MARVIN G. BROWN, SR., et al., Appellants, v. WICHITA STATE UNIVERSITY, et al., Appellees. MIKE BRUCE, et al., Appellants, v. WICHITA STATE UNIVERSITY, et al., Appellees. HALLIE EUGENIA ROBINSON, Individually and as the Administratrix of the Estate of Eugene Robinson, et al., Appellants, v. WICHITA STATE UNIVERSITY, et al., Appellees.
No. 47,363
Supreme Court of Kansas
March 6, 1976
Opinion on rehearing filed March 6, 1976.
547 P. 2d 1015
Wayne Coulson, of Fleeson, Gooing, Coulson & Kitch, of Wichita, argued the cause and was on the brief for the appellee Wichita State University Physical Education Corporation, Inc.
Paul B. Swartz, of Martin, Pringle, Schell & Fair, of Wichita, argued the cause, and J. Taylor Neuschwander, of the same firm, was with him on the brief for the appellee Wichita State University.
Robert A. Coldsnow, of Topeka, was on the brief amicus curiae, for the Kansas Senate, Kansas House of Representatives and Kansas Legislative Coordinating Council.
Keith Eales, of Topeka, and Jerry Richard Palmer, of Topeka, were on the brief amici curiae, for The Kansas Trial Lawyers Association.
Jerry G. Elliott, of Foulston, Siefkin, Powers & Eberhardt, of Wichita, and Robert N. Partridge, of the same firm, were on the brief amici curiae, for the Kansas Association of Defense Counsel.
Barkley Clark, of Lawrence, and Frank A. Bien, of Topeka, were on the brief amici curiae, for the League of Kansas Municipalities.
The opinion of the court was delivered by
SCHROEDER, J.: Pursuant to post-decision motions to modify and to supplement the decisions in Brown v. Wichita State University, 217 Kan. 279, 540 P. 2d 66, and Brown v. Wichita State University, P. E. C., Inc., 217 Kan. 661, 538 P. 2d 713, this court, considering the motions as motions for rehearing, consolidated those matters and granted a rehearing. The order granting a rehearing requested counsel to brief four questions, two of which are pertinent to the court‘s opinion on rehearing:
“1. Where the court abrogates judicially imposed governmental immunity does the Legislature have the constitutional authority to reimpose governmental immunity?
“2. Assuming the answer to the foregoing question is in the affirmative, does Chapter 200, Laws of 1970, (
K. S. A. 46-901 et seq. ) offend constitutional guarantees in Sections 1, 2 and 18 of the Kansas Bill of Rights, the Fourteenth Amendment to the Constitution of the United States or any other constitutional provisions?”
Pursuant to request the Attorney General of Kansas; the Kansas Legislative Counsel for the Kansas Senate, Kansas House of Representatives and Kansas Legislative Coordinating Council; the Kansas Trial Lawyers Association; the Kansas Association of Defense Counsel; and the League of Kansas Municipalities all filed briefs amicus curiae on these questions materially aiding the court in resolving these questions.
The court reaffirms its decision holding that the trial court erroneously granted summary judgment, and it reaffirms the first thirteen syllabi and the corresponding portions of the opinion in Brown v. Wichita State University, 217 Kan. 279, 540 P. 2d 66, pertaining to third party beneficiaries, agency relationships and contractual obligations.
The facts surrounding this controversy are fully reported in the court‘s previous opinions and need not be expanded.
In view of the legislature‘s statutory imposition of governmental immunity, the history of governmental immunity is important in three respects. First, the governmental immunity doctrine was judicially created. Second, it was part of the common law at the time the Kansas Constitution was adopted. (See, Maffei v. Town of Kemmerer, 80 Wyo. 33, 338 P. 2d 808 [1959].) Third, on March 26, 1970, the Kansas Legislature explicitly enacted a comprehensive governmental immunity statute,
Prior to March 26, 1970, the governmental immunity doctrine was of judicial origin in Kansas. This was recognized in Carroll v. Kittle, 203 Kan. 841, 847, 457 P. 2d 21. There it was said our constitution does not touch on the subject and the legislative enactments were characterized as “a series of sporadic statutes,” and not “a comprehensive legislative enactment designed to cover the field.” (Carroll v. Kittle, supra at 847-848.) In Carroll the court further recognized courts throughout the country were widely split on questions of governmental immunity and the governmental or proprietary character of a state hospital operation. The court there stated:
“After careful consideration a majority of the court is now of the opinion that it is appropriate for this court to abolish governmental immunity for negligence, when the state or its governmental agencies are engaged in proprietary activities, in the absence of the legislature‘s failure to adopt corrective measures.” (p. 848.)
Carroll, as indicated by the quotation from Noel v. Menninger Foundation, 175 Kan. 751, 267 P. 2d 934, and the dissenting opinions, was based on matters of public policy and not based on constitutional grounds.
Carroll‘s judicial abolition of governmental immunity which was judicially, not statutorily, created finds support in many other states. It must be recognized that many states have judicially abrogated to varying degrees their judicially created doctrine of governmental immunity. (See, City of Fairbanks v. Schaible, 375 P. 2d 201 [Alas. 1962], overruled in part, Scheele v. City of Anchorage, 385 P. 2d 582 [Alas. 1963]; Stone v. Arizona Highway Commission, 93 Ariz. 384, 381 P. 2d 107 [1963]; Parish v. Pitts, 244 Ark. 1239, 429 S. W. 2d 45 [1968]; Muskopf v. Corning Hospital Dist., 55 Cal. 2d 211, 11 Cal. Rptr. 89, 359 P. 2d 457 [1961]; Evans v. County Comm., 174 Colo. 97, 482 P. 2d 968 [1971]; Hargrove v. Town of Cocoa Beach, 96 So. 2d 130, 60 A. L. R. 2d 1193 [Fla. 1957]; Smith v. State, 93 Idaho 795, 473 P. 2d 937 [1970]; Molitor v. Kaneland Com. Unit Dist., 18 Ill. 2d 11, 163 N. E. 2d 89, 86 A. L. R. 2d 469 [1959], cert. denied, 362 U. S. 968, 4 L. Ed. 2d 900, 80 S. Ct. 955 [1960]; Campbell; Knotts v. State, 259 Ind. 55, 284 N. E. 2d 733 [1972]; Klepinger v. Bd. of Comm. Co. of Miami, 143 Ind. App. 155, 239 N. E. 2d 160 [1968]; Haney v. City of Lexington, 386 S. W. 2d 738, 10 A. L. R. 3d 1362 [Ky. 1964]; Board of C. of P. of New Orleans v. Splendour S. & E. Co., 273 So. 2d 19 [La. 1973]; Sherbutte v. Marine City, 374 Mich. 48, 130 N. W. 2d 920 [1964]; Williams v. City of Detroit, 364 Mich. 231, 111 N. W. 2d 1 [1961]; Spanel v. Mounds View School Dist. No. 621, 264 Minn. 279, 118 N. W. 2d 795 [1962]; Brown v. City of Omaha, 183 Neb. 430, 160 N. W. 2d 805 [1968]; Johnson v. Municipal University of Omaha, 184 Neb. 512, 169 N. W. 2d 286 [1969]; Rice v. Clark County, 79 Nev. 253, 382 P. 2d 605 [1963]; Merrill v. City of Manchester, 114 N. H. 722, 332 A. 2d 378 [1974]; Willis, et al. v. Dept. of Cons. & Ec. Dev., 55 N. J. 534, 264 A. 2d 34 [1970]; Hicks v. State, 88 N. M. 588, 544 P. 2d 1153; Kitto v. Minot Park District, 224 N. W. 2d 795 [N. D. 1974]; Ayala et al. v. Phila. Bd. of Pub. Educ., 453 Pa. 584, 305 A. 2d 877 [1973]; Becker v. Beaudoin, 106 R. I. 562, 261 A. 2d 896 [1970], reargument denied, 106 R. I. 838, 261 A. 2d 896 [1970]; Long v. City of Weirton, 214 S. E. 2d 832 [W. Va. 1975]; Holytz v. Milwaukee, 17 Wis. 2d 26, 115 N. W. 2d 618 [1962]; and Spencer v. General Hospital of District of Columbia, 425 F. 2d 479, [D. C. Cir. 1969].) In all of the above cases it was common law or judicially created immunity which was abrogated, and not a comprehensive statutory enactment. These cases often dismissed the legislative enactments which they encountered as “sporadic” or “not comprehensive.” (Carroll v. Kittle, supra at 848; Muskopf v. Corning Hospital Dist., supra at 218; Brown v. City of Omaha, supra at 433-434.)
Following Carroll‘s judicial abrogation of judicially created governmental immunity, the Kansas Legislature quickly passed a “comprehensive” enactment reimposing governmental immunity in Kansas. (See, Woods v. Kansas Turnpike Authority, 205 Kan. 770, 774, 472 P. 2d 219.) This enactment reads in part:
46-901—
“(a) It is hereby declared and provided that the following shall be immune from liability and suit on an implied contract, or for negligence or any other tort, except as is otherwise specifically provided by statute:
“(1) The state of Kansas; and
“(2) boards, commissions, departments, agencies, bureaus and institutions of the state of Kansas; and
“(3) all committees, assemblies, groups, by whatever designation, authorized by constitution or statute to act on behalf of or for the state of Kansas.
“(b) The immunities established by this section shall apply to all the members of the classes described, whether the same are in existence on the effective date of this act or become members of any such class after the effective date of this act.
“(c) The state of Kansas and all boards, commissions, departments, agencies, bureaus and institutions and all committees, assemblies and groups declared to be immune from liability and suit under the provisions of subsection (a) of this section shall, in all express contracts, written or oral, with members of the public, give notice of such immunity from liability and suit.”
46-902—
“(a) Nothing in section 1 [46-901] of this act shall apply to or change the liabilities of local units of government, including (but not limited to) counties, cities, school districts, community junior colleges, library districts, hospital districts, cemetery districts, fire districts, townships, water districts, irrigation districts, drainage districts and sewer districts, and boards, commissions, committees, authorities, departments and agencies of local units of government.
“(b) The provisions of section 1 [46-901] of this act shall not create any liability not now existent according to law, nor effect, change or diminish any procedural requirement necessary for recovery from any local unit of government.”
In analyzing
“Where the court abrogates judicially imposed governmental immunity does the Legislature have the constitutional authority to reimpose governmental immunity?”
The court answers this question in the affirmative, subject to the limitation that an unconstitutional act is of no binding force.
The Kansas Constitution grants all legislative power to the House of Representatives and to the Senate. (
Absent violation of constitutional rights, the legislature may control governmental immunity. Our cases prior to Carroll have consistently recognized this. (American Mut. Liability Ins. Co. v. State Highway Comm., 146 Kan. 239, 243, 69 P. 2d 1091; Shields v. State Highway Commission, 178 Kan. 342, 346, 286 P. 2d 173; Wendler v. City of Great Bend, 181 Kan. 753, 769, 316 P. 2d 265; Caywood v. Board of County Commissioners, 194 Kan. 419, 423, 399 P. 2d 561; Parker v. City of Hutchinson, 196 Kan. 148, 155, 410 P. 2d 347; and McCoy v. Board of Regents, 196 Kan. 506, 512, 413 P. 2d 73.)
In Carroll v. Kittle, supra, the court in abrogating judicially created immunity stated:
“. . . [W]e want it clearly understood that we recognize the authority of the legislature to control the entire field including that part covered by this opinion. . . .” (p. 848.)
The invitation for legislative action in the face of Carroll‘s abolition of judicially created immunity is significant. In 1966, in Parker v. City of Hutchinson, supra, the court recognized where other courts had abrogated governmental immunity:
“. . . ‘[T]he legislatures have hastened to undo the damage done by the courts and have restored immunity entirely or stated the areas of immunity and liability, prescribed limitations on recovery, and otherwise restored the stature of government as government. . . .‘” (p. 152.)
The experiences of Illinois, California and Wisconsin were discussed in the Parker opinion. (See also, McCoy v. Board of Regents, supra at 509.) Thus
Our cases following Carroll, and the legislative reimposition of governmental immunity, have recognized:
“. . . [S]ound judicial policy dictates that further inroads by this tribunal into the immunity doctrine as it relates to liability of the state is neither warranted nor justified. . . .” (Woods v. Kansas Turnpike Authority, 205 Kan. 770, 774, 472 P. 2d 219.)
(See also, Daniels v. Kansas Highway Patrol, 206 Kan. 710, 713, 482 P. 2d 46; and Allen v. City of Ogden, 210 Kan. 136, 138, 499 P. 2d 527.)
In many of the cases upon which the appellants rely the courts, in abrogating judicially created immunity, have recognized the authority of the legislature to reinstate immunity if it deems it to be better public policy. (Holytz v. Milwaukee, supra at 40;
Furthermore, in at least nine jurisdictions judicial abrogation of judicially imposed governmental immunity has been followed by at least limited legislative reimposition of immunity. Nothing indicates there was ever any doubt in these jurisdictions that the legislature could occupy the governmental immunity field. (See,
In Leek v. Theis, supra, the court‘s view on the separation of powers doctrine was clearly enunciated. The separation of powers doctrine is designed to avoid a dangerous concentration of power, and to allow the respective powers to be assigned to the department best fitted to exercise them. It must be conceded the legislature is better equipped to resolve the difficult policy questions inherent in the field of governmental immunity. As judges our desire to achieve what may seem fair to us as individuals cannot overcome the laws enacted by our duly elected legislators. Ayala et al. v. Phila. Bd. of Pub. Educ., supra at 608, indicates the legislatures of Hawaii, Iowa, New York, Oklahoma, Oregon, Utah and Washington have statutorily abrogated governmental immunity. The Kansas legislature has chosen to statutorily impose governmental immunity. That view, if constitutional, represents the law which the court must apply to this case.
Having concluded the legislature had the power to reimpose governmental immunity, the query becomes:
“[D]oes Chapter 200, Laws of 1970, (
It is the court‘s opinion, after carefully reviewing the many decisions cited in the briefs on rehearing,
Long-standing and well established rules of the court are that the constitutionality of a statute is presumed, that all doubts must
With this standard in mind, the court first examines
“All persons, for injuries suffered in person, reputation or property, shall have remedy by due course of law, and justice administered without delay.”
The appellants argue our abolition of charitable immunity announced in Noel v. Menninger Foundation, supra, and enforced in Neely v. St. Francis Hospital & School of Nursing, 192 Kan. 716, 391 P. 2d 115, as well as our decision in Sanders v. State Highway Commission, 211 Kan. 776, 508 P. 2d 981, requires that Section 18 be recognized to abrogate governmental immunity. For the reasons hereafter assigned these cases do not require this result.
Section 18 does not create any new rights, but merely recognizes long established systems of laws existing prior to the adoption of the constitution. (See, 16 Am. Jur. 2d, Constitutional Law, § 385, p. 721.) Since the right to sue the state for torts was a right denied at common law, such right is not protected by Section 18. This conclusion is consistent with our view that the laws at the time the constitution was framed are relevant in interpreting our constitution. (Leek v. Theis, supra at 793.) It seems unlikely framers of our constitution intended Section 18 to abrogate governmental immunity. Were this true, our early court decisions would have reached that result. Instead, our prior decisions uphold governmental immunity.
Noel v. Menninger Foundation, supra, and Neely v. St. Francis Hospital & School of Nursing, supra, are distinguishable because charitable immunity was not a right existing at common law. As the Noel case (p. 756) indicates, the United States first adopted charitable immunity in 1876 and Kansas first adopted charitable immunity in 1916. Governmental immunity, however, was part of our common law before the Kansas Constitution was adopted. Thus, it was proper for the court to rule in Noel that charitable immunity violated Section 18.
Reference is also made to Sanders v. State Highway Commission, supra, a case dealing with inverse condemnation by the state highway commission. The constitutional provision primarily involved there was
“No right of way shall be appropriated to the use of any corporation, until full compensation therefor be first made in money, or secured by a deposit of money, to the owner, irrespective of any benefit from any improvement proposed by such corporation.”
In Sanders the court held:
“The appropriation of a landowner‘s right to the lateral support of his land, while constructing a state highway, is a taking for which our constitution guarantees payment of full compensation.” (p. 787.)
The court further recognized inverse condemnation was outside the mantle of immunity provided by
In Caywood v. Board of County Commissioners, supra at 423, and in McCoy v. Board of Regents, supra at 511-512, both of which were decided after Noel and Neely, the court held Section 18 and governmental immunity are not irreconcilable. Those decisions are hereby recognized as authoritative and correctly hold Section 18 does not require that governmental immunity be held unconstitutional.
An analogous situation is found in Arkansas whose Supreme Court judicially abrogated the common law of governmental immunity. (Parish v. Pitts, supra.) The legislature quickly imposed statutory governmental immunity. (
“Where there was no established jural right to recovery from a city in a tort action at the time of the adoption of the Arkansas Constitution, Art. 2, § 13 does not prohibit legislation involved in Act 165 of 1969 [Ark. Stat. Ann. 12-2901, et seq.] granting governmental immunity to cities and counties.” (Syl. 4.)
In Wisconsin their constitution,
“The provision in sec. 9, art. I, Const., that every person is entitled to a certain remedy in the laws for all ‘injuries or wrongs’ which he may receive in his person, property, or character, must be construed in the light of the common law as it stood at the time of the adoption of the constitution in 1848; immunity of all governmental units from liability for negligence occurring in the performance of a governmental function, such as maintenance of highways, was then well recognized in the common law; hence the application of such common-law rule of governmental immunity does not violate such constitutional provision.” (Syl. 3.)
(See also, Cords v. State, 62 Wis. 2d 42, 214 N. W. 2d 405 [1974]; Hazlett v. Board of Com‘rs of Muskogee County, 168 Okla. 290, 32 P. 2d 940 [1934]; and Lundbeck v. State, Department of Highways, 95 Idaho 549, 511 P. 2d 1325 [1973].)
In our opinion the view expressed in these states is persuasive. Judicial foresight requires that Section 18 not be invoked to invalidate every statutory or judicial limitation on remedies. Section 18 has been held to refer to remedies in the courts. Yet in Shade v. Cement Co., 93 Kan. 257, 144 Pac. 249, it was held a workmen‘s compensation act does not violate Section 18. In Fisher v. Toler, 194 Kan. 701, 401 P. 2d 1012, it was held that despite Section 18 neither spouse may maintain an action in tort for damages against the other. The interpretation given Section 18 by the appellants would endanger these decisions.
A broad application of Section 18 would jeopardize retention of governmental immunity even for governmental functions. Nearly every state in the union recognizes a need for governmental immunity in functions characterized as “governmental.” Section 18 does not require the court to hold
The court next examines the equal protection clause of the
In Tri-State Hotel Co. v. Londerholm, supra, Chief Justice Fatzer set forth clearly and concisely the rules which govern the constitutionality of legislative enactments. There it was stated:
“This court is by the Constitution not made the critic of the legislature, but rather, the guardian of the Constitution; and every legislative act comes before this court surrounded with the presumption of constitutionality. That presumption continues until the Act under review clearly appears to contravene some provision of the Constitution. All doubts of invalidity must be resolved in favor of the law. It is not in our province to weigh the desirability of social or economic policy underlying the statute or to question its wisdom; those are purely legislative matters. . . .” (p. 760.)
This is particularly true with regard to the Fourteenth Amendment equal protection clause. In social and economic legislation, a statutory classification does not violate the equal protection clause merely because its classifications are imperfect. (See, Village of Belle Terre v. Boraas, 416 U. S. 1, 39 L. Ed. 2d 797, 94 S. Ct. 1536; San Antonio School District v. Rodriguez, 411 U. S. 1, 36 L. Ed. 2d 16, 93 S. Ct. 1278, reh. denied, 411 U. S. 959, 36 L. Ed. 2d 418, 93 S. Ct. 1919; and Jefferson v. Hackney, 406 U. S. 535, 32 L. Ed. 2d 285, 92 S. Ct. 1724, reh. denied, 409 U. S. 898, 34 L. Ed. 2d 156, 93 S. Ct. 178.) Nor does the equal protection clause require a state “to choose between attacking every aspect of a problem or not attacking the problem at all.” (Dandridge v. Williams, 397 U. S. 471, 487, 25 L. Ed. 2d 491, 90 S. Ct. 1153, reh. denied, 398 U. S. 914, 26 L. Ed. 2d 80, 90 S. Ct. 1684; and San Antonio School District v. Rodriguez, supra at 42.) The foregoing principle was well stated in West Coast Hotel Co. v. Parrish, 300 U. S. 379, 81 L. Ed. 703, 57 S. Ct. 578:
“. . . This Court has frequently held that the legislative authority, acting within its proper field, is not bound to extend its regulation to all cases which it might possibly reach. The legislature ‘is free to recognize degrees of harm and it may confine its restrictions to those classes of cases where the need is deemed to be clearest.’ If ‘the law presumably hits the evil where it is most felt, it is not to be overthrown because there are other instances to which it might have been applied.’ There is no ‘doctrinaire requirement’ that the legislation should be couched in all embracing terms. . . .” (p. 400.)
(See also, Williamson v. Lee Optical Co., 348 U. S. 483, 99 L. Ed. 563, 75 S. Ct. 461, reh. denied, 349 U. S. 925, 99 L. Ed. 1256, 75 S. Ct. 657; San Antonio School District v. Rodriguez, supra at 42; and Manzanares v. Bell, supra at 609.)
The appellants contend
Many states hold governmental immunity does not violate the equal protection clause of the Fourteenth Amendment. In states which have refused to judicially abrogate common law immunity, equal protection arguments have failed. (Crowder v. Department of State Parks, 228 Ga. 436, 185 S. E. 2d 908 [1971], appeal dismissed for want of a substantial question, 406 U. S. 914, 32 L. Ed. 2d 113, 92 S. Ct. 1768 [1972]; Azizi v. Board of Regents, 132 Ga. App. 384, 208 S. E. 2d 153 [1974], aff‘d 233 Ga. 487, 212 S. E. 2d 627 [1975]; O‘Dell v. School District of Independence, supra; and Swafford v. City of Garland, 491 S. W. 2d 175 [Tex. Civ. App. 1973].) States whose constitution requires legislative action to abrogate governmental immunity have held governmental immunity does not violate the equal protection clause of the Fourteenth Amendment. (Krause v. State, supra; and Hutchinson v. Board of Trustees of Univ. of Ala., supra.)
The appellants direct our attention to New Hampshire, Michigan, Pennsylvania and Wisconsin where the courts judicially abrogated varying degrees of governmental immunity. Yet in those states immunity for the state government is retained, a classification based
In Kriger v. Mutual Aid Pact, supra, the court said:
“. . . Withholding legal remedy from persons injured by the state, while granting one to persons injured by nongovernmental tort-feasors does not offend the equal protection clause. . . .” (p. 11.)
In Sousa v. State, supra, the court stated:
“. . . Nor does it [immunity for the state but not local governmental units] constitute a violation of plaintiffs’ rights to equal protection as all those who are similarly situated are similarly treated. . . .” (341 A. 2d at 285.)
The United States Supreme Court has held sovereign immunity constitutional. In the early history of this nation it was said in Beers v. State of Arkansas, 61 U. S. 527, 15 L. Ed. 991:
“It is an established principle of jurisprudence in all civilized nations that the sovereign cannot be sued in its own courts . . . without its consent and permission. . . .” (p. 529.)
In Palmer v. Ohio, 248 U. S. 32, 63 L. Ed. 108, 39 S. Ct. 16, involving a property damage claim against the State of Ohio, the court said:
“The right of individuals to sue a State, in either a federal or a state court, cannot be derived from the Constitution or laws of the United States. It can come only from the consent of the State. [Citations omitted.] Whether Ohio gave the required consent . . . is a question of local state law, as to which the decision of the State Supreme Court is controlling with this court, no federal right being involved. . . .” (Emphasis added.) (p. 34.)
The passage of time has not diminished the impact of Palmer. In Parden v. Terminal R. Co., 377 U. S. 184, 12 L. Ed. 2d 233, 84 S. Ct. 1207, reh. denied, 377 U. S. 1010, 12 L. Ed. 2d 1057, 84 S. Ct. 1903, the United States Supreme Court allowed suit against Alabama on the ground that Alabama consented by entering into activities within the scope of federal legislation. But the Court was careful to distinguish that case from Palmer where consent was not found. (See also, Harris v. Pennsylvania Turnpike Commission, 410 F. 2d 1332 [3rd Cir. 1969], cert. denied, 396 U. S. 1005, 24 L. Ed. 2d 497, 90 S. Ct. 558.)
If
The United States Supreme Court states in Ferguson v. Skrupa, 372 U. S. 726, 10 L. Ed. 2d 93, 83 S. Ct. 1028, 95 A. L. R. 2d 1347:
“. . . Statutes create many classifications which do not deny equal protection; it is only ‘invidious discrimination’ which offends the Constitution. . . .” (p. 732.)
Obviously there are arguments on both sides of the governmental immunity issue. But it is only necessary to reasonably conceive a state of facts to support governmental immunity to uphold the legislative classification set out in
First, is the necessity to protect the state treasury. While a state can better afford to pay judgments than a city, and while the experience of states which have abrogated sovereign immunity indicates they have not gone bankrupt, the financial considerations are still relevant. The Missouri Supreme Court, which has consistently held the issue of governmental immunity is for the legislature, said in Payne v. County of Jackson, 484 S. W. 2d 483 [Mo. 1972]:
“. . . [W]holesale abrogation of the sovereign immunity doctrine could very well deplete the governmental treasury to a point where proper performance of governmental duties would be impaired. . . .” (p. 486.)
Second, governmental immunity enables government to function unhampered by the threat of time and energy consuming legal actions, which would inhibit the administration of traditional state activities. This serves to aid long-range state planning. Knowledge of the unlimited nature of the state‘s resources might encourage suits which would otherwise never be brought. Certainly to judicially abrogate legislatively imposed governmental immunity complicates this problem. The Missouri Supreme Court in Payne v. County of Jackson, supra, referred to the Indiana experience:
“. . . Following Perkins v. Indiana, 252 Ind. 549, 251 N. E. 2d 30 (1969), which did not eliminate the doctrine entirely but authorized recovery against the state for negligence arising from a non-governmental function,
the Indiana Attorney General‘s Office reported (as of April 16, 1971): ‘Since the Perkins decision, approximately 85 cases have been filed against the State, and the rate is steadily increasing, the State cannot settle these claims; the State cannot hire local counsel to assist in their defense; the State has no procedural mechanism equipped to handle the heavy case load, and perhaps most significant, in the face of millions of dollars worth of suits pending and several large judgments, the state has no money appropriated with which to pay these judgments so that successful plaintiffs may not be able to get execution of their judgments in view of the restrictions in Art. IV, Sec. 24 of the constitution that “no special act making compensation to any person claiming damages against the state shall ever be passed.“‘” (pp. 486, 487.)
The hazards of incomplete “judicial legislation” as mentioned in Payne is apropos in Kansas. Under
Third, governmental immunity affords that degree of protection demanded by the numerous administrative and high-risk activities undertaken by the various governments. Public agencies engage in activities of a scope and variety far beyond that of any known private business. (Kennedy & Lynch, Some Problems of a Sovereign Without Immunity, 36 S. Cal. L. Rev. 161, 177 [1963].) Activities need only be commercial to be classified as proprietary. (Wendler v. City of Great Bend, 181 Kan. 753, 316 P. 2d 265.) Thus an activity which is financially unprofitable may be provided as a service, or for some other reason, by a governmental unit, but it would not be provided at reasonable cost, if at all, by private enterprise. The appellants would make such commercial activity, regardless of nature, subject to liability. (See, Brown v. City of Omaha, 183 Neb. 430, 160 N. W. 2d 805 [1968] [J. Newton, dissenting].)
Many governmental activities are of a nature so inherently dangerous that no private industry would wish to undertake the risk of administering them. These activities are so important to the health, safety and welfare of the public that they could not possibly be abandoned, although the imposition of broad tort liability upon the agencies engaging in these activities might become extremely burdensome to the taxpayers. (Kennedy & Lynch, Some Problems of a Sovereign Without Immunity, supra.)
The appellants contend these arguments also would apply to municipalities. In Sousa v. State, supra, the New Hampshire Supreme Court answered the argument as follows:
“. . . [S]tate immunity for torts involves certain factors not present in the immunity of cities and towns. By its magnitude the striking of a balance between granting relief to injured claimants and protecting the solvency of the State is a more complex problem at that level than it is for
most cities and towns. Extremely broad considerations of public policy and governmental administration are involved. . . .” (341 A. 2d at 285-286.)
The appellants argue our language in Carroll v. Kittle, supra, compels this court to find that equal protection is violated. There the court stated:
“We are forced to conclude that the rule of governmental immunity from liability for torts committed while engaged in proprietary functions is today without rational basis and hence there is no logical compulsion to extend it. . . .” (Emphasis added.) (p. 850.)
The foregoing statement in isolation is misleading. This court has frequently said that a statement of law in a given case must be tempered by the facts which give rise to its pronouncement. In Carroll the court was faced with judicial abrogation of a judicially created immunity on grounds of public policy, not constitutional law. Carroll cannot be stretched to hold that no reasonable set of facts may be conceived to uphold the clear and explicit legislative enactment.
The greatest objection to the equal protection argument lies in the fact that the most ardent advocates of abolition of governmental immunity recognize the need to retain some degree of tort immunity. Yet this need to retain some degree of tort immunity in governmental activities forces an attempt to distinguish the indistinguishable under the equal protection clause. For example, the appellants argue equal protection is violated when liability is determined by the unit of government involved. They would prefer to have liability based on the function of the governmental tort-feasor.
It must be recognized an injured party has no power to select the tort-feasor causing his injury. If the appellants’ distinction is valid, the injury could be occasioned by the activity of a governmental unit whose functions are purely governmental in character and for which no liability would attach, or it could be occasioned by the activity of a governmental unit whose functions are strictly proprietary in character and for which liability would attach. On this argument the appellants assert the legislative classification determined by the unit of government involved creates a distinction which rises to constitutional magnitude.
Regardless of the classification scheme used by the courts or by the legislatures, if some immunity is retained certain persons injured by the government will recover, while others injured, to an equal or greater degree, will not recover. This allegedly discriminatory situation will occur whether the governmental immunity
Many of the Tort Claims Acts which are cited by the appellants as examples of constitutional legislation contain limits on recovery. (See, e. g.,
The arguments advanced establish that some classification scheme is necessary, and that any classification scheme adopted is a policy decision. If the court declares the policy judgment made by the legislature in
There are no cases which hold governmental immunity invalid based on the equal protection clause of the Fourteenth Amendment. One case cited by the appellants seems to support their position. In Molitor v. Kaneland Com. Unit Dist., supra, the Illinois Supreme Court abrogated governmental immunity for local governmental units. (In Illinois the sovereign immunity of the state had a constitutional basis.
A careful analysis of the Harvey case indicates it to be distinguishable on a factual basis as well as a constitutional basis. There the court paraphrased the numerous statutes enacted by the Illinois General Assembly relating to municipal tort liability as follows:
“The legislation thus adopted established the following pattern: Forest preserves, park districts and the Chicago Park District are not liable for negligence. (
Ill. Rev. Stat. 1963, chap. 57.5, par. 3a ,chap. 105, pars. 12.1-1 ,333.2a .)There is no general provision granting immunity to municipalities—cities, villages and incorporated towns. The substance of earlier provisions relating to liability in specific situations has, however, been retained. Municipalities are liable for injuries caused by the negligent operation of motor vehicles by firemen and volunteer firemen. Municipalities having a population in excess of 500,000 must completely indemnify policemen for their nonwilful torts; other municipalities must indemnify them to the extent of $50,000. Municipalities are liable for damage to property caused by the removal, destruction or vacation of a building as unsafe or unsanitary under certain circumstances. In specified cases municipalities having a population in excess of 5,000 are liable for damage occasioned by mob violence. ( Ill. Rev. Stat. 1963, chap. 24, pars. 1-4-1 to 1-4-8 .) The negligent tort liability of private schools and of school districts generally is limited to $10,000. (Ill. Rev. Stat. 1963, chap. 122, pars. 821-31 .) The Board of Education of the City of Chicago, however, is required to insure its employees, thus apparently permitting unlimited recovery. (Ill. Rev. Stat. 1963, chap. 122, par. 34-18.1 .) Counties are not liable for negligence; however, they must indemnify sheriffs and deputy sheriffs to the extent of $50,000, for losses occasioned by nonwilful torts. (Ill. Rev. Stat. 1963, chap. 34, par. 301.1Ill. Rev. Stat. 1963, chap. 121, pars. 381-87 .) But township and district highway commissioners are fully liable for neglect of duty. (Ill. Rev. Stat. 1963, chap. 121, par. 6-402 .) Drainage districts are liable for negligent torts, but the district commissioners are absolved of personal liability. (Ill. Rev. Stat. 1963, chap. 42, par. 4-40 .) Counties, township and district highway commissioners, school districts, and townships are authorized to purchase liability insurance for their agents, employees and officers. (Ill. Rev. Stat. 1963, chap. 34, par. 429.7 ;chap. 121, par. 6-412.1 ;chap. 122, pars. 10-21.6 ,10-22.3 ,29-9 ;chap. 139, par. 39.24 .) These governmental units are thus apparently given unrestricted freedom to determine for themselves whether or not they will be liable for their own negligence.” (pp. 62-63.)
The constitutional provisions in Kansas differ materially from those in Illinois and many other states. The
“. . . No special privileges or immunities shall ever be granted by the legislature, which may not be altered, revoked or repealed by the same body; and this power shall be exercised by no other tribunal or agency.”
It has consistently been held in Kansas Section 2 relates to political privileges, not property interests. (Johnson v. Reno County Comm‘rs, 147 Kan. 211, 225, 75 P. 2d 849; and State, ex rel., v. Urban Renewal Agency of Kansas City, 179 Kan. 435, 439, 296 P. 2d 656.) Our constitution seemingly contemplates that special privileges may be granted under certain circumstances which the legislature may control. (See, Goodrich v. Mitchell, 68 Kan. 765, 769, 770, 75 Pac. 1034 [Veteran‘s Preference Law upheld].)
Last the appellants argue constitutional due process is violated by
Judicial history provides some insight. There was a time when the courts used the Fourteenth Amendment due process clause to strike down laws thought to be unwise. (See, Lochner v. New York, 198 U. S. 45, 49 L. Ed. 937, 25 S. Ct. 539.) Since then courts have returned to the original concept of constitutional interpretation, that courts do not substitute their social and economic beliefs for the judgment of legislative bodies whose function it is to pass the laws. (Ferguson v. Skrupa, 372 U. S. 726, 10 L. Ed. 2d 93, 83 S. Ct. 1028; and Manzanares v. Bell, supra.)
The court has been cited to no case where constitutional due process has been used as a basis for the abrogation of legislatively imposed governmental immunity. Neither Muskopf v. Corning Hospital Dist., supra; Carroll v. Kittle, supra; nor Martin v. State Highway Commission, 213 Kan. 877, 518 P. 2d 437, deal with constitutional due process in the context of governmental immunity.
The court is here presented with a clear and comprehensive legislative enactment on the subject of governmental immunity in
Counsel for the appellees in case No. 47,706 assert on rehearing the failure of this court to deal with the Coleman claim. The appellees’ motion for summary judgment recites this claim is for the wrongful death of Ray Coleman. The claimants are Willa Hall, Ruth Richardson and Vada White. Interrogatories were served seeking the relationship of these claimants to the decedent. The
Upon this premise the appellees argue that under Kansas law substantive rights flowing from wrongful death are determined by the law of the state where the injury and death occurred (citing McDaniel v. Sinn, 194 Kan. 625, 400 P. 2d 1018); and under Colorado law (the place where the accident occurred) sisters of a decedent cannot maintain an action for the wrongful death of a brother (citing Blom v. United Air Lines, 152 Colo. 486, 382 P. 2d 993 [1963] and cases cited therein).
While the foregoing recitals are set forth in the appellees’ motion for summary judgment, the trial court in sustaining the motion stated no reasons. Presumably the motion was sustained for the reasons stated by the trial court in the companion case of Brown v. Wichita State University, 217 Kan. 279, 540 P. 2d 66. (See, Brown v. Wichita State University, P. E. C., Inc., 217 Kan. 661, 664, 538 P. 2d 713.)
Our reversal of the trial court for the reasons stated in these cases, consolidated on rehearing, recognizes the viability of the wrongful death action by the claimants in the Coleman matter. We cannot accept the appellees’ position, that the trial court must be affirmed as to these claims because the claimants have advanced no theory in opposition to the appellees’ motion.
Assuming the facts recited are true, the mere citation of two cases by the appellees on an important conflict of laws question is insufficient briefing for this court to resolve the issue stated. The determination of this question may ultimately affect the disposition of many claims asserted in these cases. We leave this question open. Our recital of the appellees’ contention should not be construed as a determination of the issue one way or the other.
The claimants in the Coleman matter are entitled to pursue their cause of action in the trial court until an authoritative determination is made on the basis of the issues presented in the trial court.
In remanding to the district court our original opinion in Brown v. Wichita State University, 217 Kan. 279, 540 P. 2d 66, as modified on rehearing this date, controls the disposition of the tort claims in the cases herein consolidated for rehearing. (Brown v. Wichita State University, 217 Kan. 279, 540 P. 2d 66 and
For the reasons stated in the first thirteen syllabi and the corresponding portions of the opinion in Brown v. Wichita State University, 217 Kan. 279, 540 P. 2d 66, the judgment of the trial court, granting the appellees’ motion for summary judgment, is reversed.
FATZER, C. J., concurring and dissenting: As this nation commemorates its 200th year of freedom from a tyrannical monarch, the court today replaces the despotic mantle of “the King can do no wrong” on the shoulders of our state government. By the partial affirmance of Brown v. Wichita State University, 217 Kan. 279, 540 P. 2d 66, the court validates the constitutionality of an irrational statutory scheme which causes serious inequality for persons in Kansas. The decision of the majority on rehearing renders the doctrine of governmental immunity no less anachronistic; it merely decides the Legislature has constitutionally reimposed this ancient creature of inequity. I must respectfully dissent.
To put the challenged statute,
From this beginning, the court gradually limited the doctrine‘s application to temper its harshness. Cities were made liable for injuries caused by street defects (see, e. g., Grantham v. City of Topeka, 196 Kan. 393, 411 P. 2d 634; City of Topeka v. Tuttle, 5 Kan. 186) and for creating and maintaining a nuisance. (E. g., Adams v. City of Arkansas City, 188 Kan. 391, 362 P. 2d 829.) School districts were also liable for activities constituting a nuisance. (Neiman v. Common School District, 171 Kan. 237, 232 P. 2d 422.) The most significant limitation on governmental immunity as applied to cities imposed liability for activities of a “proprietary” nature. (See, e. g., Grover v. City of Manhattan, 198 Kan. 307, 424 P. 2d 256; Hinze v. City of Iola, 92 Kan. 779, 142 Pac. 947.) By contrast, townships, counties, the state and its agencies were clothed with absolute immunity regardless of the function involved. (See, McCoy v. Board of Regents, 196 Kan. 506, 413 P. 2d 73; Caywood v. Board of County Commissioners, 194 Kan. 419, 399 P. 2d 561; Eikenberry v. Township of Bazaar, supra.)
In 1969, before the court rendered its decision in Carroll v. Kittle, 203 Kan. 841, 457 P. 2d 21, different rules applied to different units of government, totally independent of the function involved. Carroll found this anomaly in the application of the governmental immunity doctrine indefensible and corrected it. Carroll extended the “proprietary” limitation on immunity, previously applied only to cities, to all levels of government thereby applying governmental immunity uniformly to all governmental entities and equalizing responsibility for tortious acts no matter what unit of government was involved.
The statute under attack in the instant case is the legislative response to Carroll.
I cannot accept the majority‘s characterization of
The first question considered by the court on rehearing was:
“Where the court abrogates judicially imposed governmental immunity does the Legislature have the constitutional authority to reimpose governmental immunity?”
The majority answers this question in the affirmative “subject to the limitation that an unconstitutional act is of no binding force.” I concur with that portion of the opinion. Our decisions clearly reflect the view that the Legislature may control governmental
This limitation on the Legislature‘s constitutional authority to act is the very essence of the judiciary‘s role among the coordinate branches of government. As the guardian of the Constitution, it is the court‘s duty and final responsibility to decide the constitutional validity of the acts of the Legislature. It is axiomatic that an act of the Legislature purporting to impose or waive governmental immunity in this state is subject to the limitation contained in the state and federal Constitutions. Where such act exceeds the bounds of authority vested in the Legislature and violates constitutional limitations, it is null and void, and it is the clear duty of the courts to so declare. In this sphere of responsibility, courts have no power to overturn laws enacted by the Legislature within constitutional limitations, even though the laws may be unwise, unpolitic and unjust. The remedy in such case lies with the people. But when the legislative action transcends a sacred right guaranteed a person by the state or federal Constitution, final decision on the validity of such action must rest exclusively with the courts. (Tri-State Hotel Co. v. Londerholm, 195 Kan. 748, 760, 408 P. 2d 877, 887-88; Harris v. Shanahan, 192 Kan. 183, 206-07, 387 P. 2d 771, 790-91.)
I now turn to the second question submitted on rehearing:
“. . . [D]oes Chapter 200, Laws of 1970, (
K. S. A. 46-901 et seq ) offend constitutional guarantees inSections 1 ,2 and18 of the Kansas Bill of Rights , theFourteenth Amendment to the Constitution of the United States or any other constitutional provisions?”
In exercising its responsibility to rule on the constitutional validity of a legislative act, this court in Brown v. Wichita State University, supra, held
I am in accord with the statement of rules set forth in the majority opinion to the effect that the constitutionality of a statute
After due consideration, I have been persuaded on rehearing that the correct application of
It should first be made clear that the doctrine of governmental immunity per se is not here under attack. The majority cites several cases which have upheld the doctrine of governmental immunity, existing either at common law or by provision of a state‘s Constitution, against equal protection challenges. (Hutchinson v. Board of Trustees of Univ. of Ala., 288 Ala. 20, 256 So. 2d 281 [1971]; Crowder v. Department of State Parks, 228 Ga. 436, 185 S. E. 2d 908 [1971], appeal dismissed for want of jurisdiction, 406 U. S. 914 (1972); O‘Dell v. School District of Independence, 521 S. W. 2d 403 [Mo. 1975]; Sousa v. State, 115 N. H. 340, 341 A. 2d 282 [1975]; Krause v. State, 31 Ohio St. 2d 132, 285 N. E. 2d 736 [1972], appeal dismissed for want of a substantial federal question, 409 U. S. 1052 (1972), rehearing denied, 410 U. S. 918 (1973); Hall v. Powers and Commonwealth, 6 Pa. Cmwlth. 544, 296 A. 2d 535 [1972], aff‘d 455 Pa. 645, 311 A. 2d 612 [1973]; Swafford v. City of Garland, 491 S. W. 2d 175 [Tex. Civ. App. 1973]; Cords v. State, 62 Wis. 2d 42. 214 N. W. 2d 405 [1974]; Forseth v. Sweet, 38 Wis. 2d 676, 158 N. W. 2d 370 [1968].) The wisdom of these decisions need not concern us here. In Brown v. Wichita State University, supra, we did not hold the doctrine of governmental immunity per se violated equal protection guarantees. Rather, we held the statutory application of the doctrine was constitutionally impermissible.
Cases upholding the doctrine of governmental immunity per se
Other courts have been presented with the equal protection challenges to the statutory application of governmental immunity. (See Flournoy v. State of California, 230 Cal. App. 2d 520, 41 Cal. Rptr. 190 [Dist. Ct. App. 1964]; Sullivan v. Midlothian Park Dist., 51 Ill. 2d 274, 281 N. E. 2d 659 [1972]; Knapp v. Dearborn, 60 Mich. App. 18, 230 N. W. 2d 293 [1975]; Kriger v. Mutual Aid Pact, 49 Mich. App. 7, 211 N. W. 2d 228 [1973].) In each of these cases the challenged statutory classifications based governmental liability on the function of governmental entities. The traditional equal protection test was applied and, in each case, a rational basis for the legislative classification was found. In Brown v. Wichita State University, supra, such a rational basis was found wanting.
The majority cites no cases and my research reveals none which remain good authority for the proposition that a Legislature possesses unlimited power to statutorily grant or deny governmental liability in tort. That such legislative action is subject to the requirement of some rationality is illustrated by Harvey v. Clyde Park Dist., 32 Ill. 2d 60, 203 N. E. 2d 573. There a statute making governmental immunity turn on the character of the governmental unit involved, as does
The
Although some jurists have suggested the right of reasonable access to the courts without the consent of government is just as fundamental as other “fundamental rights” recognized by the United States Supreme Court, (see Lunday v. Vogelmann, 213 N. W. 2d 904, 908 [Iowa 1973] [Reynoldson, J., dissenting]; Krause v. State, 31 Ohio St. 2d 132, 150 n. 14, 285 N. E. 2d 736, 747 n. 14 [1972] [Brown, J., dissenting]) the high court has not yet denominated such right as “fundamental.” Therefore, the less restrictive “reasonable relation” equal protection test is applicable. This test gives great deference to the legislative classification.
Under the “reasonable relation” test only invidious discrimination offends equal protection guarantees; reasonable classifications of persons are permissible. Distinctions inherent in a particular classification must furnish a proper and reasonable basis for such classification, and the classification cannot be made arbitrarily. (Manzanares v. Bell, 214 Kan. 589, 522 P. 2d 1291; Henry v. Bauder, 213 Kan. 751, 518 P. 2d 362; Pinkerton v. Schwiethale, 208 Kan. 596, 493 P. 2d 200.)
In Rinaldi v. Yeager, 384 U. S. 305, 308-09, 16 L. Ed. 2d 577, 580, 86 S. Ct. 1497, the United States Supreme Court stated:
“The Equal Protection Clause requires more of a state law than nondiscriminatory application within the class it establishes. . . . It also imposes a requirement of some rationality in the nature of the class singled out. To be sure, the constitutional demand is not a demand that a statute necessarily apply equally to all persons. . . . Hence, legislation may impose special burdens upon defined classes in order to achieve permissible ends. But the Equal Protection Clause does require that, in defining a class subject to legislation, the distinctions that are drawn have some relevance to the purpose for which the classification is made.’ . . .”
In James v. Strange, 407 U. S. 128, 32 L. Ed. 2d 600, 92 S. Ct. 2027, the United States Supreme Court, relying on Rinaldi, ruled the discriminatory treatment of a class created by a Kansas statute violated the Equal Protection Clause, notwithstanding a finding that the statutory classification might further legitimate state interests and that all members of the class were treated alike.
In Reed v. Reed, 404 U. S. 71, 75-76, 30 L. Ed. 2d 225, 229, 92 S. Ct. 251, 253-54, it was said:
“. . . [T]his Court has consistently recognized that the Fourteenth Amendment does not deny to States the power to treat different classes of persons in different ways. . . . The Equal Protection Clause of that amendment does, however, deny to States the power to legislate that different treatment be accorded to persons placed by a statute into different classes on the basis of criteria wholly unrelated to the objective of that statute. A classification ‘must be reasonable, not arbitrary, and must rest upon some ground of difference having a fair and substantial relation to the object of the legislation, so that all persons similarly circumstanced shall be treated alike.’ Royster Guano Co. v. Virginia, 253 U. S. 412, 415 (1920). . . .”
In Henry v. Bauder, supra, at 753, 518 P. 2d at 365, we said:
“. . . The concept of equality of all citizens under the law is, of course, basic to our free society. We have stated that classifications may not be created arbitrarily, discriminatorily or unreasonably, or the principle of equality would be violated. There must be some difference in character, condition, or situation, to justify distinction, and this difference must bear a just and proper relation to the proposed classification and regulation; otherwise, the classification is forced and unreal, and greater burdens are, in fact, imposed on some than on others of the same desert.”
From the above, it is apparent that when a statute provides one class is to be treated differently from another, equal protection requires (1) the legislation apply alike to all within the class and (2) reasonable grounds must exist for making a distinction between those who fall within the different classes.
The
Appellees argue and the majority agrees that
Local units of government are creatures or instrumentalities of the state which, along with the state, exercise state power. In Eikenberry v. Township of Bazaar, supra, at 391, this court noted: “[A]ll the powers with which [the townships] are intrusted are the powers of the state, and all the duties with which they are charged are the duties of the state.” In Caywood v. Board of County Commissioners, 194 Kan. 419, 399 P. 2d 561, we presented a compendium of cases holding counties are agents of the state and auxiliaries to state government. Likewise, in Parker v. City of Hutchinson, 196 Kan. 148, 410 P. 2d 347, we noted that municipalities are arms and agents of the state and the immunity they enjoy flows from the state. Where two persons are each injured by an arm of the state yet only one may seek redress in the courts, they are not treated equally although they are similarly situated. Consequently, the classifications created by
But even if
Without question, the statute is discriminatory. Without question, it causes serious inequality for persons within the jurisdiction of this state. But it is only “invidious discrimination” which offends the constitutional guaranty of equal protection. (Ferguson v. Skrupa, 372 U. S. 726, 10 L. Ed. 2d 93, 83 S. Ct. 1028, 95 A. L. R. 2d 1347.) Statutory classifications, although discriminatory, are not invidious if based on reasonable grounds. Only when the distinction between the statutorily created classes lacks rationality, does the statute fall under equal protection.
Giving great deference to legislative wisdom, courts will not set aside a statutory discrimination “if any state of facts reasonably may be conceived to justify it.” (McGowan v. Maryland, 366 U. S. 420, 426, 6 L. Ed. 2d 393, 399, 81 S. Ct. 1101.) The majority opinion claims three interests—three states of fact which may reasonably
Governmental immunity persists today primarily because of inertia and financial fears. Leflar & Kantrowitz, Tort Liability of the States, 29 N. Y. U. L. Rev. 1363, 1364 (1954); Sherry, The Myth That the King Can Do No Wrong: A Comparative Study of the Sovereign Immunity Doctrine in the United States and New York Court of Claims, 22 Ad. L. Rev. 39, 54 (1969) [hereinafter cited as Sherry].
“[The doctrine‘s survival is but a] . . . state of mind conditioned by the spectre that its relinquishment will bankrupt the sovereign and result in governmental paralysis. Such a theory may well have been justifiable in colonial times. But today there is universal agreement that immunity has far outlived its usefulness and is a discredited relic of the past not consonant with the needs of civilized society.” Sherry at 57.
Fears have frequently been expressed that the removal of governmental immunity would result in dissipation of public funds, the curtailment or disruption of essential governmental functions and the forced insolvency of public entities. Yet experience does not bear out these fears. Since the federal government assumed responsibility for its torts with the enactment of the
In abrogating governmental immunity for all levels of government in New Mexico, the court in Hicks v. State, 88 N. M. 588, 590, 544 P. 2d 1153, 1155 (1975), made some remarks relevant to our present discussion:
“. . . The argument has been presented that the elimination of sovereign immunity will result in an intolerable financial burden upon the State. We believe it is safe to say that adequate insurance can be secured to eliminate that possible burden in a satisfactory manner. In addition, it would appear that placing the financial burden upon the State, which is able to distribute its losses throughout the populace, is more just and equitable than forcing the individual who is injured to bear the entire burden alone. . . .”
There are several techniques through which government can absorb the burden and spread the cost of government responsibility for tort. Liability insurance offers a buffer. Distribution of the losses from government maladministration can also be achieved through taxation. In any event, it is readily apparent that the shield of governmental immunity is not a necessity to protect the state treasury.
That this “interest” fails to show the rationality of the statutorily created classes was aptly stated in Comment, Governmental Immunity in Kansas: Prospects for Enlightened Change, 19 Kan. L. Rev. 211, 224 (1971):
“. . . [T]his classification of governmental agencies is irrational because it contradicts the major policy rationale behind the immunity doctrine. The argument advanced is that abrogation of immunity will cause the financial breakup of the government. The state has more assets than any other governmental body and is thus better able to resist a breakup. But the statute renders the state immune while allowing other entities, less able to pay, to be held liable. Thus, this classification permits plaintiffs to have a remedy only against the governmental agencies least able to bear the burden. This is not a rational classification.”
The necessity of protecting the state treasury fails as a rational justification for discriminating between those persons who fall within the different classes created by
“. . . A government ‘of, by and for the people’ derives its strength from being just and reasonable and not irresponsible in its dealings with the people. . . . ‘To submit, in justification of the rule, that the immunity is necessary for the proper functioning of [government], is to propound the obvious contradiction that the agency formed to protect society is under no obligation, when active itself, to protect an individual member of society.‘” Blades at 267-68.
To say that the threat of legal actions will intolerably hamper government activities is to say that government alone, among all our institutions, cannot properly function if it shoulders responsibility for its actions.
“. . . For negligent or tortious conduct liability is the rule. Immunity is the exception. Human beings ordinarily are responsible for their own legally careless action. They respond also for negligent harms inflicted by their agents and employees. So do business corporations. Likewise trustees and other fiduciaries generally are liable for their own negligence in administration and operation of the business or property committed to their control. . . .” (President and Dir. of Georgetown College v. Hughes, supra, at 812.)
There is little doubt that immunity fosters neglect and breeds irresponsibility, while liability promotes care and caution. (Noel v. Menninger Foundation, 175 Kan. 751, 267 P. 2d 934; O‘Dell v. School District of Independence, supra, at 415.) Looking at the experience of foreign countries, the federal government, other state governments, certain local governmental entities in this state, as well as that of business, commerce and private individuals, I am unable to see the rationality of justifying the discrimination resulting from
The third “interest” cited by the majority is the need to protect government in high-risk activities which it, of necessity, performs. Is this a state of facts which justifies the statutory discrimination and gives rationality to the distinction made between the statutorily created classes? Implicit in this state of facts are two assumptions: (1) that governmental entities performing such “high-risk” activities need the protection of immunity for their financial security and (2) that the public needs to have these governmental entities so protected to insure essential services will not be curtailed. But
“. . . [T]oday cities and states are active and virile creatures capable of inflicting great harm, and their civil liability should be co-extensive. Even though a governmental entity does not profit from its projects, the taxpaying public nevertheless does, and it is the taxpaying public which should pay for governmental maladministration. If the city operates or maintains injury-inducing activities or conditions, the harm thus caused should be viewed as a part of the normal and proper costs of public administration and not as a diversion of public funds. The city is a far better loss-distributing agency than the innocent and injured victim. See 2 Harper and James, Torts, 622 (1956).‘” Ayala et al. v. Phila. Bd. of Pub. Educ., supra, at 594-95.
But all three “interests” fail as reasonable justifications for making a distinction between the classes created by the statute for an even more basic reason: the arguments supporting discrimination in favor of the state apply equally well to other governmental entities. If the state treasury needs protection, why do the treasuries of lesser units of government not need it even more? If the state must be free from the bother of threatened legal actions, how can cities and counties perform their essential public services without the same protection? While many levels of government perform certain “high-risk” activities, why does only the state need the complete protection afforded by the statute? The three “interests” simply do not provide a rational justification for the statutory discrimination resulting from
The difference in immunity protection given the state and other governmental entities in Kansas has long perplexed this court. In Carroll v. Kittle, supra, at 847, 457 P. 2d at 27, we said: “It is difficult for the majority of the court to see why one governmental agency [city, county, state, etc.] performing precisely the same acts should be liable for negligence and others should not.” In Carroll we also said: “. . . the rule of governmental immunity from liability for torts committed while engaged in proprietary functions is today without rational basis. . . .” (Id. at 850, 457 P. 2d at 29 [emphasis added].) In Wendler v. City of Great Bend, 181 Kan. 753, 759, 316 P. 2d 265, 270, Mr. Justice Schroeder, speak-
It is illogical, irrational and unfair to premise the availability of remedies upon the nature of the governmental entity causing the harm. As previously noted, local units of government are creatures or instrumentalities of the state which, along with the state, exercise state power. Yet a patient injured in a city or county hospital may seek redress in our courts while his neighbor, injured by an identical act of negligence in the State University Medical Center, may not. Each was harmed by an arm of the state, yet redress is allowed only one. The statutory classifications of
In Sanders v. State Highway Commission, 211 Kan. 776, 508 P. 2d 981, we held that the State Highway Commission was liable for undermining a property owner‘s backyard. There, as a result of excavation along a roadway, a sizable portion of plaintiff‘s backyard caved in. The state was required to respond in damages. Had the Sanders or their children fallen with the dirt and suffered injury or death,
The foregoing examples merely serve to illustrate what is by now obvious—that the practical effect of
The majority attempts to distinguish Harvey v. Clyde Park Dist., 32 Ill. 2d 60, 203 N. E. 2d 573, on both a factual and constitutional basis, but that case is strikingly appropriate to the instant decision. In Harvey, a statute barred plaintiff‘s recovery for injuries sustained through the negligence of a park district. Plaintiff challenged that statute as violating provisions of the Illinois Constitution in light of the statutory pattern applying governmental immunity to other governmental entities. By statute, Illinois had applied varying degrees of governmental immunity to all levels of government. Although the Constitution prohibited suits against
Such a statutory scheme making recovery depend entirely on a fortuitous circumstance—what level of government the tort-feasor happens to be—is directly analogous to
Differences in the Illinois constitutional provision violated in Harvey and
More importantly, the rationale applied to test compliance with the Illinois constitutional provision is directly analogous to the rationale by which compliance with the
The majority says that if
Kriger v. Mutual Aid Pact, 49 Mich. App. 7, 211 N. W. 2d 228, is another illustration that there may be a rational basis for a statutory classification applying governmental immunity based on governmental function. Michigan has, by statute, equalized governmental immunity for all levels of government. (
Although the “governmental-proprietary” distinction still has vitality, as we noted in Brown v. Wichita State University, supra, it is not the only functional distinction applying uniformly to all units of government that can be made, nor is it necessarily the most de-
Under the Restatement view, liability is the rule and immunity the exception. Within that exception are acts or omissions constituting the exercise of a judicial or legislative function. These are immune because an action in tort for damages is neither the appropriate form of review of such acts or omissions nor a suitable remedy. Likewise, all legislative acts or omissions and those executive acts or omissions involving basic policy decisions are immune because the courts should not pass judgment on such policy decisions of coordinate branches of government. But immunity is not retained for executive and administrative acts not involving basic governmental policy decisions. For these acts or omissions, all levels of government are subject to liability. For example, a governor‘s decision to activate the National Guard and a state hospital orderly‘s decision to leave a mop in a hallway are both decisions of a state officer or employee involving some discretion. Only one involves a basic governmental policy decision. The Restatement would give immunity for only the governor‘s action;
The Restatement notes that elimination of general tort immunity does not establish liability for acts or omissions which are otherwise not tortious. Actions of a governmental officer or employee may be privileged under regular principles of tort law. A privilege defeats the existence of the tort itself; an immunity, on the other hand, admits the tort, but bars any resulting liability. (W. Prosser, Laws of Torts 970 [4th ed. 1971].) Likewise, the state‘s failure to perform a service or provide a benefit is not tortious if it has no affirmative duty to act.
Little need be said about due process. To pass constitutional muster under the due process provisions of our state and federal Constitutions, a statute must bear a reasonable relation to a permissible legislative objective. (Manzanares v. Bell, supra.) That
Clearly, there are constitutionally permissible ways in which the Legislature may apply governmental immunity in Kansas. But just as clearly, the line
“. . . The doctrine, which was originally promulgated to immunize a weak government against oppressive and insensitive individual demands, has in its present form outlived its usefulness. Today it is the citizen who is helpless when faced with increasing governmental intrusion in his daily life. It is likely that this intrusion will grow as our society becomes even more complex and difficult to manage. The results of governmental presence are and will continue to be frequently unpredictable and sometimes tragic. Because the immunity doctrine is an anachronism, and also because, uncontrolled, it is a threat to our collective sense of justice, prompt legislative and judicial modifying action is necessary.” Comment, Governmental Immunity in Kansas: Prospects for Enlightened Change, 19 Kan. L. Rev. 211, 214-15 (1971).
Webster‘s Third New International Dictionary, unabridged, defines “anachronism” as a thing that is chronologically out of place—something that belongs to a former age and is incongruous if found in the present. What better example than governmental immunity. “The social climate which fostered the growth of absolutism . . . has long since been tempered with the warm winds of humanitarianism and individual freedom.” Smith, Municipal Tort Liability, 48 Mich. L. Rev. 41, 48 (1949). Once the people existed
Governmental immunity as applied by
The Legislature may choose to respond with indifference to the majority‘s affirmation of the existing statutory application of governmental immunity in Kansas. I can only hope that, instead, the Legislature will respond to this decision of the court with a critical and searching re-examination of these statutes. An abundance of evidence is at hand which convincingly demonstrates it is both desirable and feasible that government at all levels accept increased responsibility for its actions. I look forward to the day the Legislature enacts new measures more in keeping with the needs of Kansas citizens and Kansas government.
I concur in the majority‘s affirmance of the first thirteen syllabi and the corresponding portions of the court‘s opinion in Brown v. Wichita State University, supra. I would adhere to the court‘s holding in Brown that the doctrine of governmental immunity as applied by
OWSLEY and PRAGER, JJ., join in the foregoing dissent.
