Lead Opinion
Dwight T. Brown, a former President and CEO of Cobb Electric Membership Corporation (“Cobb EMC”), was indicted on January 6, 2011, on charges oftheft by taking, filing false statements, conspiracy to defraud Cobb County and the Cobb County School District, and violations of the Georgia RICO statute. These charges stemmed from
Meanwhile, anticipating a second indictment, Brown filed a motion to challenge the grand jury array on May 27, 2011, in an attempt to remove Cobb EMC members from the grand jury.
Brown filed a motion to abate the second indictment on the ground the grand jury was composed in part of persons, i.e., Cobb EMC members, who were victims of the alleged crimes. The trial court denied Brown’s plea in abatement, and the Court of Appeals affirmed. Brown v. State,
In determining whether or not grand jury proceedings are biased against an accused, it is an unquestioned rule of law that members of a grand jury may not be selected in a manner that discriminates against persons of a particular race or religion. However, “[t]he basic theory of the functions of the grand jury, does not require that grand jurors should be impartial and unbiased. In this respect, their position is entirely different from that of petit jurors. The Sixth Amendment to the Constitution of the United States expressly provides that the trial jury in a criminal case must be “impartial.” No such requirement in respect to grand juries is found in the Fifth Amendment, which contains the guaranty against prosecutions for infamous crimes unless on a presentment or indictment of a grand jury. It is hardly necessary to be reminded that each of these Amendments*242 was adopted at the same time as a part of the group consisting of the first ten Amendments. A grand jury does not pass on the guilt or innocence of the defendant, but merely determines whether he should be brought to trial. It is purely an accusatory body. This view can be demonstrated by the fact that a grand jury may undertake an investigation on its own initiative, or at the behest of one of its members. In such event, the grand juror who instigated the proceeding that may result in an indictment, obviously can hardly be deemed to be impartial, but he is not disqualified for that reason.” United States v. Knowles, 147 FSupp. 19, 21 (1957).
Creamer v. State,
In Georgia, our approach to grand jury challenges depends on whether the challenge is propter defectum or propter affectum. See generally Farrar v. State,
In this case, Brown’s plea in abatement claimed four grand jurors were members of Cobb EMC and presumably biased. Because this was a challenge propter affectum, Brown’s motion in abatement was properly denied. See, e.g., Black v. State,
Relying upon dicta in Bitting v. State,
It would seem that the main reason why the court should remove partial grand jurors from the panelbefore the inquiry begins is the inexpediency of putting the public to the trouble and expense of trying an alleged defendant, unless those who are impartial are willing to accuse him on the testimony which the prosecution, or State’s counsel, is able to produce against him; and further, there is incidentally the other reason that an injustice is done to the individual citizen when he is subjected to accusation of crime by those who would be more than normally willing to exalt bare unsupported suspicion into a reasonable ground for indictment and trial. For this reason it is proper that the court should in advance of the grand jury’s action receive information from the defendant, from an amicus curiae, or from any other legitimate source, tending to show that certain of the grand jurors would likely be biased, and that he should purge the panel so as to make it impartial.
Id. at 63-64, quoting Hall v. State,
But when the grand jury has acted, when the formal charge has been made and published, when the trouble and expense of the preparation for trial has been incurred, when the defendant has been arraigned and asked, “Are you guilty or not guilty?” — when the injury that would result from the*244 unjust accusation, if it is unjust, has been consummated, and there can be no vindication of the defendant except upon looking to the merits of the transaction, there is but a small quantum of justice, and less of expediency, in allowing him to say, “Delay the trial, because the State is prosecuting me on the information of prejudiced persons.” If the accusation against the defendant is unjust and untrue, that fact can be established much more surely, satisfactorily, and quickly under the plea of not guilty than it can be by quashing the indictment, and ordering a new preliminary and inconclusive inquiry before another grand jury. Largely for these reasons, as well as for others, the courts of the country have been disinclined to allow defendants, by plea in abatement, to urge that one or more of the grand jurors who acted upon the indictment were disqualified. The tendency has been to cut off collateral inquiry, and to allow the main issue to proceed.
Id.
Thus, placed in context, it is clear that Bitting made no attempt to formulate or promulgate a precept requiring courts to remove grand jurors upon a showing of likely bias. Rather, a proper reading of Bitting and similar cases
Citing Isaacs v. State,
Generally, in the absence of a controlling statutory provision, a person is not disqualified or incompetent to serve as a grand juror by reason of bias or prejudice on his part, by the fact that he has heard or read about the case under investigation or has even formed or expressed an opinion as to the guilt of the accused, or by his interest in a prosecution other than a direct pecuniary interest.
Id. at 719 (quoting 38 AmJur2d 951, Grand Jury, § 7). Because the issues raised in Isaacs did not pertain to a pecuniary interest on the part of grand jurors, this observation was dictum. Moreover, our courts have not relied upon this statement in subsequent cases involving grand jury service. At any rate, a challenge based on a grand juror’s pecuniary interest is plainly propter affectum and cannot be raised by plea in abatement.
Finally, Brown contends that even if the indictment was not subject to challenge by a plea in abatement, it was incumbent upon the trial court to remove the Cobb EMC grand jurors from the grand jury pool when he filed his motion to challenge, i.e., before the second indictment was returned.
Notes
Four of the twenty members of the grand jury were members of Cobb EMC.
See, e.g., Isaacs v. State,
See Bitting, supra (“In investigating crimes the grand jurors are performing a function for the benefit of the State[.]”); Creamer v. State, supra (grand jury is accusatory body); Bartram v. State,
This is not to say that a grand juror related within the prohibited degree should continue to serve. After all, grand jurors “related by consanguinity or affinity to any party interested in the result of the case or matter within the sixth degree” shouldbe disqualified. OCGA § 15-12-70. However, a grand juror’s disqualification does not afford a ground for a plea in abatement. Farrar v. State, supra. Grand jurors should be educated with respect to disqualification and encouraged to govern themselves as required by our statutes. See OCGA § 15-18-6 (2) (district attorneys have a duty “[tjo attend on the grand juries, advise them in relation to matters of law”).
This argument is based on this suggestive language in Bitting: “[I]t is proper that the court should in advance of the grand jury’s action receive information from the defendant, from an amicus curiae, or from any other legitimate source, tending to show that certain of the grand jurors would likely be biased, and that he should purge the panel so as to make it impartial.”
Concurrence Opinion
concurring.
It is no ground for a plea in abatement that a true bill of indictment was returned by grand jurors disqualified propter affectum, and this settled principle has been a part of our common law for more than a century. See, e.g., Fisher v. State,
To be sure, there are good reasons to doubt that the principle to which we adhere today reflects sound policy. Although the majority is right that grand jurors need not be wholly unbiased and impartial, see Creamer v. State,
Dissenting Opinion
dissenting.
I firmly believe that the grand jury’s duty to protect individuals against unfounded criminal prosecutions requires grand jurors to be unbiased and impartial, particularly where as in this case, grand jurors are victims of the alleged crimes of which the accused has been charged. I believe that the accused may assert his right and challenge grand juror bias by filing a pretrial motion. Because Brown filed timely pretrial motions and demonstrated grand juror bias in this case, I must respectfully dissent.
1. An Unbiased and Impartial Grand Jury
“An indictment returned by a legally constituted and unbiased grand jury,.. .if valid on its face, is enough to call for trial of the charge on the merits.” Costello v. United States,
The purpose of the grand jury is to “provide a fair method for instituting criminal proceedings against persons believed to have committed crimes” with a “pledge [ ] to indict no one because of prejudice and to free no one because of special favor.” Costello,
We have recognized that the grand jury
historically has been thought of as the primary security to the innocent against “hasty, malicious and oppressive prosecution; it serves the invaluable function in our society of standing between the accuser and the accused, whether the latter be an individual, minority group, or other, to determine whether a charge is founded upon reason or was dictated by an intimidating power or by malice and personal ill will. [Cit.]” Wood v. Georgia,370 U. S. 375 , 390 (82 SC 1364, 8 LE2d 569) (1962).
Cochran v. State,
Furthermore, grand jurors are prohibited from serving when they are “related by consanguinity or affinity to any party interested in the result of the case or matter within the sixth degree as computed according to the civil law.” OCGA § 15-12-70. We have also acknowledged that a person is disqualified from serving on a grand jury if that individual has a direct pecuniary interest in the prosecution. Isaacs
[A]n injustice is done to the individual citizen when he is subjected to accusation of crime by those who would be more than normally willing to exalt bare unsupported suspicion into a reasonable ground for indictment and trial. For this reason it is proper that the court should in advance of the grand jury’s action receive information from the defendant, from an amicus curiae, or from any other legitimate source, tending to show that certain of the grand jurors would likely be biased, and that he should purge the panel, so as to make it impartial.
Bitting v. State,
The majority quotes United States v. Knowles, 147 FSupp. 19, 21 (D.D.C. 1957), as quoted by the Court of Appeals in Creamer v. State,
Therefore, in order to effectively protect against prosecuting citizens based on an intimidating power, malice, personal ill will, envy, or hatred, I agree with the line of cases cited above that grand
2. Challenges Propter Affectum for Grand Jury Bias Are Permissible
The majority cites a string of cases for the position that a claim for grand juror disqualification propter affectum, for favor or bias, provides no ground for a plea in abatement. This rule can be traced to Betts v. State,
Thus, Betts demonstrates that a plea in abatement based on disqualification propter affectum to challenge grand juror bias is not possible because grand jurors may in fact be biased; there is no right to an unbiased grand jury and therefore no proper means for challenging such. See Garnett v. State,
Pursuant to OCGA § 17-7-110, “[a] 11 pretrial motions, including demurrers and special pleas, shall be filed within ten days after the date of arraignment, unless the time for filing is extended by the court.” This statute, which post-dates all the cases cited by the majority for the position that propter affectum challenges cannot be raised post-indictment, makes no distinction based on the type of motion, or whether the challenge is propter defectum or affectum. See State v. Dempsey,
Furthermore, to the extent that pre-indictment motions do not qualify as “pretrial motions” under OCGA § 17-7-110, they wouldstill be proper because they were filed before the indictment was issued. We have recognized that if any propter affectum challenge exists at all, it must be made before the indictment is issued. Bitting,
Brown filed three motions to challenge the grand jury poll before the indictment was issued against him on July 7, 2011, seeking to disqualify grand jurors who were also members of Cobb EMC from serving on the grand jury. The court never ruled on any of these motions. After the grand jury handed down the indictment, Brown filed a motion for abatement and/or dismiss for improper use of disqualified grand jurors, reasserting his arguments from his previous motions to challenge and listing by name the grand jurors to be disqualified because they were EMC members. Pursuant to OCGA § 17-7-110, his pre-indictment challenges to disqualify and his motion for abatement were timely. See Dempsey,
5. Grand Jurors Should Be Deemed Biased and Partial in This Case
The grand jury that issued the July 7, 2011, indictment against Brown should be deemed biased and partial. The indictment asserted on its face that Brown allegedly stole millions of dollars from Cobb EMC members and that Brown gave false statements to conceal these thefts from Cobb EMC members. The indictment claimed that Cobb EMC members suffered financial loss because of Brown’s alleged theft and racketeering.
Additionally, the trial court denied Brown’s motion to challenge the grand jury poll in part because Brown challenged only four grand jurors, not all of the grand jurors. The trial court explained that 16
Yet, we cannot know how the four grand jurors, particularly the Cobb EMC grand juror who served as the foreperson, may have influenced the other grand jurors. Due to the broad discretionary power of the grand jury to frame the indictment and the nature of the criminal proceedings to come, the potential for infecting the other grand jurors is self-evident and too high a risk to dismiss merely by finding there were other sufficient votes. See Dempsey,
From the majority’s ruling, “an injustice [has been] done to [Brown] when he [was] subjected to accusation of crime by those who would be more than normally willing to exalt bare unsupported suspicion into a reasonable ground for indictment and trial” due to the fact that the grand jurors were victims, or influenced by victims, of the crimes for which Brown was indicted. See Bitting,
I am authorized to state that Justice Benham joins in this dissent.
The majority states that “[gjrand jurors should be... encouraged to govern themselves,” including in cases where a grand juror is prohibited from serving under OCGA § 15-12-70. Id. (grand jurors disqualified from acting or serving when such jurors are related by consanguinity or affinity to any party interested in the result of the case within the sixth degree). This is hardly a sufficient or practical remedy for the accused, and as demonstrated by this case, self-governance is not reliable. Therefore, I would find that propter affectum challenges, rather than self-governance, are a more appropriate method for the accused to challenge grand jury bias.
Notably, in all of but one of the cases cited by the majority for the position that a challenge propter affectum provides no ground for plea in abatement, the challenge was filed post indictment. See Black v. State,
The only case cited by the majority where the defendant filed a pre-indictment motion challenging grand juror bias is In re Hensley,
According to the indictment, Cobb EMC is owned by its members; it does not issue stock. Under the Cobb EMC bylaws, all revenue in excess of operating costs and expenses is called “patronage capital,” and this capital is the property of members. The indictment alleges that Brown stole millions of dollars in patronage capital.
