Joan BROWN; Donna R. Johnson; Susan Matarrese; Geoffrey
Parker; Mary Lynn Sheetz; Peter Sprunger-Froese,
Plaintiffs-Appellees,
v.
Colonel James O. PALMER, Base Commander of Peterson Air
Force Base, Colorado, and Colonel Eugene T.M. Cullinane,
Commander, Headquarters, 3rd Space Support Wing (Afspacecom)
Peterson Air Force Base, Colorado, as officers and agents of
the United States Air Force, an agency of the United States
of America, Defendants-Appellants.
No. 88-2450.
United States Court of Appeals,
Tenth Circuit.
Oct. 3, 1990.
Order on Rehearing and Rehearing
Granted Nov. 6, 1990.
Patricia M. Bryan (John R. Bolton, Asst. Atty. Gen., Washington, D.C., Michael J. Norton, U.S. Atty., Denver, Colo., and Anthony J. Steinmeyer and Robert K. Rasmussen, Attys., Appellate Staff, Civil Div., U.S. Dept. of Justice, Washington, D.C., on the briefs), for defendants-appellants.
Newman E. McAllister, (Donald E. King with him on the brief), Colorado Springs, Colo., for plaintiffs-appellees.
Hilary Holland, Westminster, Colo., and David Miller, Denver, Colo., filed a brief for amicus curiae American Civil Liberties Union of Colo.
Before MOORE, BRORBY, and EBEL, Circuit Judges.
EBEL, Circuit Judge.
This is an appeal from the district court's July 20, 1988 judgment declaring that certain bar letters were issued to plaintiffs in violation of their First Amendment rights.
FACTS
On May 13, 1985, three of the plaintiffs, Joan Brown, Susan Matarrese, and Peter Sprunger-Froese, distributed leaflets containing a pacifist message during an open house held at Peterson AFB to celebrate Armed Forces Day. After refusing a request by military authorities to either stop distributing the leaflets or leave the base, they were escorted off the base and were issued bar letters pursuant to 18 U.S.C. Sec. 1382,1 prohibiting them from entering the base without the prior written permission of the base commander.
During the May 17, 1986 Armed Forces Day celebration at Peterson AFB, all six plaintiffs began distributing leaflets portraying the horrors of war. Brown, Matarrese, and Sprunger-Froese were arrested for violating the terms of the bar letters that had been issued against them. After refusing a request to either cease leafletting or leave the base, the remaining three plaintiffs, Donna R. Johnson, Geoffrey Parker, and Mary Lynn Sheetz, were escorted off the base and were issued bar letters. Johnson, Parker, and Sheetz then attempted to reenter the base without prior written permission and were arrested. The charges against all of the plaintiffs were subsequently dropped.
On July 27, 1987, plaintiffs initiated this action against Colonel James O. Palmer, the Base Commander of Peterson AFB, and Colonel Eugene T.M. Cullinane, the commanding officer of the headquarters of the Air Force's 3rd Space Support Wing, in their official capacities. Plaintiffs sought a preliminary injunction to permit them to attend an open house celebration at Peterson AFB planned for September 12, 1987. Plaintiffs also sought a declaration that the bar letters were issued in violation of their First Amendment rights. On September 4, 1987, the district court issued a preliminary injunction in accordance with plaintiffs' request. This court denied a request by the United States for emergency relief from the injunction.
On July 20, 1988, the district court granted plaintiffs' request for declaratory relief. The court concluded that Peterson AFB had become a "public forum" during the 1985 and 1986 Armed Forces Day celebrations. The court based its conclusion on the parties' stipulation that the activities occurring at the 1985 and 1986 Armed Forces Day open houses were similar to the following activities that took place at the 1987 open house: (1) Air Force recruiting; (2) discussions by defense contractors concerning their weapons systems currently in use by the Air Force; (3) distribution of circulars advertising the Cheyenne, Wyoming Year Round Walk for 1987 and advertising the Historic Macgregor Ranch Walk in Estes Park, Colorado; (4) distribution of a newspaper entitled the Space Observer; and (5) solicitation of the public to join the International Plastic Molders Society. In addition, one of the plaintiffs attending the 1987 Guest Day received the following: (1) an invitation from the Peterson Air Force Base Chapel to attend a luncheon and religious lecture; (2) a book entitled "About Being Catholic"; (3) a newspaper entitled "The Catholic Herald"; and (4) a copy of The Good News Testament Bible that contained the inscription "Presented by the Air Force." In light of those facts, the court concluded that during the 1985 and 1986 Armed Forces Day celebrations, Peterson AFB was a public forum.
Defendants contend that the bar letters were issued because of the ideological content of plaintiffs' speech. The Air Force does not permit anyone to enter the base to convey political or ideological messages. See R. Vol. I, Doc. 9, Tab 1, at 2 (Aff. of Colonel James O. Palmer); R. Vol. II at 1-15 (testimony of Colonel James O. Palmer). As a result, the district court concluded that the Air Force violated plaintiffs' First Amendment rights because it engaged in content-based regulation, which is not permitted in a public forum absent a compelling state interest.
On September 16, 1988, the United States Attorney for the District of Colorado filed a notice of appeal. The caption of the notice of appeal read as follows:
JOAN BROWN, et al.,
Plaintiff-appellees,
v.
COLONEL JAMES O. PALMER, et al.,
Defendant-appellants.
The notice of appeal did not indicate whether Colonel Palmer was filing the appeal in his official capacity as Commander of Peterson AFB. The notice of appeal also did not specifically list Colonel Eugene T.M. Cullinane, the other defendant named in plaintiffs' complaint, as a party to the appeal. On October 5, 1988, this court ordered the parties to submit memorandum briefs addressing whether we had jurisdiction over the appeal in light of Torres v. Oakland Scavenger Co.,
DISCUSSION
I. The Notice of Appeal Was Sufficiently Specific
In this case, the United States satisfied the jurisdictional requirement of Rule 3(c) by specifically designating Colonel Palmer in its notice of appeal because plaintiffs and this court had the requisite "fair notice of the specific individual or entity seeking to appeal." Torres,
Plaintiffs argue that because the notice of appeal did not state that Colonel Palmer was appealing in his official capacity, the time period allowed for private parties to file their appeals must apply,4 and therefore, the appeal is untimely. We disagree. Here, the United States clearly desired to appeal, and its failure to designate that Colonel Palmer was appealing in his official capacity did not deprive the parties or this court of fair notice that the United States was the true appellant. See King v. Otasco, Inc.,
II. Peterson Air Force Base Was Not A Public Forum
The degree to which the government can regulate communicative activity on its property depends upon the type of property involved. The Supreme Court has grouped government property into three categories for First Amendment purposes: (1) traditional public fora; (2) public fora created by government designation; and (3) nonpublic fora. See United States v. Kokinda, --- U.S. ----,
Traditional public fora, such as public streets or parks, are places that "have immemorially been held in trust for the use of the public and, time out of mind, have been used for purposes of assembly, communicating thoughts between citizens, and discussing public questions." Hague v. CIO,
In a public forum, created either by tradition or designation, the government may impose restrictions on the time, place, or manner of speech that is protected by the First Amendment "provided the restrictions 'are justified without reference to the content of the regulated speech, that they are narrowly tailored to serve a significant government interest, and that they leave open ample alternative channels for communication of the information.' " Ward v. Rock Against Racism, --- U.S. ----,
In a nonpublic forum, the government may enforce the same type of reasonable time, place, and manner regulations that are permitted in a public forum. In addition, the government may regulate on the basis of the content of speech, as long as its regulations are reasonable and viewpoint neutral. Id. at 46,
The government concedes that its restrictions on plaintiffs' speech are content-based. Appellant's Br. at 21; Appellant's Reply Br. at 8. Therefore, a great deal turns on whether Peterson AFB was a public forum during the 1985 and 1986 Armed Forces Day celebrations. If Peterson AFB was a public forum, the government would have to demonstrate a compelling interest to justify the restrictions. However, if Peterson AFB was a nonpublic forum, the government would have to prove only that its restrictions were reasonable and not the product of viewpoint discrimination.
Whether Peterson AFB was a public forum is a mixed issue of fact and law. We review the underlying factual findings under a "clearly erroneous" standard, but we review de novo the legal conclusion of whether those facts make Peterson AFB a public forum. Here, there is no significant dispute about the underlying facts, and the only real controversy relates to the legal significance of those facts. Accordingly, we apply a de novo standard to review the conclusion that Peterson AFB was a public forum. See Love Box Co. v. C.I.R.,
In addition, because the public forum issue is so central to determining whether speech on the base can constitutionally be regulated, an independent review of the record by the appellate court is warranted. In Trenouth v. United States,
The Supreme Court has repeatedly indicated that a military base can be transformed into a public forum only in extreme circumstances. "[I]t is ... the business of a military installation ... to train soldiers, not to provide a public forum." Greer,
The only time that the Court has found those extreme circumstances to exist was in Flower v. United States,
In two subsequent decisions, the Supreme Court declined to extend Flower beyond its "unusual facts." See Albertini,
The Court of Appeals was mistaken, therefore, in thinking that the Flower case is to be understood as announcing a new principle of constitutional law, and mistaken specifically in thinking that Flower stands for the principle that whenever members of the public are permitted freely to visit a place owned or operated by the Government, then that place becomes a 'public forum' for purposes of the First Amendment. Such a principle of constitutional law has never existed, and does not exist now.
Greer,
The Court in Greer went on to note that the authorities at Fort Dix had not abandoned any claim of special interest in regulating the activities of political candidates on the base. As a result, the Court concluded:
[T]he Flower decision looks in precisely the opposite direction. For if the Flower case was decided the way it was because the military authorities had 'abandoned any claim [of] special interests in who walks, talks, or distributes leaflets on the avenue,' then the implication surely is that a different result must obtain on a military reservation where the authorities have not abandoned such a claim. And if that is not the conclusion clearly to be drawn from Flower, it most assuredly is the conclusion to be drawn from almost 200 years of American constitutional history.
Greer,
In Albertini, a peace activist who had been issued a bar letter nine years earlier for destroying secret Air Force documents at Hickam Air Force Base was convicted of violating 18 U.S.C. Sec. 1382 when he reentered the base to attend an open house celebration. Prior to his arrest, the activist was engaged in a peaceful demonstration protesting the nuclear arms race. Albertini,
In upholding the activist's conviction, the Supreme Court characterized as "dubious" the Ninth Circuit's conclusion that Hickam was a temporary public forum during the open house. Id. at 686,
Thus, the Supreme Court's analysis of First Amendment issues arising on military bases indicates that Peterson AFB was not a public forum. That conclusion is further supported by the Court's analysis in its recent public-forum cases.
In those latter cases, the Court emphasized that "[t]he government does not create a public forum by inaction or by permitting limited discourse, but only by intentionally opening a nontraditional forum for public discourse." Cornelius,
In concluding that Peterson AFB was a public forum, the district court, instead of focusing on whether the government intended to abandon all control over the content of permitted speech at the fora, focused on the fact that several groups did, in fact, distribute literature at the open house celebrations pertaining to the subjects of religion, the Wyoming Year Round Walk, and the International Plastic Molders Society. Brown v. Palmer,
In light of the above analysis, we conclude that Peterson AFB was not a public forum. We base our conclusion on the lack of any evidence suggesting that the government abandoned any claim of special interest in regulating the open house celebrations at Peterson AFB. We also base our conclusion on the record evidence indicating that the military did not intend to open Peterson AFB to plaintiffs and other individuals or groups seeking to convey ideological or political messages.
The Eighth Circuit has arrived at the same conclusion in a case involving very similar facts. See Persons for Free Speech at SAC v. United States Air Force,
In the instant case, the district court relied on United States v. Gourley,
III. The Restrictions Were Reasonable and Viewpoint Neutral
Our determination that Peterson AFB was not a public forum does not end our inquiry. Although the government is permitted greater latitude to regulate speech in a nonpublic forum, it must still regulate in a reasonable, viewpoint-neutral manner. For the reasons expressed below, we conclude that the restrictions on plaintiffs' speech were reasonable and viewpoint neutral.
Peterson AFB has "a consistent policy of not allowing the organized dissemination of material advocating political or ideological positions, or allowing solicitation of people to advocate causes." R. Vol. I, Doc. 9, Tab 1, at 2 (Aff. of Colonel James O. Palmer). Nothing in the record suggests that any third party espousing pro-war views was permitted to distribute leaflets at Peterson AFB during the open house celebrations.8 Nevertheless, plaintiffs argue that there was impermissible viewpoint discrimination because the military used the open house "to convince the public that a strong Air Force is vital to the foreign policy of the United States" but did not permit plaintiffs to present their opposing viewpoint "that there is a human price behind the Air Force's activities and that all of the weapons on display [at the open house celebrations] are designed to kill other people." Appellees' Br. at 11.9
It is questionable whether the Air Force in fact used the Armed Forces Day celebrations to convey an ideological message concerning its proper role in United States foreign policy. The purpose of an open house celebration is to inform the public about the equipment, facilities and personnel needed to successfully operate the Air Force. See R. Vol. I, Doc. 8, Exhibit A-4, p 4-29 (Air Force Regulation 190-1). It appears that "the concept of an 'Open House' is essentially one of 'come look and see,' where the military's historically neutral political position would not be challenged or impugned, nor one where the event would be turned from its designed purpose into a 'free for all,' pitting opposing political factions against one another." R. Vol. I, Doc. 9, Tab 3, p 10 (Declaration of General Larry D. Welch).
Even if the Air Force did use the open house celebrations to convey an ideological message, we would be reluctant to base a finding of viewpoint discrimination on the military's failure to permit plaintiffs to express their opposition to any messages allegedly conveyed by the military itself (as opposed to third parties) during the open houses at Peterson AFB. Government speech would be unduly chilled if any individual or group with views contrary to those of the government were entitled to access to non-public governmental fora for rebuttal. If we were to accept plaintiffs' argument, " 'display cases in public hospitals, libraries, office buildings, military compounds, and other public facilities immediately would become Hyde Parks open to every would-be pamphleteer and politician. This the Constitution does not require.' " United States Postal Service v. Council of Greenburgh Civic Ass'ns,
We next turn to the issue of whether the restrictions were reasonable. The Supreme Court has noted that a restriction "need not be the most reasonable or the only reasonable limitation" in order to satisfy the reasonableness requirement. Kokinda,
Maintaining security on a military base is no easy task, particularly during large open house celebrations. See Albertini,
In sum, we conclude that Peterson AFB was not a public forum during the 1985 and 1986 open house celebrations and that the restrictions on plaintiffs' speech were reasonable and viewpoint neutral.10 Therefore, we REVERSE the district court's July 20, 1988 judgment.
JOHN P. MOORE, Circuit Judge, dissenting:
I must respectfully dissent from that portion of part II of the court's opinion dealing with the public forum issue. I agree with the court's general postulates, but I cannot concur with the conclusion the district court erred in holding Peterson Air Force Base was converted to a public forum at the time of the open house. To the contrary, I believe the district court correctly analyzed the facts and appropriately applied the law to those facts.
The basis for my disagreement here is the majority's failure to appreciate the significance of the broad range of activities the base commander permitted at the open house. The court has focused upon Greer v. Spock,
The district court found, as a matter of fact, the base commander did more than open the doors of Peterson Air Force Base to public visitation. As noted by the court, other "activities" were conducted during that time that were foreign to the purpose of the open house.
According to the record, the Air Force Chief of Staff has taken the position that the purpose of an Air Force open house is to "provide the vital link of public awareness that is so important to the federal military forces in a democracy; ... to ensure that the public is well-informed concerning the military forces their tax dollars help to support." Brown v. Palmer,
In my judgment, none of these objectives are accomplished by allowing civilians to advertise nature walks, plastic molders' societies, religious material, and invitations to religious activities. These civilian pursuits are so foreign to the military objectives of the open house they compel the conclusion the military has intended to create a public forum.
In this instance, the base was not only opened to the public, but it was also open to diverse members of the public who were permitted to advertise and present essentially private materials of their own interest to the public. The only difference between what those civilians did and what the plaintiffs did was the political content of the plaintiffs' leaflets.
I believe there is no logical conclusion other than that reached by the district court. Moreover, I do not believe the cases relied upon by this court support reversal of that conclusion.
In none of the cases, beginning with Greer, did the military authority permit the base to be used by civilians for their private pursuits. In Greer, for example, an open house was not even involved, but the plaintiff wanted to enter the base to hold a political rally. Greer is not helpful because the base commander did not choose between private groups who were permitted to bring their messages to the visiting public. Indeed, I would have no trouble reading Greer to say that if the base commander had permitted others to conduct a rally, he could not have denied Dr. Spock the same right.
In Albertini, the Court did not decide whether the base became a public forum. Instead, it proceeded to address the First Amendment question premised on the reasonableness of enforcing a bar order issued because of the defendant's prior criminal activity.
I do not believe the simple act of opening a military base to public visitation results in a surrender of the military's right to control the conduct of the public who responds to the invitation. When, however, the military grants some private individuals the right to address the visiting public on issues having nothing to do with the military objective of the open house, the military has created a public forum. Having done so, the military cannot then exclude others from the exercise of their rights to free speech just because the military does not agree with the political content of their message.
In this context, it makes no difference to me that the military did not intend to open the base to political speech. Those in charge unwittingly surrendered their right to regulate the conduct of the plaintiffs simply by granting other civilians the right to speak on subjects of their own choosing during the course of an otherwise military event. Having done so, the First Amendment does not permit the base commander to exclude others who wish to exercise the same right.
Indeed, the fact that some were permitted access to the base while the plaintiffs were denied the same right is what makes United States v. Kokinda, --- U.S. ----,
For the same reason, I believe Perry Educ. Ass'n v. Perry Local Educators' Ass'n,
Ultimately, it is not whether Peterson Air Force Base is a public forum, but rather whether the acts of the base commander converted it into a public forum on the day of the open house. With all due respect, I do not believe it is the district court's emphasis that is "misplaced." I would affirm.
Order
Nov. 6, 1990
Before: HOLLOWAY, Chief Judge and McKAY, LOGAN, SEYMOUR, MOORE, ANDERSON, TACHA, BALDOCK, BRORBY and EBEL, Circuit Judges.
Appellee's petition for rehearing and suggestion for rehearing en banc is granted. Within thirty days of the date of this order, the parties may file supplemental briefs, not to exceed twenty pages.
This case will be set on the next available calendar for argument to the court en banc.
Notes
Section 1382 provides:
Whoever, within the jurisdiction of the United States, goes upon any military, naval, or Coast Guard reservation, post, fort, arsenal, yard, station, or installation, for any purpose prohibited by law or lawful regulation; or
Whoever reenters or is found within any such reservation, post, fort, arsenal, yard, station, or installation, after having been removed therefrom or ordered not to reenter by any officer or person in command or charge thereof--
Shall be fined not more than $500 or imprisoned not more than six months, or both.
Federal Rule of Appellate Procedure 3(c) provides that a notice of appeal "shall specify the party or parties taking the appeal." In 1979, the rule was amended to add that "[a]n appeal shall not be dismissed for informality of form or title of the notice of appeal."
We need not decide whether the appeal is valid with regard to Colonel Cullinane because the designation of either one of the defendants perfected the appeal by the United States
Private parties must file their notice of appeal within thirty days after the date of the entry of the judgment or order from which appeal is taken. Fed.R.App.P. 4(a)(1)
Courts of appeal have also been extremely reluctant to find that a military base is a public forum. See Shopco Distribution Co. v. Commanding General,
The Court in Albertini went on to hold that, regardless of whether Hickam Air Force Base was a public forum during the open house, the activist's First Amendment rights were not violated. The Court stated that the military, which had a valid interest in maintaining security at the base, had reasonable grounds for excluding the activist because he previously had been issued a valid bar letter for destroying government documents. Albertini,
The Supreme Court has made clear that the public-forum question depends on the intent of the government and that even if public property is compatible with expressive activity, such property cannot be transformed into a designated public forum if it would be contrary to the government's intent. See Cornelius,
Although military contractors participated in the open house celebrations, nothing in the record indicates that the contractors were distributing any ideological messages advocating war or concerning the proper political role of the military. The record suggests that the military contractors only distributed information about weapons that the Air Force was currently using. See R. Vol. II at 1-28; see also R. Vol. I, Doc. 8, Exhibit C. Any pro-military message that the contractors may have implicitly conveyed would not justify a finding of viewpoint discrimination. Cf. Persons for Free Speech,
Plaintiffs' brochures argue the undesirability of war. However, there is no evidence that suggests that the military ever intended to open up that subject to debate during the open house. As pointed out elsewhere, the political and ideological issues of whether, and when, to wage war are issues that the Air Force assiduously avoided
Amicus curiae American Civil Liberties Union of Colorado makes the additional argument that the bar letters should be invalidated because plaintiffs were not notified that their leafletting would not be permitted. However, the bar letters were issued only after plaintiffs refused the Air Force's request to either cease leafletting or leave the base. R. Vol. I, Doc. 8, pp 6, 7 (Stipulation of Agreed Facts). Therefore, we believe that plaintiffs received adequate notice
