44 Mass. App. Ct. 318 | Mass. App. Ct. | 1998
Lead Opinion
Jason Robinson, a minor attending Dartmouth high school, was stabbed to death by an intruder while he sat in his social studies class. His mother, Elaine Brum, commenced this action against the town of Dartmouth and school and other municipal officials seeking damages for the violation of Robinson’s Federal and State civil rights, for Robinson’s wrongful death, and on account of the town’s negligent failure to provide security at the high school.
The defendants filed a motion to dismiss, pursuant to Mass.R.Civ.R 12(b), 365 Mass. 754 (1974), or in the alternative for summary judgment, pursuant to Mass.R.Civ.P. 56, 365 Mass. 824 (1974). A judge of the Superior Court treated the defendants’ motion as one to dismiss and allowed it on the basis of the allegations of the complaint. We reverse that judgment insofar as it dismissed the negligence claims against the town but otherwise affirm the judgment.
1. Pertinent facts.
Pina warned principal Donald King that Thomas, Reed, and Collet had threatened to return to the high school to retaliate
The complaint also alleged that, despite the statutory mandate of G. L. c. 71, § 37H, requiring every school district to adopt and publish policies, including standards and procedures to assure school building security and the safety of students, the defendants had neither adopted nor published any such security and safety policies. They had in fact done nothing to implement any security or safeguards at Dartmouth high school beyond hanging a “No Trespassing” sign near the front door containing a notice that visitors should go to the school office. In particular, the front door was at all relevant times unlocked and unsecured. Only after the murder of Robinson did the defendants acknowledge the need for the creation, implementation and enforcement of security policies, procedures, and safeguards, and take concrete steps to establish security measures at the high school.
2. Negligence under G. L. c. 258. The plaintiff’s negligence claims, brought pursuant to the wrongful death statute, G. L. c. 229, § 2,
(a) Standard for rule 12(b)(6) motion. While the judge referred to the proper standard applicable to motions to dismiss, he did not apply it in the exceedingly liberal manner mandated in our cases. We elaborate the standard because of its overriding relevance:
“Under Mass.R.Civ.P. 12(b)(6), ‘a complaint should not be dismissed for failure to state a claim unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim.’ Nader v. Citron, 372 Mass. 96, 98 (1977) .... ‘Furthermore, the allegations of the complaint, as well as such inferences as may be drawn therefrom in the plaintiff’s favor, are to be taken as true.’ Ibid. . . . ‘[A] complaint is sufficient against a motion to dismiss if it appears that the plaintiff may be entitled to any form of relief, even though the particular relief he has demanded and the theory on which he seems to rely may not be appropriate.’ Nader v. Citron, 372 Mass. at 104.”
New England Insulation Co. v. General Dynamics Corp., 26 Mass. App. Ct. 28, 29-30 (1988).
These generous and indulgent criteria have reduced a plaintiff’s obstacle in surmounting a rule 12(b)(6) motion to dismiss for failure to state a claim to a minimal hurdle. Bell v.
In passing on a rule 12(b)(6) motion, the court is not to consider the unlikelihood of the plaintiff’s ability to produce evidence to support otherwise legally sufficient complaint allegations, Goldman v. Belden, 754 F.2d 1059, 1066, 1067 (2d Cir. 1985); Mmoe v. Commonwealth, 393 Mass. 617, 619-620 (1985), however improbable appear the facts alleged, Jenkins v. Jenkins, 15 Mass. App. Ct. 934 (1983); Reardon v. Commissioner of Correction, 20 Mass. App. Ct. 946, 947 (1985), and “notwithstanding expressions of denial and incredulousness as to ultimate proof by the defendants.” Eyal v. The Helen Bdcst. Corp., 411 Mass. 426, 431 (1991). That the plaintiff alleges claims arising out of arguably discretionary actions by governmental defendants, or claims that otherwise appear to have little chance of success in light of the defenses under the Act, does not preclude successful resistance to a motion to dismiss. See Harry Stoller & Co. v. Lowell, 412 Mass. 139, 142-143 (1992); Jean W. v. Commonwealth, 414 Mass. 496, 513 (1993).
The plaintiff’s claims here founded on the Act satisfy these extremely lenient standards and should have been ruled sufficient to resist the preliminary (and premature, see Kirkland Constr. Co. v. James, 39 Mass. App. Ct. 559, 564-565 [(1995)] [Brown, J. concurring
The plaintiff contends that her claims, founded on the lack of security measures at the high school, are not barred by the discretionary function exception, because those responsible for the high school were required by statute to adopt safety policies
The language regarding the adoption of “standards and procedures to assure school building security and safety of students and school personnel” by a school district is mandatory. The plaintiff’s fundamental allegation is that the defendants had neither adopted nor implemented any security policy, procedures or safeguards for the high school. Taking this allegation as true and with all inferences in favor of the plaintiff, under the first part of the test enunciated in Harry Stoller & Co. v. Lowell, 412 Mass. at 141, the plaintiff’s claim is not foreclosed by the discretionary function exception. See Alake v. Boston, 40 Mass. App. Ct. 610, 612 (1996) (violation of specific governmental policy negates the § 10[¿>] exception). Cf. Cady v. Plymouth-Carver Regional Sch. Dist., 17 Mass. App. Ct. 211, 216-217 (1983) (“We can imagine circumstances in which ignoring obviously dangerous proclivities of a student might be negligent [and not immune under § 10(h)] because the standards are clear. Permitting a student who has attacked another with a knife ostentatiously to continue to carry one is an example”).
(c) Section 10(j). Subsection (/') of section 10 of the Act provides immunity from “any claim based on an act or failure
In light of those guiding principles, we view the complaint as plainly overcoming the immunity of § 10(f), by alleging facts establishing a claim based upon the defendant public employees’ failure to act to prevent or diminish the harmful consequences of a condition or situation which was originally caused by them. Their alleged mismanagement of the high school security system
In other words, the defendant public employees here have been alleged not merely to have failed to prevent or mitigate a privately caused harmful situation, but rather to have done something more; namely, to have themselves been involved in creating the initial injury-causing condition of physical insecurity. Moreover, by subsequently failing, upon the violent youths’ return and entry into the school, to implement any interventionist security measures to deter the known and imminent threat, the school officials exacerbated the hazardous condition they had created (and continued to maintain), thereby materially contributing to the circumstances that directly led to the tortious injury. Those scenarios constitute risk-creating conduct on the part of public employees that is sufficient to overcome the bar of § 10(/) at the motion to dismiss stage. Cf. Cyran v. Ware, 413 Mass. 452, 467-468 (1992) (O’Connor, J. concurring); Glannon, Liability for “Public Duties” Under the Tort Claims Act: The Legislature Reconsiders the Public Duty Rule, 79 Mass. L. Rev. 17, 26-27 (1994).
3. Civil rights claims. The judge correctly ruled that the
4. Conclusion. We reverse so much of the judgment as dismissed the plaintiff’s claims under G. L. c. 229, § 2, and c. 258, § 2, and affirm the judgment in all other respects. We remand the case to the Superior Court for further proceedings consistent with this opinion.
So ordered.
Since the issue before us is the propriety of the allowance of a motion to dismiss on the pleadings, we take the well-pleaded allegations of the complaint, and such favorable inferences as may rationally be drawn therefrom, as the facts against which the legal sufficiency of the complaint is measured. See New England Insulation Co. v. General Dynamics Corp., 26 Mass. App. Ct. 28, 29-30 (1988).
The plaintiff’s wrongful death claim pursuant to G. L. c. 229, § 2, is grounded and depends upon the town’s asserted liability under G. L. c. 258, § 2. See Kromhout v. Commonwealth, 398 Mass. 687, 689 (1986). We observe that the individual defendants cannot be held liable if they were acting within the scope of their office or employment, G. L. c. 258, § 2; whether they were or not here is a factual issue not properly raised by the motion to dismiss.
The judge also ruled that the principal’s alleged negligent failure “to anticipate, and to establish and enforce adequate security in light of, the ‘serious and specific threat of immediate harm to students on April 12, 1993,’ ” was not a discretionary function under § 10(b). We agree with that ruling. The individuals brandishing weapons in this case posed an obvious danger to the threatened students as well as the general population of the high school. The acts that the plaintiff claims the principal did not do here clearly involved conduct pertaining to the “implementation and execution of. . . governmental policy.” Harry Stoller & Co. v. Lowell, 412 Mass. 139, 142 (1992), quoting from Whitney v. Worcester, 373 Mass. 208, 217 (1977). See Alter v. Newton, 35 Mass. App. Ct. 142, 147 (1993) (city’s failure to warn students of hazards of erratic lacrosse balls not a discretionary function); Alake v. Boston, 40 Mass. App. Ct. 610, 614-615 (1996) (failure of chaperons to supervise students on field trip did not implicate § 10[b]). Cf. Cady v. Plymouth-Carver Regional Sch. Dist., 17 Mass. App. Ct. 211, 216-217 (1983) (ignoring obviously dangerous activities of a student would not be a matter involving discretion of school authorities).
“[R]ule 12(b)(6) is not even a blunt instrument and should seldom be the weapon of first choice. Rule 56 is the deadly one.” Kirkland Constr. Co. v. James, 39 Mass. App. Ct. at 564-565. By our disposition we are also reversing the judge’s denial of the plaintiff’s motion, pursuant to Mass.R.Civ.R
Section 10(6) provides in pertinent part that the Act shall not apply to “any claim based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a public employer or public employee, acting within the scope of his office or employment, whether or not the discretion involved is abused.”
We agree with the judge that § 37H, while expressly concerned with “the possession or use of . . . weapons,” including guns and knives, on school premises, as well as with building security and student safety, does not address the particular scope or substance of a school district’s security policy adopted pursuant to the mandate of § 37H. The determination of what specific security measures become included in that plan in order to protect students from unlawful behavior of other students or third parties is an integral part of a school district’s policy making and planning process. See Alter v. Newton, 35 Mass. App. Ct. at 146 (decision of town not to erect fence around school athletic field was discretionary function); Alake v. Boston, 40 Mass. App. Ct. at 612-613 (decision about allocating limited resources to provide adequate security during school field trip qualified as policy determination under § 10[b]). Cf. Wheeler v. Boston Hous. Authy., 34 Mass. App. Ct. 36, 40 (1993); Doe v. New Bedford Hous. Authy., 417 Mass. 273, 286 & n.13 (1994) (determination of security measures employed to protect persons in public housing complex from unlawful activity was discretionary function).
This “statutory public duty rule” took effect on January 14, 1994, and applies “to all claims upon which a final judgment has not entered, or as to which an appeal is pending or the appeal period has not expired, and to all claims upon which suit is filed after the effective date of this act.” St. 1993, c. 495, § 144. Carleton v. Framingham., 418 Mass. 623, 627-628 (1994). The plaintiff’s complaint was filed on November 4, 1994. Accordingly, § 10(7) applies to this action.
The issue was expressly left unresolved in Carleton v. Framingham, 418 Mass. 623, 629 n.7 (1994).
The defendants argue, based on Bonnie W. v. Commonwealth, 419 Mass. 122, 126-127 (1994), that the critical distinction in determining the applicability of § 10(/') is whether a public employee actively caused the harm to the plaintiff as opposed to merely failing to prevent or mitigate the harm. We disagree. In Bonnie W., the plaintiff was sexually assaulted in her mobile home by a paroled rapist who worked at the trailer park. She brought a negligence action against the assailant’s parole officer, claiming that he (a) negligently supervised the parolee and (b) negligently recommended the parolee’s continued employment at the trailer park after having misrepresented (by nondisclosure) the parolee’s criminal history. The court found that § 10(f) barred the claim of negligent supervision but did not bar the plaintiff’s alternate theory of liability. That result does not support the defendants’ analysis of Bonnie W. The applicability of § 10 (j) here does not, in any event, hinge on the public employees’ passive or active involvement in the ultimate harmful consequences that befell Robinson; rather, under the explicit language of the subsection, the critical inquiry is whether the public employees’ action or lack thereof brought about or contributed to harmful consequences made possible by their own earlier neglectful conduct in mismanaging the school’s security status in the face of a statutory obligation to act. Compare Whitney v.
Professor Glannon, who participated in the committee discussions that led to the 1993 amendment to G. L. c. 258, § 10, provides an example of student combat at school, analogous to the instant case, as to which he submits recovery is not barred by subsection 10(/):
“Suppose, for example, that school officials negligently supervise a playground during school hours, and as a result a child is injured by another. The direct source of the harm is the other child, yet it cannot be said that his injury is ‘attributable to the employee only in the sense that the employee has failed to prevent or mitigate it.’ Here, the negligence of public employees contributed to the circumstances which led to the injury: The child is required to attend the school, and school officials have placed the child in a situation which involves a risk of injury without taking adequate steps to protect him. Subsection (/') should not bar recovery, since public employee conduct contributed materially to producing the injury.”
79 Mass. L. Rev. at 17, 26-27.
Dissenting Opinion
(dissenting). When the court in Jean W. v. Commonwealth, 414 Mass. 496, 499 (1993), announced that it would abolish the public duty rule, it coupled its announcement with an invitation to the Legislature “to consider whether it wishes to respond to this anticipated change by passing additional limitations on liability.” Ibid. The Legislature responded with St. 1993, c. 495, § 57.
That amendment
“any claim based on an act or failure to act to prevent or diminish the harmful consequences of a condition or situation, including the violent or tortious conduct of a third person, which is not originally caused by the public employer or any other person acting on behalf of the public employer.”
By clause 1 to subparagraph (j), the liability exclusion was not to apply to
“any claim based upon explicit and specific assurances of*329 safety or assistance . . . made to the direct victim or a member of his family or household by a public employee, provided that the injury resulted in part from reliance on those assurances.”
To what degree the public ought to compensate persons for damages inflicted by third parties (the murder in this case) or other extraneous causes (as the fire in Cyran v. Ware, 413 Mass. 452 [1992]) that competent public action might have prevented is a policy question about which there can be intelligent differences of opinion, as the four separate opinions in Jean W. v. Commonwealth richly illustrate. Within only constitutional limits, it is the task of the Legislature to resolve such public policy questions and, in this instance, it seems to me that the Legislature has done so unmistakably. No school official stabbed Robinson to death. It requires convoluted reasoning to say, as does the majority, that the school authorities originally caused the violent act of Collet, Reed and, possibly, Thomas. The school authorities might have prevented the killing but failing to prevent, under the statute, is in the excluded category. The majority’s outflanking of the statutory exclusion returns the courts to making the sort of indefensible distinctions that Jean W. v. Commonwealth, 414 Mass. at 499, lamented and that gave rise to the 1993 amendments in the first place.
There is nothing obscure about the manner in which § 10(/') is written. The majority opinion is a regrettable exercise in judicial nullification of a legislative act. If one were to look for assurance that the Legislature intended to exclude just the sort of action brought here, it is instructive to examine a draft amendment first proposed by the Attorney General in the wake of the Jean W. opinion. The Attorney General’s draft § 10(/) read:
“any claim based on an act or failure to act to prevent or diminish the harmful consequences of a condition or situation not originally caused by the public employee or any other person acting on behalf of the public employer.”
The reader will observe that the Legislature took the trouble to add the phrase “the violent or tortious conduct of a third person,” precisely the case we have here. See Glannon, Liability for “Public Duties” Under the Tort Claims Act: The Legislature Reconsiders the Public Duty Rule, 79 Mass. L. Rev. 17, 32 (1994).
I would affirm the judgment of dismissal based on G. L. 258, § 10(7).
By § 144 of St. 1993, c. 495, the amendment was made to apply to all pending claims as to which a judgment had not yet entered, hence its pertinence to the case at bar.