Opinion
The central issue presented in this appeal is whether the trial court erred by permitting the plaintiff, Stephen J. Bruno, and his current wife, Christina Bruno, to obtain discovery upon their filing of motions to open certain postjudgment orders on the basis of alleged fraudulent conduct on the part of the defendant, Lisa Bruno, without first substantiating their allegations of her fraud beyond mere suspicion in a court hearing. We hold that the court did not have the authority to allow discovery in this context and remand the case for proceedings consistent with the procedure delineated in Oneglia v. Oneglia,
According to Stephen Bruno’s attorneys, “[t]his should have been a simple, straightforward dissolution of marriage case,” the reality has been anything but simple. On March 17, 2008, the trial court, Hon. Sidney Axelrod, judge trial referee, dissolved the marriage of Stephen Bruno and Lisa Bruno and entered financial orders. More than five years later, the distribution of marital property included in the dissolution judgment still has not occurred; its fulfillment has been stalled by allegations of theft, destruction of marital property by arson and other more pedestrian acts of dishonesty.
Several of the financial orders are of particular relevance to this appeal. Real property located at 111 Spring Valley Road in Ridgefield was to be sold and the net proceeds of the sale were to be divided equally between the parties. Until the property was sold, Stephen Bruno was to be responsible for the mortgage payments and other “shelter expenses” associated with that property. Real property located at 38 Pumping Station Road in Ridgefield was also to be sold and the net proceeds of the sale were to be divided equally between the parties. Lisa Bruno was to be responsible for the mortgage payments and other expenses related to that property until a sale could be completed. Lisa Bruno was awarded $300,000 from a Charles Schwab account (Schwab account) that, as of August 31, 2007, had a balance of $2,461,343.62. After a $22,826 debt was paid from this account, the remaining balance was to be divided equally between the parties.
Lisa Bruno filed several appeals, which stayed the equitable division of the marital assets.
What transpired next is at issue in the present appeal. On June 7, 2010, the court found Stephen Bruno in contempt for his failure to distribute to Lisa Bruno the $300,000 from the Schwab account as previously ordered. Additionally, the court ordered that the entirety of the
In his absence, Lisa Bruno has filed numerous motions for contempt seeking enforcement of the financial orders, which motions were granted by Judge Wins-low and Judge Axelrod. In a memorandum of decision dated March 31, 2011, Judge Axelrod summarized Stephen Bruno’s persistent defiance of court orders and concluded: “This court has never found a party to be more in contempt of court orders than [Stephen Bruno] has been.”
In March, 2011, the court granted Lisa Bruno’s motion to cite in Christina Bruno, Stephen Bruno’s current wife, and Jean Bruno, his mother, as parties, based on Lisa Bruno’s allegations that they were conspiring with Stephen Bruno to hide assets to which she was entitled under the dissolution judgment.
I
We first address Lisa Bruno’s threshold claims that the trial court was without jurisdiction to hear any of the motions to open contempt orders brought by Stephen Bruno or Christina Bruno. With respect to Stephen Bruno, she argues that he does not have standing to file motions, and, therefore, the court has no jurisdiction to decide them for the following four reasons: he has not been aggrieved by the postjudgment effectuation orders; he has unclean hands; he has no legal interest in the subject matter of certain of his motions; and there is no legal relief that the court can grant him. With respect to Christina Bruno’s standing, Lisa Bruno argues that because Christina Bruno was not a party to the dissolution action, she has no standing to challenge the orders entered to effectuate the terms of the dissolution judgment and, moreover, that she is “obviously acting as a surrogate for [Stephen Bruno] who refuses to appear in court.” Stephen Bruno and Christina Bruno do not address the merits of the standing issues raised by Lisa Bruno, but instead ask this court to decline to decide these issues because they have not been ruled on by the court. Stephen Bruno and Christina Bruno point out that the standing issues raised by Lisa Bruno are at the “top of the trial court’s agenda” for resolution when it begins to hear the pending motions to open that are the subject of this appeal. We will address the standing issues here because the relevant underlying facts are matters of record in the court file and our standard of review of jurisdictional matters, where facts are not in issue, is plenary.
“If a party is found to lack standing, the court is without subject matter jurisdiction to determine the cause.” (Internal quotation marks omitted.) Fort Trumbull Conservancy, LLC v. Alves,
A
Stephen Bruno—Aggrievement
Lisa Bruno’s first argument with respect to Stephen Bruno’s claimed lack of aggrievement is that his failures to appear in court and to comply with the financial orders render him lawfully unaggrieved. Specifically, Lisa Bruno asserts that “it is axiomatic that [Stephen Bruno] cannot be aggrieved by orders of the court with which he has wilfully refused to comply
Lisa Bruno additionally argues that Stephen Bruno cannot be aggrieved because he has not challenged the validity of the original dissolution judgment and related financial orders and, consequently, cannot complain about court orders that merely effectuate that judgment. Additionally, she states: “[Stephen Bruno] never challenged any of those remedial orders on appeal on the basis that they constituted a modification of the original judgment (or for any other reason). Accordingly, it follows a fortiori that the postjudgment remedial effectuation orders, rendered solely for the purpose of restoring and maintaining the integrity of the original judgment, are just as valid as the original judgment and the plaintiff has not been aggrieved.”
It does not follow that acquiescence in the original terms of the financial orders in a dissolution action will necessarily lead to agreement as to whether those terms, in the fullness of time, have been complied with. It is possible for a divorced spouse initially not to dispute the financial orders, but nonetheless to dispute whether he is in compliance with those orders. See, e.g., Eldridge v. Eldridge,
Moreover, the trial court has the authority, short of modifying the property distribution, to take steps to protect the integrity of the financial orders in the face of changed circumstances. See Clement v. Clement,
B
Stephen Bruno—Unclean Hands
Lisa Bruno next argues that Stephen Bruno’s motions cannot be heard in court because he has unclean hands. Specifically, she argues that “more than a century of Connecticut jurisprudence . . . supports [the] fact that the situation at bar mandates and obliges the court to refuse and dismiss [Stephen Bruno’s] claims.” (Emphasis added.) We disagree with this characterization of the clean hands doctrine.
Before addressing this claim, we note that an action to enforce a distribution of marital property is equitable in nature. German v. German,
C
Stephen Bruno—No Interest in 111 Spring Valley Road
Lisa Bruno also claims that Stephen Bruno does not have standing to file motions with respect to the marital property at 111 Spring Valley Road because, pursuant to the court’s order of August 6, 2010, the title to that property supposedly was transferred to her outright. This characterization of the effect of that order reflects, at best, a misunderstanding of the basis for its issuance.
Judge Winslow’s order provided, in relevant part: “[A]t this time, I’m going to transfer, via [General Statutes § 46b-81],
D
Stephen Bruno—No Practical Relief Can Be Afforded by the Court
Lisa Bruno’s final contention with respect to Stephen Bruno’s purported want of standing is nearly indistinguishable from her claim that he is not aggrieved by the court’s postjudgment orders. She argues that because the court cannot modify the equitable property distribution, granting Stephen Bruno’s motions to open would not afford him any practical relief. As noted previously, the court in postdissolution proceedings does not have the authority under § 46b-86 (a) to modify property distribution orders, but “it is within the equitable powers of the trial court to fashion whatever orders [are] required to protect the integrity of [its original] judgment.” (Internal quotation marks omitted.) Roberts v. Roberts,
In sum, Lisa Bruno’s four grounds for arguing that Stephen Bruno does not have standing to file motions to open are without merit; accordingly, the trial court has jurisdiction to hear them, subject to the limitations explained in the second part of this opinion.
E
Christina Bruno—Standing
Lisa Bruno additionally claims that Christina Bruno does not have standing to open any of the postjudgment orders directed at her husband, Stephen Bruno. We agree. Christina Bruno was cited in by the court because Lisa Bruno alleged
II
Having determined that only Stephen Bruno has standing to pursue his motions before the trial court, we next address Lisa Bruno’s claims that the court erred by permitting discovery related to his various motions to open. Specifically, Lisa Bruno argues that the court did not have the authority to permit discovery without first making a preliminary finding. We agree.
“Courts have an inherent power to open, correct and modify judgments. ... A civil judgment of the Superior Court may be opened if a motion to open or set aside is filed within four months of the issuance of judgment.” (Internal quotation marks omitted.) Chapman Lumber, Inc. v. Tager,
Until a motion to open has been granted, the earlier judgment is unaffected, which means that there is no active civil matter. See Oneglia v. Oneglia, supra,
In considering a motion to open the judgment on the basis of fraud, then, the trial court must first determine whether there is probable cause to open the judgment for the limited purpose of proceeding with discovery related to the fraud claim. See Spilke v. Spilke,
Stephen Bruno replies that the trial court has the authority to permit discovery pursuant to Conboy v. State,
The court in the , present case did not determine whether there was probable cause to believe Stephen Bruno’s allegations of fraud by Lisa Bruno. Without such a hearing and a corresponding determination by the court that the allegations of fraud undergirding the motions to open had some minimal indicia of merit, the court lacked the authority to allow discovery. “[A] party seeking to open a judgment ... on the basis of allegations of fraud has [no] right to conduct discovery based only on its filing of a motion to open.” Mattson v. Mattson, supra,
The
In this opinion the other judges concurred.
Notes
The effect of the appeals was that the financial orders with respect to the mortgages and shelter expenses of the two marital homes were stayed. The court, Winslow, J., later ruled that in the absence of operative court orders assigning financial responsibility for the maintenance of these two properties to either Stephen Bruno or Lisa Bruno, the pendente lite orders, which had provided that these shelter costs would be paid from the Schwab account, remained in effect. Bruno v. Bruno,
Although Judge Axelrod presided over the dissolution proceeding and much of the subsequent litigation over the effectuation of the financial orders, Judge Winslow presided over some of the postjudgment proceedings. The gist of what Stephen Bruno sought to argue at the December 21, 2009 hearing was that the financial orders had been undermined by certain actions taken by Lisa Bruno. He specifically contended that any money that he owed Lisa Bruno under the dissolution judgment was offset by the loss of his equity in 38 Pumping Station Road, which he alleged was caused by Lisa Bruno’s failure to make mortgage payments and to maintain homeowner’s insurance, as well as her alleged role in committing arson on the property.
This court dismissed this appeal by an order dated May 19, 2010.
Practice Book § 61-11 (a) provides in relevant part: “Except where otherwise provided by statute or other law, proceedings to enforce or carry out the judgment or order shall be automatically stayed until the time to take an appeal has expired. If an appeal is filed, such proceedings shall be stayed until the final determination of the cause. . .
Practice Book § 61-11 (d) provides in relevant part: “[TJermination of a stay may be sought in accordance with subsection (e) of this rule. If the judge who tried the case is of the opinion that (1) an extension to appeal is sought, or the appeal is taken, only for delay or (2) the due administration of justice so requires, the judge may at any time after a hearing, upon motion or sua sponte, order that the stay be terminated. . . .”
The court applied this date because it was the date on which Lisa Bruno withdrew her appeals from Judge Axelrod’s judgment of dissolution and attendant financial orders. Bruno v. Bruno, supra,
On July 2, 2010, Judge Winslow held a hearing and determined that, based on the value of the Schwab account as of August 31, 2009, Stephen Bruno owed Lisa Bruno $1,404,337.26 and $88,941.36 in interest. Bruno v. Bruno, supra,
“[General Statutes §] 52-143 authorizes the trial court to issue a capias to compel the appearance of a witness who fails to appear without justification.” (Internal quotation marks omitted.) Housing Authority v. DeRoche,
General Statutes § 52-103 provides in relevant part: “Any court . . . upon motion, may cite in a new party or parties to any action pending before the court . . . and may include in such citation an order for any proper prejudgment remedy or hearing for a prejudgment remedy.”
Because we decide the standing issues here, we need not address lisa Bruno’s claim that the court erred by allegedly falling to adhere to the “jurisdiction first” doctrine.
For example, in one of the motions to open, Stephen Bruno alleged that Lisa Bruno misled the court into ordering him to pay her $13,998.75 for supposedly failing to transfer to her one half of the 12.23 shares he owned in Value Asset Management. In the dissolution judgment, Judge Axelrod had ordered that these shares be divided equally among the parties, but their value was unknown at the time. According to Stephen Bruno, Lisa Bruno had actually received a check for approximately $900 from Value Asset Management, which represented the value of her half of the shares. Stephen Bruno’s motion alleged that, despite the fact that this aspect of the order had been carried out, Lisa Bruno deliberately misrepresented a financial affidavit that placed a higher estimated value on the shares to obtain an advantageous order from the court awarding her nearly $14,000. If these allegations are true, Stephen Bruno’s failure to object to the terms of the original dissolution judgment would be immaterial.
In Jacobs v. Fazzano, supra,
Lisa Bruno additionally claims that Stephen Bruno’s and Christina Bruno’s alleged failure to pay filing fees required by General Statutes § 52-259c (b) rendered the trial court without authorization to consider their motions. In the court’s articulation, it stated that filing fees were not required because Stephen Bruno’s and Christina Bruno’s motions to open related to postjudgment orders instead of judgments. Even if the court’s distinction was misplaced, however, a mistake by the court with respect to the necessity of a filing fee does not deprive the court of subject matter jurisdiction to hear a motion to open. See Kores v. Calo,
There are two ways of viewing the challenged court action at issue here: either the court implicitly granted the motions to open, thereby allowing discovery to go forward, or it allowed discovery to proceed simply on the basis of the filing of the motions to open. Either interpretation implicates final judgment concerns. See Nelson v. Charlesworth, supra,
The bar on postjudgment discovery applies regardless of whether the motion to open is filed within four months of the judgment. See Oneglia v. Oneglia, supra,
The trial court, in its articulation, stated that the rule in Oneglia v. Oneglia, supra,
