Buckles v. King CountyBuckles v. King County
This case arises from a zoning decision, under the Washington Growth Management Act of 1990, to maintain the existing boundary between a residential area and a neighborhood business zone in King County, .Washington. Landowners Bruce and Linda Buckles and Alvin Banks appeal from the district court’s summary judgment in favor of members of the Growth Management Hearings Board and King County. As a threshold matter, we address whether members of the Washington Growth Management Hearings Board are entitled to absolute immunity from damages. We then decide whether the landowners’ procedural due process, substantive due process, and takings claims against King County can withstand summary judgment. Finally, in light of City of Monterey v. Del Monte Dunes at Monterey, Ltd., — U.S. -,
BACKGROUND
Appellants Bruce Buckles, his wife, Linda Buckles, and her father, Alvin Banks (collectively, “the Buckles”) own an approximately 10-acre рiece of property in unincorporated King County, Washington. On the property is a single-family residence, a small guest house, and a barn. A stream that supports salmon spawning crosses the property and is part of an environmentally sensitive riparian corridor. From the time the Buckles bought the property in 1974
The Buckles’ property is adjacent to a large residential subdivision and is surrounded on all sides by land zoned for rural residential use. A school and a fire station are nearby. Some neighboring properties, however, are zoned or used for industrial and commercial use. A small neighborhood business center abuts one side of the Buckles’ property. A portion of another side of the property is adjaсent to a small parcel used for industrial purposes. The surrounding residential area dwarfs the small (approximately nine-acre) business area and the pre-existing commercial properties are like a few small islands in a sea of residential property.
In November 1994, the Buckles received notice that King County was adopting new zoning pursuant to the Washington Growth Management Act of 1990,
The Buckles hired an attorney, who petitioned the King County Council to designate the Buckles’ property “Rural Neighborhood,” ie., for limited retail and commercial use. The Buckles’ initial lobbying was successful. On November 17, 1994, the day before the adoption of the King County Comprehensive Plan, which had been developed over several years, the King County Council adopted Amendment 101, which designated the Buckles’ property “Rural Neighborhood.” In January 1995, the King County Council passed Ordinance 11653 which adopted zoning to implement the comprehensive county-wide plan required by the Growth Management Act. Within the Plan, the Buckles’ property was zoned as “Neighborhood Business.”
The Comprehensive Plan was challenged on numerous grounds in multiple petitions filed with the Washington Growth Management Hearings Board (“the Board”),
On remand, King County began new proceedings to reconsider portions of the 1994 Comprehensive Plan in accord with the Board’s 1995 decision. The land use designation for the Buckles’ property was among the issues reconsidered. Four public hearings were held. Ultimately, the King County Council adopted Ordinance No. 12170 which, among other modifications, designated the Buckles’ property “Rural Residential,” and classified it as RA-5 for zoning purposes. The ordinance included no less than 16 different amendments to the Plan. The Buckles filed an administrative appeal to the Board challenging the redesignation and the Board rejected the Buckles’ appeal. Buckles v. King County, No. 96-3-0022, at 10-16 (CPSGMHB Nov. 12, 1996). The Buckles did not appeal the Board’s decision directly to the superior court, a right of appeal provided in the Growth Management Act.
DISCUSSION
I. Absolute Immunity for Growth Management Hearings Board Members
The first issue is whether members of the Growth Management Hearings Board are protected by absolute immunity from a suit for damages arising out of the Board’s ruling on the Buckles’ petition.
The Growth Management Act created three Growth Management Hearings Boards for the State of Washington: an Eastern Washington board, a Western Washington Board, and a Central Puget Sound board. The latter board has jurisdiction over matters pertaining to King County, and thus is the board at issue in this case.
Our analysis of the Board’s immunity begins with a central tenet of American jurisprudence-no one is above the law:
No man in this country is so high that he is above the law. No officer of the law may set that law at defiance with impunity. All the officers of the government from the highest to the lowest, are creatures of the law, and are bound to obey it.
United States v. Lee,
In determining whether judicial immunity should attend to officials other than judges, like the Board members, the Supreme Court reminds us that
[t]he doctrine of judicial immunity is supported by a long-settled understanding that the independent and impartial exercise of judgment vital to the judiciary might be impaired by exposure to potential damages liability. Accordingly, the “touchstone” for the doctrine’s applicability has been “performance of the function of resolving disputes between parties, or of authoritatively adjudicating private rights.” When judicial immunity is extended to officials other than judges, it is because their judgmеnts are “functionally] comparable]” to those of judges-that is, because they,too, “exercise a discretionary judgment” as part of their function.
Antoine v. Byers & Anderson, Inc.,
The principle underlying immunity for government officials performing judicial functions is the same as that for judges: “adjudications invariably produce! ] at least one losing party,” Butz,
In Bwtz, the Supreme Court identified the following characteristics of the judicial process as sufficient to render the role of the administrative law judge “functionally comparable” to that of a judge: an adversarial proceeding, a decision-maker insulated from political influence, a decision based on evidence submitted by the parties, and a decision provided to the parties on all of the issues of fact and law. Id. The Court noted other safeguards built into the judicial process, such as the importance of precedent and the right to appeal, but did not identify these safeguards as dispositive. What mattered was that “federal administrative law requires that agency adjudications contain many of the same safeguards as are available in the judicial process.” Id. at 513,
The Board adjudicates land use disputes and functions as a quasi-judicial body; its proceedings reflect the same characteristics of the judicial process identified as sufficient in Bwtz. The Buckles claim that the proceedings were not adversarial because they were not given the opportunity to become a party. This argument confuses the nature of the Board’s proceedings with the Buckles’ role. That the Buckles were not parties did not render the proceedings non-adversarial. The issue decided by the Board was whether King County’s zoning decision on the Buckles’ property violated the public participation requirements of the Growth Management Act. On that issue, the petitioners, who were members of a neighborhood community club, and King County took dramatically polar positions. We have little doubt that the proceeding was an adversarial one.
As to the second factor identified in Niite-insulation from political influence-Board members are protected in numerous ways. Board members are appointed by the governor for staggered terms of six years and no more than two (of the three) members may be from the same political party or reside in the same county.
Further safeguards ensure that the Board base its decision on reliable information. Discovery is not permitted except upon the Board’s order,
Other procedures that parallel the judicial process are also present: sworn testimony,
The nature and number of safeguards present in proceedings before the Board easily distinguish this case from Cleavinger v. Saxner,
The Buckles point to the absence of three procedural safeguards: notice of proceedings before the Board, the indispensable parties doctrine, and the right to appeal. The first and last of these procedural safeguards are built into the Board’s proceedings but do not apply here because the Buckles were not a party to the proceedings. See
In essence, the Buckles’ claim is that because they were not parties to the first proceeding before the Board, the Board should be stripped of immunity. This argument ignores the Board’s adjudicative function and obscures the true nature of the Board’s proceedings here. The Board did not zone or change the zoning of the Buckles’ property. Rather, the Board held that King County violated the public participation requirements of the Growth Management Act, invalidated King County Council Ordinance 101, and remanded the matter to King County for further proceedings, including the zoning of the Buckles’ property.
Nor can the Buckles be saved by their argument that the Board has no indispensable party rule. Even in proceedings before a court, the doctrine of indispensable parties is not absolute, but is subject to the “public rights exception,” wherе, in a proceeding “restricted to the protection and enforcement of public rights, there is little scope or need for the traditional rules governing joinder....’” Conner v. Burford,
The Buckles also argue that the Board members are not entitled to absolute immunity because they perform administrative and executive functions similar to those performed by the Land Conservation and Development Commission commissioners in Zamsky v. Hansell,
The Buckles’ policy arguments against immunity are at odds with well-established principles of immunity. The Buckles suggest that absolute immunity is unnecessary because the state pays for the Board members’ defense and indemnifies them against any judgment. The policy underlying judicial immunity, however, is not protection of judges from monetary loss, but protection from harassment and intimidation, Butz,
In the end, the Buckles’ argument on immunity is that it unfairly leaves them without a remedy against the Board. On this point, the Buckles attempt to sidestep their guaranteed right to appeal the Board’s decision. The Buckles had a right to direct judicial review of the Board’s decision that, after remand, King County complied with the Growth Management Act in designating the Buckles’ property Rural Residential. But the Buckles did not appeal this dеcision. Instead, they filed this suit and therefore waived their right to a remedy for the Board’s decision on the merits. We hold that the Board members are entitled to absolute immunity and, therefore, we do not address the Buckles’ arguments regarding qualified immunity and their procedural due process claim against the Board.
II. Claims Against King County
In addition to their claims against the Board members, the Buckles brought several claims against King County for its decision to redesignate the Buckles’ property for residential use. The Buckles characterize King County’s actions as illegally “downzoning” their property from commercial to residential, despite the fact that the Buckles’ property was zoned for residential use for decades and was zoned for commercial use-in the form of a subsequently invalidated amendment to the Comprehensive Plan-for less than a year. The Buckles advance their argument through three different legal challenges: a procedural due process claim, a substantive due process claim, and a takings claim. Within both the substantive due process and takings claims, the Buckles argue that King County engaged in “spot zoning,” an oft-criticized theory discussed below.
We first consider whether the district court erred in granting summary-judgment for King County on the Buckles’ procedural due process claim. The Buckles’ alleged that, “[t]o the extent the decision to change the zoning was a quasi-judicial act, Plaintiffs were deprived of due process also by not having an impartial decision maker.” The Buckles’ briefs do not address the merits of their procedural due process claim, nor do they point to any evidence in the record that supports the complaint’s conclusory assertion of partiality. The Buckles’ procedural due process claim is further lacking because they have nоt shown that they have a “legitimate claim of entitlement” to the zoning for commercial use created by “an independent source such as state law.” See Board of Regents of State Colleges v. Roth,
B. Substantive Due Process Claim
We next address whether the district court erred in dismissing the Buckles’ substantive due process claim. Whether a general substantive due process claim is trumped by the specific provisions of the Fifth Amendment’s Takings Clause is a question falling squarely within our precedent. In what is an “exception to the general rule [that a plaintiff can seek relief under multiple constitutional theories], recognized out of a well-placed reluctance to expand the concept of substantive due process,” a plaintiff is precluded from asserting a substantive due process claim instead of, or in addition to, a takings claim. Macri v. King County,
held that when an explicit textual provision of the Constitution protects against the challenged government action, the claim must be analyzed under that specific provision alone and not under the more general guarantee of substantive due process.
Id. at 1128 (emphasis added).
The Buckles contend that they do not seek to expand the substantive due process clause, but to apply the law on “spot zoning.” Changing the label will not change the result. A spot zoning claim
Washington courts have recognized the claim of “spot zoning” and defined it as follows:
Spot zoning has come to mean arbitrary and unreasonable zoning action by which a smaller area is singled out of a larger area or district and specially zoned for a use classification totally different from and inconsistent with the classification of surrounding land, and not in accordance with the comprehensive plan. Spot zoning is a zoning for private gain designed to favor or benefit a particular individual or group and not the welfare of the cоmmunity as a whole.
Smith v. Skagit County,
We affirm the dismissal of the Buckles’ substantive due process claim under Ar-mendariz and Mam because we “must” analyze the Buckles’ land use claim under the “explicit textual source of constitutional protection,” the Takings Clause, “not the more generalized notion of ‘substantive due process.’ ” Armendariz,
The Buckles argue that, even if the district court appropriately dismissed the Buckles’ federal substantive due process claim, the district court should have allowed them tо proceed on a state substantive due process claim. The Buckles contend that the Washington Constitution provides greater substantive due process protection than the United States Constitution because the Washington Supreme Court, in a post-Macn decision, allowed a substantive due process claim to proceed in a land use case. See Mission Springs, Inc. v. City of Spokane,
C. Takings Claim
Finally, we turn to the Buckles’ argument that the district court erred in granting summary judgment for King County on their takings claim. The Buckles’ takings claim is a facial challenge to the enactment of King County Ordinance 12170, which, among other amendments to the Comprehensive Plan, designated the Buckles’ property “Rural Residential.” The Buckles argue that the designation “fails to advance a legitimate county interest and thereby takes Plaintiffs’ property without pаyment of just compensation.... ” They also claim that the ordinance violates the
The Buckles’ characterization of their takings claim, however, ignores the undisputed facts: the property is part of a large tract zoned as residential over two decades ago; the Buckles purchased their property over twenty years ago when it was zoned for residential use; and the Buckles actually used the property for residential purposes for years. In addition, the property was never used for commercial purpоses. The 1995 designation of the property as Rural Neighborhood (for limited commercial purposes) was never a final zoning decision; the property was zoned for, but never used for, commercial purposes for less than a year before that zoning was invalidated as the product of last-minute lobbying by the Buckles and as a violation of the Growth Management Act’s public participation requirement. Reliance on a void zoning designation is illusory.
Finally, the County’s zoning of the Buckles’ property was part of the adoption of a Comprehensive Plan mandated by state law. The county was required to adopt a plan designating urban growth areas, drawing a line between areas where urban growth was to be encouraged and areas where such growth would be prohibited. This policy choice included continuation of the rural residential designation not only for the Buckles’ рroperty but for the vast surrounding acreage which also was residential in character. The small neighborhood business area was retained but not expanded.
The circumstances of this case are unlike those considered by the Supreme Court in its most recent takings case, City of Monterey v. Del Monte Dunes at Monterey, Ltd., — U.S. -,
The Buckles’ claim that the zoning restricting use of their property to residential use “takes” their property without just compensation falls under the regulatory takings doctrine: “The general rule at least is that while property may be regulated to a certain extent, if regulation
The Buckles concеde that the re-designation of their property as residential did not destroy all economically viable use of their property,
The district court, following the not uncommon practice in takings cases prior to Del Monte Dunes, found there were no disputed facts and ruled on the takings claim as a matter properly decided on summary judgment. Del Monte Dunes requires a re-evaluation of whether summary judgment was the correct procedure. The Supreme Court addressed the allocation of liability determinations between judge and jury in regulatory takings cases and held that a property ownеr asserting a takings claim in an action under
Under Del Monte Dunes, a plaintiff clearly has the right to a jury trial on the “predominantly factual question” of “whether a landowner has been deprived of all economically viable use of his property.” See id. This point is not dispositive, however, because although the Buckles argue diminution in value due to residential zoning, they do not seriously contend deprivation of all economically viable use.
On the “more difficult question” of who decides whether a land use decision substantially advances a legitimate government interest, in Del Monte Dunes the Supreme Court noted that “[although our cases make clear that this inquiry involves an essential factual component, it no doubt has a legal aspect as well, and is probably best understood as a mixed question of fact and law.” Id. (internal citation omitted). Under the circumstances prеsent in Del Monte Dunes, the Supreme Court approved of “the narrow question submitted to the jury[:] whether, when viewed in light of the context and protracted history of the development application process, the city’s decision to reject a particular development plan bore a reasonable relationship to its proffered justifications.” Id. at 1644. The Court viewed the mixed question of law and fact at issue in Del Monte Dunes as “essentially fact-bound.” Id. (internal quotation marks omitted).
The Supreme Court emphasized, however, that its holding does not establish a right to a jury on every takings claim, explicitly stating that “we do not attempt a precise demarcation of the respective provinces of judge and jury in determining whether a zoning decision substantially advances legitimate government interests.” Id. As examples, the Supreme Court noted
to the extent Del Monte Dunes’ challenge was premised on unreasonable governmental action, the theory argued and tried to the jury was that the city’s denial of the final development permit was inconsistent not only with the city’s general ordinances and policies but even with the shifting ad hoc restrictions previously imposed by the city. Del Monte Dunes’ argument, in short, was not that the city had followed its zoning ordinances and policies but rather that it had not done so.
Id.
Frankly, we have some difficulty parsing the distinctions laid out by the Supreme Court concerning when a jury trial is required. We find ourselves in uncharted territory with a map for related but different waters. Indeеd the acknowledgment that no “precise demarcation” is established and the recognition that in some cases the determination of whether the state’s purposes were legitimate “might well fall within the province of the judge,” leaves us with the difficult task of determining where in that gap the Buckles’ claims fall. The Court candidly notes “the limitation of [its] Seventh Amendment holding” and cautions that the unusual “posture of the case” counsels against a rule for all time. With these admonitions in mind and recognizing that the facts and procedural posture in Del Monte Dunes were extreme, we conclude that the district court did not err in deciding the takings claim on summary judgment.
First, the Buckles’ theory is sufficiently different from that argued by Del Monte Dunes to distinguish the cases. Unlike Del Monte Dunes, the Buckles’ challenge is not that King County’s zoning of their property was inconsistent with their general ordinances and policies, but rather that it was inconsistent with the zoning оn property surrounding the Buckles’ property-in essence, the spot zoning claim. To the extent such a claim is characterized as an argument that the “general regulations were unreasonable as applied” to the Buckles, Del Monte Dunes did not address this issue. And, unlike Del Monte Dunes, the Buckles do not claim that King County failed to follow their zoning ordinances, but rather that it was unfair that the county chose to leave intact the established demarcation of residential versus commercial and not to expand the commercial zone by adding the Buckles’ property.
Second, under the Buckles’ theory, Del Monte Dunes would swallow long-standing summary judgment principles and always require a jury trial to determine whether the government’s interests were legitimate and substantial. But Del Monte Dunes did not alter or even consider the traditional summary judgment standards. The Del Monte Dunes case was full of five years of factual disputes that went to the jury on jury instructions that were not even challenged by the city. The circumstances here are vastly different. Although identifying the alleged taking is not easy because the Buckles advance a number of variations on a single theory, two consistent arguments emerge: (1) that King County took the Buckles’ property when it was redesignated as Rural Residential rather than Rural Neighborhood; and (2) the zoning is an illegal spot zone. As to the first argument, the county cannot “take” what the Buckles did not have. The zoning designation for limited business uses was never final and the Buckles ended up exactly where they started-residential use. The map of the Buckles’ property and the surrounding area belies the validity of the second theory. As the district court held, there is no genuine issue of material fact. The zoning restrictions on property surrounding the Buckles’ property is undisputed, as is the existence
Finally, we note that the Buckles’
The net result of the distinctions between Del Monte Dunes and this case is that it was within the province of the district court to determine whether the county advanced a substantial interest.
Evaluating the Buckles’ takings claim on the merits then, King County asserted at least four interests in designating the Buckles’ property as residential: (1) complying with the Growth Management Act’s limitation on urban development outside of the urban growth boundary because the Buckles’ property lies outside of King County’s urban growth boundary; (2) maintaining consistency with the residential use zoning designation for the majority of property surrounding the Buckles’ property; (3) not bowing the presence of non-conforming uses in the vicinity of the Buckles’ property to justify additional commercial zoning; and (4) not expanding the nearby Rural Neighborhood to include the Buckles’ property because of the presence of a salmon-bearing stream traversing the property.
The Supreme Court has made clear that the government has a legitimate interest in protecting undeveloped areas from “the ill effects of urbanization.” Agins,
The Buckles argue that the facts of their case are closer to Nectow v. City of Cambridge,
Not every governmental attempt to restrict commercial development will be upheld as advancing the interest of protecting against urbanization, but the Buckles’ claim that the government went “too far” in this case fails in light of the facts that the Buckles purchased the property when it was zoned for residential use, they actually used it for residential use for years, and it was zoned for commercial use for only a short period of time before that
AFFIRMED. Each party shall bear its own costs on appeal.
Notes
. One parcel was purchased in 1974 and another was acquired in 1987.
. The zoning code provides that "[t]he purpose of the rural zone (RA) is to provide for an area-wide long-term rural character and to minimize land use conflicts with nearby agricultural, forest or mineral extraction production districts.” King County Code § 21A.04.060. The "-P” suffix refers to "property specific development standards,” which "indicatef ] that conditions beyond the minimum requirements ... have been applied to development on the property....” King County Code § 21A.04.150.
. The Buckles did not challenge the change from 1-acre minimum to 5-acre minimum residential use.
. The zoning code provides that “[t]he purpose of the neighborhood business zone (NB) is to provide convenient daily retail and personal services for a limited service area and to minimize impacts of commercial activities on nearby properties....” King County Code § 21A.04.090.
. The Board members assert that the suit is also barred by the Eleventh Amendment because the suit is "truly against the Hearings Board,” a state agency. The Buckles, however, alleged claims against the Board members in their personal capacities, thus avoiding the Eleventh Amendment bar. Hafer v. Melo,
. We respectfully disagree with the suggestion, in dicta, by the Washington Supreme Court that the procedural safeguards required to satisfy Butz are not necessarily present in the "quasi-judicial land use setting.” Lutheran Day Care v. Snohomish County,
. Although the district court dismissed the procedural due process claim on the ground that King County’s action in zoning the property on remand was legislative, in light of our holding, we need not determine whether King County’s action was legislative or adjudicаtory in nature.
. The term "spot zoning” has been criticized by commentators as a "catchword, not a legal theory.” Grant S. Nelson et al., Contemporary Property 1189 (1996) (noting that "the only thing certain is that if the court labels a rezoning 'spot zoning,' the next words will be 'and void.’ ”); see also Osborne M. Reynolds, Jr., "Spot Zoning-A Spot That Could Be Removed from the Law,” 48 Wash. U.J. Ur. & Contemp. L. 117, 122-23 (1995).
. We note, however, that Washington courts have not found broader protection under the state constitution than under the parallel federal provision. See e.g. State v. Manussier,
. Although the Buckles label their claim “spot zoning,” it is generally referred to as "reverse spot zoning” when a zoning change imposes greater restrictions on property, resulting in economic detriment to the reclassified property owner. See generally Daniel R. Mandelker, Land Use Law 246 (4th ed.1997). No published Washington case specifically discusses a claim of reverse spot zoning, and the Buckles cite to various cases from other states for examples of illegal reverse spot zoning. See, e.g., Ross v. City of Yorba Linda, 1 Cal.App.4th 954,
. The Buckles own expert valued the residential property at $421,000, more than three times the purchase price.
. Within the category of denial of economic use, the courts often consider whether the regulation interfered with the landowner’s investment-backed expectations. See Penn Central Transp. Co. v. New York City,