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Brown v. Lange
21 P.3d 822
Alaska
2001
Check Treatment

*2 Justice, MATTHEWS, Chief Before BRYNER, FABE, and EASTAUGH, CARPENETI, Justices.

OPINION CARPENETI, Justice. INTRODUCTION I. defen- formerly pro se Brown, a

Wesley denial superior dant, appeals judgment a default aside set to motion his injury case. personal him notice entitled he was asserts Brown was default, entry of before entry of entitled Robert plaintiff and judgment, default inquire obliged both attorney was notify the and intentions Brown's about him be- contact attempt Brown's court matters default. seeking the fore Brown: disagree we impression, first and validly entered was default profes- independent no Brown attorney owed But because notice. give him duty to sional entered was judgment defendants, two between apportioning and judgment vacate must further remand proceedings. PROCEEDINGS AND FACTS

II Wesley Brown's struck boat Willis's John 1995, injuring 7,May on Kake near boat Lange. Robert passenger, Willis's and Brown drinking alcohol had been men All three go they decided accident day of while occurred collision boating. - hat to retrieve stopped was boat and Willis Brown Both Lange. belonging to while watercraft operating convicted were intoxicated. (the passen- 1996,Lange 22, February

On Willis against both suit filed ger) excess damages in drivers) seeking (the copy awith served was $50,000. Brown home complaint summons contained summons 4. The March on Kake Win- Lessmeier, & Lessmeier L. Michael "IF type: in boldface language following Juneau, appellant. ters, YOU FAIL [ANSWER TO THE COM- made appearance on Brown's behalf and PLAINT] JUDGMENT BY DEFAULT April 8 Brown moved through counsel to MAY BE TAKEN AGAINST YOU FOR set aside the default judgment on two THE RELIEF DEMAND[ED] IN THE grounds: that Brown's failure to answer COMPLAINT." complaint neglect" "excusable On March therefore the default telephoned *3 Lange's attorney should be set pursuant and left a aside recorded mes- Alaska Rule sage asking (Brown) Civil 60(b)(1); Procedure was "going to that court." Lange's His call was by returned Lange's engaged had "fraud" attorney's receptionist, not notifying Brown either who reached of the default or mother and informed her of the that no judgment court date hearing, and that had been scheduled and that therefore the judgment Brown needed should be set aside complaint pursuant and mail copies 60(b)(8). to Civil Rule the court Lange's attorney. superior The court declined to set aside Brown did not answer the complaint. the default judgment On against Brown on ei- April 19, 1996, a default was against entered ther of grounds. appeal This followed. him. Brown was not notified of entry this III,. STANDARD default. Willis also OF answer, REVIEW failed to default was against entered 29, him April on Normally, we will reverse the trial - 1997.1 A hearing to Lange's determine dam court's refusal to set aside a default judg ages was held special before a master on pursuant ment 60(b) to Civil Rule only for 3, July 1997; Brown was not notified of this abuse of However, discretion.2 appeal this hearing. special master recommended a turns on proper interpretation damages $272,424.80. award of superior "appear" term in Civil Rule 55. When inter court accepted this and, recommendation on preting rule, a civil we exercise our indepen 21, July entered judgment against Brown 3 dent judgment and "adopt the rule of law and Willis for amount, that plus interest, that is persuasive most in light of precedent, attorney's fees, and costs. The judgment 4 reason, policy." against Brown and Willis $821,490.15. totaled Determining whether superior The court did not apportion fault between court committed Brown and reversible error Again, Willis ap not Brown was not portioning fault notified judgment judgment is an been entered issue against of statutory him. interpretation, which we review under the substitution judgment On 3, 1997, November superior court standard.5 issued an order commanding Brown ap- pear and restraining him from disposing of IV, DISCUSSION his property. Brown was served with this notice, which was the first A. Brown Was Not Entitled To Have formal communi- cation Brown received from either the court Either the Emtry or the of Default or Lange since complaint. Judgment Set Aside Default Lange's Failure Brown To then Provide contacted Notice. Alaska Legal Ser- vices, who referred him pro to its above, As noted pro- bono Brown telephoned Lange's gram. January 9, On 1998, an attorney attorney and asked (Brown) when he 1. Willis has appealed. The record does not '"involve interpretation rule, of a civil we why, show obtaining after an of default exercise independent our judgment"). against 1996, April Brown in Lange waited over year obtaining of default 4. Guin v. Ha, 591 (Alaska P.2d 1281, 1284 n. 6 Willis. Key Alaska, Benedict v. Bank 916 P.2d (Alaska 1996) Longwith 489, 491 v. (citing State, Bauman Dep't v. Natural Re- Day, sources, 257, 848 (Alaska (Alaska P.2d P.2d 1992) 1995)). 260 n. 5 817, 828-29 (citing Madison v. Dep't Alaska Fish and 3. See Ford Municipality v. Anchorage, 813 P.2d (Alaska Game, 1985); P.2d 168, 173 Kelly (Alaska 1991) (holding that Zamarello, in cases that (Alaska 486 P.2d 1971)). defined explicitly have never While claims now to court." "going the Alaska in the context '"appear" term under Civil "appearance" an constituted this Procedure, v. Winters11 in Case Civil of Civil Rules of application Because Rule 55. appearance an rejected the idea depend we varies procedures Rule 55's presentation "appears," place take could the defendant whether court. Case call, sort which of some whether submission issue threshold proceedings. com two involved only response was Brown's custody change one, a motion for Civil filed "appearance" a wife constituted plaint, sup past child it did not. holdWe purposes.6 and to obtain Rule 55 ap entered Attorney Hellenthal port. leaving an "appear" did the second husband. for the pearance message with telephone ambiguous later, a new filed the wife case, year filed unpaid sup attorney. "damages" for seeking complaint *4 in appear not did Although Hellenthal port. the explicitly defined have never We at wife's case, the he contacted Alaska of the second context the "appear" term of time requested an extension torney and interpret But in Procedure. Civil Rules of request was His complaint. the answer looked have often rules we civil ing our ex extension time for the but after granted guidance.7 counterparts for federal identical him in attorney notified wife's pired, the analog federal interpreting the courts Other apply for de intended writing she that expansive an taken Rule 55 have to our Civil wife's nothing. The did Hellenthal fault. And is8 "appearance" - an concept of what Rule under Civil a default attorney requested "appear an have found courts federal some hus 55(a) or serving Hellenthal without action did defendant's ance" even where filed, and been appearance no band since submission or presentation some "involve not 9 Shortly thereafter federal entered. Still, rule in the a default court. to the that After consolidated. were two cases in appearance "an "normally" that is system held, again damages was hearing on a default or sub presentation some 'involves an action 0 up until that held This court notice. without the court.1 mission County v. Ore- Dist. Sch. generally Morrow See 8. 55(a)(1) provides: Rule 6. Civil - 716 296, Co., 78 Or.App. and Water gon Land judgment for party whom ("The When cases 766, federal n. 4 769 P.2d appear sought failed has relief is appearance. affirmative Almost reading to ... give a broad by provided as defend party or otherwise is interest- answer and that the indicates anything that omitted); suffice.") (citation affidavit will is shown case fact ed in the rules, and a default. and enter Miller Wright, shall Arthur R. the clerk otherwise, Alan or Charles 10A Kane, required if the Procedure and application Practice Mary Kay Federal Service of ed.1998) general (noting 2686, (3d "the appear. 47 § at party failed to has an constitutes defining conduct judgments liberality en- what 55(c)(1) governs default Rule Civil party appearance"). provides "[if It by courts. tered sought has judgment default against whom action, (or, appear- party if 44; at see appeared § 2686, 8, Wright note al., et supra representative) party's F.3d by representative, Brown, 84 v. Ins. Co. New York also Life Cir.1996) (finding appearance (5th applica- 137, of the written notice with 141-42 be served shall and opposing counsel spoke with days prior to a three where claimant judgment at least for tion suit contest would claimant him that informed application." on the decision con telephonic settlement participated in and Key v. Bank judge); magistrate 767, ference before Berzanske, 704 P.2d v. generally Hertz 349, (1st Co., 353 F.3d 74 Textile 60(b) Tablecloth 55(e) 1985) ("Since (Alaska Rules 770 defendant's Cir.1996) where (finding appearance ... we federal to their counterparts, identical are during negotia plaintiff contacts informal supersed guidance.") case law for federal look to agreement tions, including informal in McCon grounds as noted other on ed statute notice, indicated of default seek entry 1996). (Alaska Hart, n. 4 407 key P.2d suit). to defend intent a clear are Civil Procedure Rules of Although Federal no Rules Alaska Civil exactly as the same worded 41-42, § Wright al., note et supra 55(c)(1), between 55(a)(1) the similarities 47-49. listed at authorities and see appropri- it make Alaska schemes federal for case law federal to look us ate for (Alaska P.2d 11. 689 "appearance." interpreting guidance in the time of the consolidation neither the hus write Civil Rule 55 from the bench-an ac band "nor Hellenthal was entitled to tion we decline to take.15 prior entry service of the of default because 'no service need be made Since parties Brown did not appear, de he was fault appear.1 for failure to We went on not entitled to notice Lange's appli- to hold that cations onee the cases were consolidated de- of default (after judgment. the default was entered in the second case) Hellenthal was entitled to written no application of Civil Rule 55 ex tice of application judgment plicitly depends upon whether the defendant 55(c)(1). under Civil Rule Weset aside the "appeared" has in the action.16 If the defen judgment, but we affirmed the dant appear, does not upon plaintiffs liability default on in the second case.13 application the clerk may of court enter a default without requiring service of appli A concurrence was filed in Case. The con upon cation Then, the defendant.17 upon ap curring justices would have held that plication, again without notice to the contacts between Hellenthal defendant, the clerk of may enter a counsel amounted an appearance by Hel- if damages are "for a purposes lenthal for of Civil Rule 55. The sum certain or for a sum which can com concurrence cited a number of federal cases putation be made certain.18 When the appearance had found an even without a damages cannot certain, be reduced to a sum presentation or submission to the court.14 *5 in hand,19 as the case at superior the court But the concurrence's view that an appear "may conduct hearings such or order such ance merely can arise contacts between references as it deems necessary proper" parties

the rejected by was majority the to "determine the amount of damages. Case. superior The may damages conduct its proceedings parte, ex

Even if without requiring adopt were to no expansive a more tice to a defendant who "appearance," notion of previ has failed Brown's minimal con ously appear in the action.21 duct here would not new, meet the more relaxed standard. only action came superior court in this case did not err eighteen days after receiving complaint the by conducting parte ex hearings to determine when he single made a telephone call to plaintiff's damages, without requiring Lange's attorney and left message asking that Brown be notified of the hearings. The "when he going to court." While under superior court's comported actions with the sympathetic view this may action have requirements of the Moreover, civil rules. evinced Brown's intention at that moment to Brown's interests must be balanced lawsuit, defend the it nevertheless fails to Lange, interests of who right has a to a rise to the level of an "appearance" as that timely determination of his damages so that word is used in Civil Rule 55. To read more may begin his efforts toward recovery into Brown's action would strain meaning of his losses. Accordingly, we hold that the "appearance" of so fundamentally as to re court did not err when it did not Id. (quoting 5(a)). at 469 Alaska R. Civil P. 55(b)(1). 18. Alaska R.Civ.P. $8. 13. See id. at 470 n. In the context of Civil Rule 55, we have stated "[dJamages bodily injury pain See id. at 471. suffering by very their nature are not a fixed or Beck, Caterpillar Tractor Co. v. 624 P.2d sum, liquidated nor can the sum be made certain (Alaska 1981) ("Rule changes are more Davis v. computation." Criterion Ins. Co., 754 appropriately accomplished by upon amendment (Alaska 1988). P.2d 1331, 1333 n. 3 recommendation of rules committee, bench, and the barg”). 55(c)(1). 20. Alaska R.Civ.P. 55(a)(1), (b)(1), (c)(1)-(4). Alaska R.Civ.P. 21. See id. 55(a)(1). 17. See Alaska R.Civ.P. Providence the case to referred I have further notification require Company for a re Washington Insurance in the action. appear failed to you hear will be assume sponse, and that no In the event them soon. from No Pro- Under Attorney Was B. let me forthcoming, please response Notify Brown To Obligation fessional appearance I will enter our know and Entry Seeking the Default of Before it protect City of Valdez behalf Judgment. the Default against default.29 Thus, attorney explicitly asked city's deci argues that our Brown further courtesy professional v. Salomon22 Valdes City sions to re carrier's failure insurance of its event here. reversal command Herts v. Berzanske23 appear city make an could spond so that the attorney's failure argues that But when the prevent default30 ance to to defend intention to Brown's inquire as plaintiff's attor respond, carrier did not the duties a breach action constituted a de and obtained applied for ney instead held we have While conduct. professional city's attorney.31 notifying the fault without by professional obliged lawyers are attorney was the defendant's part In because they inquiries when courtesy to make such principle expecting that justified in in contact identity and have been know the observed, we be would we stated Cook counsel,24we have party's opposing later refusal superior court's held that the context, we have limited so in a done discreti an abuse of that default was set aside pro se principle to same extended the never on.32 parties. Berganske33 we extended In Herts v. Motors, Inc.,25we first Aurora party's Cook to cover holding City Valdes Hertz, lawyers agent had that when principle the defendant's agent.34 announced counsel, they identity opposing attorney know the to obtain plaintiff's contacted in of their complaint. inform should of time extension granted the de plaintiff's *6 City entry default.26 an of tent to seek Salomon,27 this extension,35 referred to twenty-day Valdes agent fendant's 28 the defendant in which day after the in a case principle one an of default filed for notifying the plaintiff's without attorney written to of the extension city's bad end reversing the cour trial asked for attorney specifically agent.36 In defendant's default, we aside the refusal to set city's did not carrier tesy if the of notification holding to a City Valdes extended complaint: respond to 1981). at 298-99. (Alaska 31. See id. 22. 637 P.2d 298 Valdez, 1985), by (Alaska superseded City at 299. 637 P.2d 32. See 704 P.2d 767 23. McConkey v. grounds in as noted other statute on 1996). (Alaska Hart, 4 407 n. P.2d 1985), by (Alaska superseded P.2d 767 33. 704 McConkey v. grounds in as noted on other statute Hart, 1996). (Alaska (citations 407 n. P.2d at 299 Valdez, 637 P.2d 24. See City of omitted). at T72-73. 34. See id. (Alaska 25. P.2d 1046 level, the the trial court At 35. id. at 768-69. College (quoting American n. 6 id. at 1049 26. See an was disputed whether the extension parties No. Lawyers of Trial Conduct Code of Trial extension," meant "that twenty-day which "open (1971-72)). 14(a), at 149 open granted extension plaintiffs an not seek complaint and would to answer the time days' twenty except upon entry of default 637 P.2d defendant," twenty-day simply a was to the extension, for the deadline meant which at 299. 28. See id. only twenty extended for filing was an answer days. Id. at 768. letter). (quoting the Id. at 298 772 & n. 36. See id. at id. situation in plaintiff's which the attorney 09.17.080(a) Alaska Statute requires appor- communicating been with the defendant's damages tionment of where there are multi- agent.37 ple culpable parties: argues, logical explanation "[nlo ex In all involving actions fault of more than why pro litigant ists as to se should receive person, one court, ... unless otherwise anything but the same notice [or her] agreed by parties all ... if [and] there is attorney agent would be entitled to." We jury, no shall findings, make indicating[:] disagree. retaining The act of attorney an is (1) the damages amount of each claimant significant step may a defendant in take would be entitled to if contributory recover process defending against an action. fault disregarded; percent- unequivocally It evidences an intent to de age of the total fault that is allocated to fend the By token, case. the same agent's claimant, defendant, each per- ... or other negotiation of a time extension responsible son damages.... shows the defendant's intention to resolve or, matter settlement if settlement language This requires superior court to unsuccessful, by efforts are litigation. proA apportion fault in rendering its final judg- se single call, defendant's inquiring when to ment. superior Because the court here did go court, more, comparable. is not apportion in establishing damages, Moreover, plaintiff's (or, counsel inas we must remand this case for the court to do case, employee) counsel's correctly re so. sponds question properly reminds answer, defendant to file an no further V. CONCLUSION obligation ethical imposed should be on the plaintiff, Indeed, light superior the law's histori correct conclud- cal giving concern about advice to an Brown did "appear" purposes opposing party,38 it would be anomalous to of Civil Rule 55 and was therefore not enti- require plaintiff's counsel to do more. Final tled to notice of either the of default or ly, seope proposed rule is judgment. addition, unlimited every because defendant without Lange was under no obligation profes- pro definition a se defen sional courtesy notify Brown of his inten- dant. The City extension of the Valdes tion to judgment. seek default We accord- holding proposed by Brown greatly would ingly AFFIRM the default judgment against weaken Civil Rule 55 making continued However, Brown. court was notification necessary any case where even required apportion damages in the final the most casual contact was made. *7 judgment. Because there apportion- was no reasons, ment, For we decline to we extend VACATE the judgment final attorney's (to the professional obligation con- REMAND this case to the court for tact known opposing agent an who further proceedings. requested has extension, an inquire and to of their default) seeking intentions before a to a BRYNER, Justice, FABE, with whom

pro se defendant who has made a single Justice, joins, dissenting. telephone call inquiring about a court date. agree I that Brown's call Lange's to attor- 09.17.080(a) C. Alaska Statute Requires ney did not amount to a "appear- Rule 55 the Apportionment Fault. of ance" disagree but with the court's conclu- argument final that the sion attorney duty had no to superior court required apportion to notify Brown of apply his intent to for damages in judgment. the final agree. We of my view, default. this court's caselaw 37. See id. at 772-73. give not unrepresented person advice to an other counsel."); than the advice to obtain Model Code 38. See Model Rules of Professional Conduct Rule of 7-104(A)(2) Responsibility, Professional DR 4.3 cmt. ("'During the course of a law- (1980). yer's client, representation lawyer of a should Gregg moved passed, day deadline of attorney to inform obliged informing Hertz either without default of default. impending court, relying This his intentions.11 Dean of Motors, the first Inc. was Aurora Cook Salomon, found the on Cook attorney's pro recognize an to cases of our his Gregg breached holding that improper, an to notice give reasonable duty to fessional opponent: notify his duty to default.1 for a applying party before opposing notes,2 correctly today opinion As the Dean a letter Gregg did send While American Col duty from this drew extension, Cook day twenty him of the advising Conduct, Trial Lawyers Code Trial lege of notify Dean of no effort he made time, which, advised: at the default, toor seek a thereafter intent a identity of knows the lawyer] [aWhen proceed. intention Dean's inquire about party, opposing an representing lawyer following rule of trial adopted the haveWe by lawyer advantage not take should conduct: to be en or dismissal any default causing identity aof lawyer] knows [a When op inquiring about first without tered party, opposing an lawyer representing proceed.3 lawyer's intention posing advantage of the take not he should obviously regards Lawyers Code Trial or dis- causing any default by lawyer is, courtesy"-that "professional a this inquir- without first be entered missal to lawyer owes anoth one obligation that an as lawyer's inten- opposing ing about common bond their virtue er proceed. tion par though both Yet even profession. counsel,4 represented apply inquiry should were ties in Cook rule of same notice describing the carefully avoided Cook identity an lawyer knows a when narrow, lawyer- kind of requirement as party, opposing representing agent the Trial quoting After duty. to-lawyer identity of know the if he does even found Cook approvingly, Lawyers Code purpose of "[The counsel. courtesy to highly desired is a practice "[this procrasti prevent is to procedure opposing side." delaying unduly from nating defendant requirement a tacti regarded as case; be Cook's reaffirmed it should We Cook, may obtain Like plaintiff v. Salomon.6 City Valdes which cal tool expense sides lawyers on both bother involved Salomon though, recently, More litigation.7 proce Gregg had the While litigation." Bersanske,8 extended expressly entry, he was Herts v. a default right to seek dural involving to situations requirement intent Hertz's the notice into inquire obligated to in litigants9 unrepresented Herts his intent Hertz of to inform proceed arising injuries Hertz sued entry.12 jured motorist a default to seek adjuster, insurance Hertz's a collision. from pre- recognizes that thus attorney, Hertz plaintiff's Dean, contacted arise can and notice inquiry days twenty additional Gregg, and asked by a non- twenty- plaintiff's contacted After the complaint.10 *8 1972). id. (Alaska 7. See 6n. P.2d 1. 503 Op. 26. at 827 n.

2. See 1985). (Alaska P.2d 767 8. 704 Lawyers Code College of Trial American 3. (1971-72), incomplete- 14(a), at 149 at 772-73. No. See id. Conduct 9. 6; n. accu- at 1049 P.2d Cook, 503 in ly quoted Salomon, 637 City rately quoted in Valdez at 768-69. 10. id. (Alaska 298, 299 P.2d 769. id. at n. 6. at 1049 P.2d Cook, 4. added). (emphasis

5. Id. omitted) (emphasis (citations Id. at 772-73 12. added). 299. 637 P.2d at lawyer on behalf of the defendant.13 More provides Hertz example. useful Hertz's significantly, holding that Gregg adjuster, Dean, "was obli discussed possibility gated inquire to plaintiff's counsel, settlement with into pro Hertz's intent Gregg, be to Gregg fore had ceed and to inform Hertz complaint.17 even filed a of his intent La entry," ter, seek a expressly recog asking Hertz after Gregg for an informal exten plaintiffs nizes lawyer sion answer, of time to owes this Dean failed even to duty not to the agent, acknowledge defendant's Gregg's but direct letter granting the ex ly to the defendant.14 tension discussing a settlement.18 At the Gregg applied default, time Hertz's insur Thus, concluding merely that Cook es er, Providence Washington, yet had not as "professional tablishes a rule of courtesy," signed attorney case, to the and it is today's opinion misreads our caselaw. Until unclear whether Washington Providence now, always we have viewed Cook's notice even made a final decision to cover Hertz's requirement just not courtesy as a among claim.19 lawyers, duty but as a directly owed These hardly defendant.15 cireamstances constitute "un equivocal evidence" of Hertz's commitment The court offers two reasons for limiting to defend his claim. To contrary, Cook attorneys agents. Neither is conjunction viewed in with Hertz's failure to persuasive. meet the filing answer, deadline for they First, "(tlhe asserts, the court act of re questions raise serious about his intent. Yet taining ... unequivocally evi despite uncertainties-indeed, because dences an intent to defend the case. But of these uncertainties-this court concluded surely this overstates the A case. defendant that, Gregg "obligated inquire into just who has been complaint served with a Hertz's proceed intent and to inform will often consult an attorney as a tentative Hertz of his intent to seek a entry.20 step first in deciding what to do. If the By specifying Gregg's duty encompassed ultimately defendant decides to hire the at duty "inquire into Hertz's intent to torney case, and defend the the event that proceed, we unmistakably signaled that "unequivocally evidences" this decision is the Cook, our Salomon, decisions in and Herts lawyer's formal appearance. And are founded on the existence of doubt con because formally signals a commit cerning the defend, defendant's intent to not defend, ment lawyer who is consulted unequivocal evidence of a decision to de about defending subsequently but fails to Thus, fend. driving force appear and necessarily answer raises serious uncertainty, certainty. questions about the defendant's intent. hand, the case at the cireumstances too, So surrounding Brown's failure to early defendant's discussion of timely file a through settlement lawyer or a non-attor answer raised questions substantial about his ney agent signals neither a commitment intent to defend. Brown called at settle unequivocal nor an decision to torney's defend. office within the allowable time for Dean, Although adjuster, Hertz's was hired to intention to resolve the matter settlement or investigate by Washington, Providence our litigation." deci- ... Id. specifically sion described ageni, Dean as Hertz's Washington's. Providence See id. 17. See Hertz, 704 P.2d at 768. Id. at 773. 18. See id. at 768-69. Indeed, it although that, noteworthy opinion that, 19. See id. Our suggests Hertz opinion today calls the of notice that the time of the Washington default, Providence adopted "professional in Cook a courtesy," yet had not decided provide whether it would see at 827, our Op. relevant cases-Cook, Salo- *9 Heriz with counsel. Id. at 769. mon, and used Hertz-never this term. (citations omitted). 20. Id. at Op. 16. that, at 828. The similarly court reasons the agent's same negotiation [bly token, an of a time extension to answer shows the defendant's 21. 1d. sug case of this the cireumstances Nor do answer; represented he was

filing an duty inquiry of the compliance with interest that gest a clear expressed but counsel or burdensome have been would message and notice his left Brown case. defending the Brown's attorney knew Lange's impractical. his also left He mail. firm's voice law the on Brown that knew and Kake, telephone lived number where telephone number community in the small parents returned his legal assistant lived with A parents. that indicates Nothing him in the record to reach unable Kake. was of call but Brown's with a spoke with reached fishing; she not have been could out Brown he was because effort.24 and of time expenditure relay to instead, minimal her and asked his mother why told cirenmstances, to see legal assistant I fail message. The these firm's Given yet had court date of that no be relieved mother should Lange's Brown's to file need Brown would that set applied been Brown have would But complaint. by an helped or an answer represented been the dead Brown of punishes not remind effect, simply did assistant court agent. In consequences answering or the litigant. line being proa se Brown for encourage did she Neither failing to answer. apply declining to reason for As its second further attorney if he had consult him to involving Salomon, cases Cook, Herts to later, with a month Less than questions.22 the fear expresses court litigants, pro se in or contact establish further effort no "the law's grounded on problems ethical intentions, Lange's attor Brown's quire into legal advice giving about concern historical entry of default. ney moved fear is the court's But party. Salomon, in Herts emphasized As we con ethical bases its The court groundless. tois procedure purpose "[the Rules of the Model Rule 4.3 of on cern from defendant procrastinating prevent Rule adopted as has Conduct,26 Alaska which Here, the cir delaying a case.23 unduly Con Professional Rules of the Alaska 4.3 of hardly surrounding the cumstances duct: procrastination; deliberate suggest client with of a dealing on behalf delay suggest strongly contrary, they counsel, represented who is person miscommunication, misun stemming from imply that not state lawyer shall view, my derstanding, or confusion. lawyer When lawyer is disinterested. kind the same generate cireumstances that the know reasonably should knows impose the us to uncertainty led misunderstands person unrepresented Salomon, Cook, inquiry and matter, lawyer lawyer's role Hertz. Salomon, Hertz, (quoting P.2d at 772 23. the con- summarized firm's records 22. law 299 n. P.2d at as follows: tact comply the failure Ernest, suggests that DLF- The court 18350-for Lange, Robert equitable might be with Cook 3/22/96, excused DLF wrote: 10:38 3/22/96-On bal- must be interests "Brown's grounds because wanted am and called this Wesley Jr. Brown Lange, has a who against the interests anced going to going to be when he know damages." of his timely right determination to a him know to let his call returned I court. demonstrates But the record Op. yet that he need- but a court date wasn't there unfounded: equitable concern it to the complaint-mail ed to answer two less than attorney applied copy to CHP. courts w/a Having complaint. filing Lange's after months he had left message as mother I left w/his than four- more waited default, he secured shortly I called. fishing go judg- moving for months before teen Willis the other John did tell me mother then, attorney was in Obviously, ment. Juneau wanting is in to serve you person are timely determination "a hurry to obtain no say that Mr. program. She did attending a ... damages." I4. [Lange's] yet. program his ... attended has not $28. Op.at phone .... # is Mr. re- that he never later indicate would 4.3 Rule (quoting Model Op. & n. 38 at 828 did not message. The trial ceived (1998)). cmt. explanation. question his *10 832 shall make reasonable efforts to correct lawyer's course of a representation of a misunderstanding.27 client, lawyer give should not advice to an unrepresented person other than the advice commentary Alaska's explains: to this rule 0 But, to obtain counsel.3 Alaska's commen An unrepresented person, particularly tary to Rule 4.8 conspicuously omits this experienced dealing one not legal with sentence of the Model commentary, Rule matters, might lawyer assume that a though even the Alaska incorporates rule loyalties disinterested in or is a disinterest rest of Model commentary. Rule 4.3's Be authority ed on the law even when the cause the commentary omitted strays so far lawyer represents a client.28 from the itself, text of the Rule Alaska's seen, As can be the Alaska Rule and its decision to omit the commentary hardly commentary nothing have to do with the surprising.31 Moreover, even if the Model present situation. Rule 4.8 and its Alaska Rule's apply Alaska, comment did it would commentary address the issue of communi not advance position, the court's since a cating unrepresented with litigants in way a plaintiff's attorney who a pro notifies se de might that cause them to misunderstand the fendant plaintiff that the apply intends to opposing lawyer's true intentions and inter a plausibly default cannot be deemed to be compliance Cook, ests. But Salomon, giving the kind of "advice to unrepresent and Heriz danger. creates no such These litigant" ed that the commentary forbids. require plaintiff's cases attorney, a before The court any thus fails to offer sound default, applying for inquire "to into [the why reason Cook should not pres extend the proceed defendant's] intent and to inform ent situation. emphasized Cook we that [the [plaintiffs] defendant] of intent to seek a purpose the chief requiring pre-default 9 default.2 purpose Because the core of this warning "help is to avoid time- unnecessary, requirement is to full ensure disclosure of an 2 consuming motions before the court.3 conflict, impending nothing in Rule 4.3 or the Lange's attorney's decision to seek commentary

Alaska conceivably could bar prior inquiry or notice to inquiry such and notice. promised exactly this lengthy kind of suggests possible court nonetheless and unnecessary litigation. present ap problems arising from a sentence of commen peal promise. fulfills the To avoid similar tary appears 4.3; in Model Rule problems, I would hold that the Cook Model Rule commentary warns: "During inquiry and applied notice in this case.33 27. Alaska R. Prof. C. 4.3. 32. 503 P.2d at 1049 n. 6. 28. Alaska R. Prof. C. 4.3 cint. circumstances, comparable courts in other jurisdictions recognized have an ethical 29. Hertz, 704 P.2d at 773. inquire give notice seeking before a default. See, Bellia, e.g., 1036, Bellm v. Cal.App.3d 150 Op. 389, (quoting Cal.Rptr. (1984) 828 n. 38 198 Model Rule of 390 (suggesting that (1998)). Prof. Conduct 4.3 cmt professional "as matier of courtesy counsel given should have impending de- fault"); Johnston, 1259, Smith v. commentary's The omitted 711 N.E.2d overbreadth can (Ind.1999) readily be 1264 (specifying applying "courtesy, illustrated com- commen- Here, tary present to the mon sense and judicial Lange's attorney case. constraints of [the] system" required instructed attempt his assistant tell Brown that to make "he opponent needed to contact with complaint-mail answer the seeking it to a de- copy courts [Lange's suggesting [with attorneys]." that failure to do al violation); This advice so proper. seems sensible was an ethical Yet un- Lalumera v. Naza- 401, der the Hosp., Pa.Super. literal terms of the reth omitted Model Code 456 A.2d (1983) commentary, (discussing we would have to frequent suggestion conclude that (1) advice improperly courtesy violated Rule 4.3 required give advis- counsel to notice be- (an default); litigant) seeking fore how to unrepresented Hartwell v. Marquez, ("he handle his case needed the com- (1997) W.Va. 433, S.E.2d 4 n. (requiring lawyer court"); seeking a default or dismissal "mail plaint" it to first failing give only him the notify advice that the com- observing counsel and actually ment permiis-the advice "to obtain ethical candor, duties of dili- "courtesy, honesty, counsel." gence, cooperation" fairness and are owed not *11 reverse I would

Accordingly, default, and re- vacate judgment, merits. trial on

mand for Nancy Jerrell, CABANA, Viola

Doris

Hillstrand, Appellants/Cross-

Appellees, BOROUGH, and PENINSULA

KENAI Assembly, Borough Peninsula Kenai

Appellees/Cross-Appellants. S-9377, S-9497.

Nos. of Alaska.

Supreme Court

April27,2001. default). Some seeking entry of a counsel, parties but also to the only to courts extends rulings that this confirm themselves); Mfg., v. Midland Inc. of these Tool & Miro opposing Inc., just counsel. Mach., party, N.W.2d opposing Wis.2d (la J., (Anderson, concurring) Hart 440-43 1263-64; e.g., 711 N.E.2d Smith, See, California not follow menting well, did that Wisconsin at 4 n. 5. 498 S.E.2d inform recognizing an ethical

Case Details

Case Name: Brown v. Lange
Court Name: Alaska Supreme Court
Date Published: Apr 27, 2001
Citation: 21 P.3d 822
Docket Number: S-8745
Court Abbreviation: Alaska
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