62 N.Y.S. 453 | N.Y. App. Div. | 1900
Lead Opinion
In the discussion of the particular ground upon which, in our view of the .case, this judgment may rest, it is not necessary to review the facts further than to state so much as is essential for the assignment of reasons upon which our judgment rests. There has never been any dispute as to the cause.of the collapse of the building in question. Two causes concurred: First, the inherently defective -and insufficient foundation of earth upon which the concrete was-placed for the support of the superstructure; and, second, the insufficient depth of the concrete which was laid upon the earth. Upon the trial the court submitted to the jury two questions, upon which it charged that, if the defendant Ireland was responsible for the conditions involved therein, a recovery might be had. These questions were, was the plan of the building inherently defective, and was the •defendant Ireland responsible for the failure to place the column which fell upon a secure foundation ? When this case was before the court upon a former appeal the-rule was laid down governing the liability of the defendant Ireland, in respect of these questions in the following language:
“ The evidence on the trial tends to' establish that one of the most probable causes of the collapse of the building was the defective*430 character of the foundation under the pillar, where the concrete was laid partly over earth and partly over the old cistern wall. , Such,, too, is the claim of the counsel for both parties. The question of who was responsible for the defective character of that foundation, is not free from doubt. Parker’s contract did not include the excavation. Under the specifications, a uniform thickness of eighteen inches of concrete for the piers is prescribed. No provision whatever is made, either in the contract or in the specifications, for. the contingency that excavation to the depth of two feet might not find soil on which it was safe to rest the foundation of the piers which were to carry the walls or columns.' It might have eventuated, as probably was the actual case, that it was necessary to excavate below the bottom of the cistern wall before it would be safe to commence the laying of the concrete foundation; or it might even have hapjiened that quicksand would be found, and it would be necessary to drive piles or. adopt some other special means to provide a secure place on which to. lay the concrete. Under the contract no duty was devolved upon Parker in these respects except one, i. e:, that no concrete should be laid in trenches until they had been examined by. the architect. The duty, therefore, pf providing a proper foundation upon which the concrete was to be laid, and’of passing upon and determining the sufficiency of that foundation, rested on the owner or his agent. If there was negligence: in this respect by the owner or agent, it would not absolve' the former from liability,, even though the contractor was also careless. The evidence tends to show that the trench was laid out by the foreman of Parker, the contractor, and that the excavation was made and the concrete laid in the absence of the architect. * * * On this state of facts; and assuming that the foundation was Improper, the negligence of the contractor’s foreman is plain, for the specifications provided that he should not lay concrete until the trenches had been inspected by the architect. But it does not necessarily follow that the architect or superintendent of construction was not also to blame. There is evidence tending to show that he absented himself from the building during the time the foundations were being excavated, and also that he accepted and passed the concrete work without having examined the bed on which it was laid. It may be that the fact that the concrete had already been laid before his attention was called*431 to the trench, might be a sufficient excuse for his conduct, and that even a careful man might have been deceived as to the character of the foundation. This, however, was a question of fact for the jury. Therefore we cannot say, as a matter of law, that the appellant was in nowise responsible for an accident occasioned by the improper character of the soil on which the concrete was placed.” (26 App. Div. 487, 494.)
The evidence in the present record, so far as it relates to the defective plans, is not essentially different from that which appeared upon the former appeal. Thereunder, the jury were authorized to find that the plans were in fact defective and in violation of the Building Law. This conclusion is supported by the evidence, which tended to show that eighteen inches of concrete was not a sufficient support, even though it were laid upon undisturbed earth; that the area of the concrete was too great for its thickness; and that the weight of the building which the foundation was necessarily required to bear would, in time, cause a collapse of the structure. It does not need argument. to establish that a plan for the foundation of a building which is insufficient to support it if erected in precise conformity thereto, is a defective plan. Such fact is a demonstration that it is faulty. That this plan was imperfect and insufficient we determined was sufficiently established, upon the former appeal, to support a verdict which so said; and as the evidence upon the subject is as strong if not stronger than before, we must conclude that the verdict in this respect has evidence upon which it may rest.
The defendant seeks to avoid this result by several considerations. It is said that the building department and Parker, the contractor, approved of the plans. The approval by the former is not conclusive; it is a circumstance merely which may be considered to show that they were perfect. (Pitcher v. Lennon, 12 App. Div. 356.) Such approval could in no view release a party from the consequences of providing a plan and erecting a building in conformity thereto which violated the building laws of the State. The approval by Parker could not aid to perfect the plans if they were in fact defective, as no agreement with the contractor can shield the person from the obligation which he is required to perform; otherwise the contractor’s approval might operate as a shield to the owner’s neglect. Such approval may or may not be
It is further said that the defendant committed the whole matter of plans and construction to a competent architect, and is to be exonerated for that réason. Upon the former appeal in the Savage case, we said: “ Where an owner employs a competent and skillful architect to design the building, he is not responsible to the employees of contractors who agree to construct the building according to such design for faults or defects in the design of which he neither knew nor should have known. Of course, to relieve the owner from liability, it must appear that he fairly committed the subject-matter to the architect, and that the deficiencies or defects of the design did not proceed from his interference or direction.”
In a recent case, the Appellate Division in the first department, upon a record similar to the one we áre now considering, held the the same rule. (Fox v. Ireland, 46 App. Div. 541.) Adopting this as the law, we do not find in -this record proof conclusive that the defendant committed this matter entirely to-an architect. The defendant Ireland was not sworn as a witness upon the present trial, neither was his architect. While there is proof in the record from which it might be found that the architect was competent, yet there is no conclusive proof that Ireland knew him to be competent when he employed him, or that he'made any inquiry as to his competency, or that he committed the subject-matter of the plans and of the construction entirely to the architect. On the contrary,* the testimony of Ireland, given upon a former trial and read upon this trial as an admission, shows that, in the construction of the building, he reserved to himself the right to^make changes in the construction; that he added a story to the building and directed Barker in and about matters connected therewith. The most that can be said of all that appears is, that the defendant employed a competent architect, who made plans, saw them carried out and superintended the construction of .the building. But nowhere does it conclusively appear that he committed the whole subject-matter of the plans and building to the architect. Upon this subject the court charged that if the defendant really and actually committed the decision of the .question of plans to the architect, he might be exonerated. Assuming that
As to the second ground, it is perfectly evident that any plan of construction which did not involve a safe and secure support for the building which was to be erected, must be in its very nature inherently defective. There was testimony in the case that the depth of
We said in our former decision that Parker’s contrá’ct did not require anything further than not to lay the concrete in the trenches until they had been inspected by the architect. Garry’s contract made no provision with respect -to the depth of any excavation required to procure a good bottom, if further excavation was necessary beyond that for which the plans called. From these considerations the .court reached the conclusion that the duty of determining thej depth to . which the excavation should extend devolved upon the defendant Ireland or his' agents. In submitting this question to the jury, the coiirt left it to them to determine whether Ireland knew or ought to have known of these conditions. His agent in this regard was .the architect Behrens. . Behrens not only prepared the plans, but he superintended the construction. When a point was reached where .
Nor does it answer to sajr that the contractor Parker was also guilty of negligence in laying the concrete insufficient in thickness, or in permitting it to rest upon the old" cistern wall or upon the undisturbed earth. It is clearly evident that the cause of the collapse was the resting of the concrete upon an insecure foundation, as well as the insufficiency of the concrete itself. Parker was not charged by his contract with making any depth of excavation whatever, nor does it appear that Garry, by his .contract, was charged with such obligation. The testimony is that the soil in which- the excavation was made was fine, micaceous sand, approaching quicksand ; and the jury would have the right to find that the character of the soil was dangerous, as well as was the presence of the cistern wall. This condition produced a contingency not contemplated by the contract, and not embraced within the clause providing that the foundations were to be laid upon undisturbed earth. That clause of the contract forbids the laying of the concrete upon disturbed earth ; it did not, howev.er, absolve the defendant from- the obligation to secure a safe foundation. This obligation was primary; and as the defendant made no provision for performing it beyond that for which the plans called, and as the architect was to inspect the trench before the concrete was laid, if, then, the earth was disturbed by reason of a contingency not contemplated by the plans,
. Substantially all of the questions raised as errors in ruling upon .■the trial and in the charge are covered by the discussion already had. We are not able to see that any substantial error was committed upon the trial, and conclude that the judgment should be affirmed. ,• -
All concurred, except Goodbioh, P. J., who read for reversal, ánd Hieschbebg, J., taking no part.
Dissenting Opinion
I cannot agree in the conclusion reached by my learned associates and, therefore, state my own views, necessarily at some length.
This action, originally, was brought against the defendant Ireland, the owner of land in the borough of Manhattan upon which a building was in process .of erection during the summer of 1895, under contracts with John H. Parker and J. W- Cornell, both of whom were made co-defendants. On August .eightji the building collapsed, and in the fall the plaintiff’s intestate, while in the employ of one Guider, with whom the ¡defendant had made a contract to do the plastering, was killed. A trial was had in 1896, when the jury ■rendered a verdict against Ireland and in favor of the other defendants. An'appeal was taken by Ireland from the judgment entered on that' verdict, but no appeal was taken by the plaintiff from the judgment in favor of Parker and Cornell, and as to them the action has terminated. This court reversed the judgment against Ireland for an error in the charge (26 App. Div. 487), which is not of interest on the present appeal. The general facts of the case are quite fully stated in that opinion and need not be- repeated here. We shall
In the opinion also in tbe Savage case, which was argued at the same time as, and is reported with, the Burke case, it was said: “ We think that in such case, where an owner employs a competent and skillful architect to design the building, he is not responsible to the employees of contractors who agree to construct the building according to such design, for faults or defects in the design of which he neither knew nor should have known. Of course, to relieve the owner from liability, it must appear that he fairly committed the subject-matter to the architect, arid that the deficiencies or defects of the. design did not proceed from, his interference or direction.” It is to.be observed that on the last trial of this action the court embodied the last quotation in the charge, and it is the law governing the present appeal.
The learned counsel for the plaintiff states in his brief that the case was submitted to the jury on two grounds :
*438 “ 1. Whether the defendant Ireland was guilty of negligence in having contracted for the construction of a building which was inherently defective and dangerous, or in violation' of the Building Law. 2. Whether the defendant Ireland was guilty of negligence in failing to use proper care to provide a proper bed or bottom upon which to rest the foundation for the third tier of columns.”
The" learned counsel for the defendant states the submitted questions somewhat differently:
“ 1. ‘ Was there anything, in the original plans for the foundation which was inherently defective ? ’
“ 2. c Was the defendant able to judge of the sufficiency of the foundation as it appeared to him upon the plans as they were prepared for him ? ’
“ 3.. ‘ Did the defendant fairly *commit the subject-matter of the ' building to the architect? ’
’ “ 4. £ Did the defendant furnish to the contractor a safe' and proper bottom upon ‘which to place the foundation for pillar No. 3 ? ’
££ £ Was the condition of the ground such that the defendant or the architect ought to have taken notice of a condition which might imperil the construction'of the building? Was there' anything there that could be seen ? ’
Ought the defendant or the architect to have discovered the condition of things and seen to it that the foundation was not erected upon such a bottom as, concededly, was found to exist there subsequently ? ’ ”
The first ground upon which, as argued by the plaintiff’s counsel, the case was submitted to the jury was whether Ireland was negligent in contracting for the- construction of an inherently defective and dangerous building or one in violation of the Building Law. This question involves.the qualifications o'f the architect, the defendant’s reliance thereon, the character of the building as originally planned, and the approval -of the plans by the building department. On the last trial, as well as on the first, neither the defendant Ireland nor Behrens, the person named as architect in the building contract, was examined as a witness. Ireland, however, was examined as a witness at the subsequent trial of the Savage case. The plaintiff’s counsel, on the last trial of this action, produced as a witness Mr. Ayres, counsel for the plaintiff Savage, to prove certain parts
Mr. Ireland testified that he employed Mr. Behrens, an architect, to draw the plans and specifications of the building in question; that he had known him for several years, and had previously employed him on two buildings, the work of which was satisfactory to the defendant; that ■ before he employed him on previous work he asked his carpenter if he knew of a good architect, and the carpenter recommended Behrens; that Behrens told him of several buildings on which he had been engaged for a number of years, and that he had been employed by one Mr. Williams, a large builder." There was also evidence from the carpenter who recommended Behrens, to the effect that the latter was good in details óf his work. This is all the evidence of Behrens’ capacity and character as an architect, and while it might not have been considered as matter of law that the defendant had proved Behrens to have been a “ competent and skilled architect ” for a building of this character, as he was hound to do, in conformity with our previous opinion, yet, when the defendant’s counsel asked the court to charge that the evidence showed that Behrens was a proper ánd competent architect, and that it was not contradicted, the plaintiff’s counsel asked the court to charge that the question was not whether Behrens was a competent and proper architect, but whether the defendant actually committed to him the decision of the question of plans and specifications. It must, therefore, be assumed that it was conceded by the plaintiff that Behrens was shown to have been a competent and skillful architect.
The next question in order is whether the defendant relied upon
This is not at all in conflict with Pitcher v. Lennon (12 App. Div. 356), where Mr."Justice O’Brien said: “The only evidence that, he employed an architect at all is the indorsement upon the plans of the name of a firm described as such. For all that appears the defendant may have known in the first place that the plans, contained an illegal feature, or even have directed it. The evidence, at all events, of subsequent knowledge is strong.- The case is not the one — to which the defendant’s requests would apply, if at all — of the architect in collaboration with the builder without intervention on the part of the.owner/ It was the owner, Lennon,-who took the plans and gave them to the builder and superintended the construction. He thus learned, or should have learned, that the, building was being erected in an illegal manner-; and this, as has been said, renders him liable.”
In the case of Foot v. Ireland, referred to in the opinion of Mr.
In the case at bar, I think that all the facts which, according to the opinion of Mr. Justice Patterson, were essential to the defense, were either proved or conceded.
This, however, does not entirely dispose of the question whether the building, as planned, was inherently dangerous and defective. It clearly appears that the building which fell was not constructed in accordance with the original plans, and it is no answer to this that even such plans had no sufficient factor of safety. It is not certain that the building would have fallen suddenly and in the manner in which it did, if it had been erected according to the plans. Juries cannot be permitted to enter the domain of speculation and render verdicts on a state of facts which never existed."
I have not lost sight of the plaintiff’s contention that the plans were in violation of the Building Law. If the building had been erected in exact accordance with these plans, such contention might be taken into consideration, but Behrens’ unauthorized • change of the original plan takes that question out of the case, for -it seems to have been conceded by both parties on the trial, and the trial was conducted on the theory, that the accident resulted from placing a twelve-inch concrete foundation for column No. 3 partly on undisturbed land and partly on the wall of an old cesspool or cistern, which formed the fulcrum to a lever constituted by the concrete, inasmuch as the undisturbed earth was likely to settle more or less under the- great pressure transmitted through the column, while the wall of the cistern afforded greater resistance ; and that this greater strain on the part supported by the earth caused a break in the concrete, resulting in the suddlen collapse of the structure above it. It is also to be remembered that a witness for the plaintiff, an architect connected with the buildup department, testified that Behrens’ ¡dans were examined by the experts of that department and approved as plans of a building capable of carrying the loads that would be imposed upon it. Thus we have this condition shown by the evi
There remains the second question, whether the defendant was negligent- in failing to use reasonable -care to provide a safe bed upon which to rest the foundation of column No. 3. He had made a contract with one Garry, who was to “ do all the digging * * * in time .so as not to delay other mechanics * * 'x" agreeably to the Drawings and Specifications made by Olías. R. Behrens, Arch’t. * * * within the time aforesaid, in a good,, workmanlike and substantial manner, to the satisfaction and under the direction of the said architect.” The defendant’s contract with Parker,
On the former appeal, this court did not specifically decide the extent of the responsibility of the defendant for the failure of the architect to supervise .the work and to see that there was undisturbed bottom on which the foundation of column No. 3 was to rest before the concrete work was laid down, but I cannot draw any distinction between that part of the architect’s duty and his -duty to provide proper plans. If failure on the part of an architect to prepare proper and sufficient, plans cannot be imputed to his principal as negligence, by the same reasoning the failure of the architect to see that there was an undisturbed bottom upon' which column No. 3 was to rest cannot be imputed to the defendant as. negligence. Each duty was confided to Behrens by reason of his being an architect and by .the same contract. The defendant’s undisputed testimony shows that he was a layman as to matters. of this kind' and knew nothing of the defects of building', or of the -sustaining weight of concrete or structural erections. Indeed, it may be -said that for this reason the profession of architects exists.
On the entire evidence there can be no question that the accident resulted from the negligence either of one or more of the contractors or of the architect, and for their ■ negligence the defendant is not responsible.
In the recent case of Berg v. Parsons (156 N. Y. 109, 115) the court had occasion to consider .the doctrine of respondeat superior,
It is due to the learned judge before whom the trial was had to say that a motion for the dismissal of the complaint was made at the close of the evidence and that the decision of the question was reserved until after the verdict, on the theory that the case came within the provision of section 1189 of the Code of Civil Procedure. Subsequently to the verdict, in an unreported opinion which is hereto
The conclusions stated above render unnecessary the examination of any other question rhised on this appeal. . I think that the judgment should be.'reversed. . ,
Judgment and order affirmed, with costs.
Garretson, J. (orally) :
I am not satisfied with the result in this case. The submission of the case- to the jury was largely against my own judgment as to what disposition ought to have been made of it on the facts and under the law applicable. As the case was presented to the court after the withdrawal of one of the grounds by Hr. Patterson, there seemed to be but two questions left upon which the liability of this defendant could be predicated, and one of those, I must say, I regard as being of extremely doubtful value. The only one that impressed me with any considerable degree of force at the time was that with reference to the duty of the defendant to see to it that a proper bed was found — that the ground was prepared in such a way that the contractor for the construction of the-building could have, when he commenced his work, that which was required and called for by the plans and specifications, an undisturbed bottom — the excavation having been made by an independent contractor. I think that, so far as the plan of construction is concerned, which was the first ground, as to whether there was