249 Conn. 809 | Conn. | 1999
Lead Opinion
Opinion
The issues in this action for negligence and medical malpractice arise out of the birth of a healthy child to a severely disabled mother, who, in accordance with medical advice, had decided not to have another child. Specifically, we must decide the propriety of a pretrial ruling that struck a count in the named plaintiffs complaint. We also must consider whether jury instructions and evidentiary rulings, during the trial, impaired full jury consideration of her claims for recovery.
The named plaintiff, Patricia Bums (plaintiff), brought this action for negligence and medical malpractice against the defendants, her gynecologist, Thomas M. Hanson, and his practice group, Gynecology and Infertility, P.C.
Prior to trial, the trial court, Stanley, J., struck count two of the plaintiffs complaint, which pertained to the defendant’s alleged liability for the costs of raising a healthy child. The plaintiff accordingly amended the complaint that went to the jury by deleting that count in its entirety. The trial court, Arena, J., instructed the jury in accordance with Judge Stanley’s ruling.
The jury heard testimony relating to the circumstances both of the alleged advice about sterility and the alleged failure to diagnose the plaintiffs pregnancy. Although the defendant conceded that he failed to diagnose the plaintiffs pregnancy, the jury returned a verdict in his favor.
I
FACTUAL HISTORY
The facts concerning the plaintiffs medical condition are largely undisputed. The plaintiff suffers from a chronic, progressive form of multiple sclerosis. She began experiencing the symptoms of her disease in 1980. At the time of the trial in 1997, her condition had so deteriorated that she was confined to a wheelchair
By early 1992, because of the progression of the plaintiffs multiple sclerosis, the plaintiff and her husband decided not to have a second child. Three years earlier, her neurologist in fact had advised her not to have more children, in light of her disabled condition and her difficulty in functioning.
The defendant was the plaintiffs regular gynecologist throughout this time. He prescribed and adjusted the medical devices that she used to prevent pregnancy. Late in 1991, he advised the plaintiff to consider having a tubal ligation “as a pregnancy might further exacerbate her [multiple sclerosis].” In a letter dated one month later, the defendant reiterated that advice and noted that, in his opinion, “it [was] medically contraindicated that [the plaintiff] ever become pregnant . . . [and that] a tubal ligation is indicated.”
In May and June, 1992, in an effort to slow the progression of her multiple sclerosis, the plaintiff participated in a radiation treatment program at the Yale School of Medicine (Yale). Because of the risks of radiation in pregnancy, the plaintiff, as a program participant,
The Yale program advised participants that they had a 10 percent chance of becoming sterile as a result of the treatment. The plaintiff welcomed the possibility of sterility. The defendant knew of the plaintiffs participation in the radiation therapy program and was aware of the risk of radiation therapy in pregnancy.
After receiving radiation treatment at Yale in May, 1992, the plaintiff ceased having her menstrual periods, which previously had been regular. She consulted the defendant about her amenorrhea. He diagnosed her condition as estrogen deficiency and prescribed treatment accordingly.
The parties differ in their recall about whether, during two separate office visits relating to her amenorrhea, the plaintiff discussed the possibility of her sterility with the defendant. The plaintiff claims that the defendant told her that she had become sterile. The defendant claims that sterility was never discussed.
The plaintiff became pregnant when, thinking that she had become sterile, she and her husband ceased using birth control for the first time in a decade. In April, 1993, when she was fourteen or fifteen weeks pregnant, the plaintiff consulted the defendant in accordance with an appointment schedule that previously had been arranged. The defendant observed breast tenderness, and performed a pelvic examination on the plaintiff, but did not diagnose her pregnancy at that time. According to the defendant, he failed to make an accurate diagnosis not because of negligence on his part but because the plaintiff was taking medication that could cause breast tenderness and had failed to provide him with information about experiencing other signs of early pregnancy, such as weight gain and bloating. Expert testimony on behalf of the plaintiff at trial
Two months later, in June, 1993, the plaintiffs internist discovered that the plaintiff was twenty to twenty-one weeks pregnant. The plaintiff did not have an abortion at that time. On October 27, 1993, the plaintiff gave birth to a healthy daughter, whom the plaintiff loves dearly.
From the time of the child’s birth, the plaintiff has been unable to drive, clean the house, shop, do laundry, or prepare meals. Owing to her lack of mobility, she is unable to assist her child with basic tasks, such as bathing or preparing for bed. In several instances, she has been unable to remove the child from dangerous situations, such as running into the street. The plaintiff’s husband assists in caring for the child, but he works eighty hours a week outside of their home.
The jury returned a verdict for the defendant, upon which the trial court rendered judgment after denying the plaintiff’s motion to set the verdict aside. The verdict form stated only: “We, the Jury, find the issues in favor of the Defendants, Thomas M. Hanson, M.D. and Gynecology and Infertility, P.C.” This appeal followed.
II
APPELLATE CLAIMS
On appeal, the plaintiff argues that the judgment should be reversed because the trial court improperly: (1) in a pretrial ruling, excluded any claim for recovery of the costs of raising a healthy child; (2) in accordance with the pretrial ruling, instructed the jury that the birth of a healthy child does not give rise to compensable injury; (3) excluded, as speculative, testimony from the plaintiff on whether she would have terminated her
Ill
THE PLAINTIFF’S SUBSTANTIVE LAW CLAIM
The first issue that we address is the pretrial ruling of the trial court, Stanley, J., that Connecticut does not recognize a right to recover damages arising from the birth and rearing of a healthy child, even when the child was bom as a result of negligent medical advice and medical care. In the second count of her amended complaint, the plaintiff had sought to recover such damages because of the defendant’s alleged negligence in advising her that she had become sterile and in failing to diagnose her pregnancy early in her second trimester. The plaintiff claimed, in count two, that as a consequence of the defendant’s alleged negligence, she “gave birth to a daughter,” and “[had] expended, and will continue to expend, monies for the care, education, welfare and maintenance of [her] daughter . . . .” The court struck the second count in its entirety. This ruling was restated and broadened in a subsequent jury instruction to the same effect by the trial judge, Arena, J.
In deciding to strike count two, and thereby disallowing a claim for damages for raising a healthy child, the trial court, Stanley, J., recognized that he was not writing on a clean slate. In Ochs v. Borrelli, 187 Conn. 253, 256, 258, 445 A.2d 883 (1982), we concluded, unanimously, that a mother was entitled to recover not only for the expenses associated with the child’s disability, a minor orthopedic defect, but also for the ordinary costs of raising a child born as a result of a negligently performed sterilization procedure.
The court, Stanley, J., concluded, for two reasons, that this case was distinguishable from Ochs. The court determined that it was significant that: (1) the claim of negligence in Ochs concerned a negligent sterilization, rather than negligent advice about sterility and pregnancy; and (2) the child in Ochs was not perfectly healthy, while the child in this case is perfectly healthy. The defendant urges us to uphold the court’s ruling. We agree with the plaintiff, however, that these distinctions do not undermine the applicability of Ochs to the present case.
First, the defendant argues that we should approve the distinction that the court, Stanley, J., made between negligent sterility advice and negligent sterilization procedures. Under the circumstances of this case, we are not persuaded. Such a distinction has no validity in the present case, in light of the plaintiff’s all encompassing
Second, the defendant argues that the court, Stanley, J., properly distinguished Ochs because in that case the child that was bom as a result of the defendant’s negligence was not perfectly healthy, but suffered from a minor orthopedic defect. This is amischaracterization of our holding in Ochs. That case did not revolve around the child’s disability.
The defendant maintains that the ruling of the court, Stanley, J., was justifiable on another ground to which the court did not allude. According to the defendant, some jurisdictions that allow recovery for the ordinary costs of child rearing have assigned great weight to the plaintiffs’ reasons for wanting to prevent pregnancy. These cases apparently have denied recovery of damages for child rearing expenses if the motivating factors were therapeutic or eugenic concerns that did not materialize, rather than economic concerns. According to the defendant, because the plaintiffs decision not to become pregnant again was not based on the unwanted costs of raising another child, the plaintiff should not be permitted to seek recovery of costs that she never sought to avoid.
In our view, the defendant’s argument is fundamentally inconsistent with our reasoning in Ochs. We declined to carve out any exception, grounded in public policy, to the normal duty of a tortfeasor to assume liability for all the damages that he or she has caused. We held that any such exception would Improperly burden the exercise of a constitutionally protected right to employ contraceptive measures to limit the size of one’s family. Id., 258. That constitutional right is similarly a part of the background in the present case. Moreover, unlike the cases upon which the defendant relies,
The defendant also argues that the ruling of the court, Stanley, J., should be upheld because a negligently performed sterilization is different from a negligent failure to diagnose a pregnancy. The defendant argues that other states have not allowed recovery for the ordinary costs of raising a child resulting from a physician’s failure to diagnose a pregnancy. See, e.g., M.A. v. United States, 951 P.2d 851, 854-56 (Alaska 1998). We are not inclined today to decide whether that distinction is persuasive, because, on their facts, those cases are distinguishable from the present one. This is not a case in which the plaintiff has alleged nothing other than the failure to diagnose a pregnancy. Instead, the plaintiffs claim of negligence extends over a course of her treatment, which included the alleged negligent provision of sterility advice followed by the alleged failure to diagnose her pregnancy in the context of a pregnancy that the defendant had counseled the plaintiff to avoid because of her progressive multiple sclerosis.
The defendant assumes that, when the trial court gave the instruction that the birth of a healthy child did not give rise to a compensable injury, the jury would have understood that instruction, in context, to concern nothing other than damages.
The trial court explained to the jury that, in order to prevail, the plaintiff had to prove the following four elements of a medical malpractice action: “(1) the existence of a physician/patient relationship at the time of the act or omission complained of; (2) the standard of care required of the defendant physician in his particular specialty; (3) that the physician deviated from the
Accordingly, the ultimate resolution of the present case turns on whether the plaintiff was afforded a fair opportunity to present her substantive claims to the jury. We turn next, therefore, to the plaintiffs claim that the trial court made an improper evidentiary ruling and gave the jury an improper instruction concerning the plaintiffs substantive claim.
IV
EVIDENTIARY AND INSTRUCTIONAL CLAIM RELATING TO LIABILITY
The only evidentiary issue that the plaintiff has raised on appeal relates principally to the defendant’s conceded failure to diagnose her pregnancy in April, 1993. The court precluded her from testifying about what she would have done had her pregnancy been diagnosed
The evidentiary ruling occurred during the direct examination of the plaintiff at trial, when her counsel asked her: “Now, if [the defendant] had discovered in April of 1993 that you were pregnant, what do you believe you would have done?”
The defendant’s counsel interposed: “Objection, calls for speculation.”
The court inquired: “Doesn’t it?”
The plaintiffs counsel then said: “Well, that’s fine as long as I’m not held to a burden of having to establish that then.”
To this, the court responded, as follows: “Na — no colloquy. Objection is sustained.”
A
Before we reach the merits of the plaintiffs objection to the court’s ruling, we first must determine whether it has been appropriately preserved for appellate review. The plaintiff raised her claim in the limited
The defendant maintains that the claim has not been preserved properly, because at trial the plaintiff failed to make an offer of proof as to what her testimony would have been. As the defendant observes, a proper offer of proof serves to “inform the court of the legal theory under which the offered evidence is admissible . . . [and] of the specific nature of the offered evidence so the court can judge its admissibility,” thereby creating an adequate record for appellate review. State v. Conrod, 198 Conn. 592, 597, 504 A.2d 494 (1986). The absence of an offer of proof may create a gap in the record that would invite inappropriate speculation on appeal about the possible substance of the excluded testimony. See, e.g., Id., 598; State v. Gooch, 186 Conn. 17, 24, 438 A.2d 867 (1982).
We are not persuaded that an offer of proof was required in this case, because there was no such gap in the plaintiffs case. It is clear from the record what the plaintiffs answer would have been. The contention that the plaintiff had missed an opportunity to exercise her right to terminate her pregnancy was fundamental to the plaintiffs legal theory that the defendant’s negligence had caused her harm. The plaintiffs fifth amended complaint (which ultimately went to the jury) alleges: “As a proximate result and direct consequence of [the defendant’s] negligence as hereinabove described, [the plaintiff] suffered and will continue to suffer severe physical injuries, including but not limited to: carrying a pregnancy to term [and] giving birth to a child . . . .” Implicit in that claim is the allegation that the plaintiff would not have carried her pregnancy to term had she learned of her condition in April, 1993. The trial court’s jury instruction recognized that this allegation was at the core of the plaintiffs complaint against the defendant.
B
The defendant also reminds us that the trial court has broad discretion with respect to a ruling on the admissibility of evidence. That is undoubtedly the law. See, e.g., Claveloux v. Downtown Racquet Club Associates, 246 Conn. 626, 628, 717 A.2d 1205 (1998); State v. Sullivan, 244 Conn. 640, 646, 712 A.2d 919 (1998).
Although we rarely find an abuse of discretion in an evidentiary ruling, there are nevertheless cases in which we have ordered a new trial to correct an improper exclusion of relevant evidence. As a general matter, evidence “is admissible if it has a tendency to support a fact relevant to the issues if only in a slight degree.” State v. Miller, 202 Conn. 463, 482, 522 A.2d 249 (1987). It is not rendered inadmissible because it is not conclusive. Id.
C
On the specific issue of evidence that is arguably speculative, we have found, in particular instances, an abuse of the trial court’s discretion in excluding that evidence. For example, in State v. Barletta, 238 Conn. 313, 316, 320-21, 680 A.2d 1284 (1996), we concluded that the trial court improperly had excluded expert testimony regarding the effects of ingesting cocaine on
In the present case, the plaintiffs testimony as to what she would have done had the defendant advised her that she was pregnant was not speculative but, rather, was based on her personal knowledge. The plaintiff was not coming to the issue afresh on the witness stand. She had personal experience with deciding to terminate a pregnancy, having undergone an abortion many years earlier when she was an unmarried teenager. In accordance with medical advice concerning her progressive multiple sclerosis, the plaintiff and her husband had made the conscious decision not to have another child. The plaintiffs life experiences made her an appropriate witness to inform the jury about her choices. While her answer, had she been permitted to give one, might have been self-serving, it would not have been speculative. As we explained in State v. Barletta, supra, 238 Conn. 321, “[wjhether the jury would have credited such testimony is not the issue before us; the question, rather, is whether the testimony was reasonably likely to have assisted the jury . . . .” The plaintiffs excluded testimony was the only direct evidence
The defendant contends that the trial court’s evidentiary ruling did not prevent the plaintiff from offering other testimony about her likely response to an earlier notice of her pregnancy. It is hard to imagine what evidence would have been as probative as her own testimony. We disagree with the defendant’s argument that the court’s ruling was proper because the plaintiff could or should have sought to introduce relevant circumstantial evidence.
We conclude, therefore, that the plaintiff’s testimony was not speculative and would have assisted the jury in evaluating the plaintiffs claim. Accordingly, we conclude that the trial court abused its discretion in excluding that testimony.
Although, standing alone, the trial court’s improper ruling might have been harmless, it was not harmless in the present case in light of the charge to the jury. The trial court instructed the jury that “the plaintiff has the burden of proving [that], but for the delayed diagnosis of pregnancy, she would have terminated the pregnancy.” The plaintiff tried to present relevant evidence that would have allowed her to sustain her burden of proof on this issue. The parties have pointed to no other directly relevant evidence before the jury. We do not permit a jury to speculate about a matter on which it does not have evidence sufficient for certain knowledge. Jaramillo v. United States, 357 F. Sup. 172, 175 (S.D.W.V. 1973); see also 2 J. Wigmore, Evidence (4th Ed. 1979) § 661, p. 902. Without the excluded testimony, the juiy virtually was obligated to find that the plaintiff had failed to establish her claim. We conclude
V
SCOPE OF NEW TRIAL
The defendant maintains that a new trial, based on a finding that the trial court improperly excluded the plaintiffs testimony, should be limited in scope. Specifically, the defendant contends that the improperly excluded evidence related only to the misdiagnosis of her pregnancy and, therefore, does not affect the finality of the jury’s finding against her on her claim of improper sterility advice. We disagree.
The defendant’s argument depends on his assertion that the plaintiff pleaded two separate claims in a single count: one pertaining to the defendant’s sterility advice; and the other pertaining to the defendant’s failure to diagnose a pregnancy.
The defendant’s arguments are unpersuasive. The plaintiffs claim of harm arises from the alleged negligence of one individual in a single course of extensive treatment resulting in a single set of claimed damages.
VI
JURY INSTRUCTIONS ON DAMAGES
Because of our conclusion that the plaintiff has established her right to a retrial on all the issues that she raised in her original amended complaint, it is proper for us to give guidance on issues that are likely to recur on retrial.
A
The trial court gave the jury a general instruction that the plaintiff had a duty to mitigate her damages, and that if she had failed to fulfill that duty her damages should be decreased accordingly. The trial court instructed the jury: “In addition, in assessing the amount of damages resulting from the defendant’s negligence you should keep in mind that a plaintiff has a duty to mitigate or minimize her damage under the law. In
The plaintiff argues that an instruction on mitigation was inappropriate in the present case. Her claim, throughout, has been that the defendant’s failure, in April, 1993, to diagnose her pregnancy deprived her of the choice to terminate her pregnancy then. The instruction implied that when her pregnancy belatedly was discovered, she then was obligated to recognize that her failure to terminate the pregnancy might diminish her ability to recover damages from the defendant. The trial court specifically instructed the jury that: “[The defendant] does not contend that the plaintiff had an obligation to terminate the pregnancy or place the child up for adoption.”
The defendant suggests that the general mitigation charge was proper because it could have referred to the reasonableness of future child-care expenses for which the plaintiff sought recovery. That issue, however, is more a factual question of the necessity of future services rather than a question of damages already incurred that the plaintiff should have mitigated.
B
In another instruction to the jury, the trial court directed the jury, in assessing an award for damages, to consider the benefits conferred on the plaintiff by the birth of her healthy daughter. The court instructed: “[A]ny damages which you award to [the plaintiff] for both future economic damages and past and future noneconomic damages may be reduced by the value of the benefits conferred on her by having and raising the child. Such benefits may include the satisfaction, the fun, the joy, the companionship, and the life which [the plaintiff] has had and will have rearing her child.”
The language of the instruction was not improper and the plaintiff makes no such argument. See Ochs v. Borrelli, supra, 187 Conn. 259. She claims that the instruction was improper in context, because she was precluded at trial from pursuing her claim for the ordinary costs of childrearing. This issue is not likely to recur in the same manner at retrial because the plaintiff will now have the right to pursue that claim. The denial of that right was, presumably, at the core of the plaintiffs objection to the jury instruction.
C
Finally, the plaintiff argues that the trial court improperly precluded the jury from awarding her any damages for the period beginning with the birth of the child and ending with the commencement of trial. This is one of the issues that she raised, without elaboration, at trial in her motion to set aside the jury verdict.
“The plaintiff is entitled to recover that amount of money which will in the future allow her to purchase services to help her to care for [her child] until she reaches the age of eighteen. These services may include ones which assist [the plaintiff] by helping her conserve her limited energy levels, if you find that it is reasonably necessary for her to do so and those which are involved with caring for [the child] [her] self. You have heard testimony . . . that the plaintiff will require services on an on-going basis until [the child] reaches age eighteen.”
The plaintiff argues that the court’s charge improperly precluded the jury from considering past economic damages associated with the costs of raising the child from the time of birth. We agree that, on retrial, the instruction on damages should reflect the scope of the plaintiffs cause of action as we have determined it to be.
The judgment is reversed and the case is remanded for a new trial.
In this opinion CALLAHAN, C. J., and BORDEN, BER-DON, NORCOTT and PALMER, Js., concurred.
The plaintiff sought damages from the defendant Gynecology and Infertility, P.O., only on the ground that the corporation is liable for the negligence of Hanson, its agent and employee. In the absence of a direct claim against the corporation, we will, for the sake of convenience, refer only to Hanson’s conduct and refer to him, in the singular, as the defendant.
The initial amended complaint also sought to compensate William Bums, the plaintiffs husband, for damages associated with the defendant’s alleged negligence and malpractice. The trial court granted the defendant’s motion to strike William Bums’ claims for relief on the ground that he had not alleged that he had been a patient of the defendant. That ruling, although challenged in the plaintiffs motion to set the verdict aside, has not been contested on appeal.
It also returned a verdict in favor of the corporate codefendant, whose only alleged liability was based on the defendant’s acts.
The plaintiff and her husband claimed that they could not afford to pay for a tubal ligation.
At trial, the court, Arena, J., instructed the juiy as follows:
“In general, the birth of a healthy child in and of itself does not give rise to a compensable injury under the law. In addition, the law provides that where the defendant’s conduct has caused harm to the plaintiff or to her property and in so doing has conferred a special benefit to the interest of the plaintiff that was harmed, the value of the benefit conferred is considered
The plaintiff filed a motion to set aside the verdict, in which she challenged both Judge Stanley’s pretrial ruling and Judge Arena’s jury instruction. In its denial of that motion, that trial court. Arena, J., stated that that particular instruction “was also based on the decision by Judge Stanley,” and that “the Court believes that also his decision reflected the correct status of the law in Connecticut . . . .”
The defendant also claims that his failure to advise about sterility is not actionable because the plaintiff never asked for such advice. The plaintiff testified to the contrary. A disputed statement of fact is not a basis for distinguishing Ochs on a motion to strike. To the extent that the defendant claims that the plaintiff never informed him of her discontinuation of birth control, that omission is consistent with the plaintiffs claim about sterility advice, because if, as she claims, he told her that she was sterile, such discontinuation would be foreseeable.
The defendant argues, on the same basis, that the plaintiffs claim is distinguishable from those decisions of other states in which ordinary child rearing expenses have been awarded. The defendant has offered no persuasive reason for distinguishing between negligence involving medical procedures and negligence involving medical advice. Moreover, the defendant fails to note that numerous other states have permitted recovery where a child was born as a result of nonprocedural medical negligence. See, e.g., Garrison v. Foy, 486 N.E.2d 5, 7 (Ind. App. 1985) (defendant negligently performed postoperative testing and advised plaintiff vasectomy operation successful); Clapham v. Yanga, 102 Mich. App. 47, 50, 300 N. W.2d 727 (1980), appeal dismissed, 412 Mich. 889, 335 N.W.2d 1 (1982) (physician negligently failed to diagnose pregnancy); Troppi v. Scarf, 31 Mich. App. 240, 244, 187 N.W.2d 511 (1971) (pharmacist negligently filled birth control prescription with mild tranquilizer); Jackson v. Bumgardner, 318 N.C. 172, 174, 347 S.E.2d 743 (1986) (physician negligently failed to reinsert intrauterine birth control device after performing ovarian surgery).
The defendant asserts that the mother in Ochs underwent the negligently performed sterilization procedure “precisely to avoid the birth of another child with [orthopedic] defects.” In fact, our decision in Ochs contains no indication of the reasons why the mother in Ochs sought the sterilization. The opinion states that, besides having two children born with orthopedic
The total cost of the child’s orthopedic treatment was $230; the only remaining treatment required was the use of arch supports in the child’s shoes. Ochs v. Borrelli, supra, 187 Conn. 255 n.2.
We are, moreover, doubtful of the applicability of those cases in the present circumstances. We doubt that those courts would consider a woman to have improper motivation if, as in this case, she suffers from a seriously debilitating and progressive disease that, as she had been informed by medical specialists, made it inadvisable to become pregnant.
As we noted in Ochs, other states have taken a range of positions on whether to permit recovery for the costs of raising a healthy child that is born as a result of a defendant’s negligence. A number have decided, as we concluded in Ochs, to recognize such recovery offset “by the benefits conferred on the parents by having and raising the child.” Ochs v. Borrelli, supra, 187 Conn. 259; see, e.g., University of Arizona Health Sciences Center v. Superior Court, 136 Ariz. 579, 581-83, 667 P.2d 1294 (1983); Morris v. Frudenfeld, 135 Cal. App. 3d 23, 36-37, 185 Cal. Rptr. 76 (1982); Jones v. Malinowski, 299 Md. 257, 269-70, 473 A.2d 429 (1984); Burke v. Rivo, 406 Mass. 764, 769, 551 N.E.2d 1 (1990); Lovelace Medical Center v. Mendez, 111 N.M. 336, 343-44, 805 P.2d 603 (1991); Zehr v. Haugen, 318 Or. 647, 657, 871 P.2d 1006 (1994); Marciniak v. Lundborg, 153 Wis. 2d 59, 64, 450
The defendant observes, accurately, that other states have taken different positions on the question. That fact alone does not persuade us to reconsider Ochs.
At oral argument, the plaintiff conceded that the only evidence that the pretrial ruling precluded her from presenting was evidence of child rearing expenses.
We recognize 1hat a claim for recovery of costs associated with raising a healthy child is a claim that relates to damages. See, e.g., Hartke v. McKelway, 707 F.2d 1544, 1551-52 (D.C. Cir.), cert. denied, 464 U.S. 983, 104 S. Ct. 425, 78 L. Ed. 2d 360 (1983).
The court’s jury charge included instructions on causation. In that context, the court informed the jury: “[The defendant] does not contend that the plaintiff had an obligation to terminate the pregnancy or place the child up for adoption. However, in order to establish that the plaintiff was damaged by [the defendantfs failure to detect her pregnancy on April of 1993 the plaintiff has the burden of proving but for the delayed diagnosis of pregnancy she would have terminated the pregnancy.”
We rely on the colloquy as it is reported in the trial court’s decision on the plaintiffs motion to set aside the verdict, rather than as it is reflected in the court reporter’s transcript.
The defendant malees much of the plaintiffs decision, when her pregnancy was properly diagnosed, four weeks later, not to have an abortion at that time. That contention, however, goes to the weight that the jury might have given to her testimony and not to its admissibility.
The single count pertaining to the defendant’s liability in the plaintiffs fifth amended complaint, which ultimately went to the jury, alleges: “24. The negligence and carelessness of [the] defendant . . . consisted, inter alia, of the following:
“a. failing to take proper histories from [the plaintiff] to determine whether she was sterile;
“b. failing to perform appropriate test on [the plaintiff] to determine whether she was sterile;
“c. advising [the plaintiff] that she was sterile;
“d. failing to properly inquire about and inform [the plaintiff] as to her continued need to use birth control, and the risks attendant to their failure to do so;
“e. failing to timely diagnose [the plaintiff’s] pregnancy;
“f. failing to take proper histories from [the plaintiff] to determine whether she was pregnant;
“g. failing to perform proper physical examinations on [the plaintiff] to determine whether she was pregnant; and
“h. failing to perform appropriate tests on [the plaintiff] to determine whether she was pregnant.”
This case, therefore, is distinguishable from those governed by the general verdict rule. As we observed in overruling in part Finley v. Aetna Life & Casualty Co., 202 Conn. 190, 202, 520 A.2d 208 (1987), the general verdict rule does not extend to “elements of a single cause of action Curry v. Burns, 225 Conn. 782, 792, 626 A.2d 719 (1993).
The defendant did not, at trial, file any motion to revise the plaintiffs complaint. See Practice Book § 10-35.
In the procedural posture in which we address these claims of instructional error, it does not matter that the claims may not have been preserved fully at trial.
Dissenting Opinion
dissenting. The majority orders a new trial because the plaintiff was prevented from testifying about what she believes she would have done if she had been told of her pregnancy six weeks before she actually learned of it. There was evidence that the defendant did not uncover the plaintiffs condition upon examination in April, 1993, when the plaintiff was, in fact, fifteen or sixteen weeks pregnant, and that the plaintiff was first told of her pregnancy in June, 1993, by another doctor. The plaintiff testified that she then decided to carry her child, Molly, to term because an ultrasound examination revealed a baby with a perfectly closed spinal column, ten fingers and ten toes. There was no evidence, however, establishing whether an examination six weeks earlier would have revealed the same condition. Testimony concerning what the plaintiff would have done, therefore, would have been patently speculative, calling for an opinion based upon unknown, hypothetical circumstances. The plaintiff has never disputed that this question called for speculation. I would hold that the trial court properly barred the plaintiff from answering this question.
“Under the Federal Rules of Evidence, speculative opinion testimony by lay witnesses — i.e., testimony not based upon the witness’s perception — is generally considered inadmissible.” Washington v. Dept. of Transportation, 8 F.3d 296, 300 (5th Cir. 1993). In Washington, the court upheld the trial court’s exclusion of the testimony of the plaintiff, a lay witness, “as to what he would have done had he seen the warning label [on a vacuum because] such testimony would not have been based upon [the plaintiffs] perception, but upon his self-serving speculation . . . .” (Emphasis in original.) Id. “Rule 701 [of the Federal Rules of Evidence] limits opinion testimony of a lay witness allowing it only when it is rationally based on the perception of the witness.” (Internal quotation marks omitted.)
In this case, when the trial court asked the plaintiffs counsel whether the question would call for speculation, counsel did not dispute that it would. The plaintiff, in her brief submitted to this court, does not deny that the question would have called for speculation. Rather, the plaintiff now argues that, because of necessity, she should have been allowed to testify about what she believes she would have done had she learned of her pregnancy in April. The plaintiff claims that the trial court’s ruling as to that question took from her the only means of proving that the defendant’s alleged negligence, including his failure to diagnose the plaintiffs pregnancy in April, caused her to forgo an abortion at that time, resulting in the birth of Molly. The plaintiff did not distinctly raise this claim in the trial court and
Furthermore, the plaintiff made no offer of proof as to what her answer would have been. The plaintiff would have us assume that her answer would have been that she would have had an abortion. Whether the plaintiff had any then existing belief about what she would have done and what that action would have been is, however, entirely unknown based on the record. Any prejudice to the plaintiff is, therefore, a matter of speculation. “It is the appellant’s burden to ensure that we are provided with an adequate appellate record to
“The significant gap in the record . . . limits our review and presents obstacles to reviewing the [plaintiffs] claim of error on this appeal. . . . We will not base a claim of error on an assumption that the trial court acted incorrectly. . . . Without an adequate record to review the ruling of the trial court, this court must assume that the trial court acted properly.” (Citations omitted; internal quotation marks omitted.) State v. Conrad, 198 Conn. 592, 597-98, 504 A.2d 494 (1986).
I, therefore, would conclude that a new trial is not required.
I also do not agree with the majority’s extension of Ochs v. Borelli, 187 Conn. 253, 445 A.2d 883 (1982), to provide damages to parents for the birth and raising of a perfectly healthy child and, by implication, for the lost opportunity to have an abortion as a result of a defendant’s malpractice. The allowance of such damages is a matter of public policy more properly within the power of the legislature. See In re Baby Z., 247 Conn. 474, 533, 724 A.2d 1035 (1999) (McDonald, J., concurring); see also Hickman v. Group Health Plan, 396 N.W. 2d 10, 15 (Minn. 1986) (upholding Minnesota legislation prohibiting wrongful birth suits).
Since the majority undertakes to establish public policy, I believe it should be sound public policy. The jury properly was given the opportunity to award damages to the plaintiff as a severely ill mother for her having to carry and raise Molly. The majority now holds that a perfectly healthy parent may recover damages for the costs of raising a normal, healthy child. This holding is
The adverse effect on the child learning of a claim, that she represented a net loss to her parent and that, perhaps, she would have been aborted were it not for the defendant’s negligence surely should be avoided as a matter of “humane and common sense” public policy. Kingsbury v. Smith, supra, 122 N.H. 243.
Accordingly, I respectfully dissent.
The objection the plaintiff raised at trial was that she believed the trial court had relieved her of the burden of presenting proof as to what she would have done had she learned of the pregnancy in April. At trial, the plaintiffs counsel asked the plaintiff the following question: “Now, if [the defendant] had told you, had discovered in April of 1993, that you were pregnant, what do you believe you would have done?” The defendant objected to the question as calling for speculation. The court then asked the plaintiffs counsel: “Doesn’t it?” The plaintiffs counsel replied: “Well that’s fine. As long as I’m not held to a burden of having to establish that then . . . .” The court interrupted to state: “Nah. No colloquy. Objection is sustained.”
The plaintiff argued in her motion to set the verdict aside that she no longer carried the burden of proving what she would have done had she known she was pregnant in April. The plaintiff, thus, never distinctly argued that the court took from her the only means of proving what she would have done.