*1
Argued April November Decided 2009. *5 (Riker, Lederman, appellant argued the cause for Stuart M. Lederman, Scherer, Perretti, attorneys; Mr. Danzig, Hyland & briefs). Carlson, L. on Brenda C. Liss Scott (Carbone Carbone, respondents argued the cause for John M. Faasse, attorneys). Fasano, amicus curiae New argued the cause for Michael J. Davison, (Lomurro, Eastman & Jersey Title Association Land Munoz, attorneys). bar, Mohr, of Columbia
Christopher A. a member of the District Industry Data Associ- argued the cause for amici curiae Consumer LexisNexis, ation, Professional Back- The National Association of Information Professionals ground Screeners and The Real Estate Curtin, (Graham Curtin, attorneys; Thomas R. Association brief). Fennelly, George N. on the C. Jones and Kathleen General, Scheindlin, argued Attorney cause Lewis A. Assistant (Anne Jersey Mil- Attorney for amicus curiae General of New General, At- gram, Attorney attorney; Nancy Kaplen, Assistant counsel). General, torney *6 Barocas, Director, Legal American
Edward L. Civil Liberties Jersey argued Union of the cause for amici curiae American New Jersey Privacy Rights Clearing- Civil Liberties Union of and New (Mr. Barber, attorneys). Grayson house and Barocas opinion of Court. Chief Justice RABNER delivered the (OPRA) Open requires government that Public Records Act State, readily records “shall be accessible” to the citizens of this Underlying subject exceptions. to certain N.J.S.A. 47:1A-1. principle government directive is the bedrock that our works best public its are to the it serves. With when activities well-known public broad access to information about how state and local play governments operate, citizens and the media can a watchful curbing government spending guarding in role wasteful and against corruption and misconduct. simultaneously agencies safeguard requires public
OPRA “to access a citizen’s information” when disclo- expectation privacy.” person’s sure would a “reasonable violate squarely implicated by single Ibid. That concern is here request eight pages types, million of land title records of all twenty-two names, extending period years, contain over which numbers, addresses, security signatures of countless social request citizens of this State. The was made on behalf of a catalogue planning commercial business and sell the information by way easy-to-search computerized of an database. Were that to occur, an untold number of citizens face an increased risk of identity theft. ready government
OPRA’s aims—of access to records and twin protection personal information—require of a citizen’s a careful Here, balancing heavily of the interests at stake. that balance is influenced concerns about the bulk sale and disclosure of a large security plaintiff admitted- amount of social numbers—which need, ly part does not and which are not an essential of the addition, sought. requested In records are not related government. in transparency to OPRA’s core concern of case, tips balance of this circumstances the unusual Under one expectation of reasonable of the citizens’ favor redaction of individual disclosed after respect: the records can be the trial court’s agree with security We therefore social numbers. the cost of effect, conclusion that along its to that with order Appel- requestor. Because the by the should be borne redaction grounds, we affirm on different upheld Division redaction late portion part. also vacate modify judgment its We do not watermarking the documents but upholds judgment because it is moot. the issue further address
I. *7 (Data Trace) technology ais Trace Information Services Data the title tools for company computer-based creates search terms, orga- compiles, Trace industry. simple In Data insurance gathers. it nizes, to title information and sells electronic access for more than company operates land record databases The companies to in 25 It enables title insurance counties states. using comput- them regional databases and to access connect title Trace employed is Data er Plaintiff Fred Burnett software. acting behalf. and is on its County Bergen Bergen County of and the
Defendants are the government of rec- capacity Clerk’s Office in their as custodians ords. 17, 2006, plaintiff request a formal "with the April
On filed copies of rolls of microfilm Bergen County Clerk for microfilm assignments mortgages, of containing following records: deeds, pendens, discharges/satisfactions mortgages, of lis miscella- vacations, neous, mortgages, mortgages, of construction releases (a waivers, liens, liens, tax institutional liens federal inheritance withdrew), judgment. request plaintiff and releases of Plain- later January spanning 1984 to sought period tiff records for the those total, plaintiff In asked for about the most current at the time. 2,559 documents, eight pages stored on an estimated million of microfilm, records con- from 1984 to 2006. The rolls names, addresses, including tained various identifiers (SSNs), security signatures, social numbers and information on support In request, plaintiff marital status. of the relied on OPRA, -13, right N.J.S.A. 47:1A-1 to and the common law access. County Bergen copies
The Clerk’s Office hard maintains of the records, inspection by public during for above available normal hours, copies and microfilm business the same records for security purposes. archival parties exchanged correspondence response to the re- quest ready but did not resolve when the documents would be or Among things, at what cost. other defendants advised that a appear copies they disclaimer or watermark on the so that would current, not be would mistaken official records. August plaintiff complaint
On filed a verified and order seeking declaratory judgment injunction to show cause requiring promptly copying defendants to inform him fee answer, and the date the records be In available. their they capability, staffing defendants asserted did “not have the or budgetary financing comply” light request of the size of the requirement and the that SSNs be redacted before the documents technology could be released. Because no exists redact infor- microfilm, directly explained mation defendants paper microfilm would have to be converted to or an electronic *8 visually electronically and format then examined or scanned so According that SSNs could be masked or blocked. to a bid vendor, private from a copying, defendants obtained the cost of $460,000.1 examining, redacting the records than was more record, Elsewhere in the 6,449 microfilm, another bid estimates that rolls of containing frames, more than 19 million need to be at a of cost copied million. The record does not the approximately explain discrepancy. $1.3 more than twice the number of documents enhances both the Obviously, copying. concerns at issue and the cost of redaction and In this privacy opinion, eight pages, we use the number million consistent with defendant’s certification on this point. 2006, Honorable 25, appeared before the parties the
On October
Superior Court.
Moses,
Assignment Judge of the
Sybil R.
then
plaintiffs could receive
argument was whether
The focus of the
Judge Moses
they requested.
copies of the records
unredacted
right
granting citizens a broad
acknowledged that OPRA favored
noted that
She also
government
of
documents.
access
in “those in
provide against disclosure
Legislature intended to
expectation
priva
person had a reasonable
stances in
which
County Prosecutor’s
cy.” (quoting Asbury
v. Ocean
Park Press
(Law Div.2004)).
N.J.Super.
protecting! considering all of the which is numbers, Social Security pending an ... there was and is not only expectation either or has been enacted [Ajccordingly, I ... ... is in this... but interest implicated against interest to enable theft be identity conclude that it is the public encouraged and take place. under the common analyzed plaintiffs The trial court also claim plaintiffs commercial right and concluded that law of access outweighed by the getting documents was interest unaltered confidentiality of its citi- government’s protecting interest appeal. on pursue Plaintiff did not that claim zens’ SSNs. directing trial court issued an order on December (1) copying fee for the plaintiff defendants to inform (3) (2) records; sought; any from the records redact SSNs stating copying on each document. insert a watermark the date Appellate appealed. published opinion, In a Divi- Plaintiff grounds. on different Burnett sion affirmed the trial court’s order *9 418 343, 319, 322, County Bergen, N.J.Super. 954 A.2d
v. (App.Div.2008). Jersey panel
The
statutes and conclud-
canvassed relevant New
exempt from
ed that SSNs on
records are
the redaction
OPRA,
327,
(citing
requirements of
id. at
teed
article
section 1 of the New
Constitution.
Id. at
332-35,
panel
II. Appellate Division argues the decision of Plaintiff that he seeks should be released and the documents should be reversed erred Appellate Division He contends that redaction. without in privacy in SSNs found right to creating a constitutional documents; bal- panel misapplied Doe’s realty that the recorded expectation of mistakenly found a reasonable ancing and test records; expressly prohibits defendants that OPRA privacy documents; that the redacting SSNs from recorded watermarking; and that agreement on parties not reach an did markings. permit not such OPRA does Appellate Division agree with the decision Defendants disclosing records before they properly in not and maintain acted have a constitutional redacting They argue that citizens them. SSNs; against of their protects disclosure privacy interest expectation privacy their a reasonable that individuals have SSNs; of SSNs from Jersey requires law redaction that New released; plaintiff con- they may be and documents before challenge trial court’s watermarking thus cannot sented on that issue. order following organizations: status to the granted amicus curiae
We (NJLTA); the Consumer Jersey Association Land Title the New LexisNexis, Association, Association of the National Industry Data Screeners, Background Professional and the Real Estate Informa- CDIA); (collectively tion Professionals Association the American Jersey Privacy Rights Union of Civil Liberties New and the ACLU); Clearinghouse (collectively Attorney and the General. plaintiff agree NJLTA and CDIA filed briefs on behalf of statutory arguments with his about OPRA. NJLTA adds that the computer technology to use of examine land title records will expense reduce the time and in title searches. CDIA involved challenges Appellate finding also Division’s of a constitutional right in this case. *11 Attorney argues General that this can be on case decided
statutory grounds; the Court should therefore decline to question right privacy; reach the of a constitutional to that OPRA requires balancing a of interests when disclosure would violate a expectation privacy; citizen’s reasonable that redaction of SSNs test; required balancing matter this is under that and that prohibit watermarking. OPRA does not The ACLU maintains that disclosure of SSNs in this case would expectation violate a citizen’s reasonable both under State Constitution and OPRA.
III.
by analyzing
We start
the statute. Because
find that
we
language provides
balancing
OPRA’s
for a
of the interests in
disclosure,
privacy and
and for redaction of SSNs under the
case,
circumstances of this
we do not reach the constitutional
question
Appellate
Division addressed and therefore do not
Hennessey
Eagle
endorse its conclusion. See
v. Coastal
Point Oil
(1992)
Co.,
81, 109,
(Pollock, J., concurring)
129 N.J.
609 A.2d
(“[Constitutional questions
not
should
be reached and resolved
absolutely imperative
disposition
litigation.”
unless
in the
Saunders,
(1977)
200, 229,
(quoting State v.
75 N.J.
A. requests plaintiff the documents To determine whether disclosed, Legislature’s expressed intent look to the should be we goal when Legislative paramount intent “is the through OPRA. and, indicator of that interpreting generally, the best statute Penn, v. 183 N.J. statutory language.” DiProspero intent is the (2005). 477, 492, 874A .2d1039 code, Legisla Jersey’s statutory
At the outset of New
read
phrases shall be
that a statute’s “words and
ture reminds us
generally
“given their
their context” and
and construed within
end,
must
meaning.”
1:1-1. To that
“statutes
accepted
N.J.S.A.
construed
entirety;
part or section should be
be read in their
each
provide
every
part
other
or section
in connection with
Riello,
210, 224, 948A.2d
v.
195 N.J.
harmonious whole.” Bedford
Assets,
(2008)
168 N.J.
(citing
Liquid
Distribution
In re
17-18,
(2001));
Statutory
on
also 2A Sutherland
B.
by
ready
government records
provides
OPRA
access to
Hoboken,
51,
City
196 N.J.
citizens of this State. See Mason v.
(2008).
64-65,
govern-
(1) obligation public agencies section command that have “an l’s safeguard to a citizen’s information access it disclosure thereof with which has been entrusted when would N.J.S.A. expectation privacy,” the citizen’s reasonable violate provision”); (“privacy “privacy 47:1A-1 clause” or (2) “[pjrior allowing any to to section 5’s directive that access record, government thereof shall redact from that custodian number, any security record information discloses the social which number, number, telephone or license credit card unlisted driver any except security ”... that a number person; number of social made, required by to be maintained or contained a record law kept public agency shall be disclosed when access to on file the document or disclosure of that information is not otherwise 47:lA-5(a); N.J.S.A. see also N.J.S.A. 47:1A- by” law, prohibited 1.1. words,
In other OPRA allows for disclosure of SSNs filed, happen appear on that must be documents otherwise against allowing at the same time the statute cautions access records that violate a citizen’s reasonable interest. collide, contrary may plaintiffs request Those aims sometimes as demonstrates. substantive, parts though are section
Both statute appears beginning, it at the no less than section 5. Section 1 is preface preamble. nor a It has no telltale “whereas” neither
423 appears after OPRA’s preamble. It appear in a clauses that often body of the clause, part of the making provision enactment Bd., Planning 105 Inc. v. S. Brunswick Enterprises, PRB law. 20:03; Sutherland, § (1987); su,pra, 5,1, 1A A.2d 1099 N.J. 518 privacy expressed in the very language § Plus the 2A id. 47:04. reasons not offer nature: it does its substantive clause reveals instead, do; it preambles typically why adopted, as OPRA was imposes an Specifically, it implementation. on the law’s focuses against disclosure of agencies protect to obligation on contrary to reasonable run information which would privacy interests. of OPRA’s substantive nature focused on the
Other courts have
Township, 358
South Brunswick
In Serrano v.
privacy clause.
Appellate
(App.Div.2003),the
1004
N.J.Super.
817 A.2d
by a
tape
a 911 call made
public access to a
of
Division allowed
The defendant
before the crime.
a few hours
homicide defendant
noted
object.
ruling,
In its
the Court
did not
[OPRA’s] declaration of the “public policy”
that
it is reasonable
anticipate
respecting
will be considered
reasonable
the “citizen’s
expectation
privacy”
Council] and the courts.
provision
Records
[Government
extensively by
claim has been asserted.
because no
here, however,
does not confront us
privacy
subject
we leave
to the
of a
claim with
tape,
In the absence
respect
“citizen’s reasonable
occasions
of the
expectation
priva-
for other
interpretation
on such occasions
declared N.J.S.A.
47:1A-1.
the issues
Plainly,
presented
cy”
might
recognize
challenging,
entail a
and we
they
and
could be complex
balancing
[of]
...
the extent and
[relevant] interests
consideration
reasonable
if
between the “citizen’s
expectation
nature of the
any,
interplay,
“construe[]
forth in N.J.S.A.
47:1A-1,
also
mandate,
and the
set
privacy”
right.
right
on that
limitations in the statute
of access” any
favor of the public’s
(final
original).]
[Id.
alteration in
OPRA’s as as the “words chosen in Section well 1 of OPRA.” Ibid. (GRC),
The Government an Records Council informal mediation OPRA, program designed disputes to resolve under has also relied privacy addressing provision requests on the in for access to See, government e.g., Dep’t of Corr., records. Catrell v. N.J. GRC (Feb. 2007) 28, Complaint (citing privacy No. 2006-121 OPRA’s provision denying of disclosure visitor’s list that contained names, relationships, partial addresses SSNs of inmate’s visitors); Records, Ridge Bernstein v. Boro Park Custodian of of 2005) 14, Complaint (July (citing priva GRC No. 2005-99 OPRA’s cy provision denying dog disclosure of names and addresses of entrepreneur seeking to license owners to start electric fence business). Press, Asbury
Consistent with Serrano and
Park
other courts
acknowledged
import
privacy
have
substantive
of OPRA’s
provision.
County
See Courier
v.
News Hunterdon
Prosecutor’s
373,
5,
Office,
N.J.Super.
(App.Div.2003)
380 n.
Ordinarily, specific language
prece
in a statute takes
general language.
dence over more
Wilson v.
Claim
Unsatisfied
(1988).
278,
Bd.,
271,
For
theft,
identity
for
who has
multiple, prior
a felon
convictions
with
access,
obtaining
legitimate
requesting
for
no
reason
particular
linked to
names and
containing
records
millions of SSNs
Indeed,
5,
looking only
plaintiffs request for
at section
addresses.
identifiers,
personal
that contain
eight
pages
million
of documents
period
twenty-two years, would have to be
extending
a
of
over
identity theft.2 That
granted
serving
an inmate
time for
even to
be;
Legislature
intended.
cannot
doubt the
so
we
Legislature
plaintiffs actual
doubt the
envisioned
We likewise
request
adopted
recognize
OPRA.
is
“[i]t
when it
We
anticipate all
frequently
legislation
a draftsman of
to
difficult for
Hence cases
against
his
them.
situations and measure
words
inevitably
language
of the
used
application
arise in
a literal
which
legislative design.”
incompatible
the
would lead to results
with
Sec.,
Corp.
Employment
Div.
25
Capitol
New
Bar & Grill
v.
160, 135 A.2d(1957).
155,
N.J.
language in
approach is to harmonize the
The better
the
each section advances:
sections 1 and 5 and balance
interests
safeguarding
ready
government documents while
access to
any
prevents
person
convicted of
indictable
N.J.S.A. 47:1A~2.2
"a
who is
seeking government
containing personal information
offense ...
[from]
including
family/'
pertaining
person's
In
victim or the victim's
their SSNs.
to the
instance,
protection
right
limited
of access shall be denied. That
broad-based, general inquiry
presents.
likely
like the one this case
not
cover a
Bedford,
expectation
privacy.
supra,
citizen’s reasonable
See
Sutherland,
224,
1272;
46:05,
supra, §§
2A
C. history balancing legislative supports also OPRA’s expressed in sections 1 and 5 of the statute. The Senate interests hearings government conducted on access to records on 9, Dealing March See with Public Access to Govern- 2000. Issues 351, 573, 161, Hearing ment Records: on S. S. S. and S. 866 (N.J. 2000) Comm., Judiciary Leg. [Hearing]. the S. 209th Before time, At the a number of related bills were under consideration. Among legislation, them Senator Robert Martin’s draft S. was (N.J. 2000), Leg. primary 209th which was focus hearing. basic structure of the bill called for records to be public except exemptions. certain There no lan- made was guage protecting privacy rights. in the draft about
Throughout hearing, repeatedly Senator Norman Robertson questions about the disclosure of information. In voiced words, “my only ... his conbern is that we could create situation inadvertently many, unqualified right created an where we have *16 many legitimate privacy impact documents that on the inter- will Hearing, supra, est of citizens in the state.” at 10. He stressed going things of couldn’t that “there are to be whole host we possibly anticipate,” like access to addresses of battered women’s records, public’s right shelters and E-ZPass where the to know against legitimate privacy balanced interests of individu- should be pressed als. at Senator Robertson both to maintain Id. 10-11. access, right requires balancing the common of such a law which interests, statutory protections right include of the to of and to 9-11, 31-34, privacy any at in new law. Id. 76-80. Robertson emphasized try piece to craft a of that “whenever we sit down case, legislation, always competing In this there are interests.... right competition of a between the of access there is somewhat right privacy____” Id. at and the 76. 2003, Bill Senate Martin introduced hearing, the Senator
After colleague advanced. protection his incorporated very the which 2000). added, (N.J. 2003, A new section was Leg. See S. 209th and an obli- responsibility public agency “a has providing that infor- personal safeguard public access a citizen’s gation to from thereof disclosure it has been entrusted when mation with which privacy.” expectation of the citizen’s reasonable violate legislation proposed language part remained That Ibid. 47:1A-1. codified at N.J.S.A. privacy provision now and is the competing command that alongside OPRA’s principle appears public, unless readily accessible to the shall be all documents specifically exempted. Ibid. therefore, support for a history, offers direct legislative
OPRA’s
strong
in
public’s
interest
weighs both the
balancing test that
public access
safeguard
need to
the
disclosure with
privacy.
expectation of
a reasonable
information that would violate
D.
access,
in
we
OPRA’s interests
To balance
constitutional
Although Doe considered
guidance.
Doe for
look to
Law,
by Megan’s
it relied on case law
implicated
privacy interests
the Freedom of
statutory privacy provisions under
concerning
82-86,
(FOIA). Doe,
662 A.2d
supra, 142 N.J. at
Information Act
applies the
Similarly,
Records Council
367.
the Government
statutory privacy claims
addressing
outlined in Doe
factors
Ho-Ho-Kus, GRC Com
v. Boro
OPRA. See Merino
under
2004).
8,
clearly identifies
(July
Because Doe
plaint No. 2003-110
key inquiries,
adopt its factors here:
the
we
(3)
(2)
(1)
might contain;
or
the information it does
of record
type
requested;
(4)
injury
disclosure;
nonconsensual
for harm
potential
any subsequent
(5)
generated;
the record was
to the
which
from disclosure
relationship
(6)
degree
safeguards
of need
disclosure;
unauthorized
prevent
adequacy
(7)
articulated
mandate,
there is an
statutory
whether
access;
express
militating
recognized
interest
toward access.
or other
policy,
public
(citation
marks
and internal
Our concern is with the SSNs contained those records. But SSNs, plainly subject for the documents are to disclosure. obligation apply
Section 5’s to redact SSNs does not here question because the SSNs in are contained in records made, kept by “required law to be maintained or on file 47:lA-5(a). public agency.” Although N.J.S.A. we later look to Jersey strongly public policy other statutes that reveal how New SSNs, disfavors the disclosure of those laws do not “otherwise prohibit[ sought Looking disclosure of the records ]” here. Ibid. 5, then, only subject at section the records are to disclosure. argue Defendant and amici that disclosure of of millions records containing SSNs and other identifiers “would violate the expectation privacy.” citizen’s reasonable of N.J.S.A. 47:1A-1. agree. privacy provision directly implicated OPRA’s We is here requested along because the documents contain SSNs with the names, addresses, signatures, and marital status of a substantial Jersey number of New residents. We therefore turn to the balancing competing test outlined Doe to harmonize OPRA’s redacting concerns and evaluate whether disclosure without SSNs proper is in this case.
A. together: type We consider Doe’s first two factors sought they the information contain. Plaintiff asks deeds, copies assignments mortgages, diseharges/satisfac- mortgages, mortgages, pendens, mortgages, tions of lis releases of *18 waivers, liens, vacations, liens, inheritance tax federal construction through from 1984 2006. judgment period for the and releases of ownership of various realty contain details about Those documents information about owners. properties along personal with records sure, disclosure of the points favor To be a number records, required to They are redacting them. without first generally See recording, kept. maintained and accepted for be recording 46:18, :19, 47:1, :2, purpose of and very N.J.S.A. :3. notice of their contents.” place the world on filing them “is to 271, 279, N.J.Super. County Office, 376 Dugan v. Camden Clerk’s rely buyers and creditors (App.Div.2005). Potential 870 A .2d624 ownership interests. protect their records to establish and on the addition, realty records are In individual See N.J.S.A. 46:22-1. available, inspection at available, copying for remain will placed According plaintiff, eleven counties have clerks’ offices. plaintiff During argument, oral on the Internet. records eight of those counties had unredacted that he believed advised (One prior county all records dated online. later removed prospectively N.J.S.A 47:1-16—which to October when filing—went requires the of SSNs from documents before removal effect.) though, justify cannot unchallenged practices, into Those privacy interest. a violation of a reasonable question realty records in do not It bears mention that voluntarily may add- require SSNs. While some individuals have information, they signed likely is more off on ed that it fact, In one married prepared by lenders or others. documents couple Bergen County Clerk in 2005 and asked to wrote to the They surprised public record. were remove their SSNs from the mortgage on a filed 1996. to find that the information was They explained they that SSNs were not needed also understood they initially realized that the on the document. Even if had SSNs, and that the record would be available document contained County, unlikely Bergen it is inspection at the record vault might up they anticipated their information end or others computerized, in a commercial database a decade or more after- ward. may at a
The fact that SSN be available clerk’s office person’s expectation privacy altogether. eliminate a does not Doe, As the Court noted in through “home addresses often are available sources such as publicly telephone *19 registration organized lists, ‘[in] directories and voter but an there are few society, divulged facts that are not at one time or another to another.’ The interest privacy [in FOIA] 6 the control of individual’s
protected by Exemption
‘encompass[es]
concerning
controlling
An
in
information
his or her
individual’s interest
person.’
regarding
the dissemination of information
matters does not dissolve
personal
because that
information
be available to the
in
form.”
some
simply
may
public
(alterations
original) (quoting
[
That SSNs are combined with other
information ele-
Doe,
privacy
In
the
vates
concern at stake.
Court noted
plaintiff
the issue
“not
has a
interest
in his
was
whether
address,
address,
plaintiffs
along
but whether the inclusion of
with
information, implicates any privacy
142
other
interest.”
N.J. at
83,
earlier,
realty
appear
In
bulk disclosure of
records to a
searchable,
planning
in a
electronic database
to include them
envelops those
obscurity that now
practical
eliminate the
Supreme
County
Office. As
Bergen
Clerk’s
at the
observed,
difference between
“there is a vast
has
Court
diligent search of courthouse
after a
might be found
records that
archives,
throughout
police stations
files, county
and local
clearing
single
in a
summary located
country
computerized
and a
Reporters Comm.
Dep’t
Justice v.
of information.” U.S.
house
1468, 1477,
Press,
109 S.Ct.
489 U.S.
Freedom
For
reason,
(1989).
“compilation of
For that
L.Ed.2d
privacy interest
alters the
information
hard-to-obtain
otherwise
Ibid.
information.”
implicated by disclosure of that
Committee,
govern-
and federal
the state
Reporters
In
Doe
did
ments,
That
pieces of information.
respectively, assembled
prepared the
here;
attorneys or individuals
happen
private
not
reason:
are instructive
another
But the cases
records.
this case
composite
documents—in
they highlight the fact
computer
made available
a searchable
records that would be
broadly
more
than
database—implicate privacy concerns much
one item alone.
documents with
*20
informa
short,
may fade
In
“interests in
when
record,
they
not non-existent.”
but
are
is a matter of
tion
Comm.,
87,
Doe,
(citing Reporters
B. potential for harm factors in Doe address The next two identify significant risk of is the particular Of concern disclosure. of SSNs. of vast numbers theft from disclosure person’s They closely tied to a unique identifiers. are SSNs are presents great a risk of harm. their disclosure financial affairs and individual could obtain a welfare an [A]rmed SSN, person’s with one’s unscrupulous a new address on that order new checks at benefits, or Social benefits Security checking or even obtain the cards, pay- obtain credit account, person’s person’s the harm that can be stated, inflicted from the disclosure of a check____Succinctly alarming an SSN to individual is ruinous. unscrupulous potentially financially [Greidinger v. Davis, (4th Cir.1993) (citations 988 F.2d 1354-55 and footnote omitted).] (FTC) warned, people As the Federal Trade Commission has who impersonate obtain SSNs can victims and use their SSNs “to accounts, opening gain existing facilitate the new access accounts, theft, identity employment, commit medical seek FTC, government Security obtain benefits.” in Numbers: SSNs (2008), http://www.ftc.gov/os/2008/12/-P & ID available at Theft 075414ssnreport.pdf. Jersey Legislature noted the link New between disclosure identity passed Identity
of SSNs and theft it when Theft in purpose Prevention Act 2005. A core of that “to law was Security ensure that the Social numbers of the citizens of the Jersey State of are New less accessible order to detect and prevent identity 56:ll-45(h); theft.” N.J.S.A. U.S. see also Gov’t Office, 07-752, Accountability Security Publ’n No. Social Num- Availability bers: Federal Actions Could Further Decrease Records, (2007), Though Public Other Vulnerabilities Remain 14 (“SSNs www.gao.gov/new.items/d07752.pdf available at ... are key piece of information used to create false for financial identities identity.”). misuse or assume another [to] individual’s alarming findings by Nearly Even more are statistical the FTC. ten percent population million Americans—almost five of the adult by identity during the United States—had been victimized theft FTC, period Identity twelve-month from 2002 to 2003. Theft (2003), Survey Report www.ftc.gov/os/2003/09/ available at those, synovatereport.pdf. Of 3.25 million had their infor- accounts, open loans, mation misused to obtain new new or commit theft, According fraud or other crimes. Ibid. to a different survey, they about 8.3 million adults discovered victimized were *21 identity FTC, theft in 2005. Identity Survey Report 4 Theft (2007), www.ftc.gov/os/2007/ll/SynovateFinalReport available at ID-Theft2006.pdf. many complaints relate to questions of those
Amicus CDIA how cards or other opposed to stolen credit misappropriated SSNs as today point: identity theft is misses the items. Such a debate exposed or stolen real, directly to the misuse of and it is linked in containing SSNs a plan place to documents SSNs. Plaintiffs presents just such a centralized, computer database easy-to-search risk. before, eight pages million plaintiff seeks
As noted downplay twenty-two years. In an effort spanning documents harm, only a fraction of suggests NJLTA that the risk of amicus They experi- Florida’s pages might contain SSNs. cite to those pages of recorded it redacted 30 million ence when only percent 2.6 dating back to 1970 and found documents 208,000 guide, Using Florida’s outcome as a required redaction. and other eight pages sought contain SSNs million would by any account. number identifiers—a substantial percentage apply to New NJLTA contends that a lower records, smaller, yield the risk of Jersey but even if the actual is great. harm remains simply practical way no compound problem,
To
there is
person-
give
untold number of citizens whose
advance notice to an
request.
pending
OPRA
al identifiers would be disclosed under
century ago.
quarter
a
None have
Some of them filed documents
expect
might
their SSNs
now be sold for inclusion
reason to
result,
searchable,
those indi-
computerized
database. As a
request
that their SSNs be deleted
not know to
viduals would
widely.3
v.
they
more
See Michelson
before
are disseminated
out,
statutes,
published
points
allow for notice to be
Certain
as the dissent
laws, however,
447-48,
newspapers.
post
Plaintiff, technology company operates land record data- states, in 25 bases for more than 200 counties would be free to use represented records as it sees fit. It has that it intends develop computerized clearinghouse paying of records for customers.
Disclosure of the unredacted records thus raises a number of Nothing prevent plaintiffs paying risks. would customers from Also, using inappropriate purposes. nothing the database for prevent reselling plaintiff its searchable database or placing marketing approach it if on the Internet its were to change.
D. The sixth factor assesses the need for access. Plaintiff concedes it has for the the trial court no need information ordered homebuyers, redacted. While lenders creditors must—and ownership, plaintiff do—have access to records of admits that it any security may has “no interest social numbers that be Rather, requested plain- property contained real records.” documents, SSNs, underlying require tiff wants the which do not to add to its commercial database. rule, purpose not consider the general we do
As a
Michelson,
N.J.Super. at
supra, 379
requests. See
OPRA
behind
entity seeking records for commercial
458. An
880 A.2d
However,
anyone else.
right to them as
has the same
reasons
balancing of
require a
privacy concerns exist that
legitimate
when
*23
access,
appropriate
for
it is
of the need
interests and consideration
pur
the core
further
unredacted disclosure will
to ask whether
“
public
knowledge about
public
maximize
poses of OPRA:
‘to
citizenry and to minimize
informed
in order to ensure an
affairs
Mason, supra, 196
process.’”
inherent in a secluded
the evils
Press,
64,
Asbury
supra, 374
(quoting
Park
at
Neither of OPRA’s computer compilers of belong private citizens to commercial to investigative request by made an a similar databases. Were recording prac- examining land public group interest reporter or differently in weigh government, this factor would tices of local balancing test. the
E. express is an statuto focuses on there The final factor “whether public mandate, policy, recognized other ry public or articulated Doe, 88, at public supra, 142 N.J. in favor of access. interest” A .2d367. increasingly strong concerns Legislature expressed has 2005, years. In after OPRA’s in recent
against disclosure of SSNs it adopted 47:1-16 and made Legislature N.J.S.A. passage, the 1, expressly prohibits any That October 2005. law effective entity, “print[ing] or any public private or person, and Security number Social displaying] any manner an individual’s any public recording any county document for on intended -with 47:l-16(a). recording authority.” N.J.S.A. a document Whenever SSN, presented filing recording authority for contains a “the shall delete, strike, expunge prior obliterate or that number otherwise 47:l-16(b). recording the document.” N.J.S.A. result, presented filing
aAs documents for on or after October 1, SSNs, longer requests no contain will extraneous present plain- those records will not issues raised 47:1-16, only. application. though, prospective tiffs N.J.S.A. is Had the statute directed that counties redact retroactively, source, providing funding might without law questions against have raised about the rule unfunded local man- Const, VIII, 2, 15(a); § dates. See N.J. art. 52U3H-2. N.J.S.A. afterward, Shortly Legislature again emphasized its concern against public adopted Identity disclosure of SSNs when it (ITPA), 2005, Theft Prevention Act P.L. c. 226. The into law went January specifically recognized effect on 2006. The ITPA possible” giving need to limit access SSNs “whenever to avoid *24 may kept private.” access to information “an individual want earlier, 56:ll-45(g). Legislature pro- N.J.S.A As noted also public purpose claimed as a valid the need “to ensure that the Security Jersey Social numbers of the citizens of the State of New prevent identity are to detect less accessible order theft.” 56:ll-45(h). end, prohibits any person, To that the ITPA N.J.S.A public private entity, publicly posting displaying or or from or SSNs, 56:8-164(a)(l), intentionally communicating N.J.S.A or or making public, otherwise SSNs available to the N.J.S.A. 56:8- 164(a)(4). any exempts coverage records made law OPRA, 56:8-164(e), available under N.J.S.A and therefore does directly pending not resolve ease. safeguarding the importance
Federal law also underscores of See, 405(c)(2)(C)(viii)(I) e.g., (stating § SSNs. U.S.C.A. persons “that are or SSNs obtained maintained authorized confidential, any pursuant provision of law ... shall and no be SSNs); any person authorized shall disclose such” 5 U.S.C.A. “person- 552(b)(6) FOIA of (precluding public § disclosure under a of would constitute ... files the disclosure which nel and similar v. privacy”); Sherman personal of clearly unwarranted invasion (5th Cir.2001) Army, 244 365-66 Dep’t F.3d U.S. of SSNs). of (interpreting preclude FOIA to disclosure public interest is submit that the aggregators plaintiff like Data Through use of realty records. by releasing well-served less more efficient and technology, they can make title searches public. Rather thereby provide a benefit to expensive, and through book after book of requiring to look than title searchers onsite, computer at a termi- county can be done searches promise lays the Alongside that nal the click of a mouse. with records at highlights: easy access to unredacted problem this case central, provide easy access to computerized location can also records, to serious conse- on those which can lead the SSNs quences.
F. factors, balancing find that the twin aims On the above we weigh in personal information protection access and of redacting requested from the records before releas favor SSNs ing way, them. In that disclosure would not violate the reasonable information. expectation citizens have their holding unique is limited to the facts before us: This records, decades, spanning request bulk for millions of requestor contain a number of SSNs the does which substantial need, computer not via a centralized database whose dissemination identity pose an risk of theft to countless individu increased individuals, als, possibility notice to those with no of advance *25 transpar request further OPRA’s core aim of where the does not applied ency government. balancing of interests must be This case, facts, might by another result be case and under different proper. provides may passed request
OPRA that costs be on to recovery duplication ors. The statute allows for of actual costs. 47:lA-5(b). addition, may requestors N.J.S.A. In be assessed preparation responding request. costs for involved in to a work 47:lA-5(c) (allowing special See N.J.S.A reasonable service charge reproduced using ordinary equip when records cannot be extraordinary reproduction expenditure ment or involves of time 47:lA-5(d) effort); (allowing special and N.J.S.A. reasonable charge manipulation” required). if “a substantial amount of is microfilm, plaintiff requests,
To redact SSNs from rolls of as County Bergen pay private need to vendor to convert the format, paper films to or an electronic and then examine them visually electronically or scan them so that SSNs can be masked process accomplished ordinary and blocked. That cannot be with effort, equipment, manipu- extra time and and entails calls for the contemplated by lation microfilm records—costs that are 5(c) (d). sections County plaintiff anticipated forwarded a bid for the actual duplication eight pages
cost of redaction million of records. recognize may prove prohibitively expensive. We the cost But $460,000 original high, is it than while estimate is still less statutorily per page. mandated maximum of N.J.S.A. $0.25 47:lA-5(b). Accordingly, agree ruling trial we with the court’s duplication the cost of redaction and is to be borne plaintiff.
V. cause, hearing At the on the order to on October show Judge skillfully guided parties Moses settlement on a toward amicably attempted number of issues. One area she to resolve was the microfilmed records could be whether “watermarked” so copies provided by apparent that it would be the records were originals. (By Clerk’s office on a certain date and not “water- documents, marking” information is embedded into them which removed.) approach cannot be altered or That was intended to *26 the date might updated after that be over records avoid confusion lien discharged or a mortgage is example, when a copying—for filed. that include a disclaimer agreed to hearing, both sides
At the documents, “assuming the cost is on the be watermarked would afterward, to terms parties could not come minimal.” When diagonally on copying date to insert a ordered them Judge Moses obscure the contents way that not in a would each document document. authority provided no argued that OPRA appealed and
Plaintiff
successfully
argued
Defendant
watermarking public records.
by their
parties
bound
that the
were
Appellate
to the
Division
upheld the trial court’s
thus
agreement.
Appellate
Division
of the issue.
addressing the merits
order without
both sides entered
agree.
do not find that
do not
We
We
watermarking. Their
mutual, binding agreement on the issue of
assumption
on the
qualified;
it was conditioned
agreement was
time,
watermarking
be minimal. At the
that the cost of
would
anything
be
substantial.”
thought
[not]
the fee “would
defendant
$20,000
out, watermarking
to the cost. We
add
As it turned
will
$20,000
amount the
the “minimal”
find that
was within
cannot
Barger,
Kupper v.
contemplated
agreed
or
to. See
parties
(finding
(App.Div.1955)
VI. above, modify For the forth reasons set we affirm and the judgment Appellate relating of the Division of disclosure the records, requested question watermarking on reverse the of because the issue is moot. ALBIN, dissenting.
Justice majority opinion directly unambig- The contravenes a clear and records, mandating public accessibility government uous statute 47:lA-5(a), and, so, doing against N.J.S.A. in strikes a blow governmental transparency age. Today, in the electronic the records; tomorrow, realty are documents denied with this case as precedent, touching important public policy other documents on kept judicially-sanctioned issues be sealed in will the realm of “practical obscurity”—the dusty storage room. shelves some realty Because to microfilm access records maintained in statute, Bergen County by Clerk’s Office is dictated I cannot join majority fashioning judicially-acceptable alternative respectfully result. I therefore dissent.
I. opening provision (OPRA), Open The Public Records Act -13, provides “government N.J.S.A. 47:1A-1 to records shall readily inspection, copying, be accessible or examination right access any limitations on ... and of this State citizens right of access.” public’s in favor of be construed ... shall OPRA, permit ac- shall custodian “[a] Under N.J.S.A 47:1A-1. in the copy thereof provide a government record and to a cess maintains the record public agency requested if the medium ” “ 47:lA-5(d). ‘[gjovemment record’ A N.J.S.A. that medium.” “made, main- agency has governmental “microfilm” that includes ... its official business.” in the course of kept or on file tained of this case— at the heart N.J.S.A. 47:1A-1.1. dis- deeds, releases, assignments and as, mortgages, and such subject to OPRA. government records charges mortgages—are “large, county in either kept are each ibid. Those records See method as by some other good paper or books of well-bound One 46:19-1. 47:1-5.” N.J.S.A. pursuant to R.S. authorized Ibid.-, maintaining records is microfilm. those “other method” for preserved on are realty records at issue N.J.S.A. 47:1-5. The *28 microfilm. record, any allowing government
Generally, “[pjrior to access to any informa- from that record thereof shall redact the custodian security N.J.S.A. 47:1A- social number.” tion discloses [a] which 5(a). However, in a record security number contained “a social by public made, kept on file a by maintained or required to be law or disclo- access to the document agency shall be disclosed when prohibited----” Ibid. is not otherwise sure of that information “required by to be realty are law disputes that records No one agency.” Ibid. The made, by public a kept or on file maintained are that records language of the statute tells us clear they main- in are subject public access—in the medium which to tained, here, presence of social secu- microfilm—regardless of the rity in documents.1 numbers those security Legislature provision numbers for the deletion of social The made no 2005, 1, county the date before October filed with clerks' offices on documents 99, 47:l-16(a) § 2. N.J.S.A. became effective. See L. c. N.J.S.A. 47:1-16 entity, print including any public private provides person, shall or "[n]o now that any Security display any number on individual's Social manner an or OPRA, Legislature distinguished government In the between kept records that are not mandated law to be on file—in those county security cases the clerk must remove the social numbers making public—and before them accessible to the those records containing security kept social numbers that the law mandates be on file—in the clerk those cases must make the records available 47:lA-5(a). public to the redaction. In without See N.J.S.A. the security event the clerk decides to redact the social numbers from records, category provision the latter of no of OPRA authorizes pass along requestor. the clerk to the to cost the construction, Contrary statutory to our standard canons of the majority expression legislative preamble the takes intent the statute, precisely-worded plainly- to OPRA to void a N.J.S.A. 47:lA-5(a). OPRA, opening provision Legislature In the general passing made clear its intent in that statute: Legislature finds and declares it to be the of this State that: public policy agency obligation safeguard a has a and an from public responsibility public access a citizen’s information with which it has been entrusted when disclosure thereof would violate the citizen’s reasonable expectation privacy____ 47:1A-1.) [N.J.S.A. view, my Legislature conclusively In determined public government outweighed for need access provided of individuals it interests when N.J.S.A. recording recording document intended for with public any county authority.” redacting 47:1-16, Under clerk is NJ.S.A. for social county responsible security 47:1—16(b)("When- recording. numbers documents for N.J.S.A. presented recording recording ever a document is with presented any county number, and that document Social authority displays person’s Security recording expunge delete, strike, shall obliterate or otherwise authority *29 document.”). recording number the to prior (codified Moreover, Act, the Prevention 2005, Theft L. c. Identity 56), scattered sections of Titles 2C and which the disclosure of social prohibits 56:8-164(e) numbers, does not records. See NJ.S.A. security apply realty ("Nothing in this shall to documents that are recorded or section apply required Statutes.”). to be to the to Title 47 of the Revised Had the open public pursuant Legislature intended to for the deletion of on social numbers security provide 2005, records before it could have done so. realty certainly 47:lA-5(a) in a record security number contained “a social made, kept by public file a or on maintained required by law to be the or disclo access to document agency be disclosed when shall A prohibited----” is not otherwise of that information sure ordinarily does finding legislative and declaration generally-stated statutory unambiguous mandate. See specific and trump a not Bd., 271, 109 N.J. Judgment & Fund Claim Wilson v. Unsatisfied (“In (1988) there is a conflict general, when A.2d 752 statute, specific provisions of a the general specific and between control.”); Singer, 1A Statu Norman J. Sutherland provisions will 2002) (“[Statements (6th regarding § 20.3 ed. tory Construction may preamble aid appear in the purpose of the act scope or clauses, they the but cannot control construction of doubtful ... cannot be preamble The provisions of the statute. substantive exists as to a intent if no doubt legislature’s used to discern (footnote omitted)). majority The reads meaning.” statute’s legis clearly-delineated a provision to override preamble’s exception enumerated redaction judgment, particular, lative 47:lA-5(a). in N.J.S.A. public the need for evidently concluded that Legislature
The individually or in bulk— records—whether government access to including democracy, purposes a number of essential serves transparency public awareness. fostering governmental right access out- that the Legislature has determined security social weighs the risk of harm individuals whose Nothing in the government records. appear in certain numbers county chooses to redact social suggests that if a clerk statute kept on microfilm security numbers aggregator or data by person, a commercial requested whether clerk then is allowed to Prize-winning reporter, that the Pulitzer merely twenty-fold the cost of requestor more than charge the releasing documents unredacted.
II. Services, case, a national title Trace Information In this Data Bergen County Clerk’s requested that the technology company, *30 444 realty years copy covering
Office
microfilm of
documents
the
1984
to 2006.2 Data Trace intends to use the information to create an
database,
presumably
electronic title search
which
will make title
searches more accessible and affordable to businesses and the
public.
objective
recording realty
notify
of
documents is to
46:21-1;
public
property ownership
rights.
of
and
See N.J.S.A.
Dugan
County
Office,
N.J.Super.
see also
v. Camden
376
Clerk’s
(“Indeed,
(App.Div.)
purpose
A.2d 624
870
of record
[realty]
ing
filing
providing public
or
documents and
access to
contents.”),
place
them is to
the world on notice of their
certif.
(2005).
denied,
209,
184 N.J.
which the documents at issue. seeks distinguish does not between mentioning that OPRA
It bears public access to records giving superior right of requestors, *31 majority’s balancing test The persons over another. one class requestor, compel- motives of the requires inquiry an into the now classify requestors into county judges to ling clerks and even say that the bulk categories. is to and non-favored Who favored than a journalist or academic rather of records to a release good greater public a that out- promote commercial vendor will majority has turned privacy interests? The weighs an individual’s 47:lA-5(a) theory of into a relativi- language clear of N.J.S.A. the only preferred persons and causes access ty might allow that public release of records. bulk represent a Trace does not
Obviously, majority, to the Data requested by reproduce the microfilm on file favored cause. To However, Trace, $19,000. the Data the cost be about County release the documents unless Bergen Clerk refused to security they any numbers. The cost were first scrubbed of social security searching redacting any social numbers would and $460,000. cost-prohibitive amount has the approximately be That records—cloaking deterring effect of access to the them real-world obscurity.” argues “practical Data Trace that the statute does county compel requestor to bear such a not authorize a clerk to prohibitive agree. I cost.
III. enacting Legislature I that in OPRA the intended do not believe direct, distinguish realty between access to county through electronic means. Un- clerk’s office and access majority’s approach, the Trace can visit a clerk’s office der Data realty copy'—with portable photocopiers or scanners—the all, time, security records one document at a social numbers and statute, offending place it and then the information without If, acquired point at some in the has on its electronic database. cost, future, expected profit is how this exceeds aggregator proceed. data That has been the commercial will why experience judiciary and is one reason the Administra- erected artificial barriers for the tive Office of the Courts has not bulk release of court records that are available electronic form. 47:lA-5(a) However, by supplanting applying its N.J.S.A test, majority prohibits judicially-crafted balancing being Trace in a records from transferred to Data cost-effective way, deterring public thus the bulk release of those records. OPRA, government of a record asserts
Under the custodian “[i]f exempt ... part particular of a record is access copy from a of the record that the custodian shall delete or excise exempt portion which the custodian asserts is from access and promptly permit to the remainder of the record.” shall access added). 47:lA-5(g) (emphasis import provi- of this N.J.S.A. custodian, requestor, that the record not the shoulders the sion is *32 redacting any portion of a that responsibility for record the course, protected public from access. Of custodian believes is 47:lA-5(a) here, require that does not the we know N.J.S.A. security realty It redaction of social numbers from records. is the who, own, County Bergen Clerk on her decided that those num- any realty majority bers should be deleted from records. The documents, may requestor concedes that the here view those or them, copy at the Office in their unredacted form. even Clerk’s Thus, 428-29, although A2d at 1162-63. the See ante at fees, requestor pay duplication reproduction the must Clerk should have to bear the cost of redaction on which she “special not be a insists. Those costs should considered service 47:lA-5(e) -5(d). charge.” N.J.S.A. to See
IV. standard, majority’s balancing the Data Trace Even under release of the documents on micro- should not have been denied Bergen meager film based on the record before the Court. The County realty on objected Clerk to the bulk release of the security unsuspect- large numbers of social numbers of basis aggregator, ing individuals be released to a commercial data example of presented the Court with but one yet the Clerk but one a record. And security numbers on such social placed security numbers on example, apparently, the social were individuals. unbeknownst to the concerned the document seems, realty Clerk, records for other made no effort to cull the it having containing security numbers. Without social documents security of documents with social any knowledge of the number Clerk, records, and now the requested in the the numbers extrapolating that one exam- majority, wildly speculates—in identity exposed to of our citizens be ple—that a multitude will least, obligation to conduct a very At the the Clerk had the theft. search, and, basis, a reasonable estimate reasonable on that make The Clerk failed to do that. of the number of documents involved. concern, Last, majority’s the which if were to take to heart we record, is, might public ante at a convicted felon misuse how 1160-61, 424-25, a reason to close down 968A2d at one could find records, kept in the State House or a access to all whether courthouse.
Y. majority objective that the seeks achieve. I understand may majority’s view not be public policy perspective, From believe, that, majority I My quarrel with the is unreasonable. policy goals in the clear Legislature has set forth its intended 47:lA-5(a). language of N.J.S.A documents it has my opinion, In Data Trace is entitled to the microfilm on file in requested solely reproducing at the cost of liberty County The Clerk is at Bergen Clerk’s Office. *33 might appear on the any security remove social numbers records, the cost. One alternative requested but must bear notice, public advance approach put the Clerk is to on media, go and allow individuals to through print and electronic security request of a social the Clerk’s Office to deletion appears a document that does not if such an identifier on number long regarded has been by require one. That form of notice law parties communication to who have adequate as an means of See, legally-cognizable e.g., at interests stake. N.J.S.A. 2A:61-1 (requiring public by government notice for sales of real estate actors); (requiring N.J.S.A. 40A:11-23 advertisements for bids). approach protect contract Such an the individual’s requirements interests and be faithful to the disclosure 47:lA-5(a). mandated N.J.S.A.
Today’s majority opinion significantly will close the door to the Open potentially far-reaching Public Records Act and ad- have consequences to the dissemination of information maintained verse governmental in state offices. Appellate grant
I Data would reverse the Division Trace’s request. expressed, respectfully For the reasons I dissent. joins opinion. in this
Justice LONG part part—Chief For as in affirmance modified/reversal LaVECCHIA, WALLACE, Justice RABNER and Justices RIVERA-SOTO and HOENS—5.
Dissenting—Justices LONG and ALBIN—2.
