MEMORANDUM OPINION
Plaintiffs bring this action challenging the decision of the Federal Election Commission (“FEC”) to dismiss plaintiffs’ administrative complaint which alleged that the Commission on Presidential Debates (“CPD”) is violating FEC regulations governing debate-staging organizations. The parties have cross-moved for summary judgment. The FEC contends (1) that plaintiffs lack standing to bring this suit, and (2) even if plaintiffs do have standing, the FEC’s dismissal of their complaint was not contrary to law. Plaintiffs counter that the FEC’s dismissal has caused them concrete injuries which this Court can redress, and that the dismissal was contrary to law. Because I find that the plaintiffs have standing to bring their claims, but that those claims fail on the merits, defendant’s motion for summary judgment will be granted and plaintiffs’ motion for summary judgment will be denied.
BACKGROUND
Patrick J. Buchanan is running for President on the ticket of the Reform Party of the United States of America (the “Reform Party”). He hopes to be a participant in the upcoming presidential debates being sponsored by the Committee on Presidential Debates (“CPD”). However, as things now stand, Buchanan will not be eligible to participate because he is unlikely to meet the CPD’s criteria for participation which require, among other things, that the candidate have the support of at least 15% of the electorate as measured by the average of five national polls on a certain date. Buchanan and four other plaintiffs 1 therefore filed a complaint with the FEC alleging that the CPD was in violation of FEC regulations which require, in relevant part, that debate-staging organizations be nonpartisan groups using “pre-established objective criteria” to select debate participants. 11 C.F.R. § 110.13(c). The FEC subsequently dismissed the complaint, finding that there was “no reason to believe” that the CPD was violating the law. Plaintiffs now seek judicial review of the FEC’s dismissal, arguing that it must be overturned as arbitrary and capricious and contrary to law.
I. Statutory and Regulatory Framework
The Federal Election Campaign Act of 1971 (“FECA”), 2 U.S.C. § 431
et seq.
(1994), generally prohibits corporations and labor unions from making “contributions” or “expenditures”
2
in connection with federal elections.
See
2 U.S.C. § 441b(a). Political committees
3
may accept contributions or make expenditures in connection with federal elections, but must first register with the FEC, and then report contributions, receipts and disburse
The FECA contains a “safe harbor” provision which makes exceptions to the Act’s restrictions on contributions and expenditures. For instance, an “expenditure” does not include “nonpartisan activity designed to encourage individuals to vote or register to vote.” 2 U.S.C. § 431(9)(B)(ii). FEC regulations that became effective in 1996 construe the safe harbor provision as excluding from the definitions of “contribution” and “expenditure” certain funds raised or spent for the purpose of staging presidential debates. See 11 C.F.R. §§ 100.7(b)(21), 100.8(b)(23). However, this exception applies only if the following two conditions are met: (1) the debate sponsoring organization must be a nonprofit organization that does not “endorse, support, or oppose political candidates or political parties”; and (2) the debates themselves must meet certain requirements set forth in section 110.13 of the FEC’s regulations. Id. at §§ 110.13(a)(1), 114.4(f). One of Section 110.13’s requirements mandates that debate staging organizations use “pre-established objective criteria” to determine which candidates will be eligible to participate in the debate. Id. at § 110.13(c). 4 In sum, the FEC regulations at issue allow non-profit organizations to accept contributions and make expenditures to stage a presidential debate so long as the staging entity is nonpartisan and employs objective criteria to choose the participants.
II. The CPD’s Debate Criteria
The CPD is a private, non-profit corporation formed by the two major parties in 1987 for the purpose of sponsoring presidential debates. It has staged presidential debates leading up to the 1988, 1992, and 1996 elections.
In January of 2000, the CPD announced that it would sponsor three presidential debates and one vice-presidential debate in October of 2000 in anticipation of the 2000 presidential election. (Pis.’ Admin.Compl.Ex. 1, Administrative Record (“AR”) Tab 1.) The CPD listed the following three criteria it would use to select the debates’ participants: (1) evidence of Constitutional eligibility to become President; (2) evidence of ballot access which indicated that the candidate had qualified to have his or her name appear on enough state ballots to have a mathematical possibility of winning a majority of the Electoral College; and (3) evidence of electoral support which required “a level of support of at least 15% (fifteen percent) of the national electorate as determined by five selected national public opinion polling organizations, using the average of those organizations’ most recent publicly reported results at the time of the determination.” (Id. at 2.) 5 ^Only the third criterion is at issue here.'
III. Plaintiffs’ Administrative Complaint
On March 20, 2000, plaintiffs filed their administrative complaint (designated MUR 4987) with the FEC pursuant to section 437g(a)(l) of the FECA which provides that “any person who believes a violation of this Act ... has occurred, may file a complaint with the [FEC].” In their complaint, plaintiffs alleged that the CPD could not qualify as a debate-staging orga
IV. The FEC’s Dismissal of Plaintiffs’ Administrative Complaint
When a complaint is filed with the FEC, a three-step process is triggered. First, the FEC reviews the complaint and any response to it and then votes on whether there is “reason to believe” that a FECA violation occurred. 2 U.S.C. § 437g(a)(2). If four members of the FEC vote that there is “reason to believe” that a violation occurred, then the FEC must conduct an investigation. Id. After the investigation is completed, the FEC then takes a second vote to determine whether there is “probable cause” to believe that a violation has occurred. See id. at § 437g(a)(4)(A)(i). If four members of the FEC vote in the affirmative, the FEC must attempt to reach a conciliation agreement with the alleged violator. See id. If conciliation fails, the FEC then takes a third vote to determine whether the FEC will institute a civil action. See id. at § 437g(a)(6)(A). If at any point in this process four FEC members do not affirmatively vote to proceed to the next stage, the FEC will dismiss the complaint. The complainant may then file a petition for review of that dismissal in this Court. See id. at § 437g(a)(8)(A).
On July 19, 2000, the FEC dismissed the plaintiffs’ administrative complaint at the first stage, finding that there was “no reason to believe” that a violation of FECA had occurred. The justification for the dismissal is contained in a report issued by the FEC’s General Counsel. (AR Tab 14.) The General Counsel’s report found that (1) there was no evidence suggesting that the CPD was either “controlled by” the two major political parties or that they influenced the CPD’s 2000 debate criteria, and (2) the CPD’s criteria were objective, noting that FEC had upheld less objective criteria in the past. (Id. at 15-19.) Thus, the FEC voted to dismiss the plaintiffs’ complaint without conducting any further investigation.
Plaintiffs now seek judicial review of that dismissal on the ground that the agency’s decision was arbitrary, capricious, and contrary to law. They allege, as they did in the administrative complaint, that the CPD does not qualify for safe harbor protection because the CPD is bipartisan, not nonpartisan, and its selection criteria are not objective. Therefore, plaintiffs claim that the CPD will be in violation of 2 U.S.C. § 441b(a) by making illegal corporate contributions to the Bush/Cheney and Gore/Lieberman campaigns. Plaintiffs also assert “informational injuries” based on the CPD’s failure to register as a “political committee” and to report its contributions and expenditures.
DISCUSSION
I. Standing
The FEC contends that this action should be dismissed at the outset because plaintiffs do not have constitutional standing to bring their claims. To satisfy Article Ill’s standing requirements, plaintiffs bear the burden of establishing: (1) an “injury in fact” that is “concrete and particularized” and “actual or imminent, not conjectural or hypothetical”; (2) a causal connection between the alleged injury and conduct that is “fairly traceable” to the defendant; and (3) that it is “likely,” and not merely “speculative,” that the injury
The FEC contends that both of the plaintiffs’ standing theories fail. Specifically, it argues first that plaintiffs’ have failed to allege a legally sufficient injury, and second, that any potentially cognizable injury cannot be fairly traced to the FEC nor redressed by this Court because any such injury was caused by the independent action of the CPD. I disagree with the FEC on both scores.
A. Injury In Fact
To have standing, plaintiffs’ suit must be based on “an injury stemming from the FEC’s dismissal of [their] administrative complaint.”
Judicial Watch, Inc. v. FEC,
a. Competitive Injury
The doctrine of “competitor standing” had been “recognized in circumstances where a defendant’s actions bene-fitted a plaintiffs competitors, and thereby caused the plaintiffs subsequent disadvantage.”
Fulani v. Brady,
In attacking plaintiffs’ claim of competitive injury, the FEC relies chiefly the D.C. Circuit’s rulings in
Gottlieb
and
Fulani v. Brady.
In the latter case, Dr. Lenora Fulani, a minor party presidential candidate in the 1988 election, sued the Internal Revenue Service challenging the CPD’s tax-exempt status on the ground that the CPD’s tax-exempt status contributed to her exclusion- from the 1988 presidential debates. The D.C. Circuit rejected Fulani’s contention that she had “competitor standing” because Fulani was not eligible to receive tax-exempt status herself.
See Fulani v. Brady,
In
Gottlieb,
the D.C. Circuit relied on
Fulani v. Brady
to hold that the citizen-plaintiffs, who opposed then-Governor Bill Clinton in the 1992 presidential election, did not have competitor standing to challenge the FEC’s dismissal of their claim that the Clinton campaign had mishandled federal matching funds. The panel reasoned that the plaintiffs were “never in a position to receive the matching funds.... Only another candidate could make such a claim.”
Gottlieb,
The FEC assumes that the same logic must apply here because none of the plaintiffs are actually in competition with the CPD, whom the FEC characterizes as' the actual recipient of the benefit of the FEC’s allegedly erroneous dismissal of plaintiffs’ administrative complaint. However, this argument misconstrues the nature of plaintiffs’ claim and in turn the applicability of Fulani v. Brady and Gottlieb.
In
Fulani v. Brady,
the fact that the plaintiffs’ did not sue under FECA, but rather under the Internal Revenue Code, proved dispositive. The Court of Appeals noted the judicial recognition of “the special problems attendant upon the establishment of standing in tax ... cases, when a litigant seeks to attack the tax exemption of a third party.”
Fulani v. Brady,
In this case, plaintiffs have proceeded under the FEC’s regulations. The FECA, unlike the Internal Revenue Code, confers a broad grant of standing. As the Supreme Court has recognized:
Congress has specifically provided in FECA that “[a]ny person who believes a violation of this Act ... has occurred, may file a complaint with the Commission.” § 437g(a)(l). It has added that “[a]ny party aggrieved by an order of the Commission dismissing a complaint filed by such party ... may file a petition” in district court seeking review of that dismissal. § 437g(a)(8)(A). History associates the word “aggrieved” with a congressional intent to cast the standing net broadly — beyond the common-law interest and substantive statutory rights upon which “prudential” standing traditionally rested.
FEC v. Akins,
Of course, in the passage excerpted above, the Supreme Court was referring to the doctrine of “prudential” standing rather than constitutional standing.
6
FECA does not alter the constitutional requirement that the plaintiffs suffer an injury in fact.
See Common Cause v. FEC,
In this era of modern telecommunications, who could doubt the powerful beneficial effect that mass media exposure can have today on the candidacy of a significant aspirant seeking national political office. The debates sponsored by the League were broadcast on national television, watched by millions of Americans, and widely covered by the media. It is beyond dispute that participation in these debates bestowed on the candidates who appeared in them some competitive advantage over their nonparticipating peers.... In our view, the loss of competitive advantage flowing from the League’s exclusion of Fulani from the national debates constitutes sufficient “injury” for standing purposes, because such loss palpably impaired Fulani’s ability to compete on an equal footing with other significant presidential candidates. To hold otherwise would tend to diminish the import of depriving a serious candidate for public office of the opportunity to compete equally for votes in an election, and would imply that such a candidate could never challenge the conduct of the offending agency or party.
Fulani v. League of Women Voters Educ. Fund,
The end of this quoted excerpt is worth emphasizing. Precluding candidates from challenging the CPD’s debate rules under the FECA would leave few others to do so. Perhaps other prospective debate sponsors might, but it is relatively self-evident that the people who have the most to gain and lose from the criteria governing the debate participation are the candidates themselves. When a debate sponsor uses subjective criteria for choosing the participants, the candidates are the ones who suffer a “concrete and particularized” injury that would imminently deprive them of a fair opportunity to compete on equal footing with their rivals.
Lujan,
504 U.S.
Gottlieb
is also inapposite. There, the plaintiffs claimed that the Clinton campaign had misused federal matching funds. The D.C. Circuit held, relying on
Fulani v. Brady,
that to assert competitor standing successfully, “the plaintiff [must] show that he personally competes in the same arena with the same party to whom the government has bestowed the assertedly illegal benefit.”
Gottlieb,
In this case, by contrast, plaintiffs can fairly claim to be in the same “arena” with the CPD. Although the CPD is a debate staging organization and not a candidate or political party, plaintiffs allege that the CPD is controlled by, and operates for the benefit of, the two major parties and their candidates. Assuming, based on the evidence they have submitted, the truth of plaintiffs’ assertion that the CPD is nothing but an alter-ego for the Democratic and Republican parties, then the benefit being conferred upon the CPD as a debate-staging organization is being conferred upon the plaintiffs’ direct competitors. If the FEC were to allow the debates to proceed using subjective criteria designed to eliminate third party competition, then the plaintiffs would plainly be “personally disadvantaged.” Id. That injury would be direct, substantial, and certainly one that FECA and its implementing regulations seek to prevent. Accordingly, I find that the plaintiffs have satisfied the injury in fact element of standing under the political competitor theory.
b. Informational Injury
Aside from claiming that the CPD’s debate criteria put them at a competitive disadvantage to the two major parties, plaintiffs also claim that they have suffered an “informational injury” based on their allegation that the CPD is a “political committee” required to register with the FEC and report its receipts and disbursements. Plaintiffs allege that the CPD’s subsequent failure to register and report has deprived plaintiffs of information to which they are entitled under FECA.
Plaintiffs argue that this case is on all fours with
Akins.
The plaintiffs in
Akins
challenged the FEC’s decision that the American Israel Public Affairs Committee (“AIPAC”) was not a “political committee” and thus was not required to disclose its disbursements and receipts.
See Akins,
The FEC argues that the plaintiffs cannot assert any informational injury because if the plaintiffs win on the merits, CPD would be unable to finance candidate debates and would disband leaving no receipts or disbursements to report. Further, the FEC claims that the plaintiffs are not really after a list of the CPD’s expenditures and receipts, but simply want to know whether a violation of the law occurred. The D.C. Circuit has held that when a plaintiff merely wants the FEC to
I find
Akins
to be on point but
Common Cause v. FEC
and
Judicial Watch
to be distinguishable. In the latter two cases, the D.C. Circuit noted that the analysis of informational injury “must turn on the nature of the information allegedly denied.”
Judicial Watch,
Here, plaintiffs’ administrative complaint not only alleged more than a “nominal” violation of the FECA’s registration and reporting requirements, but also requested that the FEC take action to correct that violation. Plaintiffs’ administrative complaint set forth in detail their theory that the CPD is a “political committee” that has failed to comply with the FECA’s registration and reporting requirements. Moreover, in their demand for relief, plaintiffs requested that the FEC “take any and all action in within its power to correct and prevent the continued illegal activities of the CPD.” (Admin.Compl. at 32.) If the FEC had agreed that the CPD is a “political committee” as defined in FECA, then any order “correcting” the CPD’s “illegal activities” presumably would require it to register and report. Thus, Akins controls here.
Defendant’s claim that the CPD would disband before it agreed to register and report is speculative. The fact that AIPAC might have disbanded if they were ordered to register and report presumably would have had no effect on the Supreme Court’s decision in
Akins.
Indeed, the
Akins
Court recognized that the plaintiffs had standing despite the fact that the they might not ultimately obtain the relief they sought.
See Akins,
2. Causation
The FEC argues that plaintiffs have failed to show that any purported harm they will suffer is fairly traceable to the FEC’s dismissal of their administrative complaint. It cites the general proposition that, in cases where the “asserted injury arises from the government’s allegedly unlawful regulation (or lack of regulation) of someone else,” standing is often difficult to establish because “one or more of the essential elements of standing ‘depends on the unfettered choices made by independent actors not before the court whose exercise of broad and legitimate discretion the courts cannot presume either to control or to predict.’ ”
Lujan,
In support of their argument, the FEC again places heavy reliance on
Fulani v. Brady
which held that the alleged harm Fulani faced by being excluded from the debates could not fairly be traced back to IRS’s decision to grant the CPD tax-exempt status. The Court of Appeals reasoned that the FEC’s regulations were an intervening causal agent because “were it not for the [FEC] regulation, the CPD’s
The FEC’s reliance on
Fulani v. Brady
is again misplaced. . The causal nexus in that case was far more attenuated than it is here. Although it is true that the D.C. Circuit suggested in dicta that the CPD and the candidates were intervening causal agents, the fact'that Fulani sued the IRS rather than the FEC proved dispositive. Here, by contrast, plaintiffs have sued the FEC which, unlike the IRS, is charged with enforcing the regulations governing presidential debates. By eliminating the IRS as a link in the chain of causation, plaintiffs take a giant leap closer to the actual source of their harm. As the Supreme Court has more recently noted, “if the reviewing court agrees that the agency misinterpreted the law, it will set aside the agency’s action and remand the case— even though the agency (like a new jury after a mistrial) might later, in the exercise of its lawful discretion, reach the same result for a different reason.”
Akins,
The CPD and the major-party candidates are not intervening causal agents sufficient to break the chain of causation. If, on remand, the FEC were to find that the CPD was not in compliance with the debate-staging regulations, then the CPD would have two choices. It could either (1) refrain from putting on its debates (in which case the competitive harm to the plaintiffs from the CPD’s purportedly subjective debate criteria would be ceased), or (2) change its participation criteria so that they were objective. Similarly, if the candidates decided not to participate in the CPD’s debates, they either could elect not to debate, which would again eliminate the competitive harm to the plaintiffs, or they could select another debate sponsor that did comply with the FEC’s regulations. In all of these circumstances, the “independent actors” are not in a position to make “unfettered choices” completely beyond the court’s or the FEC’s control.
Lujan,
3. Redressability
Lastly, plaintiffs must prove that it is likely, as opposed to merely speculative, that the injury will be redressed by a ruling in its favor. As the D.C. Circuit has noted, “[w]hen plaintiffs’ claim hinges on the failure of the government to prevent another party’s injurious behavior, the ‘fairly traceable’ and redressability inquiries appear to merge.”
Freedom Republicans, Inc. v. FEC,
The FEC argues that plaintiffs’ alleged injury cannot be redressed if this case is remanded to the FEC because nothing this Court does is “binding on CPD, which is not even a party before this Court.” (Def.’s Mem.Supp.Summ.J. at 19.) It also argues that there is no way to guarantee that, on remand, the CPD would ultimately be required to change its debate criteria before the debates because it might take months for the FEC go through the three-step process for bringing an enforcement action against the CPD. I reject both of these arguments for essentially the same reason that I rejected the FEC’s causation argument.
As previously discussed, the Supreme Court made clear in
Akins
that the fact that an agency might not ultimately find in the plaintiffs’ favor on remand does not destroy the plaintiffs standing to challenge the agency’s decision.
See Akins,
I also am unconvinced that there is not enough time as a practical matter for the plaintiffs to obtain the relief they seek from the FEC. The FEC’s argument assumes that it would take the maximum amount of time allowed under the FECA to process plaintiffs’ claim.
See
2 U.S.C.A. § 437g (West Supp.2000) (giving the FEC thirty days to respond to the court order, the CPD fifteen days to respond to the FEC’s decision, and the FEC another thirty to ninety days to attempt to address any violation through conciliation before voting to bring a civil action). However, there is nothing to prevent the FEC from expediting its review. More fundamentally, if the FEC’s own enforcement procedures could frustrate the plaintiffs from challenging the agency’s decision, then the FEC’s decisions regarding the propriety of debate criteria or other election-related matters often would be unreviewable.
See Akins v. FEC,
Because I find that a remand to the agency would require the FEC to reassess whether the CPD is a nonpartisan organization utilizing objective selection criteria, plaintiffs have satisfied the all three elements of constitutional standing. I therefore will address their claim on the merits.
II. The Merits
A. Standard of Review
FECA provides that the reviewing court must determine whether the FEC’s dismissal of the administrative complaint
Deference is particularly appropriate in this case because it involves the FEC’s interpretation of its own regulations. An agency’s construction of its own regulations is entitled to an “exceedingly deferential standard of review” such that the court “ ‘is not to decide which among several competing interpretations best serves the regulatory purpose.’ ”
Trinity Broadcasting of Florida, Inc. v. FCC,
Similarly, a court will find an abuse of discretion only when the agency cannot meet “its minimal burden of showing a ‘coherent and reasonable explanation for its exercise of discretion.’ ”
Carter/Mondale Presidential Comm., Inc. v. FEC,
B. CPD’s Status As A Debate Sponsoring Organization
The General Counsel found, and the FEC agreed, that plaintiffs failed to provide enough evidence to establish a reason to believe that the CPD is a partisan organization unable to qualify under the safe harbor as an organization that does not “endorse, support, or oppose political candidates or political parties.” 11 C.F.R. § 110.13(a)(1). The General Counsel determined that plaintiffs’ evidence failed to show: (1) that “the CPD is controlled by”
The evidence submitted by the plaintiff in support of its contention that the CPD operates for the benefit of the two major parties consisted of three primary elements. First, plaintiffs emphasized the circumstances surrounding the CPD’s formation. The CPD was formed in 1985 by Frank J. Fahrenkopf, Jr. and Paul G. Kirk, Jr. when they were the respective Chairmen of the Republican National Committee (“RNC”) and Democratic National Committee (“DNC”). Although Messrs. Fahrenkopf and Kirk are no longer party chairmen, they are still the co-chairmen of the CPD. Moreover, since the CPD’s inception, the members of the its Board of Directors have consisted largely of current and former elected officials from both parties as well as party activists.
Second, plaintiffs cited two written statements issued in the mid-1980s when the CPD was formed. The first was a “Memorandum of Agreement on Presidential Candidate Joint Appearances” dated November 26, 1985, and the second was a joint news release entitled “RNC and DNC Establish Commission on Presidential Debates” dated February 18, 1987. (Admin.Compl.Exs.7, 8.) Both documents were issued jointly by the two major parties and described the CPD as a “bipartisan” organization designed to sponsor nationally televised debates between the two major parties’ nominees.
Finally, plaintiffs provided evidence which they contend indicates that the two major parties exerted control and influence over the CPD during the past three sets of presidential debates. In particular, they cited the congressional testimony of an official of President Bush’s 1992 campaign which'suggested that the two major parties, as opposed to the CPD’s pre-es-tablished criteria, determined whether third-party presidential candidate Ross Perot would be allowed to participate in the debates. 9 Plaintiffs also cited a 1998 FEC General Counsel’s Report addressing complaints similar to plaintiffs’ that were brought by the Natural Law Party and Perot ’96. In that report, the General Counsel found that there was evidence that the two parties had an influence on the CPD’s selection criteria for the 1996 presidential debates. (Admin-Compl.Ex.19.) The General Counsel cited a conference entitled “Campaign Decision Makers” which was held after the 1996 election and included representatives of the Clinton/Gore, Dole/Kemp, and Perot campaigns as well as one of the CPD’s co-chairmen and the chairman of the CPD’s Advisory Committee. (Id. at 20.) A transcript of that conference revealed that the two major parties may have played a role in the decision to exclude Perot from the debates. (Id.) In that transcript, George Stephanopoulos, then-Senior Advisor to President Clinton, was quoted as saying with respect to Dole/Kemp:
They didn’t have leverage going into the negotiations. They were behind, they needed to make sure Perot wasn’t in it.As long as we could agree to Perot not being in it we would get everything else we wanted going in. We got our time frame, we got our length, we got our moderator.
(Id.) (quoting Campaign for President: The Managers Look at ’96, 170 (Harvard Univ. Inst, of Pol., ed.1997)). Plaintiffs argue that this evidence of a pattern of influence during the past three sets of debates should have created at least a “reason to believe” that the CPD has favored the two major parties during this 2000 election cycle. They do concede, though, that there is no hard contemporaneous evidence that the CPD is being influenced by the two major parties now.
Balanced against this evidence of past favoritism and influence were the responses to the plaintiffs’ complaint from the CPD, RNC, and DNC. In a sworn declaration, Janet H. Brown, the CPD’s Executive Director, stated that the CPD received no funding from any political party, that not every member of the twelve-member Board of Directors identified with the Democratic or Republican parties, 10 and that “[n]o CPD board member is an officer of either the [DNC] or [RNC].” (AR Tab 13, Brown Decl. at ¶¶ 5-6,11.) The CPD’s response also noted that one of the three sets of debates it has sponsored since 1988 did include three candidates. Brown said that in 1992, because Ross Perot and his running mate, Admiral James B. Stock-dale, satisfied the CPD’s then-existing selection criteria, they participated in three presidential debates and one vice-presidential debate. (Id. at ¶ 22.) Brown also stated that “[t]he CPD’s 2000 Criteria were not adopted with any partisan (or bipartisan) purpose” nor were they “adopted with the intent to keep any party or candidate from participating in the CPD’s debates or to bring about a preordained result.” (Id. at ¶ 33.)
The DNC and RNC also disclaimed any involvement with the CPD. In its response, the DNC stated that it “has no connection or relationship whatsoever with the ... [CPD]” and that “[t]he DNC does not now play, nor has it ever played, any role in determining the criteria for inclusion of candidates in any debates sponsored by the CPD.... ” (AR Tab 11.) Likewise, the RNC disavowed any affiliation with the CPD or influence on the CPD’s debate criteria. (AR Tab 12.)
Plaintiffs’ argument makes sense, and the evidence they have marshaled in support of it is not insubstantial. An ordinary citizen might easily view the circumstances surrounding the creation of the CPD along with the evidence of major-party influence over the past three debates as giving some “reason to believe” that the CPD always has supported, and still does support, the two major parties to the detriment of all others. But, for better or worse, that is not the standard I must apply here.
As the D.C. Circuit has noted, “[t]he ‘reason to bélieve’ standard ... itself suggests that the FEC is entitled, and indeed required, to make subjective evaluation of claims.”
Orloski,
Here, the General Counsel’s terse explanation could have been more clear and thorough. However, it is apparent from the report that in the absence of any contemporaneous evidence of influence by the major parties over the 2000 debate criteria, the FEC found evidence of possible past influence simply insufficient to justify disbelieving the CPD’s sworn statement, corroborated by the DNC and RNC, that the CPD’s 2000 debate criteria were neither influenced by the two major parties nor designed to keep minor parties out
C. The CPD’s Selection Criteria
For the CPD to be found in compliance with the FEC’s debate regulations, the FEC was required to find not only that the CPD does not support, endorse, or oppose political candidates, but also that it is basing its selection of participants on “pre-established and objective criteria.” 11 C.F.R. § 110.13(c). The dispute here centers on whether it was unreasonable for the FEC to conclude that the CPD employed an “objective” criterion when it required that participants have “a level of support of at least 15% (fifteen percent) of the national electorate as determined by five selected national public opinion polling organizations, using the average of those organizations’ most recent publicly reported results at the time of the determination.” (AR Tab 1 Ex. 1 at 2.)
As the D.C. Circuit has noted, 11 C.F.R. § 110.13(a) “does not spell out precisely what the phrase ‘objective criteria’ means.... ”
Perot v. FEC,
Although the term “objective” is not defined in the regulation, its has generally been described by courts as referring to evidence of “the sort that can be supplied by disinterested third parties,”
Bourke v. Dun & Bradstreet Corp.,
Plaintiffs contend that the CPD’s selection criteria do not qualify as objective under any of these definitions. First, they argue that “[t]he choice of fifteen percent as the level of support required is entirely subjective” chiefly because a candidate who receives a mere 5% of the popular vote in the general election would qualify his or her party to receive federal funding in the next election. (Pl.’s Mem.Supp. Summ.J. at 22.) I find this argument unconvincing. While I agree that a 5% support level or the automatic inclusion of any candidate whose party qualified for federal funding in the last election would probably be an objective selection criteria, that does not necessarily imply that a 15% support level is somehow subjective. The FEC specifically declined to adopt a rule mandating any one standard.
See Perot v. FEC,
A reasonable person could find it ironic that a candidate need win only 5% of the popular vote to be eligible for federal funding, but must meet a 15% threshold to be eligible for the debates. However, the relevant test is not based on irony, but on objectivity. So long as the 15% support level is sufficiently measurable and verifiable, it would appear to satisfy at least the common definition of an objective requirement. Thus, how the 15% is measured, and whether it can be measured with some degree of precision, generally has more bearing on its objectivity or lack of objectivity than the mere establishment of the 15% level itself.
This is not to say, however, that any pre-established required level of support would necessarily satisfy the regulation’s definition of objectivity. The history of 11 C.F.R. § 110.13 makes clear that, although the word “reasonable” does not appear in the regulation’s text, “reasonableness is implied.” 60 Fed.Reg. 64,262 (1995). The FEC also stated in its rule making that “[sjtaging organizations must be able to show that their objective criteria were used to pick the participants, and that the criteria were not designed to result in the selection of certain pre-ehosen participants.” Id. Taken together, these statements by the regulation’s drafters strongly suggest that the objectivity requirement precludes debate sponsors from selecting a level of support so high that only the Democratic and Republican nominees could reasonably achieve it.
In view of the substantial deference I must accord to the FEC’s interpretation of its own regulations, I cannot conclude that it was plainly erroneous or inconsistent with the regulation for the FEC to find that the 15% support level set by the CPD is “objective” for the purposes of 11 C.F.R. § 110.13(c). As Brown indicated in her declaration, several third party candidates have in the past achieved over 15% support in the polls taken at or around the time that the debates are traditionally held. For instance, by September of 1968, George Wallace had achieved a level of support of approximately 20% in the polls. John Anderson was invited by the League of Women Voters to participate in the 1980 presidential debates after his support level reached approximately 15%. Finally, in 1992, Ross Perot’s standing in the polls was near 40% at some points and he ultimately received 18.7% of the popular vote that year. (Brown Deck at ¶ 35.) Thus, third party candidates have proven that they can achieve the level of support required by the CPD. While a lower threshold of support might be preferable to many, such a reading is neither compelled by the regulation’s text nor by the drafters’ intent at the time the regulation was promulgated. Accordingly, deference to the FEC’s interpretation is warranted.
Plaintiffs’ second line of attack assaults the CPD’s methodology for determining which candidates meet the 15% threshold. They argue that the “CPD’s method for determining whether a candidate meets this threshold is also filled with subjective determinations, inaccurate methodologies, and uncertainty.” (Id. at 23.) They contend that polling is by definition an inexact science because “even the best polls have significant margins of error.” (Pis.’ Mem. Supp.Summ.J. at 24.) Moreover, plaintiffs note that polls are susceptible to subjective influence by the pollster’s choice of who gets polled, how the questions are worded, the names of the candidates included, and when the polls are taken.
While all of plaintiffs’ contentions may have merit as factual matters, I cannot conclude that they render unreasonable the FEC’s decision that the CPD’s debate
Plaintiffs contend that the polls’ margin of error could result in a third party candidate being unfairly excluded from the debates. For instance, they posit a candidate whose actual level of support in the electorate is 18%, but whose polled level of support is only 14% because of the poll’s plus or minus 4% margin of error. The same 4% margin of error, though, could just as easily push into the debate a third party candidate who had only 11% actual support. In other words, a poll’s margin of error may be equally likely to increase the number of debate participants as to decrease them. Although the plaintiffs did submit evidence about the problems associated with polling, plaintiffs did not present any evidence to suggest that these problems would systematically work to minor-party candidates’ disadvantage.
Plaintiffs also contend that pre-debate polls are misleading because the debates themselves can substantially affect a candidate’s viability. However, plaintiffs’ argument puts the cart before the horse. The FEC determined in promulgating 11 C.F.R. § 110.13 that debate staging organizations such as the CPD must be given latitude in formulating their debate criteria. See 60 Fed.Reg. 64,262. It is difficult to understand why it would be unreasonable or subjective to consider the extent of a candidate’s electoral support prior to the debate to determine whether the candidate is viable enough to be included. The FEC itself recognized this point in dismissing two related complaints regarding the 1996 CPD’s debate criteria. In its Statement of Reasons for the dismissal, the FEC noted that it had explicitly rejected the General Counsel’s suggestion that 11 C.F.R. § 110.13 explicitly precludes consideration of pre-debate polls: “Under the staffs proposed regulation, a debate sponsor could not look at the latest poll results even though the rest of the nation could look at this as an indicator of a candidate’s popularity. This made little sense to us.” Statement of Reasons on MURs 4451 & 4473, Federal Election Comm’n 8 n. 7 (1998). Thus, the language and history of 11 C.F.R. § 110.13 all suggest that it is not inappropriate for debate sponsors to consider pre-debate polls.
In finding that the CPD’s method was objective, the FEC relied on its own precedent from the 1996 election that “[w]ith respect to polling and electoral support, the Commission ... declined to preclude the use of polling or ‘other assessments of a candidate’s chances of winning the nomination or election’ when promulgating 11 C.F.R. § 110.13.” (AR Tab 14 at 16.) The General Counsel also pointed out that the CPD’s 2000 debate criteria were actually more objective than the CPD’s 1996 criteria which had been upheld even though they included decidedly less precise ways of measuring a candidate’s level of support in the electorate. (AR Tab 14 at 17.)
11
While FEC precedent is not binding on this Court, an agency’s consistency with its own past rulings is certainly an indicium of reasonableness. See
DSCC,
454 U.S. at
With respect to the plaintiffs’ argument that “subjective elements” could creep into the polls themselves, plaintiffs presented no evidence to suggest that any of the five polling organizations who will conduct the polls are biased for or against any candidate or party. Indeed, the fact that the average of five polls are being used would appear to reduce the probability of manipulation, even if plaintiffs are right that a weighted approach which accounted for differences in sample sizes amongst the polls might produce more a rehable result. (Admin.Compl.Ex.20.) While it may be true that polls can be misused, without at least some evidence that the independent pollsters have an incentive to rig the process in favor or against any candidate or party, I cannot conclude that the FEC’s finding of objectivity was unreasonable.
In view of the entire record, I find that it was not arbitrary or capricious, for the FEC to conclude that the CPD’s selection criteria are objective. Plaintiffs failed to present significant evidence demonstrating that the FEC’s interpretation of 11 C.F.R. § 110.13 was either at odds with the regulation’s plain language or the FEC’s intent at the time that the regulation was promulgated. I also find that the FEC provided a “sufficiently reasonable” explanation for its decision which was consistent with FEC precedent.
DSCC,
CONCLUSION
The plaintiffs do have standing to bring their claims because they have stated both competitive and informational injuries that were caused by the FEC’s dismissal of their complaint and could be redressed by a court-ordered remand to the agency. However, plaintiffs’ claims fail on the merits because they have not overcome their heavy burden of showing that the FEC’s interpretation of its own regulation was erroneous or that its explanation for its decision was incoherent or unreasonable. Accordingly, defendant’s motion for summary judgment will be granted and plaintiffs’ motion will be denied. An Order consistent with this Opinion is being issued today.
ORDER AND JUDGMENT
For the reasons set forth in the Memorandum Opinion issued today, it is hereby
ORDERED that plaintiffs’ Motion for Summary Judgment [10] be, and hereby is, DENIED. It is further
ORDERED that defendant’s Motion for Summary Judgment [9] be, and hereby is, GRANTED. It is further
ORDERED that judgment be entered in favor of the defendant.
This is a final appealable Order.
Notes
. The four are Buchanan's campaign committee, the Reform Party, a political supporter and registered voter, and another registered voter.
. FECA defines a contribution as "any gift, subscription, loan, advance, or deposit of money or anything of value made by a person for the purpose of influencing any election for Federal office." 2 U.S.C. § 43l(8)(A)(i). An expenditure is in turn defined as "any purchase, payment, distribution, loan, advance, deposit, or gift of money or anything of value made by any person for the purpose of influencing any election for Federal office." Id. at § 431(9)(A)(i).
."Political committees" include "any committee, club, association, or other group of persons which receives contributions aggregating in excess of $1,000 during a calendar year or which makes expenditures aggregating in excess of $1,000 during a calendar year.” 2 U.S.C. § 431(4).
. Debates must also "include at least two candidates!,]” and the sponsor may not "structure the debates to promote or advance one candidate over another.” 11 C.F.R. § 110.13(b). In addition, the staging organization “shall not use nomination by a particular political party as the sole objective criterion to determine whether to include a candidate in a debate.” Id. at § 110.13(c).
. The five polling organizations are: ABC News¡'Washington Post; CBS News/New York Times; NBC News[Wall Street Journal; CNN/ USA Today /Gallup; and Fox News/Opinion Dynamics.
. The FEC does not challenge plaintiffs’ prudential standing to bring this case because it is clear that candidates, political parties, and voters are within the “zone of interests” protected by FECA.
See Akins,
. It is true, as plaintiffs have properly conceded, that the D.C. Circuit in Fulani v. Brady criticized the Second Circuit's opinion in Fulani v. League of Women Voters. However, that criticism was leveled chiefly at the Second Circuit's analysis of the causation and redressability prongs of the standing test, not the injury in fact prong. The D.C. Circuit, while not indicating any explicit agreement with the portion of the Second Circuit’s opinion excerpted above, did not state any explicit disagreement either.
. Plaintiffs argue that the FEC. applied the wrong standard, that of “control" over the CPD, rather than whether the CPD simply "endorséis], supports], or oppose[s]” political candidates or parties. 11 C.F.R. § 110.13(a)(1). I read the General Counsel’s statement as geared toward refuting the specific contention made in plaintiffs’ administrative complaint that the CPD was created to give the two major parties “control over” the presidential debates. (Admin.Compl. at 14.)
. According to the Bush campaign's General Counsel, the CPD did not want to invite Mr. Perot, but "the Bush campaign insisted, and the Clinton campaign agreed, that Mr. Perot and Admiral Stockdale be invited to the debates.” Presidential Debates: Hearing Before Subcomm. on Elections of the Comm. on House Admin., 103d Cong., 1st Sess. 44, 50-51 (June 17, 1993) (testimony of Bobby R. Burchfield).
. Ms. Brown stated that she was "not aware of what party, if any, Board members Dorothy Ridings or Howard Buffett would identify with if asked.” (Brown Decl. at ¶ 11.)
. In 1996, the FEC upheld CPD criteria which included consideration of the following:
[Professional opinions of Washington bureau chiefs of major newspapers, news magazines and broadcast networks; the opinions of professional campaign managers and pollsters not employed by the candidates; the opinions of representative political scientists specializing in electoral politics; a comparison of the level of coverage on front pages of newspapers and exposure on network telecasts; and published views of prominent political commentators.
(AR Tab 14 at 17.) The Supreme Court has also characterized a congressional candidate’s' exclusion from a debate based on somewhat similar factors as demonstrative of the candidate's “own
objective
lack of support. ...”
Arkansas Educ. Television Comm’n v. Forbes,
