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Buford Anthony Dupuy,petitioner-Appellant v. Burl Cain, Warden, Louisiana State Penitentiary
201 F.3d 582
5th Cir.
2000
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*2 JONES, Before BARKSDALE and *3 DENNIS, Judges. Circuit BARKSDALE, RHESA HAWKINS Judge: Circuit se, For pro peti- this successive habeas tion, pursuant applicable considered to the prior imposed by standards to those Penalty Antiterrorism and Effective Death (AEDPA), Act primarily of 1996 at issue is whether the district court abused its dis- determining challenged cretion in that the jury reasonable doubt instruction was not prejudicial for purposes. abuse writ The other claims were also treated similar- ly. We AFFIRM.

I. Anthony

Buford Dupuy’s 1974 conviction second-degree for murder and life-sen- tence were affirmed in December (La.1975). Dupuy, State v. 319 So.2d 299 Dupuy’s petition, first federal habeas (1) filed in contended: that the evi- during dence seized claimed unconstitu- tional searches of his residence should (2) excluded; have been that he was not prosecution allowed to examine certain evi- (3) dence; and that he had received an trial, unfair prejudicial based on claimed remarks prosecutor. petition The dismissed, merits, was on 1979. Our probable court denied a certificate of cause (CPC) August second, petition successive 12 April approximately filed on two weeks before AEDPA became effective. (1) He raised seven new claims for relief: that the use of his confession violated the Fifth, Sixth, Amendments; and Fourteenth LA, Anthony Dupuy, Angola, Buford pro (2) that the evidence was insufficient to se. (3) him; convict that he received ineffec- (4) Knoll, counsel; Eugene Jerold Edward Thomas tive assistance of Knoll, Papale, Roy Marksville, Spruill, & reasonable doubt and in- intent LA, Respondenb-Appellee. structions violated the Fourteenth Amend- all of we consider granted, CPC (5) were unconstitution- ment; women petition. in the Sherman raised claims petit grand from excluded ally (5th Cir.1995), Scott, F.3d 138-39 evi- (6) suppressed State that the juries; 516 U.S. cert. Maryland, Brady in violation dence (1996). (Accordingly, our 215 133 supple to file a permitted ille- court his sentence (1963); for which covering the issues mental brief gal. COA.) granted had not court the district Pre-AEDPA, raising a new claim noted, petition habeas As federal constitutes petition subsequent habeas in a in the first all issues required er is raise writ, petitioner unless abuse of an pre-AEDPA peti subsequent, petition; raising both cause can demonstrate subject to dis raising tion new issues and actual petition in the first claim *4 writ, to Rule pursuant of missal for abuse considered; if is not if claim the prejudice Johnson, 694, 9(b). 104 F.3d Rodriguez v. so, may court still reach the fails to do he 1267, Cir.), cert. 696 a “funda prevent in to order the merits (1997). 117 S.Ct. 138 McCleskey justice”. of miscarriage mental of met its burden the State has Once 111 Zant, S.Ct. 499 v. U.S. abuse, petitioner must the pleading such (1991). concern prejudice either cause and show had Pretermitting whether in the the issue ing plead the failure judge cause, magistrate deter- the shown miscarriage or a fundamental petition, first neither be Dupuy would mined that justice. Id. at 697. of fundamental suffer a nor prejudiced, dis abuse of and, therefore, review an writ We justice, of miscarriage at 696. dismissed, of discretion. for abuse writ be missal that the recommended court, looking 9(b) instead of the district the Rules Gov- As did of to Rule pursuant non, Dupuy’s we examine vel Proceedings in to cause erning Section actual prejudice either to determine claims District Courts. States United justice vel miscarriage of or a fundamental magis- adopted the court The district non. recommendation, report trate and judge’s concerning the claim except for must show prejudice, To it, concluded For court error at demonstrate, merely sentence. that the “not and illegally lenient prejudice, the sentence of possibility created his trial therefore, prejudiced. Dupuy had not been and actual to his they worked but prejudice, with was dismissed his en petition The disadvantage, infecting substantial the writ. an of di as abuse constitutional error of with tire trial Frady, 456 States United

mensions”. 1584, 71 L.Ed.2d 152, 170, II. (1982). miscarriage of Similarly, court, Dupuy pro in district As “extraordinary only those occurs in justice his second habeas Because pro se. ceeds violation a constitutional when instances AEDPA, pre prior filed petition was of one the conviction has caused probably Lindh applies. law AEDPA habeas . McCleskey, 499 the crime”. of innocent Murphy, 521 U.S. 494, 111 U.S. at Nevertheless, dis L.Ed.2d actual starters, reviewing in for For certificate AEDPA an granted trict court miscarriage of or a fundamental (COA) prejudice sev four of the appealability of con- objections reject Dupuy’s justice, we the substantive A COA en claims. by the employed procedure CPC, cerning the Blank pre-AEDPA aof equivalent 9(b) question: Rule court this n. district Johnson, 315 & 118 F.3d enship v. (1) Dupuy’s substantive analyzing (5th Cir.1997); but, pre-AEDPA when 9(b) context, issues the Rule he has always den is on prosecution higher review; been held to a standard of prove the guilty beyond accused a rea- (2) that there are unresolved factual issues every sonable doubt of essential element regarding suppression court state charged, the crime a defendant has hearing which should not have re- been the right rely upon the failure of the (3) evidentiary solved without an hearing; prosecution to proof. establish such A erroneously the district court relied may defendant rely upon also evidence (4) record; on an uncertified court state brought out on cross examination of a that the State’s answer was served on him prosecution. witness for the The law exhibits, copies without of the attached never imposes upon a defendant in a the district court failed to rule on his case, criminal the burden or duty of motion to have the provide State him those producing any A evidence. (5) exhibits; that an unresolved factual doubt in any exists case when after care- remains; dispute the district ful impartial consideration all order, court’s that no further motions case, evidence jurors do not 9(b) would be while the entertained Rule convinced to make [sic] moral feel issue pending, prohibited him from certainty that the defendant guilty conducting discovery and prosecuting his the charge against him. sum, habeas petition. procedure *5 added.) (Emphasis employed by the district court for this 9(b) Rule matter was proper. Dupuy contends that the “moral certain- ty” language suggests higher a level of A. doubt than that —reasonable doubt —re- For claim that the reason quired for acquittal, citing Cage v. Louisi- able doubt and intent instructions ana, unconstitutional, were we review chal (1990). There, L.Ed.2d 339 the Court held lenged instruction to determine whether it that the charge so infected the entire trial that the result equated a reasonable doubt with a ing conviction process, violated due not “grave uncertainty” and an “actual and merely undesirable, whether it is errone doubt,” substantial and stated that what ous, or universally even condemned. Rod required was awas “moral certainty” riguez, 104 F.3d at n. 699 8. guilty. defendant was It is plain to us that the words “substantial” “grave,” they as are commonly un- The reasonable provid- doubt instruction derstood, suggest higher degree of ed: doubt than is required acquittal un- A reasonable doubt ais fair doubt based der the reasonable-doubt standard. upon reason and common sense and arising from a state evidence. It Id. at 111 S.Ct. 328. is a doubt that you give can a reason Nebraska, Victor v. 114 S.Ct. It rarely possible any- to prove

for. 1239, 127 (1994), L.Ed.2d 583 modified thing to an certainty. absolute Proof Cage. phrases The three were still disap- beyond a reasonable doubt is such as proved; accordingly, you would willing be rely and act upon in important the most trial your courts must avoid defining own reason- affairs. A defendant is never to con- able doubt so be to lead jury as victed on suspicions conjectures. mere or convict on a showing lesser than due A reasonable may only process [But, doubt arise not requires. for the] cases from the produced evidence review], [under but also conclude that we taken from a lack of whole, evidence. Since the bur- as a the instructions correctly lan- far less disfavored instruction has reasonable concept of conveyed and, ; Humphrey in additional- than guage jury. doubt to clarifying further instruction has ly, the 22,114 S.Ct. 1289. Id. reason- determining in language to assist Thereafter, Day, 78 F.3d Schneider 120 F.3d Humphrey, doubt vel non. able Cir.1996), our (5th example, 610, 611 and oth- (discussing why Schneider at 533 in- doubt the reasonable held court cases, phrase reason” “good faced with er there, employed which at issue struction unconstitutional, be- held instruction doubt”, “a seri- and substantial “an actual all the other disfa- not faced with cause you give could as such doubt ous sensible in- Humphrey in the as phrases vored for”, certainty”, “a moral good reason struction). Moreover, “good reason” doing, our court In so acceptable. much in the earlier requirement placed Victor, no “that there is and held applied emphasis. far less given instruction and ap- ... jury likelihood was not a successive Finally, Humphrey way that violated the instruction plied situation, is the writ as petition/abuse of at 611. Id. the Constitution”. case at hand. Cain, 138 F.3d Humphrey v. — U.S.-, denied, Cir.) (en banc), cert. the district conclude We and cert. in hold discretion court did not abuse its — U.S.-, requi has not ing shown (1998), panel adopted resulting from the instruc prejudice site (1997), concerning, 120 F.3d opinion, Humphrey, as example, tion. For unlike alia, the defendant whether inter not a “close case” infra, this is discussed in doubt by the reasonable prejudiced innocence. guilt as to at the provided, The instruction struction. if it end, acquit only jury “could that the *6 2. doubt, you could for which had serious jury pro- intent instruction The reason”; the employed earlier it give good vided: doubt”, uncer “grave terms “substantial The re certainty”.

tainty”, and “moral rule it is reasonable general As a to have a “seri juror that a had quirement ordinarily intends all a person infer that doubt, give good for could [he] which ous consequences and probable the natural disap the reason”, with conjunction knowingly done or knowingly acts to violate due was held proved phrases, So, the evidence him. unless by omitted 120 F.3d at 530 Humphrey, See process. a different jury the in this case leads But, expressly Humphrey opinion). (panel conclusion, jury may contrary good “give consider whether did not and find that implied inference draw the alone, was violative requirement, reason” all the natural the accused intended Id. at 531. process. of due which one stand- probable consequences possessing like circumstances ing in instruc doubt Dupuy’s reasonable reasonably have knowledge should like phras favored and disfavored tion contains any act know- from expected to result course, single use of a it is not the es. Of by the knowingly omitted ingly done or jury whether a that determines phrase accused. instead, unconstitutional; instruction as a whole. Vic instruction examined instruction this Dupuy contends that 22,114 tor, intent, prohibited presumption created a 510, Montana, 442 U.S. jurors by Sandstrom required instruction 2450, 39 L.Ed.2d 99 S.Ct. “good reason” to articulate be able presumes law “the phrase It held that the phrases Cage of the disfavored had one conse- ordinary otherwise, person intends (“moral But, certainty”). quences voluntary of his acts” Dupuy, such created he read him rights; his that initial- a prohibited presumption. ly, Dupuy stated that he did not under- stand; that he then rights reread those Here, provided instruction that, Dupuy; and Dupuy stated that he inference; an allowable it did not create understood. prohibited presumption. Accordingly, the court did not abuse its discretion in Moreover, office, at the sheriffs prior to determining Dupuy has demon the interrogation, signed a memo- prejudice. strated waiving randum rights. his Additionally,

the Sheriff testified that he B. course, told [Dupuy], of that we were asserts his due process there to talk to him and that we were rights were violated because his confession going to read him rights his or tell him was elicited in violation of the Fifth and rights his and that’s when he told us we Sixth Amendments. didn’t have to. they That had already And, been read to him. he already Dupuy must demonstrate that his his rights knew and that we didn’t have confession was not voluntarily given and to tell him rights. his this inquiry, abuse writ district court abused its in de discretion The magistrate judge noted that termining that he was not prejudiced. Dupuy had any not offered evidence to question whether, “[T]he ultimate under demonstrate that he had not waived his the totality circumstances, chal [a] and, rights, accordingly, determined that lenged confession was obtained in a man Dupuy failed to the presumption overcome compatible ner with requirements of of correctness that attaches to state-court the Constitution is a matter for indepen fact finding. Scott, See Mann v. 41 F.3d dent federal determination.” Muniz (5th Cir.1994), denied, cert. Johnson, Cir.), F.3d cert. U.S. 131 L.Ed.2d 865 140 (1995). sum, Dupuy has not demon (1998) (citation omitted). prejudice. Therefore, strated there was “Subsidiary questions, factual however, are no abuse of discretion the district court. entitled to a presumption of correctness”. Id. at 219. *7 Citing Arizona, Edwards v. 451 477, 487, 1880, U.S. 101 S.Ct. 68 L.Ed.2d arrest, After Dupuy’s he interroga- was (1981), 378 Dupuy maintains that he re ted office, at the sheriffs beginning with quested counsel immediately after his ar asking Sheriff Dupuy whether he knew rest, and should not have been interro rights. his Dupuy responded did, he that gated without being present. counsel and then killing admitted in a Normand Dupuy’s conviction, however, became fi (At trial, “tussle”. Dupuy’s defense was prior nal to Edwards. To the extent upon

based being accidentally Normand that Edwards per rule, created a new se shot during a “tussle”. Dupuy, 319 So.2d it apply does not retroactively to cases 301.) at on collateral review. See Solem v. Dupuy’s suppress motion to the confes- Stumes, 638, 650, 465 U.S. 104 S.Ct. sion, because he had not been of advised 1338, (1984). 79 L.Ed.2d 579 rights, his At denied. the hearing on motion, a Deputy Sheriff testified that The pre-Edwards rule was that States he could not if Dupuy remember had been could not secure “criminal convictions read his rights pre-interrogation. Another through the use of involuntary confessions Deputy testified when he arrested resulting from police coercive conduct”.

589 killed, it’s get “If I saying 1198, left a note 1205 Collins, F.2d 973 v. Self it.” Dupuy, that did 996, Anthony denied, 113 Cir.1992), 507 U.S. cert. (1993). Du- 173 1613, L.Ed.2d 123 S.Ct. for a is sufficient Obviously, the evidence an abuse demonstrated not puy has find, beyond a reason- juror to concluding the district court’s by discretion kill doubt, intended to Dupuy able did confession of the the admission not court did The district Normand. substantial and his “actual work not to its discretion. abuse trial with infecting entire his disadvantage, Mur dimensions”. constitutional error of D. 493, 478, 106 S.Ct. Carrier, 477 U.S. ray v. Louisiana, 419 Taylor v. Relying on (1986). 2639, L.Ed.2d 397 91 692, 690 42 L.Ed.2d 95 S.Ct. preju- that he was (1975), Dupuy contends C. systematically were because women diced juries. grand petit excluded from sufficiency next raises Louisiana, 31, 95 S.Ct. 420 U.S. v. Daniel kill Nor intent to his regarding challenge (1975), court held claim, consider we mand. For such applied retroac- not be Taylor would light “in the whether, viewing the evidence juries “convictions obtained tively to any ra prosecution, to the favorable most of that deci- the date empaneled prior to have found of fact could trier tional Dupuy’s sion”. beyond crime essential elements empaneled juries were petit grand Virginia, v. Jackson reasonable doubt”. prior Taylor. 2781, 61 307, 319, S.Ct. (1979). ap standard is This L.Ed.2d E. to the sub “explicit reference plied with offense as the criminal stantive elements reports police asserts that at 324 n. by state law”. Id. defined him in violation from withheld were law, ele 2781. Under Louisiana violation, Du To such Brady. establish (1) are murder degree ments of second withheld the State prove must puy (2) that being; and a human killing of favorable; that it evidence; that it was intent kill had defendant E.g., Little defense. to the was material bodily inflict harm. great La. Rev. Stat. (5th Cir.1998), Johnson, 162 F.3d Ann. 14:30.1. — U.S.-, cert. intent is “that Specific criminal report police that the Dupuy maintains cir when the exists of mind which state (1) fin- that Normand’s shown have would ac the offender indicate that cumstances home; Dupuy’s found gerprints were con criminal prescribed desired tively (3) that kidnaped; that Normand act or failure follow his sequences damaged and home was a table Williams, 714 So.2d act”. State *8 Normand’s matching samples blood that omitted). Cir.1998) (citation (La.App. 5 home; Dupuy’s found in were type blood fact which question is a intent Specific would that was evidence there the circumstances inferred from may be testimony that supported have 263. defendant. at and actions accidentally killed. had been Normand in proceedings post conviction During killing Normand. Dupuy admitted conviction, police his years after Normand’s throw Jesse Bordelon He had response in Dupuy to furnished was report to anoth Dupuy drove body bayou. into a Dupuy contends discovery request. the to a into gun threw the er location reports police are other there hogtied and had been bayou. Normand however, him; has he to provided not were Normand head. back of the shot in the not they demonstrated that in are exis- 2. tence. responded The State that all such Claiming that perjurious false and testi-

records were delivered Dupuy. to mony presented grand was to the jury that he had committed an aggravated kidnap- did demonstrate that ing, Dupuy contends attorney that his reports were withheld from him. Ac should have quash moved to original cordingly, the district court did not abuse indictment for degree first murder. Like- its discretion. wise, that, claiming the preliminary no

hearing, evidence presented to was show that there was a kidnaping, F. he as- serts that counsel should have moved to Dupuy claims that he illegally was suppress But, the indictment. he was nei- court, sentenced the trial because his tried, convicted, ther nor degree first sentence specify failed he would murder. eligible not be parole, probation, suspension of years. sentence for 20 In a 3. state collateral proceeding, the court ruled Dupuy contends that his attorney ren- that the sentence was not illegal. Louisi dered ineffective assistance in prosecuting 31,391 ana v. Dupuy, No. J.D.C. 27 suppress motion to the confession. As 1993) (motion

Aug. for resentencing). discussed, supra, Dupuy has not demon-

The district court determined that his prejudice. strated sentence illegally lenient and

therefore, Dupuy had not been prejudiced. 4. Dupuy has not demonstrated that conjunction with Dupuy’s contention wording of the court’s entry minute will that the evidence was prove insufficient to affect eligibility his for release. Accord- that he had specific intent to kill Nor- ingly, requisite abuse of discretion has mand, Dupuy contends that counsel failed not been shown. present motions at the conclusion of protect

trial to rights. But, his he con- cedes that counsel moved arrest G. judgment on grounds of insufficient evi- For his ineffective assistance of counsel dence. claim, Dupuy must show that attor his neys’ performance was deficient and that 5. prejudiced this his defense. Strickland v. Dupuy asserts that counsel should have Washington, 668, 687, objected to the court’s reasonable doubt 80 L.Ed.2d 674 Dupuy must intent instructions. Dupuy’s overcome the strong presumption that conviction was final in Cage 1975. their conduct fell within the range wide decided 1990. The failure object, to so professional assistance. Id. at light of the state law existing 689, 104S.Ct. 2052. time, at the is not performance. deficient

Schneider, 73 F.3d at 612. contends his attorneys failed object *9 prosecution when the moved to cites Dupuy object the failure to to the amend the indictment after the voir dire exclusion of women grand from petit and commenced. indictment The juries. states, amended however, He that he be- on 31 But, October juror the first object lieves did counsel such to exclusion. was not called until 4 fact, November 1974. In counsel to quash moved the indict-

591 Cain, F.3d v. 138 Humphrey and denied), women (motion because ment Cir.l998)(en banc). agree I Thus grand 552 either the on impaneled not were suffered no majority Dupuy that with the jury. petit Cage error. assis- ineffective concerning the sum, Rule claims, requisite the of counsel tance 275, Louisiana, 113 U.S. v. 508 Sullivan The district 9(b) lacking. prejudice (1993), Ias 182 124 L.Ed.2d S.Ct. in so discretion its not abuse did court that a possibility it, the precludes read concluding. sufficiently prejudi- may not be Cage error to required showing the satisfy cial to III. In Sul- writ dismissal. of the avoid abuse that to demonstrate Dupuy has failed uncertain livan, in no stated Justice Scalia prejudice in either result his claims any of subject to is not Cage error that a terms miscarriage justice. of fundamental aor operates it review because harmless error that demonstrated has not Accordingly, he defen- deprivation complete as a in its discretion abused court the district jury trial right to Amendment dant’s Sixth the on petition habeas denying his second require- Fifth Amendment the and violates Therefore, the writ. of of abuse basis doubt. beyond a reasonable proof ment of peti- habeas second of dismissal because, many unlike result obtains This tion errors, an instruc- jury other instruction AFFIRMED. of misdescribing the burden tional error findings such jury’s the all proof vitiates concurring: DENNIS, Judge, Circuit in only engage “can reviewing courts that I the court. of judgment in I concur the what a rea- view of speculation pure —its view, the because, in my separately write And when have done. jury sonable would had that erroneously concludes majority judge[s] entity the wrong ‘the it does ” his habeas Cage a error Dupuy established Sullivan, 508 U.S. guilty.’ defendant been sub- have might nevertheless petition quoting 280-81, (citing 2078 the writ of for abuse ject to dismissal Clark, Rose v. necessarily is not Cage a error because (1986)). 460 92 L.Ed.2d as to prejudicial sufficiently pervasive that we are I not believe resulting do Accordingly, trial that infect the entire so majority opinion conclude, as the free process.1 due violated conviction may be Cage error that suggests, in this case Preliminarily, agree I had been if Surely prejudicial. taken as instructions doubt reasonable jury sentenced without convicted and “[tjhere is infirm because are not whole “worked have only it could guilt, finding jurors likelihood no disadvantage, substantial actual and to his applied guilt petitioner’s determined who error trial withe his entire infecting violated way ain instructions United States dimension.” constitutional Nebraska, 511 v. Victor Constitution.” 152, 170, 102S.Ct. Frady, 456 U.S. 583 1239, 127 L.Ed.2d 1, 6, 114 S.Ct. U.S. (1982). Thus, Dupuy was when evident especially This is was a only there required prove and con- compared are instructions instant error, by Sullivan as defined Louisiana, Cage Cage to those trasted prej- requisite Victor, to show the in order 39, 111 S.Ct. U.S. Cage error (1991), that a contend do not majority I court and As both the district enough for required would be of itself cause as in and issue of pretermitted the only prejudice in a showing abuse of of actual to a avoid dismissal addition writ— satisfy petition rais- subsequent habeas pre-AEDPA Cage error is sufficient Zant, claim, McCleskeyv. ing see showing prejudice. a new requisite 467, 494, L.Ed.2d *10 udice to overcome dismissal for abuse of

the writ.

NEW ORLEANS COLD STORAGE & CO., LTD.,

WAREHOUSE Petitioner- Cross-Respondent, NATIONAL LABOR RELATIONS

BOARD, Respondent-Cross-

Petitioner. No. 98-60653. United States Court of Appeals,

Fifth Circuit. Jan.

Case Details

Case Name: Buford Anthony Dupuy,petitioner-Appellant v. Burl Cain, Warden, Louisiana State Penitentiary
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Feb 24, 2000
Citation: 201 F.3d 582
Docket Number: 99-30146
Court Abbreviation: 5th Cir.
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