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Brown v. State
921 S.W.2d 227
Tex. Crim. App.
1996
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*1 Appeals stated that there nothing indicating was in the record that a State,

jury Marquez was available. v. 100, (Tex.App. S.W.2d — Austin

The court therefore inferred available, concluding that the case would jury,

have resulting delay. to be reset for a

Id. The Court of

regard. any the absence of evidence in availability record as to the jury, of a

presumptions and inferences should made party burden, bearing which my opinion ought to be the State. would

therefore hold that inferring,

erred in in favor of the Goffney was not available. Cf. 583, (Tex.Crim.App.

1992) (where record must show that defen

dant dangers was admonished as to of self-

representation, presume court cannot waiver record).

from silent question whether, remains without the availability

inference as to jury, affirmatively

record otherwise ap- shows that

pellant’s waiver would have resulted undue

delay, prejudice or real inconve-

nience to the witnesses. As the Court of

Appeals did not address this issue I would judgment

vacate the

and remand this cause to that court to recon- reasons,

sider this issue. For these I dis-

sent.

CLINTON, OVERSTREET, BAIRD,

JJ., join. BROWN, Appellant,

Dennis Jon Texas, Appellee.

The STATE of

No. 1338-94. Texas,

Court of Criminal

En Banc.

April *2 Albert earlier

and had smoked marihuana evening. appellant After would not take the pocket, out of his coat Burr and his his hand partner him him for handcuffed and searched pocket Burr found a weapons. appellant’s bag Appellant they large pills. claimed Denton, Whitlock, appellant. Tom for pills later were steroids. The were identified Walsh, Atty., Kathleen A. Asst. Dist. Den- ecstasy. again spoke Burr with Albert Huttash, Austin, ton, Atty., A. Robert State’s containing baggie cocaine in and discovered a for the State. jacket pocket. Albert’s possession Appellant was indicted for with ecstasy possession to and for intent deliver PETITION OPINION ON STATE’S FOR intent cocaine. Albert to deliver was DISCRETIONARY REVIEW possession for of cocaine. Three or indicted McCORMICK, Judge. Presiding days prior appellant’s four to trial the appellant possession convicted against charges Albert were dismissed. N-hydroxy-3, to with intent deliver 4-me- appellant’s trial af- Albert testified at that thylenedioxyamphetamine, known also as ec car, gotten out of appellant ter had first the finding allega stasy. After the enhancement back the car handed Albert a he came to and true, appellant’s tion to be assessed something. baggie containing Albert stated punishment twenty-five at confinement for dark, know that it was that he did not what $5,000.00. years and a fine and, thinking, put it inside his was without finding after reversed the conviction they pocket. also that coat He testified after permitting prose trial court him appellant arrested that he were assured prosecuting cutor to continue the case after get out of trouble since Albert would Albert case. Brawn she testified as a witness and he would hire a was involved that (Tex.App. S.W.2d lawyer for that he Albert. Albert testified granted the —FortWorth We State’s testify, to not have a deal with the State did petition discretionary for review address though his case had been dismissed even that determination. We reverse. days appellant’s trial. few before 14,1991, night Donald On of November Burr, employed by an the Texas De- officer appellant Burr that he saw return testified Safety partment Highway Pa- Public and license, get car to his but did driver’s Service, appellant speeding stopped trol actually get him Burr see the license. got appellant on Interstate After out of appellant that not see reach stated he did car, Burr noticed he seemed unusu- pocket anything and hand Albert into his nervous, still, and ally that he could not stand appellant back to the car. He when went put- quickly, that he moved his hands often any- to see stated that he not able also At ting his hand inside coat. Burr’s particular, except appellant thing appellant to his car to request, walked back back to the car. went license, get his driver’s reached inside thought pills he testified side, then handed car on the driver’s and his, steroids, was not cocaine were Burr Burr a driver’s license. While wrote possessed Albert that he did not know and citation, speeding he became increas- out the presumed He he cocaine. also stated that appellant continued ingly concerned because had a with the State Albert deal overly put and to his hand act nervous having case him in Albert’s against return jacket pocket. an inside dismissed. passenger, spoke Burr Gor- When pros- Albert, Jr., rested its inside After defense don he smelled marihuana copy of attempted to offer a certified ecutor car. Albert admitted he the case Albert Burr re- the dismissal of had smoked marihuana earlier. Albert the case was dismissed because appellant, who also admitted he show turned examination, passed polygraph explanation, say beyond not because that it could not any permit deal. The trial court did not reasonable doubt that error did not admission of this dismissal. The Brown, tribute to conviction. only indicated that she was the one who at 391. *3 why knew the case was dismissed. She presents arguments The several State to wanted rebut claim that there challenging Appeals’ holding deal, expressed was a but she reluctance to failing trial court erred in to remove the prosecuting be a witness since she was the prosecutor. argues prose the The State the Eventually, permitted case. the trial court applicable disciplin cutor did not violate the prosecutor the to there was no deal ary prosecutor’s testimony rule because the requiring testify against with Albert him to establishing was not directed to an essential appellant in return for the dismissal the fact in argues the case.1 The State also the case. Appeals erred to reverse the convic argument jury, Before to the coun- defense solely any on the basis violation of a sel asked the trial court not to allow the rule because failed to prosecutor prosecuting to continue the case rights show were violated or that he was because she had “made herself a material deprived agree of a fair trial. We witness.” He stated it was unfair to the therefore, argument; latter it we find unnec prosecutor defendant for put the to her cred- essary any to decide whether ibility in argue issue and then also to the rules were violated in this case.2 jury. request. The trial court denied the Appellant’s Appeals brief to the Court of Defense theory counsel reiterated his to rights by did not claim his were violated the that Albert a had deal with the State prosecutor’s noncompliance disciplin- awith testify. During argument her jury, to the ary Appellant’s rule. solely brief relied on a prosecutor responded, “Now, the Defense disciplinary rule violation as the basis for Attorney says say that I no deal was made reversing his conviction. We set out the your I’m public and lying servant and I’m entirety appellant’s point of error you. you problem If have a with the case presented Appeals. this issue to the against dismissed, being Gordon Albert tell case, prosecutor “The lead Ms. me after this case is over.” Rattan, guilt/inno- Heather testified Appeals held the trial court phase testimony cence of the trial. The in allowing prosecutor to continue given in Appellant’s rebuttal to the prosecuting the case after she had testified. claim that a deal had been made with the Brown, 883 S.W.2d at 391. The Court of co-defendant, against wherein the case give any legal basis for its co-defendant would be dismissed if he tes- holding. merely It mentioned a footnote against Appellant. tified consisting Beasley of dicta in “Ms. Rattan testified that the case (Tex.Cr.App.1987), 357 n. 5 dismissed, the co-defendant had been but which, addressing without stating an issue or (Citations any denied deal was made. facts, highly noted that it improper would be omitted). record attorney for a district to serve as a witness prosecuting giving testimony and then continue the same case. “After in front of the stated, prosecutor objection then without was allowed over 3.08, Rules, 2.5(c), part 1. Rule State Bar in relevant 2. we note that Section Texas Guidelines, provides: provides Prosecutor Standards and disqualified shall not be from lawyer accept employ- "A shall not or continue testifying as a witness "when the need of the ment as an advocate before a tribunal in a testimony during proceeding.” arises Section contemplated pending adjudicatory pro- 2.5(c), Texas Prosecutor Standards and Guide- ceeding lawyer if the knows or believes that lines, prepared by the Prosecutor Standards lawyer necessary is or be a Commission, Study grant-fund- and Guidelines establish an essential fact on behalf of the project ed of the Criminal Justice Division of the client, Governor, lawyer’s Texas, ..." February Office of the State of ary prosecuting the case. rule violation. But because believe to continue para- read enhancement the due clause was violated (citation omitted), gave graph participation record continued closing argument case, judgment. both the I concur in the Court’s (Citations guilt punishment stages. omitted). record I. Preservation of Error “The of Criminal has held held that the trial The Court highly improper permitting court erred witness, to serve as a then resume con participating in the case but did continue ducting argue then the State’s give legal holding. This is any basis for its jury that his version of events was more *4 surprising not of the of au view dearth Beasley Appellant’s. than was v. credible al thority in this And on issue State. (Tex.Cr. State, 353, at 357 n. 5 728 S.W.2d rely that though possible it is court did App.1987)” violation, upon diseiplinaiy not a rule it is And, Appeals solely on a relied they clear did so. is to me Neither disciplinary reverse the con- rule violation to complaint appellant’s evident to me that the Brown, viction. 883 at 391. S.W.2d to that was limited applicable rule is here appellant’s point of An examination of basis. rule not disciplinary that violation of a does Appeals, error the Court of set out require a defendant can a reversal unless single a majority opinion, refer reveals disciplinary show the rule violation affected Instead, disciplinary or ence to ethical rules. rights deprived his him of a substantial appellant solely upon 5 of relies footnote State, fair trial. Pannell v. 666 See S.W.2d (Tex.Crim. State, Beasley 353 v. 728 S.W.2d (ethical 96, (Tex.Cr.App.1984) 98 violations Likewise, App.1987). by are to be with means of the adminis dealt opinion disciplin no makes reference specially trative mechanisms established solely upon Beasley. ary rules but relies conduct); dealing also with unethical see (Tex. 389, Brown v. 883 S.W.2d 391 361, Armstrong v. 897 366 n. 5 S.W.2d App. An Worth examination — Fort rel v. (Tex.Cr.App.1995); State ex Eidson Beasley it also makes no refer reveals that

Edwards, 1, (Tex.Cr.App.1990). 6 5, diseiplinaiy upon ence rules. Footnote rely solely relied, provides: appellant which disciplinary rule to reverse the a violation have the confession to be Because we held record, appellant’s conviction. On this reme inadmissible, we need admonish dy complaint is to a the State bar. file with attorney district that it would be assistant n. Armstrong, 897 at 366 5. We See S.W.2d again as highly improper for him to serve Beasley, five of 728 overrule footnote S.W.2d confession, then to resume witness to 357, this at the extent it conflicts with case, argue conducting the then to State’s opinion. (in testify) that his to the effect to judgment of the We reverse the Second more credible than version events was and the cause to remand appellant’s. proceedings that Court for further consistent Beasley's n. Beasley, 728 at 357 opinion. phrase “highly improper,” while use of the alleging interpretable as an ethical perhaps KELLER, Judge, concurring. violation, just easily interpreted be could by majority disposes of this ease con- I process argument. think the as a due only disciplin- tending appellant a raised interpretation. more latter is the reasonable ary and a rule rule Moreover, objection trial was violation, alone, appellant’s at does not constitute reversible process argument. In ob- essentially a due mere violation agree I that the error. While prosecutor’s partic- ground jecting to the continued rule is not attorney stat- reversal, majority’s ipation in the the defense disagree with the only disciplin- ed: appellant alleges clusion that

231 unfair, unfair, 1345, inherently It’s 424 to the defen- v. So.2d 1348 (Ala.Crim.App.1982).Janes, 558, People prosecutor] put Ill.App.3d dant for her her 138 [the 216, 223-24, 317, credibility in 93 Ill.Dec. 486 N.E.2d 324- argue issue and then to (2 Dist.1985). McCuistion, State also. 94, 702, (App.1975). N.M. 537 P.2d While did not use the words “due prosecutor’s failure to follow the above process,” rely upon Beasley. he did Al- principles seriously jeopardizes a defendant’s though dicta, Beasley clearly footnote 5 in right to fair Waldrop, trial. So.2d at issue, authority there is no in Texas on this Janes, 1348-1349. 93 Ill.Dec. at appears and the footnote statement McCuistion, N.E.2d at 324. 537 P.2d at 703. closely made this Court that most resem- grounded upon Recog- This conclusion is bles situation. relied power prose- nition of the [the influence only authority support on the that exists to prosecution. cutor] exerts” a criminal claim, authority and that itself has no Moreover, Waldrop, 424 So.2d at 1348. explicit legal foundation. Under these cir- danger prosecutor’s addition to the cumstances, I believe that this Court should position may artificially enhance the credibili- process implications confront the due ty testimony, of his partic- prosecutor’s conduct. I turn to other states ipation closing arguments after the testi- *5 guidance in this effort. mony may generate among confusion prosecutor speak- about whether the is II. Due Process ing as an advocate or as a witness. See concepts process of due and funda Birdman, 547, United States v. 602 F.2d require mental separation fairness a between (3rd Cir.1979). 553-554 the State’s advocates and its witnesses.1 The present In the after the trial court prosecutor who tries a case should not papers refused to admit the dismissal into as a regard witness in to a contested matter evidence, prosecutor, the lead Heather Rat- showing testimony absent a that his is necess tan, requested attempt a recess to to locate ary.2 necessity generally Such involves a Shipman, only L.D. prosecutor other who showing testimony important is would know whether the State had a deal required the State’s case or to rebut witness, attempt Albert. After the defendant’s case and that the need for the failed, Shipman to locate Rattan took the testimony reasonably could not have been stand and testified that there was no anticipated. State, Timberlake v. 246 Ga. deal with Albert. Rattan later delivered 488, 792, (1980). 271 S.E.2d 802 Butler v. closing arguments During for the ar- State. 241, (Ind. 492, 229 Ind. 97 N.E.2d 495 gument, argued credibility, she her own stat- 1951). Commonwealth, Brown v. 512 S.W.2d “Now, ing: says attorney the defense that I 509, (Ky.1974). prosecutor 510 who tries say your that no I’m deal was made and the case precautions must take reasonable public lying you. you I’m servant and If prevent becoming entangled himself from in problem have a with the ease Gordon Guerrero, the trial a People as witness. v. 47 dismissed, being Albert tell me after this 441, 120 Cal.App.3d 732, Cal.Rptr. 736 & 736 case is over.” She later reiterated that there (2 Dist.1975). If, during n. 8 the middle of was no deal with Albert. trial, prosecutor’s testimony becomes necessary, prosecutor and the Although many testimony does not with circumstances participation, draw from prosecution he should never ar about the dismissal could be gue credibility jury. Waldrop nature, See of a formal and uncontested in this appears power 1. It that the trial court has no less of whether the conduct violates disqualify prosecutor specific disciplinary after he has testified as rule. Regardless power, a witness. of the trial court’s though, the failure of a to recuse showing generally required 2. Such a if the formal, himself constitute reversible if it error prosecutor’s testimony only concerns un- process amounts to a due violation. State ex rel. contested matters. Flowers v. 444, 776 S.W.2d Edwards, 1, (Tex.Crim. Eidson v. 7 (Mo.App.1989). 449 810 Banks 1286, App.1990) (plurality opinion). regard (Okla.Crim.App.1991). This is so P.2d 1292-1293 232 Nevertheless, Trapnell, proceeding. E.g., testi- United States

case it was not. Rattan’s Cir.1980) (7th mony necessary 1016, 1025 (observing be- appears to have been F.2d 638 Shipman. cause was unable to locate appearance she as witness is Moreover, testimony could extraordinary need for improper except circum reasonably anticipated, and stances); Birdman, not have been States v. 602 United prosecutor attempted (and (3rd Cir.1979) when the to introduce 547, cases F.2d 552-553 copy of of a certified evidence means therein) especially (noting courts and cited dismissal, the not allow trial court would universally practice on federal courts frown circumstances, I her to do so. Under these denied, testifying), 444 cert. find in the no due violation either 1032, 703, 668 100 S.Ct. 62 L.Ed.2d U.S. fact Rattan fact that testified Torres, (1980); F.2d United States v. after prosecute she continued to the case Cir.1974) (2nd 1120, (prosecutor should testifying.3 all as witness unless other not be used exhausted); testimony Robinson sources judgment. concur Court’s (8th States, Cir. v. United F.2d 1928) prosecu (opinion reh’g) (practice of MALONEY, dissenting. Judge, acting disapproved tor as witness should be majority Ap- concludes circumstances); extraordinary except most peals solely on the erred because it relied Annotation, Barbre, generally see Erwin S. rule to reverse Prosecuting Attorney as a Witness Crimi the basis of conviction. While (1974 Case, & Supp. A.L.R.3rd 10 nal Appeals’ holding altogether is not Court of rarely testimony be Only should such clear, interpret the State does even testifies, he permitted, and if the solely on Appeals’ opinion relying par from further should thereafter withdraw as- rule violation. The State *6 Johnston, ticipation. E.g., United States in brief to be “[t]he serts its that issue Cir.1982). (7th F.2d Several by not the decided this Court is whether or rule: reasons have been advanced this prosecutor trial court’s failure to remove the after a witness from the case she testified as First, prosecutor risk that the there is the Appellant’s the due constituted a violation of objective fully not ... witness[.] will be a process rights.”1 interpret I would the Second, prestige of a it is feared that the Appeals’ in man- opinion Court of the same attorney’s office will artificial- Government holding appellant’s ner as the as that A con- ly credibility_ third enhance rights by pros- process due violated the were testify- prosecutor’s that the sideration is continuing representation after testi- ecutor’s ing might ... confusion on the “create fying jury. the before jury as part [is] of to whether he the capacity prosecutor or speaking have in his of that have addressed the issue Courts ... result the of confusion general practice shown distaste for witness.” Such according testimonial serving in the fact-finder prosecutor as witness in the same appellant’s process rights were not During argument argued due her own credi- Heves Rattan above, argument bility jury. the noted of the Court of As violated. Given basis process clear, improper implicates majori- is and itself the due holding entirely the Appeals' not is to a mat- Once Rattan testified contested clause. ter, reviewing ty in as court address fails its role perhaps that coun- was inevitable defense it support peti- arguments presented the the Nevertheless, credibility. question sel her would granted on review. different which placed position, by testifying herself in that she Ap- presented if the Court of situation would argue to not been allowed to she should have peals expressly violation of a had held that the more credible witness. the that she was the grounds alone constituted rule particularly insupportable be- was Her conduct Judge conviction. As Keller reversal of the very thing makes relied the that cause she opinion, concurring is no points out her there public arguments improper as a status such —her appel- violation in rule mention of not did servant. Appeals, in Court lant's brief to the argument. improper address the issue of Beasley, only Appeals' opinion, au- or in thority Appeals. by cited part argu- spends better 1. The State why discussing it be- portion of brief ment its prosecutor’s credit closing argu- Attorney says say Now the Defense that [Finally,] ... frequently ments. the most your public that no I’m deal was made and justification cited for the rule reflects lying you. you servant and I’m If have public broader concern for confidence in problem with the case Gordan justice. process dismissed, being Albert tell me after this Birdman, 602 F.2d at 553-54. case is over. prosecutor’s Whether or not the testifying prosecutor’s deprived appel- The actions process this case amounted to a due viola- precisely lant of a fair trial for the reasons questioned. only tion is not pre- The issue underlying prosecutor the rule that a should prosecutor’s sented whether the failure to prosecute testifying. continue to after

withdraw from testifying the ease de- after Birdman, supra. See In testifying that no prived appellant of a fair trial.2 arguing deal was made and then that was she against appellant State’s cocaine case truth, telling prosecutor combined largely upon credibility. turned Ap- Albert’s credibility her as a witness and a pellant possess claimed he did not the co- jury, giving before the testimonial credit caine and never handed it to Albert. Al- closing argument.3 her improp- She further testimony bert’s handed the erly prestige position invoked the of her as a him only cocaine to was the evidence con- credibility to bolster her as a necting appellant to the cocaine. Albert tes- by suggesting public servant State; tified that he had no deal with the does not lie. The appellant disputed this, calling Albert’s credi- concluding appellant’s err due bility question. into prosecutor’s testi- rights were violated mony given was rebuttal of prosecution testifying.4 tinued after suggestion While lying Albert was about a deal Appeals’ analysis harm Immediately under following State. her 81(b)(2) testimony, both closing Tex.R.App.P. sides closed. was ar- less than ade- gument quate, stated complaint State does raise a ground 2. The Attorney State's for review says say asks that we that I that no deal was made decide whether: your public lying and I’m servant and I'm holding you” erred in seems be the basis for the Court's allowing trial court erred in finding deprived aof fair *7 prosecuting testifying continue the case after trial. as a witness before the since the trial addition, given only thing remaining that the n legal authority court is without to remove a prosecution prosecu- of the case after the from the case if the due closing argument. Judge tor testified was Keller's process rights are not violated. process conclusion that there was no due viola- prosecution tion in the continued Concurring judgment, 3. Judge in the Court's Kel- closing has no basis without consideration of process ler concludes there was no due argument. in the fact that "continued to prosecute testifying.” Concurring the case after majority points appears 4.The to what to be a opinion suggests prose- at 4. While she setting guidelines prosecu- manual forth for state jury argument might cutor's amount to a due tors, suggesting prosecutor's actions violation, process since "the Court of did acceptable complied were because she improper argument[,]” not address the issue of quoted portion pro- manual. The of the manual apparently she declines to consider it in her vides that a can as a holding. Id. at 4 n. 3. as reflected in Court, whenever "the need ... arises." A broader its brief before this the State views the “guideline” imagined. majority’s cannot be prosecutor's argument as the basis for the Court apparent sanctioning Appeals' alarming. holding: of this rule is of process The rule makes no reference to due Although specifical- never policy, cerns nor does it reflect a consistent with ly they states that believed that it was the issue, virtually every court that has addressed the prosecutor’s argument which constituted a de- prosecutorial testimony that would reserve for privation Appellant's process rights of due or exceptional acceptable analyzes cases when no never alterna- even the error in terms of a due prosecu- tives are available. Whether or not a violation the Court’s reference to the following comport guidelines tor’s actions statement made contained i.e., during jury argument, prosecutors’ "now the Defense in a manual is of no moment. aspect opinion. original guilty plea given of his involuntari to that the Court’s ly he was not admonished as to dissent. because consequences violating adjudica of deferred 42.12, probation pursuant to Article OVERSTREET, CLINTON, BAIRD and 5(a) 5(b), §§ of & V.A.C.C.P.1 JJ., join. Joyner v. Appeals affirmed. (Tex.App [14th] S.W.2d 59 . —Houston granted Appellant’s petition for discre We tionary whether review determine holding judge Appel failure the trial to admonish consequences lant of of a violation adjudication ret probation deferred Stephen JOYNER, Appellant, Eddison roactively Appellant’s guilty plea in render voluntary. 5(a) Recently this Court held “Sec. Texas, Appellee. The STATE of require, in felonies or misde- does either No. 1074-94. meanors, entering an defendant plea guilty open or nolo contendere Texas, of Criminal prior plea possible informed of the his En Banc. 5(b) consequences probation under Sec. 8,May Ray v. violation.” Therefore, (Tex.Cr.App.1996). based on ruling Ray, we affirm Court’s recent judgment Appeals. of the Court of BAIRD, concurring. Judge, appeal, appellant On contended direct Conroe, Swisher, Phillip appellant. W. involuntary judge the trial plea was because give failed Tex.Code Crim.Proc.Ann. Houston, MeCrory, Atty., Dan Dist. Assist. 5(a) 42.12, § which re art. admonishment Austin, Huttash, Atty., Robert A. State’s “orally informed quires the defendant be the State. consequences writing possible under (b) of this of violation Subsection section Ap community supervision.” The Court of APPELLANT’S PETITION OPINION ON Price relying on peals, DISCRETIONARY REVIEW FOR (Tex.Cr.App.1993), rejected appellant’s *8 PER CURIAM. argument. The Court held the failure of judge con to admonish Appellant pled guilty to the offense of trial adjudica violating building agreed sequences an of his deferred burglary of a without retroactively probation tri- render punishment. The tion recommendation as to involuntary. Joyner v. adjudication guilt appellant’s plea al court an deferred (Tex.App. years. [14th placed Appellant probation for six — Houston Court, utilizing This the same adjudicated court Subsequently Dist.] the trial Ray rationale, result in years reached same guilt and sentenced to seven (Tex.Cr.App.1996), and Appellant appealed alleging confinement. arrested, 42.12, 5(a) hearing judge to a on the provides he is entitled 1. Article Sec. proceed adjudica- orally writing whether to determination shall inform defendant (b) may guilt, appeal be from possible that no taken consequences under Subsection determination, adjudication upon community super- and that óf this section (b) proceedings original proceed as guilt, case consequences under Subsection vision. The there been no deferment. possibility if had include the defendant

Case Details

Case Name: Brown v. State
Court Name: Court of Criminal Appeals of Texas
Date Published: Apr 24, 1996
Citation: 921 S.W.2d 227
Docket Number: 1338-94
Court Abbreviation: Tex. Crim. App.
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