45 N.Y.S. 417 | N.Y. App. Div. | 1897
The .complaint declares that the plaintiff, at the special instance and request of the defendant, rendered work, labor and services in procuring- a loan or advance, of moneys to him ■ from Robert G. Dun, which services were of the reasonable value of $50,000, and which sum the defendant agreed to pay therefor. To this the defendant pleaded a general denial and the Statute of Limitations. On the trial the plaintiff proved that he had obtained loans for the defendant from Mr. Dun to about $30,000. He then introduced in evidence, as proof of the defendant’s agreement to pay him the stipulated price of $50,000, the following letter :
“Robert G. Dun, Esq.,
“No. 314 B’way, N. Y. City:
“ My Dear Sir.—• It is understood between Mr. R. D. Buchanan and myself that in the event of the success of the proceedings now pending, or any which may be taken to practically set aside the thirty-fifth section of the will of my late uncle, Samuel J. Tildeiq in view of the assistance looking to that end which has been and may be rendered by Mr. Buchanan as well as by yourself, that I will and hereby do become - responsible for the payment to Mrs. Adelaide E. Buchanan, or her order, of the sum of fifty thousand dollars.
“ It is further understood between us that while I am not strictly authorized to speak in behalf of my brothers and sisters in that respect, that from what has already transpired between me and them, in the event of'such success they will be disposed to act generously with Mrs. Buchanan in- the premises.
“ Yours very respy,
“GEO. H. TILDEN.”
“Fi/rst. That by the contract itself and upon the contract no cause of action is proven against the defendant.
“ Second. Upon the ground that there is no cause of action for services performed by Mr. Robert D. Buchanan, the plaintiff in this action, established by the evidence in this case.
“ Third. That, under the law of this State, by the proof offered here, Mr. Buchanan was a mere broker, so to call it, the person who procured from Mr. Dun the loan of some twenty thousand dollars by Dun to Tilden. Under the law of this State no person for procuring such a loan can charge or receive, or be entitled to receive, more than one-half of one per cent, for obtaining such loan.
“ Fourth. That by this participation in, and acquiescence in, and aid in procuring a judgment for his wife upon this same contract, he is estopped himself from now maintaining an action upon the same contract and for the same sum for which the wife obtained judgment.”
The record then states that the motion to dismiss was granted, and the plaintiff excepted. It further states that the plaintiff asked to go to the jury on the cpiestioh of the plaintiff’s employment and the value of his services, and on the question of whether or not the claim of the plaintiff had been transferred by him to his wife so that he could not recover in ,the action, of whether he still was the owner of the claim. This motion was denied and the plaintiff excepted.
It is unnecessary for lis to examine' or discuss the question . whether the plaintiff or his Wife was the proper party to bring an action for any breach by the defendant of his agreement of February 19, 1887. That question was decided by the Appellate Division of the first department in the case hitherto cited, and, if its determination were necessary to the disposition of the appeal now before us, we should certainly follow the decision of the court in the first department. But the cause of action declared on by the plaintiff' is not for a breach of that agreement. It is to recover the value of services in procuring a loan of money. The complaint, it is true, presents the claim in a double aspect, both on a quantum meruit and for an agreed price, but an agreed price to be paid to the plaintiff, not to any other person. No evidence was given of any promise by the. defendant to pay a specified sum,, except that contained in his letter to Mr. Dun. W e think, therefore, that the case should- have been considered" as an ordinary one to recover the value of services in pro..curing a loan of money. To" a recovery in such an action, the rule, of the statute applies : “Ho person shall, directly or indirectly, take or receive inore than • fifty cents for . a brokerage, soliciting, driving" or procuring the loan or forbearance of $1-00 for one year, and in that proportion for a greater'or less surnA (§ 1, art. 1, tit. 19, chap. 20, pt. 1, R. S.) There is no provision in the statute rendering a
I do not appreciate the force of the claim of the counsel, that the statute does not apply to the plaintiff. It is true that the plaintiff was not a broker, engaged in the occupation of soliciting and procuring loans, but the statute is not limited to persons; it applies to the character of the service rendered, and no person, whatever his calling or occupation, can recover for services rendered in procuring a loan any greater sum than that allowed by the statute. It is also said that the letter of agreement written by the defendant contemplated not only services in procuring the loan of money, but further services of' a different character. It is a sufficient answer to this to say that no such claim is stated in the complaint as the basis of this action. And it is further to be remarked that it is very doubtful whether any claim for gross compensation in excess of the statute can be enforced, unless it be so separated that it may appear what compensation is allowed for. obtaining the loan and what for the other services. (Cook v. Phillips, 56 N. Y. 310.)
While we are thus of opinion that in this action, under the present complaint, no recovery could be had against the defendant for the alleged breach of his written agreement, we do not see why the plaintiff was not entitled (if the jury found the facts in his favor) to recover for his services at the statutory rate. No plea of payment was alleged in the answer, and the payments made to the plaintiff’s wife were under a contract which the defendant repudiated. The learned trial court seems to have been of this opinion, for at the close of its remarks it said that the plaintiff might go to a jury and recover what his services were worth. But, despite the fact that the court entertained this view, the record shows that the complaint was dismissed, a disposition which, under the view of the trial court,
The judgment 'should be reversed and a new trial granted, with costs to abide the event.
All concurred, except Goodbich; P. J., and Bradley, J.,, who concurred in the result.
Judgment reversed and new trial granted, costs, to abide the event.