Brown v. KennardBrown v. Kennard
Robert Brown (Brown) appeals from a judgment of dismissal entered after the trial court sustained a demurrer to his complaint without leave to amend.
Brown sued Robert S. Kennard (Kennard) for abuse of process after Kennard enforced a purported money judgment by levying on Brown‘s deposit account pursuant to a writ of execution. The purported
On appeal, Brown and Kennard agree that the sole issue is whether Brown‘s abuse of process action is barred by the litigation privilege outlined in
Discussion
1. Standard of Review
When considering an appeal following the sustaining of a demurrer, only the legal sufficiency of the complaint is challenged.1 “We therefore treat as true all of the complaint‘s material factual allegations, but not contentions, deductions or conclusions of fact or law.”2 We may also consider matters that may be judicially noticed.3
When a demurrer is sustained without leave to amend, our job is to determine whether there is a reasonable possibility that a cause of action can be stated: if it can be, we reverse; if nоt, we affirm.4
2. Brown‘s Complaint
Brown alleges that Kennard abused process by causing a wrongful writ of execution to be levied upon his “categorically exempt funds,” i.e., Social Security retirement benefits and personal retirement benefits.5 Additionally, Brown maintains that Kennard refused to release the levy after Brown notified Kennard of the exempt status of the funds. Moreover, Brown claims the purported money judgment that provided the basis for the levy was void because it was an order granting partial summary judgment, and that final judgment was never entered in the corresponding underlying action (i.e., the Bennett v. Womack action). Brown further alleges that he was not a defendant in the underlying litigation or a judgment debtor of that action. In declaring that Kennard abused process, Brown states that Kennard‘s ulterior motive was to “extort[ ] payment from Robert Womack, knowing there had never been a final judgment entered in [the underlying action].”
Kennard demurred, claiming in part that Brown failed to state a cause of action because “issuance of a writ of execution is absolutely privileged” and that the communicative act of causing the writ to be issued occurred during a judicial proceeding under
3. The Tort of Abuse of Process
The tort of abuse of process arises when one uses the court‘s process
As early as 1958, California recognized that an action for abuse of process may inhere where a wrongful levy is executed upon exempt property.10 However, later judicial decisions construing the litigation privilege of
4. The Litigation Privilege
Originally enacted in 1872, the litigation privilege—a codified extension of the common law‘s defense to defamation аctions—protected publications and communications made during proceedings authorized by law.11 Today, the codified privilege reads in pertinent part: “A privileged publication or broadcast is one made: [¶] ... [¶] (b) In any ... (2) judicial proceeding....”12 The California Supreme Court, in Silberg v. Anderson, set forth a four-part test for determining whether a publication or communication is privileged.13 The privilegе applies to publications and communications: “(1) made in judicial or quasi-judicial proceedings; (2) by litigants or other participants authorized by law; (3) to achieve the objects of the litigation; and (4) that have some connection or logical relation to the action.” 14
Additionally, the Supreme Court in Silberg articulated the policies furthered by the litigation privilege. The chief funсtion of the privilege is to afford litigants and witnesses free access to the courts without the threat of derivative litigation.15
5. The Litigation Privilege Bars Brown‘s Claim for Abuse of Process
As stated, California courts recognized long ago that a wrongful levy may constitute an abuse of process, and a levy is wrongful where made uрon the exempt property of a judgment debtor. In Tiffith, the plaintiff in an underlying action obtained a default judgment against the defendant on a promissory note.21 The plaintiff then garnished the defendant‘s wages three times, despite the defendant‘s claim of full exemption.22 Recognizing an action for abuse of process against the plaintiff, the appellate court stated that the issuance of further writs would prejudice the defendant‘s employment and result in the expense of reasserting his claim of exemption each time.23 The successive seizures of the defendant‘s exempt property gave rise to a claim of abuse of process.24
In Czap v. Credit Bureau of Santa Clara Valley, the Court of Appeal recognized a cause of aсtion for abuse of process based on allegations that a collection agency obtained a levy and threatened subsequent levies despite knowledge that the plaintiffs wages were exempt from execution.25 The plaintiff complained the defendant‘s ulterior purpose was to jeopardize the plaintiffs employment, thus compеlling her to use her exempt wages to satisfy her debt.26
Finally, in Barquis, the California Supreme Court held that a plaintiff stated a
Notwithstanding the recognition of abuse of process in these decisions involving enforcement or enforcement-like contexts, the decisions do not address the litigation privilege of
In Merlet, a demurrer was sustained without leave to amend, dismissing a complaint that alleged the judgment creditor defendants abused process by improperly applying for a writ of sale, moving to reconsider the оrder denying the writ, and filing an appeal from the reconsideration order.29 The plaintiff, not a party to the judgment sought to be enforced against him, maintained that defendants acted improperly by attempting to acquire his property.30 The defendants claimed their conduct was privileged under
The court in Merlet looked to the decisions in Kimmel and Mero as exemplifying conduct “completely outside the judicial proceedings” and therefore outside the litigation privilege and supportive of an abuse of process claim.34
In Kimmel, the California Supreme Court held that the litigation privilege did not apply where the complained of conduct occurred outside оf a judicial proceeding.35 The alleged injury resulted from the taping of a confidential telephone conversation, not the publication or broadcast of
In Mero, the plaintiff claimed she was negligently injured during a medical examination that was requested by her employer in a workers’ compensation matter; the plaintiff alleged the defendant doctor strapped her into an apparatus causing her body “`to be contorted and maneuvered in various damaging positions.\‘”38 The trial court granted summary judgment for the doctor on the ground that the doctor‘s actions were privileged under
Another highly relevant and recent decision in the judgment enforcement context is O‘Keefe v. Kompa.42 The trial court below relied upon O‘Keefe to sustain Kennard‘s demurrer.
In O‘Keefe, the plaintiff sued for abuse of process after the defendants attempted to enforce a judgment entered against the plaintiff in another action while that action was on appeal.43 The trial court sustained the defendants’ demurrer without leave to amend;44 the appellate court affirmed, holding that the enforcement efforts (levying on a bank account and filing an abstract of judgment) were privileged “extension[s] of th[e] judicial process” which “were logically and legally related to the realization of a litigation objective—that is, collection of a judgment.”45 Similar to Brown, plaintiff O‘Keеfe complained that the levy on his bank account constituted an abuse of process.46 And similarly, O‘Keefe suggested that the filed abstract of judgment was fraudulent.47 The appellate court rejected these claims noting that, for policy reasons, even an otherwise qualifying fraudulent act is privileged under
Brown complains that the wrongful levy deprived him of his property interest in his bank account, thus causing injury outside of the judicial proceeding. As stated ante, the court in Merlet looked to the decisions in Kimmel and Mero as exemplifying conduct “completely outside the judicial proceedings” and therefore outside the litigation privilege and supportive of an abuse of process claim.52 In light of Merlet, Kimmel, and Mero, Brown misinterprets the meaning of injury outside of a judicial proceeding for abuse of process purposes. Again, Kennard employed a judicial process (writ of execution) to enforce a purported judgment pursuant to the purpose for which the process was designed, and did so within the сonfines of a judicial procedure. (As we shall see, while Brown does not have a remedy of an abuse of process action, he may move to quash the allegedly wrongful writ of execution and levy, and obtain a return of his property.)
In a related vein, Brown claims that the levy was neither a statement nor a communication within the litigation privilege. Preliminarily, we note that judgment enforcement efforts, as an extension of a judicial proceeding and related to a litigation objective, are considered to be within the litigation privilege.53 Specifically, Brown contends that his abuse of process claim does not rely on the communicative act of applying for a writ of execution; he notes that the act found to be within the litigation privilege
Here, then, the policy underlying the litigation privilege of encouraging free access to the courts by disсouraging derivative litigation simply outweighs the policy of providing Brown with a tort remedy for an allegedly wrongful enforcement of a judgment. That is not to say that Brown is remediless, however.
The recent decisions that invoke the litigation privilege and curtail the derivative tort remedy of abuse of process arising from allegedly wrongful levies recognize, importantly, thаt the plaintiff (the one being levied upon) is not left remediless.58 In O‘Keefe, for example, the court acknowledged that the plaintiff could have posted an undertaking or sought a writ of supersedeas to thwart the enforcement efforts.59 Thus, although the tort remedy of an abuse of process action is outweighed by the policy aim of allowing unfettered access to the courts, there are other remedies. Indeed, Brown‘s brief acknowledges the most viable remedy—a motion to quash the allegedly wrongful writ of execution and levy and to obtain the return of his property. Brown notes in his brief that another third party here also faced a writ of execution to collect on the judgment from the underlying litigation and immediately movеd successfully to quash the writ.
We conclude the litigation privilege of
DISPOSITION
The judgment is affirmed.
We concur: RAYE, J. and MORRISON, J.