Americans with Disabilities Act, 42 U.S.C. § 12101 et seq. (the “ADA”), the New York State Human Rights Law, Executive Law § 290 et seq. (the “NYSHRL”), and the New York City Human Rights Law, New York City Administrative Code Title VIII (the “NYCHRL”). He also asserted a retaliation claim. The complaint alleged both federal question and diversity jurisdiction. The parties engaged in discovery, and this motion followed.
DISCUSSION
A. Applicable Law
1. Jurisdiction
At the outset, the Court notes that it has diversity jurisdiction, not simply supplemental jurisdiction, over Burton’s state law claims.
Cf. Giordano v. City of New York,
2. Summary Judgment Standard
Summary judgment will be granted when “there is no genuine issue as' to any material fact and ... the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c);
see also Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
To defeat a motion for summary judgment, the nonmoving party must do more than raise “some metaphysical doubt as to the material facts.”
Matsushita,
3.The ADA
The ADA prohibits discrimination against any “qualified individual with a
The ADA defines “disability” to mean “(A) a physical or mental impairment that substantially limits one or more of the major life activities of such individual; ... or (C) being regarded as having such an impairment.” 42 U.S.C. § 12102(2). To survive this motion for summary judgment, Burton therefore must present sufficient evidence from which a jury could find that: (1) defendants are covered by the ADA; (2) he suffers from a disability — or is regarded as suffering from one — within the meaning of the ADA; (3) he was qualified to perform the essential functions of his job, with or without reasonable accommodation; and (4) he suffered an adverse employment action because of his disability.
See Giordano,
Here, defendants contend that Burton cannot show the second and third elements, as he is neither disabled within the meaning of the ADA, nor is he qualified to perform the essential functions of his job. Burton contends that he is not disabled (Burton Dep. at 14-15), but argues that defendants wrongly perceived him to be, thus bringing him within the protection of the ADA.
See
42 U.S.C. § 12102(2)(C) (defining disability as “being regarded as having such an impairment”). “Under 42 U.S.C. § 12102(2)(C) (‘regarded as disabled’), the decisive issue is the employer’s perception of Ms or her employee’s alleged impairment.”
Giordano,
4. The NYSHRL
For the most part, the ADA and the NYSHRL are construеd similarly, and the clear legislative purpose in drafting the NYSHRL was “to enact a definition of disability coextensive with comparable federal statutes.”
Reeves v. Johnson Controls World Servs., Inc.,
It shall be an unlawful discriminatory practice: (a) For an employer ..., because of the ... disability ... of any individual ... to discharge from employment such individual or to discriminate against such individual in compensation or in terms, conditions, or privileges of employment.
N.Y. Exec. Law § 296;
see Mohamed v. Marriott Intern., Inc.,
(a) a physical, mental or medical impairment resulting from anatomical, physiological, genetic or neurological conditions which prevents the exercise of a normal bodily function or is demonstrable by medically accepted clinical or laboratory diagnostic techniques or ... (c) a condition regarded by others as such an impairment, provided, however, that in all provisions of this article dealing with employment, the term shall be limited to disabilities which, upon the provision of reasonable accommodations, do nоt prevent the complainant from performing in a reasonable manner the activities involved in the job or occupation sought or held.
Despite this similarity, it is well-settled that the NYSHRL definition of disability is broader than the federal definition.
Reeves,
Although contained in the definition section, the NYSHRL proviso that a person must be able to perform job duties in a “reasonable manner” with “reasonable accommodation” is the equivalent of the third element of an ADA claim.
See
42 U.S.C. 12111(8) (defining “qualified individual with a disability”). That is, the NYSHRL requires the same inquiry into whether the plaintiff was qualified to perform the essential functions of his job, with or without reasonable accommodation.
See, e.g., Brennan v. New York Police Dep’t,
5. The NYCHRL
The NYCHRL is also substantively similar to the NYSHRL and the ADA.
See Mohamed,
The NYCHRL provides, however, for an affirmative defense roughly equivalent to the ADA and NYSHRL “essential functions” test.
See Sweet v. Elec. Data Sys., Inc.,
B. Application
1. Burton Is Not Disabled Under the ADA
Although NYCTA found Burton to be disqualified for the particular job of bus driver, Burton is not disabled. The Second Circuit addressed the precise issue at stake here in
Giordano v. City of New York,
Like Giordano, Burton must establish that the defendants perceived him as sub
Here, Burton is not disabled for purposes of the ADA, and it is evident that he works in other jobs, including retail. (PL Opp. at 6; Burton Dep. at 15, 225, 251). He is not foreclosed from a broad class of positions, and he has presented nо evidence that the defendants regarded him to be.
See Giordano,
In response, Burton argues that the MAC had an “unwritten policy
of not
allowing individuals who take Coumadin to operate a bus.” (PI. R. 56.1 Statement ¶ 5). Even assuming such a policy existed, however, this is not a sufficient basis for an ADA claim. Indeed, Burton’s sole basis for his contention that NYCTA pеrceived him as disabled was that it fired him. (Burton Dep. at 252). It is not enough, as the Second Circuit noted recently, for the plaintiff to “demonstrate! ] only that [defendants] refused to hire certain applicants according to its own hiring criteria; ... a finding of perceived disability may not rest merely on a single employer’s failure to hire a candidate.”
EEOC v. J.B. Hunt Transp., Inc.,
In addition, Burton argues that the single position of bus operator was actually a “wide range of positions,” as NYCTA created, through collective bargaining, a handful of rеstricted duty positions for bus operators, including moving empty buses, mail delivery, and cleaning. Burton produced no evidence, however, to suggest that NYCTA perceived him as unable to perform these jobs, which were filled, under the collective bargaining agreement, on the basis of seniority. (Davis Aff. ¶¶ 5-7).
See J.B. Hunt Transp., Inc.,
Burton does not dispute that defendants actually had no restricted duty positions available at the time, contending that the union was negotiating for additional positions, in part to assist Burton.
(See
PI. R. 56.1 Statement ¶¶ 34-35; Def. R. 56.1 Statement ¶¶ 34-38). This is not evidence that NYCTA regarded him as broadly dis
2. NYCTA Did Not Retaliate Against Burton
Burton’s claim of retaliation is denied because Burton did not pursue a complaint of discrimination while employed by NYCTA, and did not even mail his complaint to the EEOC or management until after he was discharged. (Burton Dep. at 198-207).
See Gordon v. New York City Bd. of Educ.,
3. Burton Is Not Qualified To Be a Bus Operator, and Thus Cannot Recover Under the NYSHRL or the NYCHRL
As discussed above, to be protected by either the ADA, thе NYSHRL or the NYCHRL, Burton must be qualified to perform the essential functions of the bus operator position. Because he must take Coumadin, in light of the responsibilities of that position, I conclude that he is not qualified.
There is no question that Coumadin does not affect Burton’s raw physical ability to drive a bus — he is physically able to drive a bus. (Alexander Aff ¶ 18). The questions are whether he can do so safely and whether NYCTA’s judgment that he cannot amounts to discrimination.
a. The Effects of Anticoagulation Therapy
Burton does not quarrel with defendants’ evidence generally desсribing his condition. This evidence shows that a mechanical heart valve presents a risk of thrombosis, or blood clots, which can cause strokes. (Alexander Aff. ¶ 15). To counter this risk, a closely monitored regimen of anticoagulant is prescribed. The therapy itself presents risks of internal hemorrhage, which some studies have reported ranging as high as 7 percent for those, like plaintiff, with a mechanical heart valve treated with anticoagulants, as well as a secondary risk of hemorrhage ranging from 1 to 4 percent. (Alexander Aff. ¶¶ 16-17). Thus, both Burton’s underlying condition and the therapy it requires create a risk of hemorrhage, either from spontaneous “internal bleeds” or as a response to external cuts or bruises.
Burton does not dispute that due to the risk of stroke or catastrophic hemorrhage, NYCTA cannot certify him, pursuant to Article 19-A of the New York Vehicle and Traffic Law, to be free from any condition that affects his ability to drive a bus safely. See N.Y. Veh. & Traf. Law §§ 509-b, 509-e. Specifically, Burton cannot meet the state law qualification that he be free from any “current diagnosis of ... coronary insufficiency, thrombosis, or any other cardiovascular disease of a variety known to be accompanied by ... collapse.” N.Y. Comp.Codes R. & Regs. tit. 15, § 6.10(b)(3). In addition to this broad requirement of state law, Burton does not dispute that specific NYCTA Medical Standards, when applied to the requirements of the bus operator position, also disqualify him.
NYCTA Medical Standards were developed by the Occupational and Industrial Orthopedic Center of the New York Hospital for Joint Diseases and NYCTA staff in its Occupational Health Services Division. (Alexander Aff. ¶ 5).
Cf. J.B. Hunt Transp., Inc.,
There is no dispute that the working conditions of the bus operator position exceed these thresholds. The position is deT scribed in its job profile as “entail[ing] frequent interactions with passengers.” (Alexander Aff. Ex. 2). The work conditions attached to the profile describe the potential for “monthly” bodily injury, such as “severe cuts, broken bones;” and exposure throughout the work day to “moving objects” where “extraordinary safety [is] required,” as well as day-long exposure to “combative persons.” (Id.). These exposures are quаntified, and they exceed the standards NYCTA adopted for those on anticoagulation therapy.
c. Burton Does Not Seriously Dispute Defendants’ Evidence
Burton does not seriously contest defendants’ evidence about his condition, nor the overall soundness of the NYCTA Medical Standards. Burton offers no evidence of his own about the risks or lack of risks associated with Coumadin, nor does he dispute the requirements of the bus driver position. Instead, Burton’s opposition rests entirely on the suggestion that NYC-TA currently employs other bus drivers
In fact, Burton mischaracterizes Dr. Chung’s testimony. Dr. Chung, responding to questions frоm Burton’s counsel, does not quantify these other risk factors, and in any event she concludes that Burton “definitely ... has a higher risk.” (Chung Tr. 34). Moreover, Burton does not contest defendants’ other evidence that distinguishes latent “risk factors,” associated with lifestyle, for instance, from the very different set of side effects stemming from high-intensity anticoagulation therapy. (Alexander Aff. ¶ 19).
d. The Risks Posed by a Bus Operator on Coumadin Are Unacceptable
It is self-evident that the bus operator position is extremely safety-sensitive. Indeed, NYCTA hаs a statutory duty to operate buses for the “safety of the public.” N.Y. Pub. Auth. Law § 1204(15);
see Shannon,
In part, NYCTA regulations аre directed to the safety of the driver. It is due to the risk of serious injury to the driver taking Coumadin that the likelihood of relatively minor events — slips and falls, combative passengers — becomes unacceptable. The plaintiff does not dispute this evidence, nor does he dispute the indirect risk to the public that the working conditions of a bus driver pose, that is, that a minor bodily injury to a driver taking Coumadin could fast become an unreasonable risk to the public. This indirect risk, coupled with the additional, more obvious risk thаt a bus operator taking Coumadin could suffer a stroke (a risk that is also present if
not
sufficiently anticoagulated) or spontaneous internal hemorrhage, is unacceptable, and therefore appropriately disqualifying. Indeed, it is easy to imagine the massive liability NYCTA would incur if any one of these risks materialized.
See Daugherty v. City of El Paso,
In some respects, this case is a closer question than
Giordano,
beсause a bus driver faces less risk of substantial physical confrontation than a police officer. The problem is that, though there may be less risk of such a confrontation, the stakes are that much higher for the driver of a 16.5 ton vehicle wending its way through crowded New York City streets.
Cf. Gasser v. Ramsey,
In the bus driving context, a relatively small risk is unreasonable and unacceptable, and the NYCTA standards that mandate this result do not violate city, state or federal anti-discrimination law.
See Pickering v. City of Atlanta,
Under state law, the standard is that “the particular disability must be such that it prevеnts the particular individual from performing in a reasonable manner the particular activities involved in the job or occupation before an employer is permitted to terminate the individual employee,”
Antonsen v. Ward,
Under New York City law, although for the purposes of this motion I assume that Burton is disabled, I conclude that NYC-TA has established the affirmative defense that Burton cannot satisfy the requirements of the position, with or without reasonable accommodation.
CONCLUSION
For the reasons set forth above, defendants’ summary judgment motion is granted, and all of Burton’s claims are therefore dismissed with prejudice. The Clerk of the Court shall enter judgment accordingly-
SO ORDERED.
Notes
. It is true that NYCTA physicians, both before and after the surgery, restricted Burton from driving any NYCTA vehicle, not just those in passenger service. This distinction, although not properly addressed by defendants, does not persuade me that NYCTA regarded Burton as broadly disabled. It is obvious that the essential function of the bus operator position is to drive a bus in passenger service, and thus the MAC assessments are of limited relevance. Even if I were to assume that NYCTA perceived Burton as unable to drive any vehicle safely, and if I were to assume that this constituted a broad class of jobs, as I discuss below, Burton is not qualified to perform the essential functions of the bus operator position, and thus cannot avoid summary judgment.
