Lead Opinion
OPINION
This matter is before this Court on direct appeal because the trial judge found that Section 10-1080 of the Public School Code, 24 P.S. § 10-1080, was in unconstitutional conflict with Article VI, Section 7 of the Pennsylvania Constitution. Accordingly, the court determined that it lacked subject matter jurisdiction over appellant’s Section 10-1080-based challenge to appellee School Board’s termination of appellant as superintendent of the McGuffey School District.
The facts are not in dispute: On June 29, 1998, appellant, Anthony Burger, was appointed to a five-year term as superintendent of the McGuffey School District, and the parties entered into a written agreement setting forth salary and benefits for appellant’s services. During this term, Sheryl Fleck, a McGuffey School District administrator, filed a complaint alleging sexual harassment and sexual discrimination against her by appellant. The School Board retained Bruce Campbell, Esquire, to investigate the charges. Based upon his investigation, Attorney Campbell held a hearing on October 26, 2000, in accordance with the due process requirements of Cleveland Board of Education v. Loudermill,
On November 2, 2000, the School Board unanimously promulgated Resolution No. 00-01-01, which: (1) directed that a hearing be held on Fleck’s charges; (2) authorized Attorney Campbell to conduct the hearing; (3) authorized Michael I. Levin, Esquire, or substitute counsel to act as the hearing officer, make procedural and evidentiary rulings and provide legal advice; and (4) suspended appellant without pay or benefits pending the hearing process.
On January 10, 2001, the School Board held a public meeting at which it unanimously voted to discharge appellant and adopted Resolution No. 00/01-03, which approved findings of facts and conclusions of law presented by Attorney Campbell. On February 9, 2001, appellant filed a timely appeal pursuant to the Local Agency Law. He also filed a separate civil action in the Court of Common Pleas of Washington County on March 7, 2001. The School Board filed preliminary objections in the nature of a demurrer, arguing that appellant’s sole remedy was an appeal pursuant to the Local Agency Law. On November 29, 2001, the Honorable David L. Gilmore entered an order finding that appellant was barred from pursuing his Common Pleas Court action until he exhausted all administrative remedies available under the Local Agency Law.
On March 1, 2004, appellant requested a de novo hearing in the Court of Common Pleas, which the court granted on April 28, 2004.
All civil officers shall hold their offices on the condition that they behave themselves well while in office, and shall be removed on conviction of misbehavior in office or of any infamous crime. Appointed civil officers, other than judges of the courts of record, may be removed at the pleasure of the power by which they shall have been appointed. All civil officers elected by the people, except the Governor, the Lieutenant Governor, members of the General Assembly and judges of the courts of record, shall be removed by the Governor for reasonable cause, after due notice and full hearing, on the address of two-thirds of the Senate.
The Board claimed that Resolution No. 00/01-03 was entered pursuant to its constitutional authority under Article VI, Section 7 as the appointing agency to remove a civil officer at the Board’s pleasure. Appellant countered that, pursuant to Section 10-1080 of the Public School Code, a superintendent may only be removed after a hearing and for certain enumerated causes:
- District superintendents and assistant district superintendents may be removed from office, after hearing, by a majority vote of the board of school directors of the district, for neglect of duty, incompetency, intemperance, or immorality, of which hearing notice of at least one week has been sent by mail to the accused, as well as to each member of the board of school directors.
24 P.S. § 10-1080. The Board responded that any rights appellant claimed to derive from Section 10-080 represented an unconstitutional restriction on the Board’s authority under Article VI, Section 7. The issue was thus squarely joined.
Following oral argument on November 3, 2004, the trial court granted the Board’s motion to dismiss. The court found that appellant was a “civil officer” who was “appointed” to office within the meaning of Article VI, Section 7 and that the School Board was the power by which appellant was appointed. The court further found that Section 10-1080 conflicted with Article VI, Section 7, that the constitutional provision controlled, and therefore that “[a]ny purported limitation on that removal power espoused in § 10-1080 of the Public School Code of 1949 constitutes an unconstitutional limitation on the School Board’s removal power.” Tr. Ct. Op. at 7 (citing South Newton Tp. Electors v. South Newton Tp. Supervisor,
Appellant appealed to the Commonwealth Court. The School Board filed a petition to remove the matter to this Court pursuant to 42 Pa.C.S. § 722(7), and on March 30, 2005, this Court noted probable jurisdiction. Since the order below held that Section 10-1080 was unconstitutional, our direct review of it is secure. See supra n. 1.
Appellant presents two issues for review: (1) whether the trial court properly concluded that Section 10-1080 of the Public School Code of 1949 is unconstitutional because Article VI, Section 7 of the Pennsylvania Constitution grants an elected school board exclusive authority to remove its appointed superintendent at its pleasure; and (2) whether appellant had a property right arising out of his legitimate expectation of continued employment. The first issue involves the constitutionality
Appellant argues that the trial court’s determination that Section 10-1080 conflicts with Article VI, Section 7 is in error. Citing Weiss v. Ziegler,
The School Board responds that the trial court properly concluded that Section 10-1080 conflicts with Article VI, Section 7 because it purports to limit what is in fact the Board’s unfettered constitutional authority to remove a superintendent at its pleasure. The Board notes that Section 10-1080 provides that a school board may only remove an appointed superintendent for “neglect of duty, incompetency, intemperance, or immorality.” That restriction is contrary to the general and unrestricted power plainly granted by Article VI, Section 7 to remove a superintendent, like any other appointed civil officer, for any reason deemed appropriate by the appointing authority. The Board further contends that the decision of a school board to fire a superintendent involves the exercise of an essential governmental function constitutionally conferred upon a school board.
The Pennsylvania Association of School Administrators (“PASA”) as amicus curiae has filed a brief directing this Court’s attention to the School Code’s comprehensive statutory scheme relating to school
A jurisdictional challenge is typically a threshold question, with review of the substantive issues following a jurisdictional question only if the court is found to possess jurisdiction. MCI WorldCom, Inc. v. Pennsylvania Public Utility Com’n,
The constitutional issue involves a straightforward challenge to the statutory language. The trial court focused on that part of the constitutional provision stating that, “Appointed civil officers, other than judges of the courts of record, may be removed at the pleasure of the power by which they shall have been appointed” (emphasis added). There is no dispute that appellant was a civil officer appointed by the School Board.
The initial difficulty with the trial court’s analysis and conclusion is that the very first sentence of Article VI, Section 7 reads: “All civil officers shall hold their offices on the condition that they behave themselves well while in office, and shall be removed on conviction of misbehavior in office or of any infamous crime.” The Section goes on to distinguish between appointed civil officers, who may be removed “at the pleasure of the power by which they shall have been appointed,” and elected civil officers, who may be removed “by the Governor for reasonable cause, after due notice and full hearing, on the address of two-thirds of the Senate.” The plain language of the first sentence of Section 7, with the use of the phrase “All civil officers,” makes clear that it applies to both appointed and elected civil officers. The provision that such civil officers shall hold their offices on the condition that they “behave themselves well while in office,” and that they shall (not may) be removed “on conviction of misbehavior in office or of any infamous crime” contemplates an affirmative limitation (good behavior) upon removal. Thus, the authority to remove such officers cannot be said to be absolute. Moreover, that the power of removal is not unlimited is a matter of common sense, since none could seriously dispute that an officer cannot be removed for an unconstitutional reason, such as a decision premised upon the race or gender of the officer. We therefore hold that, as a matter of plain meaning, the Constitution does not vest in the appointing power unfettered discretion to remove. Instead, valid removal depends upon the officer behaving in a manner not befitting the trust placed in him by the appointing authority.
The second difficulty with the trial court’s finding of unconstitutionality is that it cannot be squared with the Weiss v. Ziegler,
On appeal, this Court dismissed Weiss’s equity action for lack of jurisdiction, but nevertheless went on to address whether the authority of the appointing power was absolute, ultimately finding that the lower court had erred in its application of the constitutional provision.
Article 6, section 4, provides three methods of removing officers: (1) On “conviction of misbehavior in office or of anyinfamous crime”; (2) “at the pleasure of the” appointing power; (3) removal “by the Governor” as specified. But that provision must be read in connection with other provisions in the Constitution. Article 12, section 1, provides: “All officers, whose selection is not provided for in this Constitution, shall be elected or appointed as may be directed by law.” The authority so conferred to provide for the election or appointment of other officers necessarily involves and implies legislative power to annex conditions of tenure. The Legislature may very well say that it is desirable that certain officers should be appointed but, for reasons which it deems sufficient, they should not be subjected to removal at pleasure and, if so minded, the Legislature may of course provide for such officers, the Constitution containing no provision to the contrary.
Weiss,
Since Weiss, this Court has consistently recognized that, when the General Assembly creates a public office, it may impose terms and limitations on the removal of the public officer so created.
It is therefore established in this State beyond respectable controversy that, where the legislature creates a public office, it may impose such terms and limitations with reference to the tenure or removal of an incumbent as it sees fit. There is nothing in the Constitution prohibiting such action while, on the other hand, Article XII, Section 1, expressly admits of it. Of course, where the legislature, in creating a public office, imposes no terms or limitations on the duration of an incumbent’s tenure or the mode of his removal, the method of removal prescribed by Article VI, Section 4, of the Constitution applies.
Watson v. Pennsylvania Turnpike Commission,
It is undisputed that the office of school superintendent is not expressly provided for in our Constitution; nor does the Constitution expressly prohibit the General Assembly from enacting provisions relating to school superintendents. The office is a statutory creation and, as such, Article VI, Section 1 authorizes the General Assembly to enact provisions governing appointment and removal. Section 10-1080, therefore, plainly is constitutional. Moreover, as PASA’s amicus brief helpfully explains, the reasons why the General Assembly would wish to establish a modicum of job security for this particular office are readily apparent, given the potential for conflict between superintendents and their school boards.
Appellant’s second issue, ie., whether he has a property right in continuing employment as a school superintendent, is ancillary to the constitutional issue which vested jurisdiction in this Court. As such, appellant is not entitled to consideration of the issue as a matter of right. In Harrington v. Commonwealth, Dept. of Transportation, Bureau of Driver Licensing,
[Hjenceforth, to the extent that litigants seek review of ancillary and/or previously undecided issues in a direct appeal pursuant to Section 722(7), they are directed to develop reasons why such issues should be specially considered, along the lines of the guidelines stated in Pennsylvania Rule of Appellate Procedure 1114. In the absence of such reasons, the general practice of the Court will be to remand to the common pleas court, or, where appropriate, transfer to the appropriate intermediate appellate court, for consideration of ancillary or unresolved issues. See generally Commonwealth v. Parker White Metal Co.,512 Pa. 74 , 98,515 A.2d 1358 , 1370-71 (1986). (footnote omitted).
Id. at 393. In a footnote, the Harrington Court added that, “[t]his approach does not alter an appellant’s obligations related to issue preservation and waiver.” Id. at 393 n. 9.
Appellant has not cited to Harrington nor has he set forth any special or important reason why this Court should entertain his ancillary issue in this direct appeal under Section 722(7). It appears that the trial court addressed this issue and determined that appellant did not have a property right in his position as superintendent, and indeed, cited that as a factor upon which the court based its erroneous conclusion that Section 10-1080 is unconstitutional. However, because appellant has failed to attempt to comply with Harrington, and articulates no special or important reason why we should entertain this ancillary issue, we will not entertain it. Indeed, consideration would be particularly inappropriate since the trial court has yet to consider the merits of appellant’s Section 10-1080 claim. Upon resolution of the Section 10-1080 claim on remand, should appellant deem himself aggrieved, he may pursue his ancillary claim in an
Reversed and remanded.
Notes
. Jurisdiction arises under 42 Pa.C.S. § 722(7), which provides that this Court has exclusive jurisdiction of appeals from final orders of the courts of common pleas holding a statute to be unconstitutional.
. The Loudermill Court found that a tenured public employee has certain due process rights arising out of the employee’s property right in his position. Prior to being terminated from the position, the employee is entitled to “oral or written notice of the charges against him, an explanation of the employer’s evidence, and an opportunity to present his side of the story.” Loudermill,
. This Court previously ruled upon the propriety of appellant’s suspension without pay and held that “a school board may implement interim suspensions with or without pay in appropriate circumstances in the face of allegations of serious misconduct on the part of a superintendent,” so long as "procedural due process rights are observed when implementing such measures.” Burger v. Board of School Directors of McGuffey School Dist.,
. The trial court states that the evidence was presented to Attorney Levin acting as hearing officer, but the transcript of the proceedings indicates that Attorney Strassburger served as the hearing officer.
. The record before this Court is silent as to the events that transpired between November 29, 2001 and March 1, 2004.
. In his Concurring Opinion, Mr. Justice Saylor proposes that appellant was not a civil officer within the meaning of Article VI, Section 7 because he was not a statewide officer. See Concurring Op., at 213-14,
Aside from its absence from the parties’ briefs and arguments, the theory raised by Justice Saylor is in at least facial tension with prior decisions of this Court. See, e.g., Commonwealth ex rel. Schofield v. Lindsay,
. In his concurrence, Justice Saylor expresses his concern that our interpretation of Article VI, Section 7 would permit the General Assembly to enact statutes similar to Section 10-1080 that would constrain the Governor's power to remove legislatively authorized statewide officials because "there is no apparent principled basis to support a different construction as to the Governor or any other state-level appointing authority." Op. at 213,
. Article VI, Section 4, has since been renumbered Article VI, Section 7, the word "civil” was inserted each time it appears, and minor deletions not pertinent here were made.
. The Weiss Court passed upon the merits notwithstanding its dismissal of Weiss’s equity action "so that there may be no doubt on the subject if, hereafter, [Weiss] sues in assumpsit to recover his salary.”
. We respectfully disagree with the suggestion in Mr. Justice Eakin’s Dissenting Opinion that Buell v. Union Tp. School Dist.,
Concurrence Opinion
Concurring.
I join the outcome reached by the majority, but on a different basis. As I read the first sentence of Article VI, Section 7, it appears that “good behavior” is a necessary condition of maintaining office, but not a sufficient one. Thus, it should not be understood to limit the at-pleasure removal power set forth in the second sentence. Therefore, I agree with Mr. Justice Eakin that the majority’s interpretation appears to render the second sentence of questionable significance. See Dissenting Opinion, at 215-16,
In this regard, I am concerned that the majority’s interpretation may have the unintended consequence of permitting the General Assembly to impose similar “affirmative limitations,” Majority Opinion, at 206,
. In a parallel development, some delegates urged caution in the removal of elected officials, preferring to require impeachment instead of solely the "address of two-thirds of the Senate.” That suggestion was defeated as well, with one delegate who opposed the impeachment requirement explaining:
Take for instance your office of State Treasurer, who will be elected by the people. Immediately upon his election he may be discovered to be totally unfit for the office, or he may have designs upon the treasury, by the removal of its funds, and for which his security may be inadequate or insufficient as a remedy, and it may be important that he should be removed, and promptly[.] . .. The safety of the public interest may require prompt action. We are bound to suppose that extreme cases may arise.
Debates of thf. Constitutional Convention of 1873, Volume III, at 231 (remarks of Mr. Darlington).
. I am aware that, in Weiss v. Ziegler,
Dissenting Opinion
Dissenting.
I dissent from the majority’s conclusion that 24 P.S. § 10-1080 is not an unconstitutional restriction on the school board’s removal authority under Article VI, § 7 of the Pennsylvania Constitution.
Although the Public School Code is comprehensive, and the legislature may have intended to prevent removal of a school superintendent absent due process and specific misconduct by the superintendent, the effect of § 10-1080 is to impose a limitation on a constitutionally created power. The majority relies on the fact the position of superintendent is created by statute, and Article VI, § 1 authorizes the legislature to enact provisions governing appointment and removal. See Majority Op., at 209-10,
Turning to the language of Article VI, § 7, the majority reads the phrases “behave themselves well while in office” and “on conviction of misbehavior in office or of any infamous crime” as imposing an affirmative
This Court’s decision in Buell v. Union Township School District,
The board of school directors in any school district, ... shall after due notice, giving the reasons therefor, and after hearing if demanded, have the right at any time to remove any of its officers ... for incompetency, intemperance, neglect of duty, violation of any of the school laws of this Commonwealth, or other improper conduct.
Id. (quoting Act of March 10, 1949, P.L. 30, art. V, § 514, 24 P.S. § 5-514).
Here, the constitutional provision and legislative enactment are nearly identical to those in Buell. Tellingly, the language exempting the “Superintendent of Public Instruction” from the appointing power’s absolute removal authority has been excised from the current constitutional provision. I would hold, as in Buell, that the School Code provision at issue conflicts with the constitutional grant of unfettered discretion to the board and is thus invalid. Any other reading gives no meaning to the constitutional provision and eliminates a statutory scheme.
Accordingly, I would affirm, holding § 10-1080 unconstitutionally restricts the board’s removal power under Article VI, § 7, and the trial court lacked jurisdiction to review the board’s exercise of this power. Therefore, I respectfully dissent. I join the majority’s disposition regarding consideration of appellant’s ancillary issue.
. The majority opines "an officer cannot be removed for an unconstitutional reason, such as a decision premised upon the race or gender of the officer.” Majority Op., at 206,
. The text of Article VI, § 7 is similar to that of original Article VI, § 4, as it read in 1874; Article VI, § 4 was renumbered in 1966 as present Article VI, § 7.
