Lead Opinion
OPINION
In 1997, appellee, Buck Doe, brought an action against appellant, the United States Secretary of Labor (the Government), seeking damages under the Privacy Act for the wrongful disclosure of his Social Security number. We previously held— based on a reading of the Act’s text — that a party must show some actual damages in order to recover $1,000 in statutory damages. That decision was affirmed by the United States Supreme Court and we remanded to the district court, where the court granted Doe’s motion for attorney fees and costs. Neither the Supreme Court’s opinion nor our original opinion addressed the separate question presented today, which is whether a person who cannot show actual damages under the Act may still recover costs and reasonable attorney fees. We now affirm the district court’s conclusion that Doe is entitled to costs and reasonable attorney fees even though he suffered no actual damages. Because, however, we conclude that the district court did not properly calculate the amount of attorney fees, we reverse the district court’s judgment and remand the case for further proceedings in light of this opinion.
I.
Because this is the second time this case is before us, we only briefly recite the pertinent facts and procedural history.
Like most applicants for benefits under the Black Lung Benefits Act, Doe provided his Social Security number to the Department of Labor’s Office of Workers’ Compensation Programs. The Government, in order to facilitate the processing of black lung claims, used applicants’ Social Security numbers as unique identifiers. The Social Security numbers were often reproduced to other applicants, their employers, and counsel, and were frequently included in published administrative law decisions.
Robert Doe, who was also a Black Lung benefit claimant, filed suit against the Secretary of Labor on February 13, 1997. The Government promptly recognized that in reproducing Social Security numbers in such a way, it exceeded the limits set by the Privacy Act. See 5 U.S.C.A. § 552a(b) (West 1996 & Supp.2005). On February
The parties filed cross-motions for summary judgment and on July 24, 2000, the district court denied the plaintiffs’ motion for class certification and granted summary judgment in favor of the Government for all claimants except Doe. Doe v. Herman, No. Civ.A. 2:97CV00043,
The parties cross-appealed and we affirmed the district court’s grant of summary judgment in favor of the Government and reversed the district court’s grant of summary judgment in favor of Doe. Doe v. Chao,
The Supreme Court granted certiorari to decide whether “some actual damages must be proven before a plaintiff may receive the minimum statutory award” under the Privacy Act. See Doe v. Chao,
After the Supreme Court’s decision, the case was remanded to the district court, where Doe made a motion for attorney fees and costs under 5 U.S.C.A. § 552a(g)(4)(B) of the Privacy Act, which the district court granted. Doe IV,
The Government timely appealed, arguing that when a party is unable to show actual damages, he or she is also precluded from recovering costs and fees. The Government bases its argument on (1) the plain text of the Privacy Act, (2) language from the Supreme Court’s opinion in Doe III, and (3) canons of construction. In the alternative, the Government argues that the only “reasonable” attorney fee in this case is no fee at all.
We review de novo the district court’s legal determination that § 552a(g)(4) of the Privacy Act permits a party who does not recover actual damages to recover costs and attorney fees. See In re Coleman,
Section 552a(g)(4) provides:
In any suit brought under the provisions of subsection (g)(1)(C) or (D) of this section in which the court determines that the agency acted in a manner which was intentional or willful, the United States shall be liable to the individual in an amount equal to the sum of—
(A) actual damages sustained by the individual as a result of the refusal or failure, but in no case shall a person entitled to recovery receive less than the sum of $1,000; and
(B) the costs of the action together with reasonable attorney fees as determined by the court.
5 U.S.C.A. § 552a(g)(4).Subsection (g)(1)(D), under which Doe’s suit is maintained, authorizes individuals to bring a civil action for the government’s failure to comply with the Privacy Act when that failure causes an “adverse effect on [the] individual.”
The text of §§ 552a(g)(l)(D) and (g)(4) clearly provide that (1) if an individual can show an adverse effect (2) caused by the Government’s intentional or willful breach of the statute, (3) the Government shall be liable to that individual for the sum of (a) actual damages and (b) the costs and reasonable attorney fees of the action. It is undisputed that Doe suffered an adverse effect caused by the Government’s intentional or willful violation of the Privacy Act. Under a plain reading, then, the Government is liable to Doe for the sum of his actual damages and costs and fees.
The Government, however, argues that the plain language of the statute shows that § 552a(g)(4) authorizes an award of attorney fees and costs only to parties who can show actual damages. In particular, the Government argues that the term “sum” means “that liability exists only if damages are established.” (Appellant’s Br. at 21.) We find the Government’s argument without merit.
The word “sum” — as it is used in this instance — requires a court to fulfill the simple act of adding actual damages and fees and costs once the preceding elements of the statute are satisfied. See Webster’s II New Riverside University Dictionary 1160 (1988) (defining sum as “[t]he total obtained as a result of adding”).
Thus, because Doe suffered an adverse effect caused by the Government’s intentional or willful violation of the Act, the Government is liable to Doe for actual damages plus costs and reasonable attorney fees. The face of the statute leaves no room for confusion on this point.
III.
When the language of a statute fairly can be understood to have only one, specific reading — as is the case with § 5£>2a(g)(4)(B) — that fact would ordinarily signal the end of our discussion. See Dodd v. United States, — U.S.-,-,
A.
The Government’s argument that the Supreme Court’s decision in Doe III precludes the holding we would reach based on the plain reading of the statute is primarily based on Doe Ill’s (1) reading of the term “liable” in the Act, (2) footnote 9, and (3) discussion of what completes a cause of action. We disagree with the Government’s reading of Doe III.
1.
In Doe III, the Supreme Court noted that “the statute does not speak of liability (and consequent entitlement to recovery) in a free-standing, unqualified way, but in a limited way, by reference to enumerated damages.” Doe III,
The Government interprets the Supreme Court’s above-quoted language, however, to mean that “[o]nly when a plaintiff proves [actual] damages as an element of his merits claim will the United States become ‘liable’ for damages and the accompanying costs and fees.” (Appellant’s Br. at 19.) It is unclear why the Government reads this language from Doe III — which was concerned entirely with § 552a(g)(4)(A), not 552a(g)(4)(B) — to have any implication on costs and attorney fees. In fact, in no place did the Court in Doe III purport to interpret § 552a(g)(4)(B). Instead, the Government’s rephrasing should have stopped a few words short, as a proper interpretation of the Supreme Court’s language is the more obvious one: that only when a plaintiff proves actual damages with his merits claim will the United States become liable for actual damages
The Government’s argument fails to recognize that the statute separates damages from costs and fees in two different subsections and requires courts to add the two amounts when liability attaches. That such liability attaches upon a showing of an adverse effect and that the violation was intentional or willful is clear from the statute’s text. Once such liability attaches, the Government is liable for actual damages (if there are any) plus costs and reasonable attorney fees (if there are any). The Supreme Court’s phrase, then, means nothing more than the obvious fact that the Government cannot be liable for actual damages if there are no actual damages.
2.
The Government also argues that Doe Ill’s footnote 9 rejects any analysis that fails to treat actual damages as the recov
Footnote 9 was a response to a specific argument put forth in dissent by Judge Michael in Doe II. In his dissent, Judge Michael recognized that the statute’s text “allows for a plaintiff who has proven an intentional or willful violation of the Privacy Act to recover costs and reasonable attorney fees even if the plaintiff has suffered no actual damages at all.” Doe II,
In footnote 9, the Supreme Court also rejected Judge Michael’s argument. The Supreme Court understood Judge Michael to argue “that any plaintiff who can demonstrate that he was adversely affected by intentional or willful agency action is entitled to costs and reasonable attorney’s fees under 5 U.S.C. § 552a(g)(4)(B), and is for that reason ‘a person entitled to recovery’ [of actual damages] under subsection (g)(4)(A).” Doe III,
3.
The Government next argues that Doe III requires a showing of actual damages in order for a plaintiff to have a cause of action under subsection (g)(4). Although
In Doe III, the Court responded to Doe’s argument that “it would have been illogical for Congress to create a cause of action for anyone who suffers an adverse effect from intentional or willful agency action, then deny recovery without actual damages.” Doe III,
The Government argues that this language stands for the proposition that actual damages are part of the underlying cause of action and that by failing to show actual damages, Doe may not now recover costs and fees. We disagree. We understand the Supreme Court’s language as stating what must be shown (or proved) in order to prevail under the cause of action created by subsection (g)(4) in order to be entitled to the remedy delineated in (g)(4)(A). In other words, in order to succeed on the underlying cause of action and be entitled to a remedy of actual damages, a litigant must show actual damages. Because he could not show actual damages, Doe was not entitled to monetary relief tor the violation of the underlying cause of action that Congress created with the Privacy Act.
The Government and Judge Michael’s dissent read far too much into one single paragraph of the Supreme Court’s Doe III opinion while simultaneously ignoring longstanding precedent. To accept the Government’s reading would be to conflate the underlying cause of action with the remedy provided. The Government’s argument suggests that relief is part of the underlying cause of action. This is not so. Such a reading fails to recognize traditional jurisprudential understandings of causes of actions.
In Davis v. Passman,
In the case of § 552a(g)(4), then, Congress created a cause of action for a class of litigants who are adversely affected by the Government’s intentional or willful violation of the Privacy Act. In order to prevail — or be entitled to monetary relief— under subsection (g)(4)(A), a litigant must show actual damages.
In short, we find nothing in the Supreme Court’s Doe III opinion that trumps the plain meaning of the statute.
B.
The Government argues that aside from Doe III, we must also interpret § 552a(g)(4)(B) through the lens of two canons of statutory construction. First, it suggests that statutory grants of the right to recover attorney fees and costs must be construed strictly in favor of the sovereign. Second, the Government argues that § 552a(g)(4) does not amount to a “clear showing” of congressional intent to depart from the rule that a prevailing party need not pay a non-prevailing party’s litigation costs and fees.
1.
The Government correctly recognizes that the scope of the government’s waiver of sovereign immunity must be strictly construed in favor of the sovereign. Lane v. Pena,
In examining § 552a(g)(4)(B), we find no ambiguity in Congress’ waiver. As we noted in Part II, supra, we believe the text of this statute as it relates to Doe’s quest for attorney fees is clear. Our conclusion that the statute, on its face, undoubtedly allows for Doe to recover an award of attorney fees could not have been made without a simultaneous recognition that the statute also unambiguously waives the government’s immunity and makes it liable to Doe for costs and fees. The statute permits of no other reading.
2.
In Ruckelshaus, the Supreme Court noted that “requiring a defendant, completely successful on all issues, to pay the unsuccessful plaintiffs legal fees would be a radical departure from long-standing fee-shifting principles adhered to in a wide range of contexts.”
Ruckelshaus concerned a provision of the Clean Air Act, which permitted a court to “award costs of litigation (including reasonable attorney and expert witness fees) whenever [the court] determines that such an award is appropriate.” Id. at 682-83,
Ruckelshaus does not aid the Government here. The Clean Air Act provision at issue in Ruckelshaus was meaningfully different from the Privacy Act provision here. The provision at issue in Ruckel-shaus allowed the award of costs and reasonable fees when “appropriate.” Other statutes have similar language, allowing for fee-shifting either when “appropriate” or “in the interest of justice.” See, e.g., 15 U.S.C.A. § 2072(a)(West 1998)(stating that in addition to damages in a suit under the Consumer Product Safety Act, a litigant may recover costs and reasonable attorneys’ fees “if the court determines it to be in the interest of justice”). Notably, however, Congress took a decidedly different path under § 552a(g)(4)(B) and did not condition the award of costs and reasonable fees on whether a court found them to be “appropriate” or “in the interest of justice.”
In addition, because the statute is unambiguous, it necessarily makes a clear showing that plaintiffs — under circumstances like Doe’s — should recover costs and reasonable attorney fees. By declining to include any qualifying phrase like “appropriate” or “in the interest of the justice,” Congress created an explicit statutory scheme that has the potential of making the Government liable for costs and reasonable fees even when the Government is not hable for actual damages. Although this scheme may produce atypical results, it is not the province of the courts to alter plain congressional text that does not offend the Constitution; instead, we must take Congress at its word. See Connecticut Natl Bank v. Germain,
As it relates to attorney fees and costs, and given the Supreme Court’s interpretation in Doe III, § 552a(g)(4) is a clear statute. It makes the Government liable for costs and reasonable attorney fees when the Government intentionally or willfully violates the Privacy Act and that violation causes the litigant an adverse affect. Moreover, it does so unambiguously and without qualification.
IV.
The Government next contends that even if the district court was correct in concluding that the Government was liable to Doe for costs and reasonable attorney fees, the court abused its discretion and awarded Doe an unreasonable fee. We agree.
We review a district court’s award of attorney fees for an abuse of discretion. Johnson v. City of Aiken,
The Government contends that because Doe sought money damages from the United States, and was awarded none, the only reasonable attorney fee is no fee at all.
We find Doe’s argument unpersuasive. First, Doe did not win any declaratory or injunctive relief. While it is true that an injunction was entered prohibiting the Government from identifying black lung claimants’ Social Security numbers in the future, Doe had no meaningful role in that injunction. The district court issued a consent decree on February 20, 1997, granting the injunctive relief. It was not until later that day that Doe joined the action, and he was not even a signatory to the decree. See Doe IV,
Second, and more importantly, subsection (g)(1)(D) of the Privacy Act does not allow courts to grant injunctive or declaratory relief. In fact, the only relief available to Doe under that subsection is monetary relief. See Doe III,
We therefore return to the question of whether Doe’s fee award was reasonable in light of his failure to prove monetary damages. “Where recovery of private damages is the purpose of ... litigation, a district court, in fixing fees, is obligated to give primary consideration to the amount of damages awarded as compared to the amount sought.” Farrar v. Hobby,
The basis of Doe’s suit under the Privacy Act was monetary damages. He sought damages for emotional distress, but as we concluded in Doe II, he failed to show any actual damages. Accordingly, the Government asks us to find that when a plaintiff fails to prove any actual damages in his quest for monetary relief under § 552a(g)(4), “the only reasonable fee is usually no fee at all.” Farrar,
The district court considered, but ultimately rejected this argument, finding that it was “nothing more than a restatement of the [Government’s] previous argument that since' [ ] Doe failed to recover actual damages ... he is not entitled to an award of costs and attorneys’ fees.... ” Doe IV,
We disagree with the district court. Statutes that require a complainant to “substantially prevail” in order.to obtain costs and fees do so as a prerequisite to
Thus, the district court erred in its reasonableness analysis by failing to “give primary consideration to the amount of damages awarded as compared to the amount sought” by Doe, a consideration that exists in order to constrain a court’s discretion in setting an award. See Far-rar,
Accordingly, because we find that the district court abused its discretion in determining the reasonableness of the fee award, we vacate the award and because the district court is in the best position to determine what is a “reasonable” attorney fee award, we remand to the district court for recalculation of fees.
V.
In sum, we agree with the district court’s interpretation of the Privacy Act. It plainly states that the Government shall be liable for costs and reasonable attorney fees when its intentional or willful violation of the Act adversely affects a litigant, and neither the Supreme Court’s Doe III opinion nor canons of construction lead to an opposite conclusion. Because, however,
AFFIRMED IN PART; VACATED AND REMANDED IN PART.
Notes
. We will refer to the four previous opinions in this case sequentially as Doe I, Doe II, Doe III, and Doe IV, with Doe I as the initial district court opinion, Doe II as our first opinion, Doe III as the Supreme Court's opinion, and Doe IV as the district court opinion currently under review.
. The full text of § 552a(g)(l)(D) provides: Civil Remedies — Whenever any agency
(D) fails to comply with any other provision of this section, or any rule promulgated thereunder, in such a way as to have an adverse effect on an individual, the individual may bring a civil action against the agency, and the district courts of the United States shall have jurisdiction in the matters under the provisions of this subsection.
5 U.S.C.A. § 552a(g)(l).
. The word "sum” can also be defined as "an amount of money.” Webster's II New Riverside University Dictionary 1160 (1988). That definition, on the other hand, is the most plausible one for the word’s use in subsection (g)(4)(A). See 5 U.S.C.A. § 552a(g)(4)(A) (stating that a person who is entitled to actual damages shall not "receive less than the sum of $1,000”).
. The Government suggests that in reading the term "sum” to suggest its ordinary, mathematical meaning, we are leaving the term "with no job to do” in the Act. See Doe III,
In any event, we disagree with the Government’s argument that if the statute is to be read as we suggest it must, Congress "could have simply drafted § 552a(g)(4) to provide that ‘the United States shall be liable to the individual in an amount equal to []’ actual damages and costs with attorney^ fees and removed the phrase 'the sum of from the Act.” (Appellant's Br. at 21.) Requiring a court to discern the "amount of” of damages and costs and fees still requires a court to add the "amount of” damages and the "amount of” costs and fees in order to calculate the total. If the Government would have more support for its argument under its hypothetical statute than it does under the actual statute, then, it is because the suggested redrafting does more than simply remove the word "sum” from the Act. Rather, it alters the entire structure of § 552a(g)(4). Under the actual text and structure of the statute, the inclusion of the term "sum,” combined with the separating of damages in one subsection and costs and fees in another, together clarify that those two amounts must be determined independent of one another and then added together.
. This is not to say that all of the statute’s provisions and components are clear. We recognize that the question we decided in Doe II was a difficult one, just as there might be difficult questions of statutory interpretation presented by Privacy Act litigation in the future. Under the question that we decide today, however, the statute has no ambiguity.
. In fact, the Supreme Court explicitly recognized this point not only in terms of the statute’s text, but also in terms of traditional tort recovery. The Court noted that "Doe's manner of reading 'entitle[ment] to recovery' as satisfied by adverse effect caused by intentional or willful violation is in tension with more than the text, however.” Doe III,
. If, as the Government argues, the Supreme Court had wished to assert in dicta that fees are never allowed absent a showing of actual damages, one would think the Court's opinion would have stated the proposition as such. Although it would have been dicta just the same, Doe III easily could have rejected Judge Michael's interpretation by noting that Doe was categorically not entitled to attorney fees because he could not show actual damages, and thus there was no recovery of costs and attorney fees to even act as a "recovery” under 552a(g)(4)(A). This, of course, is not what the Supreme Court stated.
In his dissent, Judge Michael contends that we avoid confrontation with footnote 9. See post at 25. As our discussion reveals, however, we do not ignore the footnote or dismiss it as dicta. Moreover, the footnote is only dicta if it is misread to state the proposition that Judge Michael suggests. Without the gloss added by our good dissenting colleague and the Government, footnote 9’s language stands for the simple proposition that a legitimate award of costs and fees cannot transform Doe into a "person entitled to recovery” of actual damages under subsection (g)(4)(A). If it could, of course, we would be left with the cart before the horse.
. Judge Michael’s dissent contends that the relationship between implied causes of action and express causes of action are "tangential at best.” Post at 508. Yet, Judge Michael fails to explain why the meaning of a "cause of action” changes based on whether a cause of action is first enunciated by Congress or the Court. In fact, and as Judge Michael implicitly recognizes, "because Congress has expressly empowered plaintiffs to bring private suits for money damages under the Privacy Act,” post at 508, our task is easier because we need only look to Congress’s express language to determine which litigants are empowered to bring a cause of action for appropriate relief, or in other words, money damages.
. To be sure, at first blush, the few sentences in Doe III concerning this question appear to favor the Government’s reading. It must be remembered, however, that "[a] 'cause of action' may mean one thing for one purpose and something different for another.” United States v. Memphis Cotton Oil Co.,
. Judge Michael's dissent mixes and matches different portions of Justice Souter’s opinion in Doe III in an attempt to rewrite Congress's express text, redraft the Supreme Court's actual language, and reconceptualize the meaning of a cause of action. He claims that the Supreme Court cited Prosser and Kee-ton on the Law of Torts in order to support the " 'traditional understanding' of tort causes of action,” post at 509, and that our neglect of this portion of the Supreme Court's analysis explains our "erroneous conclusion” that a remedy is not part of an underlying cause of action. The reason that we do not cite the Supreme Court's language detailing how the "traditional understanding of tort causes of action” informs our decision here, however, is because such language does not exist.
As we noted in footnote 6, the Doe III language that Judge Michael relies on is concerned with what a litigant must show in order to be entitled to recovery under the Act. In other words, and as we have often stated throughout this opinion, in order to recover damages under subsection (g)(4)(A) of the Act, a litigant must show that he suffered some actual damages. But the Supreme Court never speaks of the "traditional understanding of tort causes of action.” Instead, to quote the Supreme Court, it speaks of the "traditional understanding [of] tort recovery.” Doe III,
. We can envision a statute where Congress makes a showing of damages part of an underlying cause of action, but it would be an odd statute. For example, if § 552a(g)(4) instead read, "when a court determines that the agency acted in a manner which was intentional or willful, and a litigant suffers actual damages, the United States shall be liable for the amount of actual damages," it would be arguable that the showing of damages was part of the cause of action because a litigant would not have a statutory right under the Act unless she suffered actual damages. The actual statute at issue here, of course, was not written this way.
. The incorrectness of the Government’s argument is perhaps best underscored when the argument is taken to its logical conclusion. Because under the Government's reading, actual damages — under (g)(4)(A) — make up part of the underlying cause of action, a showing of costs and attorney fees — under (g)(4)(B)— would also make up a necessary component of the cause of action. This is because subsections A and B are structural equals in the text of the statute. Therefore, if A is part of the cause of action, B must also be part of the cause of action. We cannot accept an argument that would require the conclusion that a litigant who does not incur costs and reasonable attorney fees has no cause of action under the Act.
.The Government realizes that these canons would be of most use to us only if we found that the statute was less than "clear in requiring that a ... plaintiff recover some damages before he can obtain an award of costs and fees.” (Appellant’s Br. at 25.) We, of course, hold that the text of the statute is unmistakably clear, but our holding results in a conclusion opposite from the one urged by the Government: a plaintiff need not show actual damages in order to obtain an award of costs and fees. Thus, as we shall detail, these canons serve little value in this case because we are interpreting an unambiguous, clear statutory provision. See Connecticut Nat'l Bank v. Germain,
. Although both provisions require that any award of attorney fees be "reasonable,” that
. Moreover, because other subsections — not at issue here — of § 552a(g) require a claimant to "substantially prevail” before a fee award is appropriate, see 5 U.S.C.A. § 552a(g)(2)(B) (stating that fees are only appropriate if a complainant has "substantially prevailed,” and 5 U.S.C.A. § 552a(g)(3)(B) (same), it is implausible to assume that Congress accidentally omitted the "substantially prevail” language from subsection 552a(g)(4)(B). Instead, it must be viewed as an intentional congressional omission.) See Mallas v. United States,
. The district court did not consider Doe's underlying litigation success when it determined the reasonableness of his fee award. Instead, it moved directly to a straight-forward application of the twelve Johnson factors. See Johnson v. Georgia Highway Express, Inc.,
. We note that we do not read these cases to stand for the proposition that the Government may not be enjoined from violating the Privacy Act by disclosing personal records. Instead, we read these cases as stating that such relief is not authorized by the Privacy Act, standing alone. Often, however, and as was the case in the instant action, injunctive relief
. The APA does not itself allow for attorney fees, so any' request for fees in connection with the APA must be made under the Equal Access to Justice Act, 28 U.S.C.A. § 2412(b) (West 1994). See, e.g., Ardestani v. INS,
. In its recalculation, the district court should consider the Johnson factors on which it initially referenced in addition to the success obtained by Doe, including Doe’s argument that his claim was partially vindicated, and that he is entitled to a substantial award under Mercer v. Duke University,
Dissenting Opinion
dissenting:
If this ease had called for examination of the Privacy Act’s text and nothing else, perhaps I would have subscribed to the majority’s reading of the statute. The statutory text alone, however, cannot be the sole focus here because the Supreme Court has spoken, if not on the exact question posed, then at least on a subject very closely related. As a subordinate appellate court, our responsibility is to give effect to statutory text in a way that hews to Supreme Court guidance on how to interpret that text. Because I believe we must weigh the Supreme Court’s words more heavily than does today’s majority, I respectfully dissent. Although I concluded when this case was previously before us that Buck Doe had the better argument, here the government ought to carry the day. The Supreme Court’s Doe v. Chao opinion virtually compels us to hold that a plaintiff who has not suffered actual damages under 5 U.S.C. § 552a(g)(4)(A) cannot allege all of the elements of a claim for relief under the Privacy Act and may not as a result recover costs or attorney fees under § 552a(g)(4)(B). Notwithstanding what the majority says, ante at 500 n. 10,1 am not attempting to rewrite the Privacy Act; I am simply following the Supreme Court’s teachings on how to construe that Act.
I dissented in part from our earlier opinion because I disagreed with the conclusion that a plaintiff such as Buck Doe must suffer actual damages to be eligible for statutory damages under § 552a(g)(4)(A). Doe v. Chao,
Specifically, Justice Souter wrote for the Court:“[A]n individual subjected to an adverse effect has injury enough to open the courthouse door, but without more has no cause of action for damages under the Privacy Act.”
The majority avoids confrontation with footnote 9 of Doe III by reading that footnote as pertaining only to Doe’s
I also take seriously the Supreme Court’s lesson about the distinction between plaintiffs who have standing to sue and those who have a true cause of action under the Privacy Act. Doe III,
The Supreme Court has “often stated” that “the question of what remedies are available under a statute that provides a private right of action is ‘analytically distinct’ from the issue of whether such a right exists in the first place.” Franklin,
The relationship between that context and Doe’s case is tangential at best, however, because Congress has expressly empowered plaintiffs to bring private suits for money damages under the Privacy Act. The phrase “cause of action” has long denoted more than one legal concept. In 1933 the Supreme Court, speaking through Justice Cardozo, explained that the Court “ha[d] not committed itself to the view that the phrase is susceptible of any single definition that will be independent of the context or of the relation to be governed.” United States v. Memphis Cotton Oil Co.,
Rather than look far afield to Davis and Franklin (again, cases concerning implied rights of action) to understand the Privacy Act “cause of action,” I would look principally to Doe III itself. Some causes of action do not require damages as an element of a claim for relief; others (such as the traditional tort of negligence) do. The Supreme Court taught us in Doe III that the Privacy Act cause of action is one of the latter. In particular, the Supreme Court found Doe’s argument under § 552a(g)(4)(A) inconsistent with “the traditional understanding that tort recovery requires not only wrongful act plus causation reaching to the plaintiff, but proof of some harm for which damages can reasonably be assessed.” Doe III,
The majority discusses Doe Ill’s invocation of the “traditional understanding” of tort causes of action only in an attempt to wave away this dissent. Ante at 497 n. 6, 500 n. 10. Thus, the majority neglects the role that this understanding played in the Supreme Court’s analysis of the elements of a Privacy Act claim. Perhaps this neglect explains the majority’s erroneous conclusion that “those litigants who are adversely affected by the Government’s intentional or willful violation of the Privacy Act” have a “cause of action,” ante at 501, regardless of whether they can allege any damages. This conclusion cannot be squared with the Supreme Court’s statement that “an individual subjected to an adverse effect has injury enough to open the courthouse door, but without more has no cause of action for damages under the Privacy Act,” Doe III,
To be sure, the practical impact of the majority’s interpretive errors is somewhat blunted by its emphasis on the conventional judicial standards for assessing the reasonableness of attorney fees. See ante at 505 (quoting Farrar v. Hobby,
As I would reverse the district court’s judgment- for the reasons stated, I must respectfully dissent.
