Lead Opinion
Keith and Cheri Brunsting
I.
We recount the evidence in the light most favorable to Keith Brunsting. Brunsting, who worked for a printing company in Sioux Falls, South Dakota, was a 48-year-old intermediate skier who skied approximately three times per year. This case arises out of an accident that occurred on February 26, 2004, at Lutsen Mountains, a ski resort 90 miles northeast of Duluth, Minnesota. On that day, Brunsting and his friend, Trace Benson, were skiing at Lutsen, where Brunsting had skied approximately ten times before. After skiing during the morning and stopping for lunch, the pair continued skiing, taking the Timberwolf chairlift to the top of the mountain and skiing down the Alpha run. Alpha is a groomed, intermediate-level run that runs near or below the Timberwolf chairlift. After reaching the bottom, the men took the Timberwolf chairlift back to the top of the mountain.
Brunsting then proceeded down the Alpha run again, while Benson waited behind at the top of the mountain. As Brunsting made his way down, he was spotted by two off-duty Lutsen employees — Sherry Christiansen and Henry Walch — who were on the Timberwolf chairlift. They witnessed Brunsting skiing down the run, then lose control and crash headfirst into a tree near the edge of the Alpha run. There was a partially exposed tree stump near the area where Brunsting had lost control and crashed.
Shortly thereafter, Benson — who did not witness the accident — began making his way down Alpha and soon came across Brunsting lying unconscious in the snow and bleeding from the mouth. From the
In February 2006, Brunsting brought suit in the District of South Dakota against Lutsen arguing that Lutsen was negligent in the design, maintenance, operation, and supervision of its ski facilities by failing to remove a tree stump that caused Brunsting to lose control and crash. After the case was transferred to the District of Minnesota, Lutsen filed for summary judgment on all claims, arguing that there was no admissible evidence to prove that Brunsting struck a stump before colliding with the tree, and, alternatively, that Brunsting’s claim was barred by the doctrine of primary assumption of risk. Brunsting opposed the motion, relying in part on three pieces of evidence discussed by the district court: (1) circumstantial evidence that Brunsting was a cautious skier who rarely fell; (2) evidence of a mark, made by a ski, on the edge of the tree stump in question; and (3) Christian-sen’s statement to Benson about seeing Brunsting stumble on a stump.
Following a hearing, the district court granted Lutsen’s motion for summary judgment. The court highlighted certain of Brunsting’s circumstantial evidence and held that under Minnesota law there was insufficient evidence of causation to support Brunsting’s negligence action. As to Christiansen’s alleged statement to Benson regarding the stump, the court held it was inadmissible hearsay. The court noted that, even assuming Christiansen did in fact make the statement, the statement did not qualify as an excited utterance where it was made four to five minutes after witnessing Brunsting’s fall, it was made in response to Benson’s inquiry and not spontaneously, Christiansen .showed no out
II.
Brunsting appeals the district court’s grant of summary judgment, arguing that the district court improperly excluded Christiansen’s statement regarding the cause of Brunsting’s accident and that the court should have admitted the statement as an excited utterance. Brunsting further argues that even without Christiansen’s utterance, he presented sufficient evidence of causation to defeat summary judgment. We address these arguments in turn.
A.
Turning first to Christiansen’s alleged statement to Benson and whether it should be considered as evidence of causation upon remand, we begin with the premise that the Federal Rules of Evidence generally prohibit admissions of hearsay evidence, Federal Rules of Evidence 802, and note that inadmissible hearsay evidence cannot be used to defeat summary judgment. Brooks v. Tri-Systems, Inc.,
One well-recognized exception to the hearsay rule is found in Rule 803(2), which excepts from the hearsay rule any “statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or condition.” Fed.R.Evid. 803(2). At its essence, the hallmark of all exceptions to the hearsay rule is the “guarantee of trustworthiness.” Miller v. Keating,
Thus, to establish that a hearsay statement qualifies as an excited utterance, the proponent must prove three elements: “(i) that the statement was in reaction to a truly startling event; (ii) that the
To determine whether a declarant was still under the stress of excitement caused by an event when a statement was made, we consider the lapse of time between the startling event and the statement, whether the statement was made in response to an inquiry, the age of the declarant, the physical and mental condition of the declarant, the characteristics of the event, and the subject matter of the statement. We also examine whether the declarant’s stress or excitement was continuous from the time of the event until the time of the statements.
United States v. Wilcox,
We note that our review of this issue is limited. Determinations as to the admissibility of evidence lie within the sound discretion of the district court, and we review those determinations under an abuse of discretion standard, even at summary judgment. Morgan v. United Parcel Serv. of Am., Inc.,
Here, we find the district court abused its discretion on two fronts: in its analysis of whether Christiansen’s statement was made in reaction to a truly startling event, and whether the statement was made under the stress of excitement caused by that event. As to the first element regarding the existence of a truly startling event, perhaps the error of the district court is best articulated as its failure to identify the entirety of the “event” for purposes of the Rule 803(2) discussion. The court seems to have truncated the event, limiting its discussion of Christiansen’s statement relative only to the singular event of Christiansen’s witnessing of Brunsting’s impact with the tree. For example, the court discusses the “four to five minutes” between the accident and Christiansen’s statement to Benson, necessarily implying that the “startling event” occurred on the chairlift. Limiting the discussion in that manner was an abuse of discretion. It was the whole of the event that is relevant for purposes of the Rule 803(2) analysis: witnessing a near-fatal traumatic accident from the chairlift and immediately rushing to the scene where Brunsting was unconscious, bleeding from the mouth, turning blue and believed to be near death, as others tried to stabilize him until medical assistance arrived. It was a chaotic scene and Christiansen realized the gravity of the accident-that she might indeed be witnessing a man’s death. The difference between the two definitions of what constitutes the “event” for purposes of the Rule 803(2) analysis is pivotal, as there was little or no time lapse between the latter-
The court further erred in its conclusion that “Brunsting provides no evidence that Christiansen in particular was in an extremely alarmed condition at the time the statement was made beyond ... generalized observations regarding the group’s demeanor.” Brunsting, Civ. No. 07-4192,
Curiously, in its analysis on this point, the district court relied almost exclusively on Benson’s affidavit, when Christiansen’s own deposition testimony on the matter is most illustrative of her then-current state of mind. According to her own testimony, after seeing Brunsting hit the tree from her chairlift, Christiansen traveled the “little bit” to get to the top (although “it seemed like a long time”), “immediately waved down the person in the lift shack,” and notified them of the accident so that they could call for help because “it’s bad, it’s got to be bad.” Appellants’ App. 89. Christiansen testified that she was “just frantic.” Id. She and her skiing partner then traveled to the scene and took their skis off. Id. Christiansen was “afraid” to go near Brunsting (she was “scared” to get close) and was relieved when the three other women arrived, who she later learned were nurses. Id. at 89, 91. Christiansen “thought, well this is-this is good, because they can take over. I was sort of panicked and wasn’t sure what I was going to do anyway.” Id. at 89. She remembers the women “saying, he looks so blue, he looks so blue. And I was just thinking, oh — oh my gosh, I just saw someone die today.” Id. at 94. Christiansen recalls that waiting for the ski patrol to arrive “seem[ed] like an eternity” because they were “waiting for someone to come and save someone’s life.” Id. at 105. After the ski patrol removed Brunsting, Christiansen herself skied down “really slow.” Id. at 94. She “remember[s] just being so nervous ... [and was] so panicked and anxious from what had just happened that [she] just felt shaky, so [she] went really, really slow.” Id. Christiansen does not remember traveling on the ski lift again herself just after the accident as she made her way off the mountain, nor does she remember if she had to work that day. Id. at 95. She “was just wanting to get off of the ski hill,” and remembers going “down to the bar and [having] a beer just to try and relax.” Id. Indeed, the entire incident “haunted” Christiansen so much that she recalls skiing only one more time after that. Id. at 107. This evidence establishes that Christiansen was still under the stress of excitement from the event when the statement was made.
Finally, there are other relevant factors that the district court failed to balance in the excited utterance equation. First, Christiansen’s status as an employee of Lutsen bolsters the conclusion that her immediate statements were not the product of reflective thought. We readily acknowledge that the discussion today does not involve admissions by a party-opponent admissible under Rule 801(d)(2), but the relationship is still notable in our analysis of whether Christiansen was under the stress of excitement caused by the accident. That an employee of Lutsen would spontaneously make such an inculpatory statement buttresses the conclusion
Reviewing the evidence in light of the elements required to support an excited utterance finding under Rule 803(2), Christiansen’s own deposition evidence clearly indicates that when Christiansen arrived at Brunsting’s side after witnessing his traumatic injury, saw his grave and disturbing medical condition, and made the statements that Benson testified under oath that she made, she was “under the stress of excitement caused by the event or condition.” Fed.R.Evid. 803(2). In light of this evidence, and viewing the “event” at issue through the appropriate lens, we cannot hold that the district court chose from merely two permissible views of the evidence, or range of choices, but rather erred in its analysis as only one conclusion is apparent. Aaron v. Target Corp.,
B.
As to the district court’s determination regarding causation, we review a district court’s grant of summary judgment de novo, viewing the evidence in the light most favorable to the nonmoving party. Moore v. Indehar,
In a diversity action such as this, we apply state substantive law. Gylten v. Swalboski,
Generally, proximate cause is a question of fact for the jury. Canada v. McCarthy,
Apart from the hearsay testimony discussed above, Brunsting offered circumstantial evidence to prove that the tree stump was the cause of the accident. The district court identified only two pieces of circumstantial evidence. First, that Brunsting “was an intermediate skier who was cautious, rarely fell,” and was “skiing safely” that day. Brunsting v. Lutsen Mountains Corp., Civ. No. 07-4192,
In his opposition to Lutsen’s motion for summary judgment, Brunsting pointed to additional circumstantial evidence. For example, Brunsting noted that, in the accident report that Christiansen filled out on the day of the accident, she stated that “[i]t ‘seems’ like some part of the terrain may have caused [Brunsting] to lose control.” Appellants’ App. 114-15. Walch also stated in his deposition that Brunsting “had, you know caught something with [his] ski, like a root.”
Viewing this evidence in the light most favorable to Brunsting, we find a genuine issue of material fact exists as to whether Lutsen’s failure to remove the stump was a proximate cause of Brunst
Lutsen places significant emphasis on statements made by Christiansen and Walch that Brunsting did not hit the stump before falling. Although neither this court nor the district court is to determine the credibility of this testimony at the summary judgment stage, see Anderson,
Because Brunsting provided more than a “mere scintilla” of evidence on causation, see Anderson,
III.
For the foregoing reasons, we reverse the district court’s grant of summary judgment and remand for further proceedings consistent with this opinion. Because Cheri Brunsting’s claim for loss of consortium is derivative of Keith Brunsting’s claim, we must reverse the grant of summary judgment as to her claim as well.
Notes
. Although Keith Brunsting's claims sound in negligence, his wife, Cheri Brunsting, brought a claim for loss of consortium. Her claim was derivative, see Huffer v. Kozitza,
. Christiansen’s first written account comports with this alleged statement at the scene. This written account, completed shortly after the accident, specifically referenced the “exposed tree stump” and stated that "[i]t ‘seems’ like some part of the terrain may have caused him to lose control like that.” Appellants’ App. 114-15. But, Christiansen later distanced herself from her statement to Benson and her mention of the stump in the first written account. Two months later, she opined in a second written statement meant to "clear up” the written statement she gave the day of the accident, that "[fjrom my recollection the skier didn't hit either the stump or the berm or anything that appeared to be part of the terrain that would have caused him to lose control,” and that she was “sure he didn’t take a path over [the stump and berm.]” Appellants’ App. 117-19. Four years later, her deposition testimony was firmer still, stating:
It didn’t seem like he should even hit the tree, because he didn’t look like he was having any trouble at all. That’s why it looks like a cartoon, that’s why I describe it that way.... Almost like it was intentional, you know, what I mean, you picture like a silly cartoon, like they ski right into a tree, and boop, you know.
Appellants' App. 91.
. Lutsen also argued that the doctrine of primary assumption of risk operated to bar Brunsting's claim. Because the district court granted summary judgment based on a lack of evidence demonstrating causation, it declined to rule on Lutsen’s assumption of risk argument. "[W]e do not usually address issues that have not been considered by a district court[,]” Cavegn v. Twin City Pipe Trades Pension Plan,
. The district court based its grant of summary judgment on its discussion of causation, not whether Lutsen breached its duty. As such, our analysis is equally limited today. The precise question here is the existence, or
. Although we speak in terms of proximate cause, Minnesota courts have made clear that proximate cause analysis also includes questions of factual, or but-for, causation. George v. Estate of Baker,
. Later in his deposition, Walch clarified that he was referring to a rut or divot in the snow, not a tree root. Appellees' Separate App. 79.
Concurrence Opinion
concurring in part, dissenting in part, and concurring in the judgment.
I agree with the majority that Brunsting provided more than a “mere scintilla” of evidence on causation, see supra at 822 (citing Anderson,
To qualify as an excited utterance under Rule 803(2), a hearsay statement’s proponent must prove: “(i) that the statement was in reaction to a truly startling event; (ii) that the statement was made under the stress of excitement caused by that event; and (in) that the statement relates to the event.” Weissenberger & Duane, supra, § 803.8. The majority correctly notes that our review of evidentiary issues decided by the district court is limited and that we review those decisions only for an abuse of discretion, even at the summary judgment stage. See supra at 818 (citing Morgan,
Under an abuse of discretion standard of review, “[w]e are not to substitute our judgment for that of the district court.” United States v. Iron Shell,
Contrary to the majority, I can find no mistake of law in the district court’s evidentiary decision. The district court correctly noted the factors used in determining whether a statement qualifies as an excited utterance, see Brunsting, Civ. No. 07-4192,
Because the district court did not commit “a clear error of judgment in weighing the facts on the basis of the record before it,” Boswell,
. In his reply brief, Brunsting argued that Christiansen's "statement was made contemporaneously with the latter, truly startling event, which was her immediate presence at the chaotic scene of a dire emergency....” (Appellant's Reply Br. 6.) The majority seizes on this argument and holds that the district court's failure to define the "event” as Christiansen's "witnessing a near-fatal traumatic accident from the chairlift and immediately rushing to the scene where Brunsting was unconscious, bleeding from the mouth, turning blue and believed to be near death, as others tried to stabilize him until medical assistance arrived!,]” supra at 818, constitutes an abuse of discretion. According to the majority, Christiansen's statement was actually made contemporaneously with the event, because the event lasted at least as long as it took Christiansen to make her statement. First, I believe such an open-ended definition of the "event” goes beyond what Rule 803(2) intends. The "event,” for purposes of Rule 803(2), must have some ending, and the most logical place for that ending is with the event that caused Brunsting's injury, i.e., when he struck the tree. This is supported by the content of Christiansen's statement, which relates not to Brunsting’s condition, but rather to the cause of the accident itself. Second, it is unclear whether Brunsting made this argument in the trial court, as the argument was raised for the first time before us in Brunsting's reply brief. As such, we need not address it. See United States v. Barraza,
