This appeal comes from a trial of five defendants involving two related, though not overlapping, conspiracies.
I.
On April 11, 2011, the jury sent a note to the trial court indicating that it had reached a verdict on some of the charges against several defendants but were deadlocked on other charges. The following day, the court asked the jury to complete the verdict form for the defendants as to whom it had reached verdicts and promised “further instructions” as to the remaining defendants. The jury complied, announcing guilty verdicts against appellant Marcus Brown on five counts while acquitting him on a sixth.
After the foreman read the verdicts, defense counsel for Brown requested a jury poll. The court informed the jury that “we’re going to have a poll with respect to defendant Marcus Brown as to him individually.” The court then instructed the jurors that if “your verdict agrees with that as announced by your foreperson,” each juror should say “yes.” If a juror disagreed, then he or she should say “no.” The court instructed the jury not to “say anything other than ‘yes’ or ‘no’ and do not say anything unless and until your seat number is called.” The court then asked each juror the following question: “[D]oes your individual verdict agree with that as announced by your foreperson?” Each juror answered “yes” until the court reached the eleventh juror, who answered “no.”
At this point, the court stopped the poll and asked counsel to approach. After denying motions for a mistrial, the court informed the assembled attorneys that it was “going to ask [the jury] to return and continue the deliberations with regard to Mr. Brown and the two remaining defen
Ladies and gentlemen, I’m going to ask you to return and continue deliberations with regard to Mr. McCorkle and Mr. McAllister and with regard to Mr. Brown since it’s not indicated that the jury has reached a unanimous verdict, so I’m going to ask you to return. And I’m going to give this — actually, we’ll give this form back to you and — with regard to Mr. Brown. Since you have not reached a unanimous verdict, continue deliberations. Thank you.
After sending the jury back, the court again rejected mistrial motions by counsel for the defendants who had not yet received adverse verdicts. Both counsel based their motions on concerns that the aborted jury poll would have a coercive effect on continuing deliberations. Although the court rejected the motions, it did agree to the government’s request that the court provide the jury with a copy of the first paragraph of Jury Instruction 2.608, applicable to jury polls after verdict.
Shortly after the court gave the instruction, counsel for Brown called the trial court’s attention to this court’s opinion in Crowder v. United States,
II.
Before addressing Brown’s appellate claim — ie., the court’s alleged error in failing to instruct with the bracketed language at the end of instruction 2.603
We begin with Crowder, where we reversed when the trial court had instructed the jury to continue its deliberations after a poll breakdown.
We returned to this issue in Harris,
Finally, we have also confronted potentially coercive poll-breakdown situations— unlike those in Crowder and Harris— where the full Crowder instruction (or its equivalent) was not required because the potential for coercion was not strong enough to warrant such cautionary language. First, in Elliott v. United States,
Similarly, in Green v. United States,
While distinguishing, in Green, the coercive potential of a deadlock from a poll breakdown, we did not overlook that the source of Crowder’s suggested language for a poll breakdown had “anti-deadlock origins,” albeit “far milder” origins than those in other anti-deadlock charges.
Nor did we back away from our decisions in Davis v. United States
Accordingly, the state of the law we confront now is this: In some cases, there will be no heightened risk of coercion following a jury poll breakdown, so the trial court may either remain silent or issue a simple instruction to continue deliberating, as the court chose to do in this case.
III.
In Harris, this court adopted a two-step process for determining “whether a jury verdict was coerced” following a poll breakdown.
A. Existence or Degree of Coercive Potential
As we have noted, “[ejvery jury poll has an inescapable element of coerc
We recognize that for those who have never participated on a jury, the suggestion that there may be pressure of any kind from a trial judge’s unelaborated instruction — as in this case — to resume deliberations after a jury poll breakdown may seem fanciful. But the reality of participating on a jury is quite different from thinking about it in the abstract. As our case law makes clear, for the juror exposed in open court as a dissenter from an announced unanimous verdict, the pressure to conform is real when the judge requires further deliberations with virtually unanimous jurors of a contrary mind— unless the judge assures the dissenter,
The government advances a different perspective, citing several factors that it believes substantially lessened the potential for coercion. The government notes, first, that in contrast with Crowder and Harris, “the precise split of the jury was not revealed in open court” because the poll stopped after the eleventh juror had dissented. While this is trae, we do not believe that the presence of a single un-polled juror lessened potential coercion to a legally significant degree. We recognize that our case law has yet to address the specific factual situation we consider here. However, “our evaluation of jury coercion focuses on probabilities, not certainties,”
The government also argues that the record suggests that the dissenting juror was merely confused by the poll, and thus that his or her response did not reflect an obstacle to unanimity. The government points out that the original poll was conducted shortly after 10:51 a.m. Then, after receiving the trial court’s instructions following the poll breakdown, the jurors submitted a second note — indicating that they had reached a verdict on Brown — only seven minutes later, at 10:58 a.m. The government maintains that this quick response, in the context of a complex, five-defendant, two-conspiracy, multiple charge trial, permitted the trial court, and thus this court, to infer that the dissenting juror was merely confused by the poll. We cannot agree.
The speed of the jury’s response, in itself, offers no new information about the degree of coercion.
Finally, it is true, as the government notes, that, during the poll, the dissenting juror did not explain the vote as a view of the merits, rather than a reflection of confusion. To be sure, we have no statement, such as those each dissenter made in Crowder
The complexity of a five-defendant, two-conspiracy, multi-charge trial does not change the rules applicable to a jury poll breakdown. Thus, when — as in this case — there is the same “especially high” risk of coercion that this court found in Harris, the evidence of mere, confusion, not coercion, must be reasonably clear, not weakly inferential. Neither argument the government proffers to establish confusion here, nor even both arguments taken together, can be said to meet that test of clarity. For the government to prevail, therefore, the trial court must have acted in a way that dispelled “any coercive potential.”
B. Trial Judge’s Response
We noted in Harris that a trial judge’s response to a jury poll breakdown can either “dispel any coercive potential,” be “neutral,” or “compound the problém by ... effectively adding to juror pressure” and thus “independently” creating a “situation of coercive potential.”
Here, as we have observed, a heightened potential for coercion existed. As a result, the trial court was obligated to give some sort of instruction to reduce that potential. The instruction given by the trial court, however, did not contain any of the coercion-reducing elements the trial judge relied on in Harris, especially the reminder — crucial in the context here— that “a juror should not surrender his or her honest conviction merely to return a
We note that the trial court rejected Brown’s request for the additional Thomas language in the bracketed portion of Instruction 2.603 because it believed that such language was inappropriate when the jury was not deadlocked. Our case law has held otherwise. Although we acknowledge the anti-deadlock origins of the Thomas language in Instruction 2.603, we have required courts to instruct juries with that language even in the absence of a true “deadlock” when circumstances indicate such language is necessary to mitigate the potential for coercion after a polling breakdown that reflects a split, not necessarily a deadlock.
So ordered.
Notes
. According to the government’s theory of the case, after an altercation at a nightclub, a group of individuals from the Kenilworth neighborhood, including two of the defendants at this trial, committed a series of crimes in the Trinidad neighborhood. In retaliation, a number of individuals from the Trinidad neighborhood committed crimes against residents of Kenilworth. Appellant Marcus Brown was charged with providing a gun to members of the Trinidad conspiracy. He was convicted of one count of Conspiracy, D.C.Code §§ 22-1805a, -401, -2101 (2001), two counts of Assault with Intent to Kill While Armed, D.C.Code §§ 22-401, -4502 (2001), and two counts of Possession of a Firearm During A Crime of Violence, D.C.Code § 22-4504(b) (2001). He was acquitted on one count of Carrying a Pistol Without a License, D.C.Code § 22-4504(a) (2001).
. See supra note 1.
. That instruction reads as follows:
In the polling of the jury, it has become apparent that you may not have reached a unanimous verdict. For this reason, I am asking you to return to the jury room for further consideration of your verdict. If you are unanimous, your foreperson should send me a note indicating that, and I will poll you again. If you are not unanimous, please resume deliberations and see if you can reach a unanimous verdict.
Criminal Jury Instructions for the District of Columbia, No. 2.603 (5th ed. 2012)("Return of the Jury After Polling”).
. That language reads as follows:
It is your duty as jurors to consult with one another and to deliberate with a view to reaching an agreement, if you can do so without violence to individual judgment. Each of you must decide the case for yourself but do so only after an impartial consideration of the evidence with your fellow jurors.
In the course of your deliberations do not hesitate to reexamine your own views and change your opinion if convinced it is erroneous. But do not surrender your honest conviction as to the weight or effect of evidence solely because of the opinion of your fellow jurors or for the mere purpose of returning a verdict.
Id.
. See supra note 3.
.
. See supra note 4.
.
. The juror in seat number eight was not the previously dissenting juror but sat in the same row as that dissenter and the previously un-polled juror.
. Later that day, the court issued an anti-deadlock charge. The jury eventually acquitted one of the remaining defendants on all charges and remained deadlocked as to the other. Of the five defendants, therefore, Brown was the only one convicted at this trial.
. See supra note 4.
. Green v. United States,
. See id. at 28 ("The problem of a deadlocked or ‘hung’ jury, however, is not necessarily the same as a jury that, in polling, simply reveals a split.’’). As explained more fully below, the jury instructions, respectively, for a poll breakdown and a deadlock are different overall but, in part, contain identical language for use, when appropriate, in the trial court's discretion. Compare Criminal Jury Instruction No. 2.603, supra notes 3 & 4, with Criminal Jury Instructions for the District of Columbia, No. 2.601(III)(A) (5th ed.2012) ("AntiDeadlock Instructions”).
. See supra note 6. The trial court gave the jury an instruction that mirrored the first portion of Instruction 2.603, see supra note 3, but also informed the jurors that "[ajfter you return to the jury room, any member is free to change his or her vote on any issue submitted to you. Each juror is free to change his or her vote until the jury is discharged. So you may return to the jury room.”
. Id.
. Id. at 342.
. See supra notes 3 & 14.
. See Crowder, supra note 6,
. Id. at 342 n. 11. This charge is also referred to as the Thomas charge. See United States v. Thomas,
. Supra note 8,
. Id. at 699.
. Id.
. Id. at 699-700; see supra notes 4 & 19.
. Id. at 705. We wrote that these factors include:
the degree of isolation of a dissenting juror (or jurors), whether the identity of a dissenting juror (or jurors) is revealed in open court as opposed to in a note, whether the exact numerical division of the jury is revealed, whether the judge knows the identity of a dissenting juror (or jurors) and whether the juror is aware of the judge’s knowledge, whether other jurors may feel 'bound' by a vote they have announced, and whether an ‘anti-deadlock’ instruction has been given and, if so, whether this has occurred under circumstances where the potential for coercion is high.
. Id. at 706.
. Id.
. Id. at 707 n. 20.
.
. Id.
. Id. at 31 n. 4. The instruction was otherwise substantially identical to the first paragraph of Criminal Jury Instruction 2.603, than numbered 2.93.
. Id. at 36.
. Id.
. Supra note 12,
. Id.
. Id. at 25. Again, at the time, the instruction was numbered 2.93.
. id.
. Id.; see also id. at 23 n. 2 (setting out pre-deliberation instruction).
. Id. at 28.
. Id. at 29.
. Id. at 29, 31. The court also noted that "no anti-deadlock instruction” had been given to the jury. Id. at 30.
. Id. at 30; see supra note 13.
. Id. at 30.
.
.
. Green, supra note 12,
. Green, supra note 12,
. See Green, supra note 12.
. See Crowder, supra note 6.
. See Harris, supra note 8. This remains true even though, as we noted in Green, a deadlock and a split revealed in polling are not the same thing.
. See Davis, supra note 43, and Benlamine, supra note 44.
. Harris, supra note 8,
. Id.
. Id.
. Id. at 701.
. Crowder, supra note 6,
. Id. at 342 n. 11.
. Harris, supra note 8,
. Id. Our holding in Davis, supra note 43,
. Harris, supra note 8,
. Id.
. See Elliott, supra, note 28,
. Harris, supra note 8,
. Id. at 706.
. Davis, supra note 43,
. Green, supra note 12,
. In the past, we have been inclined to find less coercion when the jury took more time than the jury took in this case to return with a verdict after polling breakdown. See id. at 25 (jury took 40 minutes to return with verdict after polling breakdown); Harris, supra note 8,
. Further, we have no record like that in Williams v. United States,
. See supra note 6,
. See supra note 8,
. Id.
. Id. at 705.
.Id. at 707 n. 20.
. Id..; see Crowder, supra note 6,
. Crowder, supra note 6,
. Harris, supra note 8,
. See supra note 13.
