Buchanan v. GayBuchanan v. Gay
MEMORANDUM OPINION
I. INTRODUCTION
Prеsently before the court are motions to dismiss filed by defendants Thomas E. Gay (“Attorney Gay”) and Stumpf Vickers
&
Sandy, P.A. (“Stumpf Vickers”) (D.I.13), Thalia Joan Gay (“Mrs.Gay”) (D.I.21); State defendants the Supreme Court of
II. BACKGROUND
This case concerns actions taken in Family Court and the Delaware Supreme Court during divorce, custody, visitation, and property settlement proceedings between Barbara Buchanan (“B.Buchanan”) and plaintiff. (D.I.4) Attorney Gay represented B. Buchanan in the domestic relations proceedings.
B. Buchanan and plaintiff, a married couple, separated in November 2002. Plaintiff filed a petition for custody of their minor child, H.B. Id. at vi-vii. In turn, Attorney Gay filled a petition for divorce on behalf of B. Buchanan and an emergency motion for B. Buсhanan to obtain sole custody of H.B. Id. at vii. The child was removed from plaintiffs custody, and an evidentiary hearing was held wherein psychiatric evaluations were ordered. Id.
Plaintiff was hospitalized on March 18, 2003, with complications due to Hodgkin’s Lymphoma and his hospitalization was verified by B. Buchanan who notified Attorney Gay. Id. On or about the same day plaintiff entered the hospital, Attorney Gay filed motions to stay contact between plaintiff and H.B. and to sell real estate. Id. A custody hearing commenced on November 29, 2004. Id. On the second day of the hearing, plaintiff withdrew his petition for custody. Id. at viii. The presiding judge entered an order staying all contact between plaintiff and H.B., “unless she wished to have therapeutic visitation with father.” Id. at viii.
There was extensive litigation regarding division of marital property. On August 24, 2004, plaintiff filed for bankruptcy to protect his home from foreclosure and an emergency sale by the Family Court. Id. Plaintiff filed an emergency motion for spousal support and an evidentiary hearing was held on September 2, 2004. Id. The presiding judge dismissed the emergency petition for support and on March 15, 2006, dismissed with prejudice plaintiffs request for alimony/support. Id. at viii-ix. On April 18, 2006, Attorney James B. Tyler, III, (“Attorney Tyler”), on behalf of B. Buchanan, filed in Bankruptcy Court a copy of the Family Court property division order for its consideration. Id. at ix. Attorney Tyler later filed a claim for attorney fees in Bankruptсy Court. Id.
On January 3, 2006, plaintiff filed a complaint in the Superior Court of the State of Delaware, Sussex County, against Attorney Gay, Mrs. Gay
4
and Stumpf Vickers seeking “damages for breach of fiduciary duty, medical malpractice, defamation of
On November 27, 2006, plaintiff filed this action. In his “opening brief’ he states that the “complaint comes in the wake of action in the Delaware Court of Chancery, Delaware Superior Court, Delaware Family Court, Federal Bankruptcy Court, and associated appeals in the Delaware Supreme Court, where opposing counsel, as well as counsel paid by the State of Delaware, violated [his] civil rights, violated court rules, and the intent of the Delaware Legislature in procuring an outcome favorable to justifying their legal fees, and the liquidation of [his] home and estatе.” (D.I.4, ix) Plaintiff proceeds pro se and seeks $600,000,000 in punitive damages against the named defendants alleging breach of fiduciary duty, medical malpractice by fiduciary, violation of HI-PAA 6 , defamation of character, derivative tort, infliction of severe emotional distress and harm, litigation conducted in malum in se, failure to observe federal bankruptcy laws, disadvantaging an opposing party by misleading a presiding judge, and violation of his civil rights under the Fifth, Eighth, and Fourteenth Amendments of the United States Constitution. (D.I.2,1-2)
Plaintiff raises claims against the Family Court pursuant to
Plaintiff raises claims against the State Police pursuant to
Also named as defendants are the Georgetown Police and the Seaford Police. Summons was issued for these two defendants on January 8, 2007, but there is no indication they have been served. Plaintiff alleges that the Georgetown Police detained him knowing he was frail from cancer and it harassed him by issued parking tickets. Id. at ¶¶ 29-30. He alleges that the Seaford Police detained him, causing a delay in mеdical treatment, and did not provide return transportation to the hospital even though he was ill. Id. at ¶¶ 30-31.
Plaintiff raises claims against former Delaware Attorney General and current presiding Superior Court Judge Brady pursuant to
Finally, plaintiff raises claims against Attorney Gay, his wife, Mrs. Gay, and Stumpf Vickers pursuant to
Plaintiff alleges that Mrs. Gay, as an employee of Beebe Hospital and the spouse of Attorney Gay, failed to notify her employer, the Family Court, and plaintiff of her marital relation to Attorney Gay, of her conflict in providing medical services to plaintiff, had ample opportunity to invade plaintiffs privacy to assist Attorney Gay for personal gain, and caused plaintiff emotional harm when she violated the guidelines of patient care by not notifying plaintiff she had access to his medical records of which Attorney Gay made an issue in Family Cоurt. Plaintiff alleges that Attorney Gay and Mrs. Gay attacked his natural rights to life, liberty, home, physical health, emotional health, privacy, financial freedom, family, property, access to courts, and prevented him from directing his child’s education and development of religion. He alleges they were successful in moving the Family Court to impose conditions upon him that are penal in nature and that are “cruel and unusual.” Finally, plaintiff alleges that Stumpf Vick-ers caused the Georgetown Police to harass him, and it caused his loss of rights and financial support from B. Buchanan.
III. DISCUSSION
A. Standard of Review
Rule 12(b)(6) permits a party to move to dismiss a complaint for failure to state a claim upon which relief may be granted.
Defendants Attorney Gay and Stumpf Vickers move for dismissal pursuant to
B. Res Judicata/Claim Preclusion
Defendants Attorney Gay, Mrs. Gay and Stumpf Vickers move for dismissal of the allegations raised against them on the basis of res judicata. They argue that the claims raised by plaintiff were the subject of a prior complaint filed by plaintiff in the Superior Court of the State of Delaware, with an identical caption, making identical allegations and averments of fact.
See
D.I. 13, Ex. A; D.I. 26, Ex. B;
Buchanan v. Gay,
C.A. No. 06C-01-02-MMF (Del.Super.Ct.). They further argue that the case was heard on the merits and dismissed with prejudice by the Superior Court on September 21, 2006.
Id.
at D.I. 13, Ex. B; D.I. 26, Ex. C:
Buchanan v. Gay,
C.A. No. 06C-01-02-MMF,
It is evident in comparing the present complaint and the complaint plaintiff filed in State Court that they contain the same or similar allegations against Attorney Gay, Mrs. Gay and Stumpf Vickers. “Under the doctrine of res judicata, a judgment on the merits in a prior suit bars a second suit involving the same parties or their privies based on the same cause of action.”
In re Continental Airlines, Inc.,
Accordingly, plaintiff is barred under the doctrine res judicata from relitigating his claims relating to the actions of Attorney Gay, Mrs. Gay and Stumpf Vickers for actions taken by them during all aspects of the domestic relation proceedings between plaintiff and B. Buchanan. To the extent plaintiff seeks to raise additional claims against Attorney Gay, Mrs. Gay and Stumpf Vickers that could have been raised in his previous action, those claims are also barred.
See CoreStates Bank, N.A. v. Huls Am., Inc.,
The instant lawsuit against Attorney Gay, Mrs. Gay and Stumpf Vickers is barred under the doctrines of res judicata and claim preclusion. Therefore, the court will grant the motiоns to dismiss on the issue of res judicata filed Attorney Gay, Mrs. Gay and Stumpf Vickers. Moreover, as discussed below, even if plaintiffs claims against Attorney Gay, Mrs. Gay and Stumpf Vickers were not barred by res judicata, his claims are barred by the Rooker-Feldman doctrine.
C. Rooker-Feldman Doctrine
Defendants Attorney Gay, Mrs. Gay, Stumpf Vickers, the Delaware Supreme Court, the Family Court, Judge Brady, and the State Police argue that plaintiff seeks review by this court of unfavorable State Court decisions and rulings. In some circumstances, the
Rooker-Feld-
D. Eleventh Amendment Immunity
Named as defendants are the Delaware Supreme Court, the State Police 10 , and the Family Court. The complaint also contains claims against former Attorney General, now Judge Brady in her official capacity. State defendants move for dismissal of the claims on the basis of Eleventh Amendment immunity.
“Absent a state’s consent, the eleventh amendment bars a civil rights suit in federal court that names the state as a defendant.”
Laskaris v. Thornburgh,
Additionally, the Eleventh Amendment limits federal judicial power to entertain lawsuits against а State and, in the absence of congressional abrogation or consent, a suit against a state agency is proscribed.
See Pennhurst State School & Hosp. v. Halderman,
E. Judicial Immunity
Statе defendants move for dismissal of the claims raised against the Delaware Supreme Court, the Family Court and Judge Brady on the basis of
Gibbons argues that she, too, is entitled to judicial immunity. As alleged in the complaint, Gibbons was a contract attorney, appointed by the Family Court, in plaintiffs domestic relations litigation. The complaint alleges that Gibbons was appointed to represent the interests of the minor child, H.B., but the court takes judicial notice that court documents indicate Gibbons appeared in custody proceedings on behalf of CASA. (D.I. 13, Ex. A, In Re the Matter of Buchanan v. Buchanan, No. CS94-3107, Pre-Trial Order-Custody (Del.Fam.Ct., Sept. 13, 2004)).
Vоlunteers serve as court appointed special advocates at the pleasure of the Chief Judge of the Family Court. 31 Del. Code § 3603(d). The court appointed special advocate program sets forth the duties and rights of a special advocate in pertinent part as follows: (1) to represent the best interests of the child in all child welfare proceedings; (2) to provide independent, factual information to the Family Court regarding the cases to which he/she is appointed; (3) to submit, a written or oral report to the court for any court proceeding; (4) to be provided with notice of every court proceeding and reсeive copies of every pleading; (5) to participate in all depositions, negotiations, discovery, pretrial conferences, hearings and appeals; (6) to monitor cases to which they are appointed to assure that the terms of the court’s orders are fulfilled and permanency for the child is achieved; (7) to request a hearing before the court when a plan on behalf of the child is not implemented, is not meeting the child’s needs, or upon completion of the investigation; (8) to request any appropriate relief from the court on behalf of the child; and (9) to ascertain the wishes of the child and make the child’s wishes known to the court and, if the special advocate concludes that the child’s wishes differ from the special advocate’s position, notify the court of the conflict. 31 Del.Code § 3606. The CASA program includes contract attorneys who provide legal representation and advice for the court appointed special advocates and for the CASA Program. 31 Del.Code § 3603(c). The program attorneys are selected by the Chief Judge of the Family Court. Id.
The Delaware Code makes it clear that Gibbons, as a contract attorney selected by the Family Court, acted in accordance with the directions of the Family Court. One of the main duties оf CASA is to act as a factfinder to aid and inform the Family Court. Accordingly, Gibbons enjoys the protections of judicial immunity from suit under
F. Statutory Immunity
Gibbons moves for dismissal on the basis that she is statutorily immune from suit in connection with her duties as a CASA appointed attorney. The Delaware Code provides that “the Director, coordinators, attorneys, and court-appointed special advocates participating in the Court-Appointed Special Advocate Prоgram shall not be civilly liable for acts or omissions committed in connection with duties which are part of the program if they have acted in good faith and are not guilty of gross negligence.” 31 Del, Code § 3611. Plaintiff asserts a litany of complaints against Gibbons, alleging her personal involvement and wrongdoing. All of the allegations pertain to plaintiffs domestic relations litigation, but they do not allege “bad faith” or “gross negligence” by Gibbons. Therefore, the court will grant Gibbon’s motion to dismiss on this basis.
G.
Dismissal is also appropriate for several defendants because they are not State actors. Mrs. Gay argues that
To state a claim under
These four defendants are not “clothed with the authority of state law.”
See Reichley v. Pennsylvania Dep’t of Agric.,
H.
Throughout his complaint, plaintiff refers to
Plaintiff fails to state a cause of action for conspiracy under
I.Prosecutorial Immunity
Plaintiff alleges that Judge Brady, in her former capacity as the Attorney General, failed to timely dismiss charges against him. He also alleges that Judge Brady did not pursue his complaints of felony misconduct against Attorney Gay. Although not raised by the State defendants, based upon the allegations in the complaint, it is apparent that Judge Brady, in her capacity as the former Attorney General, has prosecutorial immunity.
The allegations relate to the prosecutorial conduct of Judge Brady in her position as the Attorney General. However, in this capacity, she has absolute immunity for all activities relating to judicial proceedings.
See Imbler v. Pachtman,
As previously discussed, plaintiffs allegations center on Judge Brady’s failurе to dismiss charges and failure to initiate charges. These are actions central to the role of a prosecutor. Therefore, the court will dismiss the claims against Judge Brady, former Attorney General, on the basis of prosecutorial immunity.
J. Qualified Immunity
State defendants move for dismissal of the claims against the State Police and Judge Brady, the former Attorney General, on the basis of qualified immunity. Gibbons also moves for dismissal on the basis of qualified immunity. The complaint, however, does not contain allegations against Judge Brady in her individual capacity and it has been determined that the State Police, Judge Brady and Gibbons are absolutely immune from suit. Therefore, the court sees nо need to address the issue.
K. Health Insurance Portability and Accountability Act
The complaint contains allegations of a HIPAA privacy violation pursuant to HI-PAA Privacy Rule § 164.524(a). Gibbons moves for dismissal of the HIPAA claims, arguing the complaint does not allege how she is in violation of that rule and, further, that the rule is inapplicable.
The existence of a private cause of action is a “prerequisite for finding federal question jurisdiction.”
Alexander v. Sandoval,
HIPAA fails to provide for a private federal remedy. As a result, the court lacks subject matter jurisdiction over plaintiffs HIPAA claims. Therefore, the court will grant Gibbons’ motion to dismiss the HIPAA claims and will dismiss, sua sponte, all other HIPAA claims raised in the complaint.
L. Medical Negligence
Apparently out of an abundance of caution, Mrs. Gay moves to dismiss any proposed medical negligence claim on the basis that plaintiff failed to accompany the complaint with an affidavit of merit as required pursuant tо 18 DehCode § 6853(a)(1). The court agrees that plaintiff has not complied with this statutory requirement. Therefore, the court will grant Mrs. Gay’s motions to dismiss the medical negligence claim.
IV. CONCLUSION
Based upon the foregoing analysis, the court will grant defendants’ motions to dismiss. (D.I.13, 21, 29, 39) The court will also dismiss, sua sponte, all claims raised against defendant Attorney John F. Brady and will dismiss the Georgetown Police and Seaford Police for failure to serve pursuant to
ORDER
At Wilmington this 6th day of June 2007, for the reasons set forth in the memorandum opinion issued this date;
IT IS HEREBY ORDERED that:
1. Defendants’ Thomas E. Gay’s and Stumpf Vickers & Sandy, P.A.’s mоtion for dismissal pursuant to Fed. Civ. P.P. 12(b)(6) (D.I.13) is granted.
2. Defendant Thalia Joan Gay’s motion to dismiss (D.I.21) is granted.
3. State defendants’ motion to dismiss (D.I.29) is granted.
4. Defendant Kristin Gibbons’ motion to dismiss plaintiffs petition to award damages (D.I.39) is granted.
5. The claims against defendant John Brady are dismissed sua sponte.
6. Defendants Georgetown Police and Seaford Police are dismissed as defendants for failure to effect service pursuant to
7. All other pending motions (D.I.15, 34, 36, 48, 49, 53, 62) are denied as moot.
8. The clerk of the court is directed to close the case.
Notes
. Kristin is incorrectly named as “Kristen.”
. Attorney J. Brady filed an answer on February 2, 2007. (D.I.28)
. Defendants Georgetown Police and Seaford Police have never been served and they will be dismissed as defendants pursuant to
. Mrs. Gay is the spouse of Attorney Gay.
. The memorandum opinion incorrectly characterizes Mrs. Gay as the former spouse of plaintiff.
Buchanan v. Gay,
C.A. No. 06C-01-02-MMF,
. Health Insurance Portability and Accountability Act of 1996. Pub.L. No. 104-191, 110 Stat.1936 (1996).
.The purpose of the Delaware Court-Appointed Special Advocate Program, 31 Del. Code §§ 3601-3613, is to provide for a system to ensure that children who are the subject of these proceedings before the Family Court have their best interests represented in those proceedings.
. The court will not address the
Younger
abstention doctrine. At the time State defendants filed their motion to dismiss, plaintiff had an appeal pending before the Delaware Supreme Court. The issue is now moot inasmuch as the Delaware Supreme Court issued its ruling on May 17, 2007. The abstention doctrine as defined in
Younger v. Harris,
. The court sees no need for Gay and Stumpf Vickers to supplement their pleadings to add argument; the court takes judicial notice of the Delaware Supreme Court's decision in
Buchanan v. Gay,
No. 562, 2006,
. Out of an abundance of caution, State defendants move for dismissal of plaintiff's claims against testifying witnesses on the basis of absolute judicial privilege. While plaintiff refers to two testifying State Police officers, he did not name them as defendants. Only the State agency, the Delaware State Police, was named as a defendant. Therefore, the court sees no need to address the issue of absolute judicial privilege.