Brum v. Town of DartmouthBrum v. Town of Dartmouth
Lead Opinion
These cases raise issues under
I
King vs. Commonwealth.
In November, 1993, a judge released Dalton O. Simpson, who had been in custody on various criminal charges, on personal recognizance in response to an agreement between Simpson and the district attorney’s office. Almost three months later, in February, 1994, Simpson shot and killed Boston police officer Berisford Wayne Anderson. Frances B. King, administra-trix of Anderson’s estate, filed suit against the Commonwealth and the district attorney’s office,
Brum vs. Dartmouth.
Jason Robinson, son of the plaintiff Elaine Brum, was stabbed to death at Dartmouth high school in April, 1993, by three armed individuals, at least one of whom was not a student at the school. Earlier that morning, the three assailants had been involved in a violent interaction at the school with two of Rob
II
Interlocutory rulings, such as the Superior Court’s order denying the motion to dismiss in King, generally are not appealable until the ultimate disposition of the case because they are not “final orders.” See Kargman v. Superior Court,
The Commonwealth’s motion to dismiss in King was based on a claim of immunity under
in
King claims that the Commonwealth and the Middlesex district attorney’s office are liable under the Massachusetts Tort
King asserts that the defendants “allowed” Simpson to be released from custody on personal recognizance. A prosecutor, however, does not have thе authority to allow or disallow the release of a prisoner. Although the prosecutor may make a recommendation concerning bail, only a judge, clerk, bail commissioner, or master in chancery has the authority to set bail or release an individual on personal recognizance. See
IV
The defendants in both of these cases argue that the plaintiffs’ claims are barred by the immunities set out in
A
In Brum vs. Dartmouth, the defendant town of Dartmouth invokes
B
Defendants in both Brum vs. Dartmouth and King vs. Commonwealth argue that the plaintiffs’ claims against them are barred by the so-called statutory public duty rule of
As indicated above, we need not consider this claim as it applies in King vs. Commonwealth. The plaintiff in Brum vs. Dartmouth argues that § 10 (/) does not bar her claim because the condition that led to her son’s death was the lack of security on the school premises, which was originally caused by the defendants’ failure to adopt security policies as they were required to do by
Thus, the plaintiffs argue that
Tо say that § 10 (/) presents an interpretive quagmire would be an understatement. The language is convoluted and ambiguous, as evidenced by the difficulty Superior Court judges have had in applying it and the inconsistency of outcomes. The particular issue in question in these cases, the meaning of the “originally caused” clause in § 10 (/), has not to date been directly addressed by this court.
The principal purpose of the provision, as we have said, must be taken to be announced in its opening clause: to exclude liability for “an act or failure to act to prevent or diminish” certain “harmful consequences.” Which harmful consequences? All those “including the violent or tortious conduct of a third person.” The “including” clause must modify the noun “consequences,” rather than the nearer nouns “condition” or “situation,” because conduct cannot grammatically or logically constitute “a condition or situation.” Thus, there is immunity in respect to all consequences except where “the condition or situation” was “originally caused by the public employer.” We take the “originally caused” clause to modify “condition or situation,” although it might also be read to qualify only the nearer term “conduct of a third person.” If the latter interpretation were adopted, the exception to the exclusion would apply only if the public employer had caused the third party’s wrongful act and not in the broader circumstance, if it caused the “condition or situation” leading to “harmful consequences” generally.
The plaintiff’s contention is that the neglect of duty by the school officials in Brum w. Dartmouth “originally caused” the “condition[s] or situation[s]” of which either the killers’ acts or the death of their victim were “the harmful consequences.” But if a neglect of duty can be taken to “originally cause[]” such a “situation,” then the opening words of § 10 (/'), immunizing “act[s] or failure[s] to act to prevent,” which we take to an
We acknowledge that, if the principal clause is not qualified out of existence in the way that the Appeals Court and the plaintiff’s interpretation would do, we are hard put to discover what the range of application of the subordinate exception to the exclusion — “originally caused” “harmful consequences” — might be. What is needed is an example of a condition leading to a harmful consequence, where that condition was originally caused by the public employer but not brought about by the public employer’s failure to prevent it. Many frequently recurring situations are the subject of specific provisions elsewhere in § 10. See, e.g., §10 if) (claim based on failure to inspect);
The history of the provision and subsequent decisions of this court provide some confirmation of our conclusion to apply
The circumstances surrounding the enactment of
The construction of the statute adopted here is consistent with the few opinions of this court that have decided cases under
In sum, the principal purpose of
C
The plaintiff in King vs. Commonwealth claims that
This argument is meritless.
V
A
Brum asserts a claim under
The due process clause, generally, operates as a restriction against “unwarranted government interference” but does not guarantee citizens protection from dangers posed by nongovernmental sources. DeShaney v. Winnebago County Dep’t of Social Servs.,
The facts pleaded in Brum vs. Dartmouth indicate that Robinson’s death was caused by three private individuals who invaded the school uninvited, none of whom can be considered a school official or in any way an agent of the State. Therefore, unless an exception to the reasoning of DeShaney applies to this case, the school owed no duty of protection to Robinson, and Brum’s claim must fail.
Brum asserts that she has stated a valid claim under
First, Brum argues that her son was in a “special relationship” with the school. When such a relationship exists, the government has an affirmative duty to protect an individual from private harm. The DeShaney Court explicitly noted this “special relationship” exception to its ruling, but spoke оf it only in terms of custody situations, mentioning, by way of example, incarcerated individuals and those who have been involuntarily committed to state psychiatric facilities. See DeShaney, supra at 200. See also Jones v. Phyfer,
Brum urges us either to hold that a special relationship may exist in noncustodial situations or, alternatively, that a high school student is in school custody. The case law interpreting DeShaney, however, weighs heavily against any such holding. Several courts have considered whether a special relationship might exist in a noncustodial situation. Although some have indicated a willingness to extend the special relationship exception to circumstances other than prisоns or State psychiatric institutions, the concept of custody or State restriction of movement remains central to the creation of a special relationship. See, e.g., Walton v. Alexander,
Because the Court’s opinion in DeShaney makes clear that the special relationship exception applies only to individuals in State custody, we must consider whether Robinson was in the custody of the defendants at the time he was murdered. The circuit courts that have considered this question have uniformly decided that a student in Robinson’s position is not in the custody of the school.
In cases in which no compulsory education rules apply, courts have decided that the argument against finding a special relationship is even stronger. In Sargi v. Kent City Bd. of Educ.,
In the instant case, Brum’s son, who had passed his sixteenth
This outcome is not changed by Brum’s allegation that the defendants were aware of the danger to Robinson on the day he was killed. The DeShaney Court specifically stated that the source of thе special relationship between the government and those in its custody is not a “knowledge of the individual’s predicament.” DeShaney, supra at 200. Other courts have held that where a third party, and not a government actor, injured the plaintiff, the fact that the government defendants were aware of the potential danger did not render them liable. See Graham, supra at 994 (“foreseeability [of the danger] cannot create an affirmative duty to protect when plaintiff remains unable to allege a custodial relationship”); Estate of Gilmore, supra at 722 (rejecting argument that knowledge that “third party poses a special danger to an identified victim will alone support a claim for relief under
The plaintiff in Brum ví. Dartmouth also argues that her case falls within the “state-created danger” exception to the rule of DeShaney. This doctrine is derived from the DeShaney Court’s comment that the State had “played no part in [the dangers’] creation, nor did it do anything to render [the plaintiff] any more vulnerable to them.” DeShaney, supra at 201. It is used by the courts that have adopted it “to find a constitutional tort duty under
The courts that have adopted this doctrine have uniformly held that, to be liable under it, a government defendant must have committed an affirmative act placing the victim in danger. It must have “used [its] authority to create an opportunity that would not otherwise have existed for the third party’s crime to occur.” Id. See Middle Bucks Area Vocational Tech. Sch., supra at 1374-1375 (liability “predicated upon the states’ affirmative acts which work to plaintiffs’ detriments in terms of exposure to danger . . . [T]he state can fairly be said to have affirmatively acted to create the danger to the victims”); L.W. v. Grubbs, supra at 121; Estate of Gilmore, supra at 721-722 (furloughed prisoner who murdered plaintiff’s decedent “was in no sense an agent of the state. The state played no part in creating the threat that [he] posed to [the decedent], [his] murderous design was independently conceived and executed, and the state nеither condoned nor encouraged his behavior”). As the United States Court of Appeals for the First and Eighth Circuits have written, merely increasing an already existing risk of harm from a private source is insufficient to create governmental liability under this doctrine. See Monahan, supra at 993 (rendering plaintiff “more
Courts have rejected application of this doctrine in circumstances very similar to those in the instant case. For example, in Graham v. Independent School Dist. No. 1-89, supra at 995, a student was killed by another student who, to school officials’ knowledge, had previously threatened the victim and was on school grounds with a gun, and school officials failed to protect the victim from this known threat. Yet the court held that the school was not liable under the State-created danger doctrine because plaintiffs could not “point to any affirmative actions by the defendants that created or increased the danger to the victim[].” Id. See Johnson v. Dallas Indep. Sch. Dist., supra at 202 (rejecting liability under State-created danger doctrine because “[n]o state actor placed [the student] in a ‘unique, confrontational encounter’ with a violent criminal.... No official in the performance of her duties abandoned him in a crack house or released a known criminal in front of his locker. . . . [T]he facts here pleaded suggest only that [the student] was the tragic victim of random criminal conduct rather than of school officials’ deliberate, callous decisions to interpose him in the midst of a criminally dangerous environment”); Sargi, supra at 913 (“no evidence that the Board took any affirmative action that exposed decedent to any danger to which she was not already exposed”).
The defendants in the instant case did not create the danger that resulted in Robinson’s death. They neither created the three assailants’ murderous intent nor invited them onto school property. “The most that can be said of the state functionariеs in this case is that they stood by and did nothing when suspicious circumstances dictated a more active role for them.” De-Shaney, supra at 203. This inaction does not make the defendants liable under
Because the plaintiff in Brum vs. Dartmouth has failed to allege a violation of any constitutional right, she has not made out a valid claim under
B
The plaintiff in Brum vs. Dartmouth claims that she is entitled to recover under the Massachusetts Civil Rights Act,
VI
In Brum vs. Dartmouth, the judgment of the Superior Court is affirmed.
In King vs. Commonwealth, the Superior Court’s order denying the defendants’ motion to dismiss is reversed.
So ordered.
Notes
King also sued Simpson, making separate allegations against him. Simpson is not a party to the motion or appeal.
The individual who stabbed Robinson was subsequently convicted of murder in the second degree. See Commonwealth v. Reed,
We note that at the time Simpson was released, future dangerousness, the very consideration King urges here, could not permissibly bе taken into account in determining whether and under what conditions Simpson should be released. See Aime v. Commonwealth,
Counsel for the town stated at oral argument that he recently had discovered that the relevant language in
As Brum’s counsel pointed out in a postargument letter to this court, however, the language of
Counsel for the town quoted, as support for its argument,
The plaintiffs as well as the Appeals Court and several decisions by Superior Court judges have cited Glannon, Liability for “Public Duties” Under the Tort Claims Act: The Legislature Reconsiders the Public Duty Rule, 79 Mass. L. Rev. 17 (1994), as a source of clarification of the meaning of
“
Brum provides at least two other arguments why she has stated a valid cause of action despite the rule of DeShaney v. Winnebago County Dep’t of Social Servs.,
Second, the plaintiff argues that municipal policymakers may be held liable, regardless of the presence of a “special relationship,” see infra, under the ruling in Stoneking v. Bradford Area Sch. Dist.,
None of the cases on which Brum relies alters this conclusion. Thе only Federal circuit opinion cited by Brum on this topic is Doe v. Taylor Indep. Sch. Dist.,
The only other cases cited by Brum for the proposition that schools owe some duty of protection to their students depend on facts involving a situation more analogous to custody than the facts in the instant case. Two district court ■ cases that found that a student is owed some duty of care by the school specifically cited compulsory education laws as a basis for their holdings. See Lichtler v. County of Orange,
Because Brum has not stated a viable cause of action under the due process clause and
The plaintiff’s argument on appeal that the defendants’ failure to provide a safe environment constituted a “non-physical threat to students’ well-being” is purely semantic and borders on the frivolous. Although the word “threat” may be used to connote “danger,” as it does in Brum’s argument, that mean: ing of the word is obviously not the one intended in
We are in complete sympathy with the concurrence’s observations that it is unfortunate that school officials should .escape all legal accountability for their failure to protect the children under their supervision. As the concurrence appears to acknowledge, it would, however, distort the general regime of § 10 (/') to interpret its provision, which speaks to tort liability in a wide range of circumstances, to achieve a satisfactory result in this special category of case. This is a task for the Legislature.
Concurrence Opinion
(concurring, with whom Abrams and Marshall, JJ., join). I agree that
In the present case, the school principal was told that the assailants had threatened to return to the school and retaliate against the students who were involved in a prior altercation. Apparently, the school took no action in response to that warning. Several school officials then witnessed three armed individuals enter the school, but again they took no action. Those armed individuals then stabbed Robinson to death in front of his classmates as he sat in a classroom. At the time that he was stabbed, the school’s security “standards and procedures” — if one could refer to them as such.— consisted of a “no-trespassing” sign and a sign asking visitors to report to the school office. See ante at 691. On such facts, parents should be able to submit to a jury the claim that the school breached a duty owed to them.
While
This entire matter is within the control of the Legislature, which, I hope, will act to impose an obligation on school districts, and to ensure that the restrictions in the Massachusetts Tort Claims Act do not apply to these cases.