Lead Opinion
OPINION
This is an appeal of the superior court’s order granting summary judgment to the State of Alaska and Division of Marine Highway Systems (state), dismissing the plaintiff sailor’s complaint for relief under the Jones Act and the doctrine of unseaworthiness. We reverse.
I
The facts of this case are not disputed. Dale Brown was employed as a marine engineer by the Alaska Marine Highway System (AMHS) when he was injured while working on board the M/V Aurora on December 31, 1984. Brown suffered a knee injury while acting in the course and scope of his employment as a sailor.
Brown was a member of the Marine Engineer’s Beneficial Association (MEBA) and was operating under a union contract at the time of his injury. Section 9.03 of this contract states, “Employees shall be entitled to Alaska Worker’s Compensation Benefits in lieu of remedies for wages, maintenance and cure, unseaworthiness, and negligence for illness and injuries incurred while in the service of the Employer.” Brown has received benefits for his knee injury under the Alaska Workers’ Compensation program, including biweekly payments, payment of medical bills, and vocational rehabilitation training.
In October of 1986 Brown brought an action against the state in the United States District Court for the Western District of Washington, asserting claims based on the Jones Act and the doctrine of unseaworthiness. The action was dismissed after the Ninth Circuit Court of Appeals held in a similar case that the eleventh amendment to the United States Constitution bars a state-employed sailor from suing the state in federal court. Collins v. State of Alaska,
Brown then filed this action in the superi- or court, again asserting causes of action based on the Jones Act and the doctrine of unseaworthiness. The court granted summary judgment in favor of the state on June 23, 1989. Brown appeals.
II
The United States Constitution extends the federal judicial powers to “all cases of admiralty and maritime jurisdiction.” U.S. Const, art. Ill, § 2. Section 9 of the Judiciary Act of 1789 implements this constitutional extension of judicial power to maritime cases:
The district courts shall have original jurisdiction, exclusive of the courts of the States, of:
(1) Any civil case of admiralty or maritime jurisdiction, saving to suitors in all cases all other remedies to which they are otherwise entitled.
28 U.S.C. § 1333 (1988). This court has previously commented on the effect of the “saving to suitors” clause:
This statute reserves to the federal courts in admiralty exclusive jurisdiction over in rem admiralty actions, that is, claims in the nature of maritime liens to be enforced usually against vessels. Generally, the “saving to suitors” clause means that a suitor asserting an in •per-sonam admiralty claim may elect to sue in a “common law” state court through an ordinary civil action. In such actions, the state courts must apply the same substantive law as would be applied had the suit been instituted in admiralty in a federal court.
Shannon v. City of Anchorage,
Ill
Sailors are historically the wards of admiralty, and the courts have long accorded them special protection. See Harden v. Gordon,
A
“Maintenance and cure is designed to provide a seaman with food and lodging when he becomes sick or injured in the ship’s service; and it extends during the period when he is incapacitated to do a seaman’s work and continues until he reaches maximum medical recovery.” Vaughan v. Atkinson,
Although maintenance and cure has sometimes been analogized to workers’ compensation, it is in fact a superior right:
The shipowner’s liability for maintenance and cure resembles that of an employer subject to a Workmen’s Compensation Act only in that it is a liability without fault which is based on the employment relationship. The shipowner’s liability is not restricted to injury or illness “arising out of” or causally related to the seaman’s shipboard duties; except for injury and illness caused by the seaman’s gross and willful misconduct or existing at the time the seaman signed on and knowingly concealed by him, the shipowner is liable for any injury which occurs or any illness which manifests itself while the seaman is under articles.
G. Gilmore & C. Black, The Law of Admiralty § 6-6 (2d ed. 1975). Furthermore, the right to maintenance and cure, unlike workers’ compensation, is not exclusive. When considered in conjunction with the sailor’s right to recover for negligence and unseaworthiness, “[t]he ‘poor and friendless’ seaman is ... the beneficiary of a system of accident and health insurance at shipowner’s expense more comprehensive than anything yet achieved by shorebound workers.” Id.
The doctrine of unseaworthiness, like maintenance and cure, arose under the general maritime law, Cortes,
C
The Jones Act provides a right of action for injury or death to sailors caused by the negligence of their employers. It reads in relevant part:
Any seaman who shall suffer personal injury in the course of his employment may, at his election, maintain an action for damages at law, with the right of trial by jury, and in such action all statutes of the United States modifying or extending the common-law right or remedy in cases of personal injury to railway employees shall apply; and in the case of the death of any seaman as a result of any such personal injury the personal representative of such seaman may maintain an action for damages at law with the right of trial by jury, and in such action all statutes of the United States conferring or regulating the right of action for death in the case of railway employees shall be applicable. Jurisdiction in such actions shall be under the court of the district in which the defendant employer resides or in which his principal office is located.
46 U.S.C.App. § 688(a) (1988).
The language concerning the rights and remedies of railway employees has the effect of extending to sailors the provisions of the Federal Employers’ Liability Act (FELA), 45 U.S.C. §§ 51-60 (1988). Mitchell,
A Jones Act plaintiff enjoys two significant advantages over the plaintiff in a common-law negligence case. First, the standard of care owed to a sailor is higher than the common-law standard. As Justice Cardozo noted:
We do not read the [Jones Act] as expressing the will of Congress that only the same defaults imposing liability upon carriers by rail shall impose liability upon carriers by water. The conditions at sea differ widely from those on land, and the diversity of conditions breeds diversity of duties. This court has said that “the ancient characterization of seamen as ‘wards of admiralty’ is even more accurate now than it was formerly.” ... Out of this relation of dependence and submission there emerges for the stronger party a corresponding standard or obligation of fostering protection.
Cortes,
Section 5 of FELA closely limits the ability of an employer to restrict its own liability: “Any contract, rule, regulation, or device whatsoever, the purpose or intent of which shall be to enable any common carrier to exempt itself from any liability created by this chapter, shall to that extent be void....” 45 U.S.C. § 55 (1988). The Supreme Court has found that “Congress wanted § 5 to have the full effect that its comprehensive phraseology implies.” Boyd v. Grand Trunk Western R.R. Co.,
IV
The state’s primary contention is that sailors can contract away any right provided a) the sailor understands the contract and b) there is an adequate quid pro quo. In support of this the state directs our attention to general statements made by Justice Story in decisions handed down while he was riding circuit in the early nineteenth century. Harden,
The state also urges us to follow the decision of the district court in Collins v. State of Alaska,
A
The federal courts have consistently stated that sailors’ rights to maintenance and cure cannot be abrogated by contract. E.g., Cortes,
Several federal circuit courts have upheld contracts which set the rate of maintenance and cure, even though the contractual rate was clearly too low to provide the injured sailor with food and lodging. Al-Zawkari v. American S.S. Co.,
Section 9.03, by exchanging Alaska Workers’ Compensation coverage for maintenance, impermissibly abrogates the right to maintenance and cure for an important class of sailors: those who become ill or are injured while in the service of the state, but whose illness or injury is not related to their work. The right of maintenance and cure attaches for any illness or injury that occurs while the sailor is “subject to the call of duty,” Aguilar v. Standard Oil Co.,
[The] employer’s responsibility for maintenance and cure extends beyond injuries sustained because of, or while engaged in, activities required by his employment. In this respect it is a broader liability than that imposed by modern workmen’s compensation statutes.
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... [U]nlike the statutory liability of employers on land it is not limited to strictly occupational hazards or to injuries which have immediate causal connection with an act of labor.
Id. at 732, 734,
By way of contrast, an employee covered by the Alaska Workers’ Compensation laws is entitled to benefits only if his illness or injury is causally connected to his employment: “[T]he idea is to rule out cases in which claimant can show neither that the injury occurred in the course of employment nor that it arose out of it, as where he contracted a disease but has no evidence to show where he got it.” Burgess Construction Co. v. Smallwood,
B
Section 9.03 also impermissibly seeks to restrict the shipowner’s liability under the doctrine of unseaworthiness. As noted above, the Supreme Court long ago emphasized that the shipowner’s liability for the seaworthiness of its vessel “is neither limited by conceptions of negligence nor contractual in character.” Sieracki,
Section 9.03 limits the state’s obligation to provide a seaworthy vessel by substantially limiting liability should the state breach its duty. Section 9.03 would allow the state to escape, for example, liability for any pain and suffering caused to sailors by the unseaworthiness of its vessels, as well as — in the case of a sailor killed by the state’s breach of this absolute duty — the loss of society suffered by survivors. See Dyer,
C
Analogous reasoning applies to section 9.03’s limitation of the state’s Jones Act liability. As noted above, section 5 of FELA, which is incorporated by reference into the Jones Act, prohibits “[a]ny contract ... the purpose or intent of which shall be to enable any common carrier to exempt itself from any liability created by this chapter.” 45 U.S.C. § 55 (1988) (emphasis added). The purpose and effect of this section are as broad as the language indicates. Boyd,
Section 9.03 does purport to effect such a prohibited exemption. A Jones Act defendant, for example, would normally be liable for an injured sailor’s pain and suffering. See 46 U.S.C.App. § 688(a) (1988) (authorizing “action for damages at law”); Dyer,
The state asserts without analysis or citation that “[i]t can hardly be said that the benefits provided by the Alaska Workers’ Compensation Act do not compensate injured workers ... to the full extent of their losses.” Brief of Appellees 30-31. In fact we have ourselves pointed out that “[t]he purpose of workers’ compensation is to compensate the victims of work-r[el]ated injury for a part of their economic loss, measured by the wage loss to the worker or the surviving family.” Wien Air Alaska v. Arant,
The state directs our attention to cases in which courts have suggested that the compromise of FELA claims do not violate section 5. Ahern,
Even these post-injury, FELA compromises are, however, “jealously scrutinized” to ensure that the employer does not escape any liability and that the employee receives the equivalent of full compensation. Ahern,
The present case is even clearer than Apitsch. Rather than “apparent union approval” of a post-injury compromise, we are faced with a union-mandated, pre-injury release of Jones Act rights. As the railroad’s counsel conceded in Apitsch, such an agreement “is void per se under section 5.” Id.
The superior court’s grant of summary judgment is REVERSED and this case is REMANDED for further proceedings.
COMPTON, J., dissents.
Notes
. We have previously determined that the state is subject to suit under the Jones Act and the admiralty doctrines of maintenance and cure and unseaworthiness. State v. Brown,
. State courts may apply their own standard of review to maritime cases under the "saving to suitors” clause. Maxwell v. Olsen,
. To this extent, even if we accepted the state’s argument that these rights could be exchanged for an adequate quid pro quo, it is doubtful that such an exchange exists in this case.
. For some reason, the court addressed the merits of the case before determining whether the eleventh amendment prevented it from having jurisdiction. Collins,
. Brown has not sued for maintenance and cure, apparently on the theory that section 9.03 provides a rate of maintenance and cure — that is, workers’ compensation benefits. As this opinion makes clear, section 9.03 is completely invalid. Thus, Brown may wish to make a Civil Rule 15(a) motion to the superior court to amend his complaint to add a claim for maintenance and cure. See Alaska R.Civ.P. 15(a); Rutledge v. Alyeska Pipeline Service Co.,
Dissenting Opinion
dissenting.
Last year, in State v. Brown,
Today the court goes one step further, invalidating a fairly bargained union labor contract entered into between the State of Alaska and certain state employees, in accordance with authority conferred by state statute. The court effectively says not only that the state waived its sovereign immunity as far as Jones Act liability is concerned, but also that the state may never immunize itself from such liability, either through statute or negotiation. For the reasons expressed in my prior dissent, Brown,
