Brown v. UphoffBrown v. Uphoff
Lead Opinion
I. INTRODUCTION
Pеtitioner-Appellant, Paul David Brown, III, appeals the district court’s order denying his petition for habeas- relief filed under
II. BACKGROUND
Because the district court’s order denying Brown’s request for habeas relief sets forth in detail the background of Brown’s conviction, we will only briefly summarize the facts. Brown was convicted of conspiring with his co-defendant, Joseph Vena, to murder James Guthrie. Brown and Vena were working as informants for the ATF at the time Guthrie was killed. Guthrie and Brown both worked in Vena’s automo
At Brown’s trial,
On direct appeal, Brown reasserted his objections to the introduction of Vena’s statements. The Wyoming Supreme Court rejected Brown’s arguments, holding that the statements were admissible under Wyoming Rule of Evidence 804(b)(3) and did not constitute a violation of the Confrontation Clаuse.
Brown then filed for habeas relief in the United States District Court for the District оf Wyoming. In its decision, the district court examined the factors relied on by the Wyoming Supreme Court to conclude that the admission of Vena’s statements did not violate the Confrontation Clause. The district court determined that these factors were appropriate under Roberts, and that the Wyoming Supreme Court’s analysis of the reliability of Vena’s statements was not contrary to or an unreasonable application of clearly established federal law. Alternatively, the district court concluded that any error committed by the state court in admitting the statements would have been hаrmless. Accordingly, the district court denied Brown’s petition for habeas relief.
The district court granted Brown’s request for a certificate of appealability on two questions: (1) whether the Wyoming Supreme Court’s decision that the admission of Vena’s statements inculpating Brown did not violate Brown’s rights under the Confrontation Clause was contrary to or an unreasonable application of clearly established federal law, and (2) whether any possible violation of the Confrontation Clause was harmless error.
III. DISCUSSION
The Confrontation Clause of the Sixth Amendment provides that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.”
A. AEDPA Deference
Brown filed his
Under Ohio v. Roberts, an out-of-court statement can be introduced against the defendant without violating the Confrontation Clause only if the statement bears guarantees of trustworthiness such that “there is no material departure from the reason [for] the general rule” requiring confrontation.
Brown contends, however, that the Wyoming Supreme Court’s decision is contrary to clearly established federal law as announced in both Williamson v. United States,
Williamson concerned whether certain evidence was admissible under
Brown also asserts that the Wyoming Supreme Court’s decision was contrary to Lee because the court considered the voluntariness of Vena’s statement as contributing to its trustworthiness. Additionally, as the district court noted, the Wyoming Supreme Court relied on corroborating evidence as another indication of the reliability of Vena’s statement. Because the Supreme Court of the United States determined that these factors are not appropriate indicators of trustworthiness under the Roberts test, we agree with Brown’s assertion.
The Supreme Court’s holdings regarding the use of corroborating evidence and voluntariness are unequivocal: reliance on them is inappropriate for determining whether a statement is trustworthy. The court in Lee noted voluntariness “does not bear on the question of whether the confession was also free from any desire, motive, or impulse [the declarant] may have had either to mitigate the appearance of his own culpability by spreading the blame or to overstate [the defendant’s] involvement.” Lee,
We recognize that in the context of summary decisions this court has stated “we owe deference to the state court’s result.” Paine v. Massie,
B. Retroactivity of Crawford v. Washington
Because the Wyoming Supreme Court’s reasoning was contrary to clearly established law, AEDPA deference does not apply. See Spears v. Mullin, 343 F.3d 1215, 1248 (10th Cir.2003). That, however, is not the end of our inquiry. We must determine de novo if a violation of the Confrontation Clause occurred. Id.
Before we proceed to the examination of whether any Confrontation Clause violation occurred, however, we determine if the Supreme Court’s recent decision in Crawford v. Washington should be given retroactive effect in this case. Because we are fаced with an initial habeas petition, we determine retroactivity by applying the framework set forth in Teague v. Lane,
A decision by the Supreme Court announces a new rule if “the result was not dictated by precedent existing at the time defendant’s conviction became final.” Butler v. McKellar,
U.S. at -,
Whether the rule of Crawford should be retroactively applied, therefore, depends on whether it meets one of the two exceptions articulated by the Court in Teague. Clearly, the first exception does not apply because Crawford does not place private conduct beyond the power of law-making authority to proscribe. We must examine then whether Crawford set forth a “watershed rule” of criminal procedure. As we have noted before, this exception is narrowly defined. Johnson v. McKune,
It is true that in Crawford the Court referred to the protections of the Confrontation Clause as a “bedrock procedural guarantee,” Crawford, — U.S. at -,
C. Pre-AEDPA Analysis
We proceed to determine whether the admission of Vena’s statements constituted a Confrontation Clause violation under our pre-AEDPA precedent. Under that preсedent, we presume the factual findings of the “state court and the federal district court are correct unless clearly erroneous.” Crespin v. State of New Mexico,
In Earnest v. Dorsey, this court confronted a state court decision that relied on corroborating evidence as one factor supporting the reliability of testimonial hearsay.
Under the Roberts test, these considerations were relevant when considering whether Vena’s statements were merely designed to mislead. In Earnest we recognized that statements with a high level of detail are “difficult to render in a fabricated admission.”
IV. CONCLUSION
For the reasons above we affirm the district court’s order denying Brown’s
Notes
. Brown and Vena were tried separately. Brown was initially tried for first degree murder and conspiracy to commit murder. Brown was acquitted of the first degree murder charge, but the jury could not reach a verdict on the conspiracy charge. The facts described here relate to Brown’s second trial on the conspiracy charge. Vena was convicted of first degree murder and sentenced to life in prison.
. In summary, Agent Bray testified that Vena had described where he and Brown disposed of evidence after they had killed Guthrie. Zu-kauckas testified that Vena explained he asked Brown "if this is what he wanted to do,” just prior to entering the detail center to shoot Guthrie. Zukauckas also testified that Vena described how they had driven to Colorado and unloaded Guthrie’s body and how Vena and Brown had disposed of othеr evidence.
.In his
. More recently the Supreme Court has overruled Roberts to the extent that it would allow the admission of ''testimoniar’ hearsay into evidence against the defendant without a pri- or opportunity for cross-examination. See Crawford v. Washington, — U.S. -, -,
Nor does the language of Crawford direct the conclusion that the only reasonable outcome under the Roberts test was the exclusion of testimonial hearsay absent a prior opportunity to cross-examine. Although the Court notes that the results of its decisions have been consistent with the holding of Crawford, the Court criticizes Roberts precisely because courts could and did apply the Roberts test to admit statements that should have been barred by the Confrontation Clause. Crawford, -U.S. at-,
.
. In Lilly v. Virginia, a plurality of the Supreme Court expressly concluded that the absence of an offer of leniency and the presence of some statements against penal interest were not relevant indicia of reliability which would support the admission of a co-defendant's confession under the Roberts test.
“[A] case announces a new rule if the result was not dictated by precedent existing at the time the defendant’s conviction was final.” Teague,
We aрply the same analysis here. This court must survey the case law as it existed prior to Brown's conviction to determine if the state court should have felt compelled to ignore the absence of an offer of leniency and the presence of statements strongly against penal interest in determining whether or not the admission of Vena’s statement would violate the Confrontation Clause. Our own case law at the time would not have led the state court to that conclusion. Earnest, as discussed above, relied on both factors in support of its conclusion that the admission of thе co-defendant’s statement did not violate the Confrontation Clause. Id. at 1134. Likewise, nothing in the Supreme Court's cases applying Roberts mandated the conclusion that the absence of an offer of leniency was not an appropriate consideration in examin
We further conclude that the rule in Lilly does not meet either of the two exceptions to the Teague bar against retroactivity. Clearly, the rule does not bear on private conduct. Likewise, if the rule announced in Crawford was not a watershed rule, as we explained above, it is highly unlikely that this rule could meet that test. Barring the consideration of these factors under the Roberts analysis cannot be said to alter our understanding of bedrock procedural elements essential to the fairness of a proceeding. Therefore, Lilly does not affect our reliance on Earnest.
. We acknowledge that in his direct appeal, Vena argued that he had been induced to make the statements because he was informed by the investigating officers that they were chiefly interested in the "triggerman.” The decision in Vena’s direct appeal, however, makes clear that Vena had already provided a substantial amount of information, including the information concerning the planning of the murder, prior to that comment by investigators. Vena v. Wyoming,
Concurrence Opinion
concurring.
I concur in the majority’s disposition of this case, but do so on the basis of AEDPA deference. Although the Wyoming Supreme Court’s decision in Brown v. Wyoming,
The Wyoming Supreme Court applied the precedent of Ohio v. Roberts,
The mere mention by the Wyoming Supreme Court of the voluntariness of Vena’s confession does not, by itself, make the opinion “diametrically different” from Lee v. Illinois,
Nor wаs the Wyoming Supreme Court’s discussion of corroborating evidence contrary to clearly establishment federal law. In Idaho v. Wright,
The Wyoming Supreme Court’s reference to corroborating evidence was as follows:
Finally, Vena provided a level of detail about the crime and the location of evidence that would be difficult to fabricate, that indicated intimate knowledge of the crime, and that was substantially corroborated when officers located shotgun parts and spent shells along the interstate.
Brown v. State,
We know now that Lee and Wright were steps in the Supreme Court’s path away from the “indicia of reliability” approach of Roberts, and toward a more “cаtegorical” enforcement of the original meaning of the Confrontation Clause. Crawford, — U.S. at-,
Indeed, one of the reasons for jettisoning the “indicia of reliability” approach was its “unpredictable” character. See Crawford, — U.S. at-,
Accordingly, I concur in the judgment affirming the district court’s dismissal of the petition for habeas review.