THEARON G. BUCKNER v. UNITED STATES OF AMERICA
Case No. 3:24-cv-48-DWD
IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF ILLINOIS
April 14, 2025
DUGAN, District Judge
MEMORANDUM & ORDER
Before the Court is Petitioner‘s Motion to Vacate, Set Aside, or Correct Sentence under
I. BACKGROUND
On January 21, 2021, Petitioner was indicted for being a felon in possession of a firearm under
At the Change of Plea Hearing, the Court conducted a colloquy with Petitioner under
After the Change of Plea Hearing, a Presentence Investigation Report (“PSR“) was prepared in advance of Petitioner‘s Sentencing Hearing. Id. at Sealed Doc. 30. The PSR revealed Petitioner‘s actual guideline sentencing range of 51 to 63 months of imprisonment was higher than the 27 to 33 month sentencing range anticipated by the parties in their Plea Agreement. Id. at Doc. 26, pg. 3; Sealed Doc. 30, pg. 13. This was because “the probation officer determined the defendant possessed a firearm with an attached large capacity magazine, which increased his base offense level. Id. at Sealed Doc. 30, pg. 13. The other portions of the PSR‘s guideline calculation were consistent with the parties’ Plea Agreement. Id. at Doc. 26, pgs. 3-4; Sealed Doc. 30, pgs. 5-6.
The Court held Petitioner‘s Sentencing Hearing on January 12, 2023. (Doc. 39). At that Sentencing Hearing, the Court asked Petitioner whether he received a copy of the PSR, to which Petitioner answered “[y]es, sir.” Id. at Doc. 51, pg. 3. Petitioner provided that same answer when asked by the Court whether he “had a chance to read” the PSR.
On January 5, 2024, Petitioner filed a Motion to Vacate, Set Aside, or Correct Sentence under
On January 30, 2024, in light of the nature of the above-discussed grounds for relief, the Government filed a Motion for an Order Authorizing Petitioner‘s Criminal Defense Attorney to Provide a Written Response to his claims under
On February 2, 2024, the Court noted Petitioner had not filed a Response to the Government‘s Motion. (Doc. 4, pg. 2). He was directed to do so within 14 days. (Doc. 4, pg. 2). Petitioner was warned, if he failed to respond, the Court would authorize Mr. Goldfarb to provide the affidavit that was requested by the Government. (Doc. 4, pg. 2).
Petitioner did not respond to the Government‘s Motion. Thus, on April 9, 2024, the Court granted the Motion, finding Petitioner waived the attorney-client privilege as to communications with Mr. Goldfarb that related to the allegations in his Motion under
The Government filed its Response in Opposition to Petitioner‘s Motion under
Second, the Government argues the Court‘s Rule 11 colloquy with Petitioner at the Change of Plea Hearing, while he was under oath, refutes any unexplained claim that counsel failed to provide Petitioner with, or to discuss the contents of, the parties’ Plea Agreement. (Doc. 8, pgs. 21-23). And, in light of the “overwhelming” evidence of the charged crime, Petitioner‘s recorded confession, the three-level reduction for his acceptance of responsibility, and the sentence at the low end of the guideline range, the Government argues the suggestion that Petitioner would have insisted on going to trial in the absence of such an error by counsel is “palpably incredible.” (Doc. 8, pg. 23).
Third, the Government argues Petitioner‘s counsel was not ineffective for the alleged failure to inform Petitioner of the potential for a sentence outside of the guideline range contained in the Plea Agreement. (Doc. 8, pgs. 23-24).2 The Government again relies
Fourth, the Government argues Petitioner‘s counsel was not ineffective for the alleged failure to adequately meet or inform him of developments in the case. (Doc. 8, pg. 27). It notes Petitioner failed to provide any evidence that counsel‘s performance was objectively unreasonable. (Doc. 8, pg. 27). Contrary to Petitioner‘s claim, but consistent with counsel‘s Affidavit, the Government notes Petitioner acknowledges “[m]eetings
Finally, as an overarching matter, the Government notes Petitioner‘s Motion under
Having outlined the background of the case and the parties’ arguments on Petitioner‘s alleged grounds for relief, the Court now resolves the Motion under
II. ANALYSIS
Under
As a substantive matter, the Sixth Amendment to the U.S. Constitution grants criminal defendants the right to the effective assistance of counsel. Wyatt v. U.S., 574 F.3d 455, 457 (7th Cir. 2009) (citing Watson v. Anglin, 560 F.3d 687, 690 (7th Cir. 2009)). To prevail on a claim of ineffective assistance of counsel, Petitioner must prove his counsel‘s performance fell below an objective standard of reasonableness or, put another way, was “objectively deficient,” and caused prejudice. See id. at 457-58 (citing Strickland, 466 U.S. at 687-88); Galbraith v. U.S., 313 F.3d 1001, 1008 (7th Cir. 2002). “Both components of the test must be satisfied; ‘the lack of either is fatal.’ ” Clay v. U.S., 311 F. Supp. 3d 911, 918 (N.D. Ill. 2018) (quoting Eddmonds v. Peters, 93 F.3d 1307, 1313 (7th Cir. 1996)).
During this inquiry, it is presumed that Petitioner‘s counsel was “reasonably proficient.” Galbraith, 313 F.3d at 1008 (citing U.S. v. Godwin, 202 F.3d 969, 973 (7th Cir. 2000)); see also Wyatt, 574 F.3d at 458 (“[A] movant must overcome the ‘strong presumption that counsel‘s conduct falls within the wide range of reasonable professional assistance.’ “); Clay, 311 F. Supp. 3d at 919 (“The central question in this analysis is not whether counsel‘s conduct deviated from best practices or most common custom, but instead, whether an attorney‘s representation amounted to incompetence under prevailing professional norms.“) (cleaned up). Furthermore, on the question of prejudice, Petitioner must prove there was a reasonable probability that, absent counsel‘s objectively unreasonable or deficient performance, he would have insisted on proceeding to trial rather than plead guilty. See Wyatt, 574 F.3d at 458 (quoting Hill v. Lockhart, 474 U.S. 52, 59 (1985)); Galbraith, 313 F.3d at 1008 (citing Tezak, 256 F.3d at 712; U.S. v. Jordan, 870 F.2d 1310, 1318 (7th Cir.1989)). In this context, a “reasonable probability” is a probability that sufficiently undermines confidence in the outcome of the proceedings, and it is not enough for Petitioner to identify errors that merely “had some conceivable effect on the outcome” of those proceedings. Clay, 311 F. Supp. 3d at 919 (quoting Strickland, 466 U.S. at 693-94; citing Rastafari v. Anderson, 278 F.3d 673, 688 (7th Cir. 2002)).
Here, as to each alleged ground for relief, Petitioner failed to satisfy each prong of the ineffective assistance of counsel inquiry. First, on the performance of counsel, the Government is correct that Petitioner‘s arguments are belied by the record. (Doc. 8, pgs. 17-19, 21-25). During the Rule 11 colloquy at the Change of Plea Hearing and the questioning of Petitioner at the Sentencing Hearing, Petitioner advised the Court while
Further, as noted by the Government, Petitioner does not indicate any specific basis on which the PSR was erroneous or inaccurate, any defense that could have been but was not raised by counsel, or any information regarding the plea negotiations or case that was withheld from Petitioner. (Docs. 1, pgs. 3-5; 8, pgs. 27-29). It is also true that Petitioner references meetings with counsel before his court appearances. (Docs. 1, pgs. 3, 5; 8, pg. 28). Finally, the Affidavit of Mr. Goldfarb, which Petitioner has not attempted to rebut, forcefully refutes each of Petitioner‘s unspecified and conclusory allegations. (Doc. 8-1). Under the above circumstances, Petitioner failed to show his counsel, at any
Second, even assuming counsel rendered an objectively unreasonable or deficient performance, as alleged in Petitioner‘s grounds for relief, the Court cannot find he was prejudiced. See Wyatt, 574 F.3d at 457-58; Galbraith, 313 F.3d at 1008; Clay, 311 F. Supp. 3d at 919. As to the PSR, he fails to cite any information that was erroneous or inaccurate. (Doc. 1, pg. 3). Therefore, even when putting aside Petitioner‘s sworn statements that he read, reviewed, and addressed concerns about the PSR with counsel, the Court cannot find he was prejudiced by unknown or unspecified errors or misstatements. See U.S. v. Hise, 65 F.4th 905, 908 (7th Cir. 2023) (“Hise fails to identify on appeal any objection that could have been made to the revised PSR. She has not pointed to any aspect of the PSR that was incorrect or which could be subject to an objection. Therefore, she has failed to provide any support for her bare allegation that timely objections would have impacted her sentence or restitution amount.“) (Emphasis in original.).
Similarly, even if counsel did not provide a copy, or discuss the contents, of the Plea Agreement, which is an assumption that is belied by the record, Petitioner informed the Court at the Change of Plea Hearing, while under oath, that he understood the Court assesses the appropriate sentence, is not bound by the Plea Agreement, could agree or disagree with what Petitioner and the Government decided in relation to the appropriate sentence, and could depart upward from the guideline range contemplated by the Plea Agreement. Buckner, No. 21-cr-30012-DWD, Doc. 50, pgs. 3-14. Again, Petitioner‘s statements are entitled to a presumption of verity that he has not overcome in this case.
Finally, as to Petitioner‘s arguments regarding the Plea Agreement and the failure of counsel to meet with, develop a defense for, and provide updates to Petitioner, in particular, it is true he provided a recorded confession, received a three-level reduction for the acceptance of responsibility, and received a low-end guideline sentence. In light of these circumstances, not to mention the factual basis for the Indictment, the Court cannot find there is a reasonable probability that, absent any unreasonable or deficient performance, he would have proceeded to trial. See Wyatt, 574 F.3d at 458; Galbraith, 313 F.3d at 1008; see also Bethel v. U.S., 458 F.3d 711, 718 (7th Cir. 2006) (“We have stated many times that a mere allegation by the defendant that he would have insisted on going to trial is not sufficient to establish prejudice.“). In short, the alleged errors have not
III. CONCLUSION
For the reasons explained above, Petitioner‘s Motion to Vacate, Set Aside, or Correct Sentence under
Rule 11(a) of the Rules Governing
SO ORDERED.
s/ David W. Dugan
DAVID W. DUGAN
United States District Judge
Notes
[T]he Court is not bound by the parties’ calculations of the US Sentencing Guidelines range set forth in this Plea Agreement or by the parties’ sentencing recommendations. Therefore, the Court may impose a different sentence than what is described in this Plea Agreement—anywhere between the minimum sentence (if any) up to the statutory maximum sentence. If the Court imposes a different sentence than what is described in this Plea Agreement, the parties shall not be permitted to withdraw from the Plea Agreement and the Defendant will not be permitted to withdraw the guilty plea.
Buckner, No. 21-cr-30012-DWD, Doc. 26, pg. 3.
Likewise, the Plea Agreement stated:
Defendant further recognizes that the final calculation will be determined by the Court after considering the Presentence Report, the views of the parties, and any evidence submitted. Regardless of the criminal history found by the Court, the parties will not be able to withdraw from this plea agreement and the Defendant will not be able to withdraw the guilty plea.
Id. at Doc. 26, pg. 5.
Petitioner claims that Mr. Goldfarb failed to inform him of “a potential sentence outside the Guidelines.” And he further asserts that he “was sentenced based on an adjusted base offense Level of 17, with a criminal history level of II, which provides a sentencing range of 27 to 33 months.” Petitioner is mistaken. His actual adjusted base offense level was 23, with a sentencing range of 51 to 63 months. This means, of course, that he did not receive a sentence outside the Guidelines range, so it could not have been prejudicial for Mr. Goldfarb to fail to warn him of an above-Guidelines sentence. Petitioner‘s claim is probably better construed as alleging that Mr. Goldfarb failed to inform him that his sentence could exceed the sentencing range anticipated by the parties’ plea agreement.
(Doc. 8, pg. 24) (Emphasis in original omitted.) (cleaned up).
