208 Conn. 267 | Conn. | 1988
Lead Opinion
In this case, the plaintiffs are Builders Service Corporation, Inc. (Builders), and Homebuilders Association of Connecticut, Inc. (Homebuilders), each a nonstock Connecticut corporation, and the defendants are the town of East Hampton (town) and the East Hampton planning and zoning commission (commission).
Builders proposes to construct a single-family residential home on the homesite. This homesite is situated in the “AA-1” zone, a residential zone in which
“1. Single-family dwellings having three bedrooms or less:
AA-1, AA-2 Other
Zones Zones
One story with basement or cellar
1,300 1,100
[square feet]”
The home that Builders proposes to erect on the homesite through the services of a builder has a floor area,
The case was tried to the court, Hon. Harry W. Edelberg, J., state trial referee, who found for the defendants. An articulation of the trial court’s memorandum of decision was sought by the plaintiffs but was denied. Fairly viewed, it can be said that the memo
On appeal, the plaintiffs essentially claim that the trial court erred in holding that: (1) the town’s minimum floor area requirement does not violate the zon
I
The plaintiffs’ first claim of error has a number of subsets. Initially, the plaintiffs claim that the defendants had no authority under the enabling act in General Statutes § 8-2 to enact any minimum floor area requirement ordinances. Another claim is that a zoning regulation, to be valid, must “substantially advance” one or more of the purposes set forth in the zoning enabling act in § 8-2. This, in turn, the plaintiffs contend, implicates the “traditional” standard of review, which, the plaintiffs argue, is heightened, at least in the constitutional area, by the recent United States Supreme Court decision in Nollan v. California Coastal Commission, 483 U.S. 825, 107 S. Ct. 3141, 97 L. Ed. 2d 677 (1987). The plaintiffs maintain that Nollan requires that for a zoning regulation to be valid, it must “substantially advance” a legitimate purpose of zoning. In maintaining that this regulation does not “substantially advance” any legitimate purposes of zoning set out in the zoning enabling act, the plaintiffs next argue that it does not advance health and safety, the general welfare, property values or prevention of overcrowding, that housing codes are the only proper place for floor area requirements, and that the “real purpose of the regulation is to exclude from certain residential zones those who cannot afford a home of 1300 square feet.” Error is also claimed in the trial court’s justification of the regulation on the ground that it not only conserves property values but also because the town of East Hampton “has made efforts in other areas of town to promote affordable housing.”
A
At the outset, we address the plaintiffs’ claim that § 5.15 of the zoning regulations represents an “ultra
In order for the challenged regulation to be found “ultra vires,” the commission, in enacting the regulation, must have acted beyond the powers conferred upon it by law. The town established the commission as the town’s zoning authority by adopting the provisions of chapter 124 of the General Statutes. See General Statutes § 8-1; Puskarz v. Zoning Board of Appeals, 155 Conn. 360, 364-65, 232 A.2d 109 (1967). Chapter 124 includes § 8-2. Zoning is an exercise of the police power. “Zoning regulates the use of land irrespective of who may be the owner of such land at any given time and is defined ‘as a general plan to control and direct the use and development of property in a municipality or a large part of it by dividing it into districts according to the present and potential use of the properties.’ State ex rel. Spiros v. Payne, 131 Conn. 647, 652, 41 A.2d 908 [1945] . . . . ” Karp v. Zoning Board, 156 Conn. 287, 297-98, 240 A.2d 845 (1968). “‘Asa creature of the state, the . . . [town . . . whether acting itself or through its planning commission,] can exercise only such powers as are expressly granted to it, or such powers as are necessary to enable it to discharge the duties and carry into effect the objects and purposes of its creation.’ Baker v. Norwalk, 152 Conn. 312, 314, 206 A.2d 428 [1965], and cases cited therein;
The plaintiffs initially claim that there exists no authority under the enabling act for the commission to enact a regulation prescribing minimum floor area requirements at all. Implicated in this claim is the assertion that such a regulation properly belongs in housing codes as opposed to zoning regulations. In this “ultra vires” posture, the plaintiffs maintain that minimum floor area regulation is inconsistent with the purpose of zoning that, they argue, is not only to separate uses geographically into zones within a municipality, but also to ensure that uses on individual lots within those zones are made compatible with each other.
This argument, however, fails to accord a fair and reasonable meaning to the enabling act in § 8-2, par
The noun “size” means “physical magnitude, extent, or bulk: the actual, characteristic, normal or relative proportion of a thing.” Webster’s Third New International Dictionary. Webster indicates that it is synonymous with “dimensions, area, extent, magnitude [and] volume.” Id. “Size” is not a term of art in this case. It, “like any other word, ‘may vary greatly in color and content according to the circumstances and the time in which it is used.’ ” In re Fidelity Mortgage Investors, 690 F.2d 35, 38 (2d Cir. 1982), cert. denied sub
We conclude that because § 8-2 authorizes zoning commissions “to regulate . . . the . . . size of buildings” (emphasis added) it authorizes them to regulate the size of the floor areas of such buildings by enacting regulations prescribing minimum floor area requirements. Such an interpretation does not involve
B
The plaintiffs’ next claim is that the minimum floor area regulation was “not rationally adapted to the promotion of public health, safety, convenience or welfare.” Although the trial court acknowledged that the plaintiffs, in support of their allegations, had presented experts
Although the trial court’s ultimate determination was that the plaintiffs “failed to carry [their] burden of proof that regulation by zoning authorities of minimum floor area without reference to occupancy does not have a rational basis in conserving the values of buildings,” it did, before discussing that, reach a somewhat enigmatic conclusion on the question of whether the nonoccupancy based minimum floor area requirement in § 5.15 promoted public health. The enabling statute provides that regulations “shall be designed ... to promote [public] health and the general welfare . . . . ” General Statutes § 8-2. Here, the trial court found, after weighing the plaintiffs’ expert testimony, “that regulation of floor area without reference to occupancy had no rational basis for promoting the public health.” It acknowledged that the commission had established
We turn first to the basis that the plaintiffs failed to sustain their burden of proof on the issue of conserving the value of buildings. Having already determined that the enabling act authorizes the commission to enact minimum floor area regulations, we must determine whether that power includes the authority to do so without any reference to per person occupancy. If it does, the ultimate result in exercising that authority must still promote the public health or the general welfare as well as conserve the value of buildings. This is so because the enabling act requires that regulations shall be made “with a view to conserving the value of buildings . . . . ” (Emphasis added.) General Statutes § 8-2. The use of the indefinite article “a” before “view” connotes something that is “looked toward or kept in sight.” Webster’s Third New International Dictionary. In statutory construction, unlike the definite article “the,” which particularizes the words it precedes and is a word of limitation, the indefinite article “a” has an “indefinite or generalizing force.” Brooks v. Zabka, 168 Colo. 265, 269, 450 P.2d 683 (1969). This is also true because a zoning regulation, to be valid, “must serve some phase of the public health, safety, convenience or welfare in a reasonable, impartial and considerate way.” Clark v. Town Council, supra.
A regulation that may have some beneficial effect will not, ipso facto, be considered valid and consonant with the general welfare but, rather, inquiry must also be directed toward whatever detrimental effects a particular regulation has. A regulation that has some relationship to promoting the general welfare or some subset of that concept, such as public health, safety, property values or any of the declared purposes set out in the enabling act in § 8-2, would be valid if it does not at the same time promote or generate results that are contrary to the general welfare. “Where, however, a zoning [regulation], in addition to promoting legitimate zoning goals, also has effects contrary to the general welfare, closer scrutiny of the [regulation] and its effects must be undertaken. The fact that a [regulation] may have some adverse effect is not determinative.” Home Builders League of South Jersey, Inc. v. Township of Berlin, 81 N.J. 127, 139, 405 A.2d 381 (1979). Such a view is not unlike saying, as this court has: “The limit of the exercise of the police power is
The standard to be used in examining this regulation is the rational basis standard as set out in such cases as Blue Sky Bar, Inc. v. Stratford, supra. Despite the plaintiffs’ claims to the contrary, the recent United States Supreme Court case of Nollan v. California Coastal Commission, supra, is inapposite on this appeal, even on their constitutional claims.
In considering whether this regulation works to achieve a proper legislative object of zoning, we must examine it to see if it operates in a manner reasonably related to such a legitimate purpose of zoning. That a corporation interested in the development of real
While urging us not to follow or utilize the Home Builders League of South Jersey, Inc. case, the defendants nevertheless urge rather that we do look to the earlier New Jersey case of Lionshead Lake, Inc. v. Township of Wayne, 10 N.J. 165, 89 A.2d 693 (1952), appeal dismissed, 344 U.S. 919, 73 S. Ct. 386, 97 L. Ed. 708 (1953). Although they concede that Lionshead Lake, Inc., written by then Chief Justice Vanderbilt, is now of “questionable validity” in New Jersey since the more recent Home Builders League of South Jersey, Inc. case, the defendants argue that “it may still be very much in line with the Connecticut Supreme Court treatment of pertinent issues.” In that context, they refer to DeMars v. Zoning Commission, 19 Conn. Sup. 24, 109 A.2d 876 (1954), aff'd on other grounds, 142 Conn. 580, 115 A.2d 653 (1955). In sustaining the minimum floor area requirement in DeMars, the trial court depended in part upon Lionshead Lake, Inc. DeMars hardly helps the defendants for at least three reasons. The first reason is that the minimum square footage requirement in Lionshead Lake, Inc., unlike the regulation in this case, was the same in all the town’s zoning districts. Second, the number of square feet involved in this case, DeMars and Lionshead Lake, Inc., are revealing. In DeMars v. Zoning Commission, supra, 24-25, two residence zones A and B were involved, and the challenge was directed to minimum floor areas of 860 square feet for a single-story dwelling, 720 square feet ground floor area for a one and one-half or two-story dwelling, with a total of 1000 square feet in all, and 720 square feet of floor area for each family in a two-story or more family dwelling, as well as the fix
We examine the trial court’s conclusion that the plaintiffs had not proven, with this specific regulation before it, “that regulation by zoning authorities of minimum
In addressing the justification of this regulation because it conserves the value of buildings, we are bound by the trial court’s conclusion that the expert testimony of Rowlson was “unconvincing” even though it is not entirely clear that that statement went to all of Rowlson’s testimony or solely to his “multiple regression analysis.”
The house that the plaintiffs want to erect on the 3.57 acre lot (which cost $40,000) is a modular home for which the contract price is $41,055 and is one whose construction meets the requirements of the Federal Housing Administration (FHA), Veterans Administration (VA) and Building Official Conference of America Code (BOCA), the latter of which the state of Connecticut has adopted for its code. It is capable of being set on the site so that it would comply with the zoning regulations of the town of East Hampton with the exception of the 1300 square foot minimum floor area requirement; it has approximately 1026 square feet of floor area. This house, which is a three bedroom ranch, would be set on a concrete foundation with a concrete cellar beneath it. In addition, site preparation, which included such things as pouring of concrete foundation and cellar, excavation, well, septic, backfilling, access driveway, tie-ins for utilities and the like, the evidence disclosed, would be “just under 18 thousand [dollars].” The total cost for the construction of this home, exclusive of the cost of land, would be approximately $59,000.
Moreover, the trial court made no finding that smaller houses, and specifically this proposed house, would decrease or destabilize the value of buildings in this zone. To “conserve,” ordinarily understood, means “to preserve.” Webster’s Third New International Dictionary. Here again, there is no finding by the trial court of what the value of buildings in the area of the zones subject to § 5.15 were so as to make a reasonable comparison with the plaintiffs’ proposed house upon which to premise a conclusion that requiring that house to have a minimum floor area of 1300 square feet would not conserve the value of such buildings. Even conceding, as we have, that the court did not credit Rowlson’s uncontradicted expert opinion testimony in that regard, it is not entitled here to conclude that the opposite is true, especially where there is no evidence
The trial court’s support of its position that this regulation is therefore valid as it serves to conserve the value of buildings is untenable on this record. Its conclusion in this regard is further undermined by its having sustained a “varying minima” type of regulation; this generates serious concerns about the lack of evenhanded treatment of potential homeowners in the economic context. This distinction has not gone unnoticed elsewhere. Two frequently cited minimum floor area cases demonstrate this. The Supreme Court of Pennsylvania in Medinger Appeal, 377 Pa. 217, 104 A.2d 118 (1954), struck down a zoning ordinance which prescribed a different minimum habitable floor requirement in each of the town’s districts. In doing so, it held that “neither aesthetic reasons nor the conservation of property values or the stabilization of economic values in a township are, singly or combined, sufficient to promote the health or the morals or the safety or the general welfare of the township or its inhabitants or property owners, within the meaning of the enabling Act of 1931, as amended, or under the Constitution of Pennsylvania.” Id., 226. In that case, the court pointed out that with reference to the “sliding minimum scale of habitable floor areas in residential properties,” there was “no attempt or intent to measure the habitable area of a home by the number of persons who would occupy it, and there was no proof that the ordinance as drawn would protect or affect any person’s health or morals.” Id., 224-25. Significantly, the Medinger Appeal court noted it was not holding that, under other circumstances, a minimum habitable floor requirement might have a reasonable, direct and proper relation to the health and morals and safety to the occupants of the house and the community in general; we concur in this observation of the Medinger Appeal court.
The later New Jersey case of Home Builders League of South Jersey, Inc. v. Township of Berlin, supra, indicated that while the Lionshead Lake, Inc. court referred to the fact that, although there are minima below which the health of its occupants might be impaired, it nevertheless rested its conclusion in upholding the ordinance on the protection of land values generally
Under all the circumstances, the trial court’s determination in this case that the challenged “varying minima” regulation without reference to occupancy promotes a legitimate purpose of zoning in that it conserves the value of buildings cannot stand. That determination cannot be supported even giving the commission that deference to which it is due on such matters, which includes our obligation not to substitute our judgment for that of the local zoning authority. The absence of satisfying a proper objective of
We now reach the trial court’s conclusion that “affordable housing” also served as a basis to sustain this regulation.
The trial court’s memorandum is barren of the existence of “affordable housing,” under its definition, in the two residence zones AA-1 and AA-2 controlled by the regulation involved.
We recognize that several years ago General Statutes § 8-2 was amended to provide: “Such [zoning] regulations shall also encourage the development of housing opportunities for all citizens of the municipality consistent with soil types, terrain and infrastructure capacity.” The trial court’s memorandum of decision does not refer to this amendment or its implications. This amendment uses the word “shall” while there are other provisions of § 8-2 that include the word “may” as to what can be the subject of zoning regulations under § 8-2. This use of “shall” and “may” in the same statute, which is “commonly mandatory and directory in connotation” is “a factor that evidences affirmative selectivity of terms with specific intent to be distinctive in meaning. The words ‘shall’ and ‘may’
We conclude that East Hampton’s minimum floor area requirements under § 5.15 of its zoning regulations are not rationally related to the legitimate objectives of zoning, including the promotion of health, safety, and general welfare or conserving the value of buildings that are outlined in § 8-2. A per person occupancy based component of a minimum floor requirement, intended to promote public health, is one factor to be considered in whether a zoning regulation satisfies the requisite connection to a legitimate objective of zoning, but it is not the only one. Nevertheless, in the absence of any evidence that demonstrates a rational relation between minimum floor area requirements and the legitimate objectives of zoning in § 8-2, the current East Hampton zoning regulation is invalid under § 8-2. We express no view whether a different minimum floor area regulation, even without an occupancy based component, might conserve the value of buildings, but the challenged regulation clearly does not do so.
II
Since we have concluded that East Hampton’s minimum floor area requirements are not rationally related to any legitimate purpose of zoning as set out in § 8-2, it is not necessary to address the plaintiffs’ claim that § 5.15 of the East Hampton zoning regulations denies them due process of law under both the United States and Connecticut constitutions. We ordinarily do not address constitutional issues unless it is necessary. Carofano v. Bridgeport, 196 Conn. 623, 647, 495 A.2d 1011 (1985). It is not necessary in this case.
In this opinion Glass and Hull, Js., concurred.
The defendant town of East Hampton has established the defendant East Hampton planning and zoning commission as the town’s zoning authority by adopting the provisions of chapter 124 of the General Statutes.
Prior to the purchase of the homesite by Builders, the commission had denied Markham’s request to allow him to build a house with a floor area
Section 5.15 of the East Hampton zoning regulations provides: “No building shall be erected, enlarged, altered or rebuilt unless it provides the following minimum floor area for each dwelling unit.
“1. Single-family dwellings having three bedrooms or less:
AA-1, AA-2 Zones Other Zones
One story with basement or cellar 1.300 1,100
One story without basement or cellar 1,450 1,250
One and one-half story ground floor 864 864
second floor 425 425
Split level 1.300 1,100
Two story, with not more than half the required floor area on the first floor 1,850 1,600
Earth sheltered housing 1.300 1,100
“2. Multiple Family Dwellings: Multi-family dwellings shall have a minimum floor area of 650 square feet per dwelling unit containing one bedroom. A dwelling unit containing more than one bedroom shall provide 150 square feet for each additional bedroom. Stairways, public halls, rooms containing space and/or water heating equipment, garages, open or closed outside vestibules or porches or verandas, and unfinished basement space shall not be counted in computing minimum floor space.”
Section 3.6 (F) (4) of the East Hampton zoning regulations defines “floor area” as follows: “Floor Area: The sum of the gross horizontal areas of
General Statutes § 8-2, entitled “Regulations,” provides: “The zoning commission of each city, town or borough is authorized to regulate, within the limits of such municipality, the height, number of stories and size of buildings and other structures; the percentage of the area of the lot that may be occupied; the size of yards, courts and other open spaces; the density of population and the location and use of buildings, structures and land for trade, industry, residence or other purposes, and the height, size and location of advertising signs and billboards. Such zoning commission may divide the municipality into districts of such number, shape and area as may be best suited to carry out the purposes of this chapter; and, within such districts, it may regulate the erection, construction, reconstruction, alteration or use of buildings or structures and the use of land. All such regulations shall be uniform for each class or kind of buildings, structures or use of land throughout each district, but the regulations in one district may differ from those in another district, and may provide that certain classes or kinds of buildings, structures or uses of land are permitted only after obtaining a special permit or special exception from a zoning commission, planning commission, combined planning and zoning commission or zoning board of appeals, whichever commission or board the regulations may, notwithstanding any special act to the contrary, designate, subject to standards set forth in the regulations and to conditions necessary to protect the public health, safety, convenience and property values. Such regu
The plaintiffs appear to have another claim characterized as “ultra vires” in which they argue that the regulation attacked is “ultra vires” under the zoning enabling act in that the commission used its zoning powers in enacting this regulation to “segregate] landowners [in East Hampton] on the basis of income.” Thus, they contend, the challenged regulation gives legislative sanction'to a division of residents in the town that serves to exclude lower and moderate income persons from certain residential districts because of the high minimum floor area requirements for single-family houses under the regulations. We discuss this argument, which is not analytically characterized as “ultra vires” below, after we address the essentially “ultra vires” claim of the plaintiffs.
These experts included Eric Mood, a nationally recognized expert on public health matters, John Rowlson, a real estate appraiser with about thirty years experience, and Charles Vidich, a municipal and regional planner with such experience in a number of Connecticut municipalities.
Rowlson, a member of the Masters Appraisal Institute, testified that “multiple regression analysis” was a commonly used technique in real estate appraising. He used this technique to demonstrate the relationship of floor area to value, opining that the floor area of a home, in and of itself, had no discernible effect on the fair market value of the home or any adverse effect on the value of abutting or neighboring homes. His testimony included
Rowlson’s testimony elucidated the multiple regression analysis by saying that it included the consideration of five independent variables, including house size, land area, date of sale, and age of the house, which were used in the formula employed in this analysis in order to ascertain the dependent variable sought, i.e., market value. After putting the information gleaned from the independent variables into a computer and obtaining the dependent variable of value, he maintained that further computer operations that he discussed enabled him to determine the reliability of this determination.
“Multiple regression [analysis] is a statistical technique designed to estimate the effect of several independent variables on a single dependent variable. . . . The most important issue in a regression analysis is what factors should be included as the independent variables. It is important to include all variables that significantly influence the dependent variable.” E.E.O.C. v. Sears, Roebuck & Co., 628 F. Sup. 1264, 1287 (N.D. 111. 1986). There is little question that “[c]ourts . . . must carefully evaluate all the assumptions and data underlying the statistical analysis to determine whether they are sufficiently related to reality to provide any useful information to the court.” Id., 1286.
Later in his testimony, Mood, who has served as the chairman of the Committee on Housing and Health of the American Public Health Association on a number of occasions, said that his definition of “health” did not exclude mental health. In doing so, he testified that insofar as housing studies are concerned, there has not been any opportunity and nobody has been able to conduct any valid studies and show the effects of housing on mental health.
At that time, Mood was asked the following question and gave the following answer:
“Q. And with regard to floor area, what are those recommended minimum standards in that report?
“A. The current ones—there are two sets of floor standards, one of them as it relates to sleeping space, and in a sleeping space is the fact that there will be at least seventy feet of floor space for occupants and if there is more than one occupant, there will be 100 square feet for two occupants and then for each additional occupant will be 50 additional square feet. Also, is the fact that the ceiling height will be at least seven feet high. Then there is [a] standard as it relates to the total living space which excludes space that is involved [in] bathrooms, corridors and things of that nature; that standard will be 150 feet for the first occupant and 100 square feet for each additional occupant. So therefore, for two persons occupancy would be 250 square feet and for a three person occupancy 350 square feet.”
Mood also testified that housing codes, and not zoning codes, are the proper place for minimum floor area requirements. That is not referred to in the trial court’s memorandum, but an examination of that memorandum suggests that the trial court did not appear to agree. This is particularly true because of its position on the “varying minimum” issue that impliedly rejects this claim of the plaintiff.
We do not agree with the plaintiffs who urge, on the constitutionality-issue, that the recent United States Supreme Court case of Nollan v. California Coastal Commission, 483 U.S. 825, 107 S. Ct. 3141, 97 L. Ed. 2d 677 (1987), enunciates the standard of review.
In Nollan, which essentially was a “taking” case within the taking clause of the fifth amendment to the United States constitution, the majority held that the standard of review of the land use regulation in that context, viewed in the light of the record and the bases urged in its support by its proponents, i.e., the state of California, was the determination of whether it “ ‘substantially advance[s] legitimate state interests’ ” while not denying the owner the economically viable use of his land. Id., 834.
The plaintiffs claimed that on their constitutional claims Nollan therefore renders the Blue Sky Bar, Inc. v. Stratford, 203 Conn. 14, 523 A.2d 467 (1987), standard of rational relationship inapplicable. We do not agree. A close reading of the opinion in Nollan, including the separate dissents of Justices Brennan, Blackmun and Stevens, discloses that, contrary to the plaintiffs’ claim on this appeal before us, the Nollan majority was not, as Justice Brennan claimed, advancing a new standard of review on land-use regulations cases and abandoning the reasonable relationship standard. Justice Scalia, writing for the majority, adequately refutes that claim in his opinion. Nollan v. California Coastal Commission, supra, 834 n.3.
The Nollan case is not applicable to the appeal before us.
The following evidence, while not referred to in the trial court’s memorandum of decision, came into evidence without objection:
“comparison of minimum floor AREA REQUIREMENTS FOR ONE-STORY SINGLE FAMILY DETACHED HOUSES IN Connecticut: December 1977 and March 1987
December 1977* March 1987* Number Percent Number Percent
No minimum floor area requirements 51 30.2% 50 29.6%
Minimum of 300 to 599 square feet 3 1.7% 4' 2.4%
Minimum of 600 to 899 square feet 41 24.2% 47 27.8%
Minimum of 900 to 1,199 square feet 53 31.3% 56 33.1%
Minimum of 1,200 to 1,499 square feet 19 11.2% 11 6.5%
Minimum of 1,500 square feet or more 2 1.2% 1 0.5%
Total
169 100.0% 169 100.0%
Source: Based on data contained in “Least Cost Housing: Minimizing the Fiscal Impact of Zoning and Subdivision Regulations,” November 1978, p. 6 and a March 1987 survey of Connecticut Zoning regulations conducted by Charles Vidich Associates.
In 1977 there were 58 municipalities in Connecticut which varied floor area requirements by zone and in 1987 there were 50 municipalities which varied floor area requirements by zone. The table only reflects the minimum floor area requirements found in that zone having the lowest minimum floor area requirements in town.”
The plaintiffs’ exhibit setting out these census figures also revealed that the average number of persons per household in Connecticut was 3.27 in 1960, 3.16 in 1970 and 2.76 in 1980.
In their five page motion for articulation, the plaintiffs also sought to have the trial court “clarify” the basis upon which it rejected Rowlson’s expert testimiony. In that motion, the plaintiffs argued that, apart from Rowlson’s “multiple regression analysis” testimony and opinions based on that, there was “a separate basis,” i.e., his thirty years experience as a real estate appraiser, for Rowlson’s opinion that floor area was not among the factors that influence the fair market value of a residential home. The motion to articulate was denied. We note that, while explicitly rejecting Rowlson’s expert testimony in its memorandum of decision, the trial court does not refer to the testimony of the plaintiffs’ expert, Vidich, who testified that the elimination of minimum floor area requirements in several towns with which he was familiar did not have any effect on property values.
There was evidence in this case that the plaintiffs did not “expect to add in much of a profit [in this case] because we are really not intending to make any normal margins of profit on this.” It is thus not entirely certain how much this would have increased the cost of the modular home in this instance.
The Home Builders League of South Jersey, Inc. court referred to the circumstance that some commentators had interpreted Lionshead Lake, Inc. v. Township of Wayne, 10 N.J. 165, 89 A.2d 693 (1952), as resting on public health grounds. Home Builders League of South Jersey, Inc. v. Township of Berlin, 81 N.J. 127, 139, 405 A.2d 381 (1979). That court specifically stated that “[i]f that were [the Lionshead Lake, Inc.] basis, it would certainly no longer be sound.” Id., 146 n.5.
In this context, it would appear that “[a] developing trend indicates that when minimum floor space requirements are expressly related to the number of occupants in a residence, they have a greater likelihood of surviving due process and equal protection challenges.” 1 P. Rohan, Zoning and Land Use Controls § 3.01 [2], pp. 3-49-3-50, and cases cited therein.
The town claims that its special defense of “affordable housing” was a bar to granting the plaintiffs the relief that they sought. It now asks us to consider this as an alternative basis on which to affirm the judgment even though it concedes that it should have done so, but did not, in the manner prescribed by Practice Book § 4013 (a) (1). It urges us to do so not only because of the public importance of this zoning issue but also because there is an adequate record upon which to address this issue. The town
On the other hand, the plaintiffs do not deny that they did not object at trial to the defense evidence on the special defense, but point out that the defendants never raised this claim at trial, but only do so, for the first time, on appeal in their brief. The plaintiffs ask us to treat the lack of a formal denial on the record as waived by the town or to treat it as the parties have, i.e., as part of the case, or in the event that we hold that the special defense stands as admitted, because there is no formal denial in the record, then the only effect is that the factual allegations of the special defense are deemed proven. See Reese v. First Connecticut Small Business Investment Co., 182 Conn. 326, 328-29, 438 A.2d 99 (1980).
We have examined the record, including the trial transcripts, the briefs filed by all the parties in the trial court and the exhibits. There is no question but that the parties were actually at issue on this special defense throughout. Moreover, the trial court’s memorandum of decision discusses this issue. Therefore, “[w]e [will] review this case on the theory upon which it was tried and upon which the trial court decided it. See Machiz v. Homer Harmon, Inc., 146 Conn. 523, 525, 152 A.2d 629 (1959); Cole v. Steinlauf, 144 Conn. 629, 632, 136 A.2d 744 (1957); Maltbie, Conn. App. Proc. § 42.” Fuessenich v. DiNardo, 195 Conn. 144, 151, 487 A.2d 514 (1985); Borzencki v. Estate of Stakum, 195 Conn. 368, 375, 489 A.2d 341 (1985).
There the trial court said, in large part, the following: “Zoning provisions are made for cluster housing, combined commercial and residential zones, trailer or mobile home parks, duplexes, condominiums and greenhouse area counting toward floor area. The installation and extension of the sewer system has had an effect on affordability by permitting development on smaller and less costly lots. The town has applied for and received grants totalling in excess of $3,000,000 under various housing programs which grants have funded residential rehabilitation projects and loan programs, the planned extension of sewers into a mobile home park and cottage conversion funds.”
In the trial court, the defendants here referred to an abstract from the 1980 census that indicated the following:
“abstract of median house* VALUES IN SELECTED GEOGRAPHIC AREAS FROM 1980 CENSUS OF POPULATION AND HOUSING COMPLETE COUNT TABLES FOR the State of Connecticut
Geographic Area Median Value
Chester, Town of $60,400
Clinton, Town of 64.600
Cromwell, Town of 63.600
Deep River, Town of 61.600
Durham, Town of 65.600
East Haddam, Town of (abutting) 61.700
East Hampton, Town of 59.700
Essex, Town of 75,800
Haddam, Town of (abutting) 69.200
Killingworth, Town of 77.600
Middlefield, Town of 60,000
Middletown, Town of 60,300
Old Saybrook, Town of 69,400
Portland, Town of (abutting) 63.600
Westbrook, Town of 66,900
Middletown Labor Market Area 64,000
Middlesex County 64,100
Midstate Regional Planning Area 62.200
Colchester, Town of (abutting) 56,500
*301 Marlborough, Town of (abutting) 70,100
Glastonbury, Town of (abutting) 85,700
New London County (abutting) 55,000
Hartford County (abutting) 64,800
Hartford, Town of 45,700
New Britain, Town of 49,600
Southington, Town of 66,100
Windsor, Town of 63,300
State of Connecticut 67,400
Taken from Block 39 of the cited publication. See footnote 11, indicating the types of housing units included in this figure.”
We note that these median values not only do not refer to any particular zone or type of house but that the figures, coming from the 1980 census, had to be approximately seven years old at the time of trial. We can take notice of the rise of housing values since 1980. “We cannot as judges be ignorant of that which is common knowledge to all men.” Sheerer v. Sherrer, 334 U.S. 343, 366, 68 S. Ct. 1087, 92 L. Ed. 1429 (1948).
Section 5.15.2 of the East Hampton zoning regulations provides: “MULTIPLE family dwellings: Multi-family dwellings shall have a minimum floor area of 650 square feet per dwelling unit containing one bedroom. A dwelling unit containing more than one bedroom shall provide 150 square feet for each additional bedroom. Stairways, public halls, rooms containing space and/or water heating equipment, garages, open or closed outside vestibules or porches or verandas, and unfinished basement space shall not be counted in computing minimum floor space.”
Section 3.4.D.b.2 of the East Hampton zoning regulations contains the following definition of “dwelling unit”: “One or more rooms providing complete living facilities for one family, including customary kitchen equipment, sanitary facilities, and a room or rooms for living, sleeping and eating.”
At the trial, the following was part of the plaintiffs’ exhibit:
“AMENDMENT TO ZONING REGULATIONS FLOOR AREAS
Effective date April 4, 1955
FLOOR AREAS:
a. Nothing in this section shall prohibit the completion of a permitted dwelling for which a building permit has been legally issued at the time of adoption of this amendment.
b. An existing dwelling may be structurally altered and enlarged without conformance to the floor area requirements of this section.
c. Except as provided in (a) and (b) above no new structure or building, and no existing dwelling which has been damaged to an extent exceeding 50% of the assessed valuation at the time of such damage, shall hereafter be erected or re-built with living floor area less than the following:
1. For a one story house and basement. 750 sq. ft.
2. For a one story house without basement 850 sq. ft.
3. For a IV2 or 2 story house. 850 sq. ft.
of which the first floor shall contain 750 sq. ft.
4. The first floor area shall be measured outside the foundation walls, and required areas shall not include a porch, garage, storage or heater room.
5. Required second floor area shall have a minimum of 6' clear headroom”
One of the defense witnesses was Steven Tuckerman, who had been the town planner for East Hampton from 1979 to 1985. He testified that, using his experience as a land use planner, the “only justification” for the 1300 square foot minimum that he could think of “would be to allow for a range of housing choice . . . [w]ithin the entire town.” (Emphasis added.) He also agreed that all the incentives he spoke to concerning the availability of “affordable housing” did not help the plaintiffs with the lot upon which they wanted to place the modular house, but did point out that it could be put up “elsewhere in town with very minor modification.”
Dissenting Opinion
with whom Covello, J., joins, dissenting. As I understand the majority opinion, it recognizes that the protection of property values is a legitimate objective of zoning regulations under the enabling act, but concludes, nevertheless, that a minimum floor area requirement that bars the construction of a house with at least 1026 square feet in a two acre zone bears no rational relationship to that purpose. I disagree with that conclusion and fail to understand how this court in performing its appellate function can draw such a factual inference, especially after conceding that “we are bound by the trial court’s conclusion that the expert testimony of [the plaintiffs’ witness] was ‘unconvincing.’ ” In the face of the conclusion of the trial court, as stated in the memorandum of decision, that the plaintiffs “failed to carry their burden of proof that regulation by zoning authorities of minimum floor area without reference to occupancy does not have a rational basis in conserving the values of buildings,” the position taken by the majority that there is no reasonable relationship between floor area requirements and the conservation of property values seems to be an exer
To invalidate the East Hampton zoning requirement of 1300 square feet of floor area in a two acre zone as having no rational relationship to the purpose of protecting property values, as specified in General Statutes § 8-2, requires a conclusion that the town could not reasonably have believed that the establishment of such a minimum would protect the value of other properties in the area or promote the “general welfare,” another zoning objective included in § 8-2. The majority opinion acknowledges the principle that “[ejvery intendment is to be made in favor of the validity of [an] ordinance and it is the duty of the court to sustain the ordinance unless its invalidity is established beyond a reasonable doubt.” Connecticut Theatrical Corporation v. New Britain, 147 Conn. 546, 553, 163 A.2d 548 (1960). It concludes, nevertheless, that this presumption of validity has been overcome, despite its concession that the trial court was not bound to believe the only evidence offered on this issue, upon which the plaintiffs unquestionably had the burden of proof.
This court has frequently declared that “[o]ne of the main purposes of zoning is the maintenance of property values.” Karen v. East Haddam, 146 Conn. 720, 729, 155 A.2d 921 (1959); Libby v. Board of Zoning Appeals, 143 Conn. 46, 53, 118 A.2d 894 (1955); Abbadessa v. Board of Zoning Appeals, 134 Conn. 28, 34, 54 A.2d 675 (1947). We have also recognized that such unconventional housing as a mobile home “could have a serious detrimental effect upon surrounding property.” Karen v. East Haddam, supra, 731; Beerwort v. Zoning Board of Appeals, 144 Conn. 731, 735, 137 A.2d 756 (1958). We have referred to aesthetic considerations as a significant factor in justifying land use regulations under the broad aegis of promoting the general welfare. Figarsky v. Historic District Commission,
There is obviously a direct relationship between the appearance of the neighborhood in which property is situated and the value of that property, because most people will pay more for what pleases them visually. The majority opinion does not challenge that fact of economic life. The issue then becomes whether the town of East Hampton could reasonably have entertained the view that the location in a two acre zone of houses substantially smaller
I must also express my disagreement with the position taken by the majority that, because the minimum floor area requirement is not applicable throughout the town but varies from 1300 square feet in one and two acre zones to 1100 square feet in other zones permitting smaller lots, it is not reasonably related to any legitimate zoning purpose. If a minimum floor area requirement of 1300 square feet is valid in a zone where only larger lots are permitted, it is wholly illogical to hold that it may not be reduced in zones where lot sizes are smaller. Intelligent use of limited land resources would demand that larger houses be located on the larger lots within a town “to prevent the overcrowding of land,” as § 8-2 specifies, and to provide more adequate space for the larger families that are likely to occupy them. Smaller houses, correspondingly, should be permitted in zones where lots are smaller.
The references in the opinion to a “regulation without reference to occupancy” or “nonoccupancy based
Although I believe there is a sufficiently rational relationship between the minimum floor area requirement of the East Hampton zoning regulation and the objective of the enabling act, § 8-2, to conserve the value of buildings, undoubtedly this and other zoning restrictions, such as minimum lot area requirements, have contributed toward the stratification of communities and residential areas in this state according to wealth. Some of the discussion in the majority opinion concerning “affordable housing” seems to stem from this concern, although I do not really understand its relevance to the ground of the decision that there is no rational relationship between the floor area requirement and the conservation of property values. The seriousness of the problem of “affordable housing” in this state, of course, cannot be ignored, but it is evident that the judiciary lacks the resources to deal with a social problem of this nature and that only an appropriate legislative response can provide an adequate solution. The decrease in cost that the majority has achieved for the plaintiffs by reducing the total cost of their house and land from about $109,000 needed to satisfy the 1300 square foot floor area requirement to $99,000 for the 1026 square foot structure proposed, about 10 percent less, is not likely to have any significant impact upon the affordability of housing. Hopefully, the majority’s striking down of the East Hampton provision at issue and the resulting implications for other communities
The house the plaintiffs propose to build would have a floor area of 1026 square feet. The requirement of the zoning regulation for 1300 square feet represents an increase of 26.7 percent in floor area. The attendant increase in the cost of the house to make it conform to the zoning requirement would be about $10,000, according to the testimony, or 24.3 percent. These differences may fairly be characterized as “substantial.”