David L. BROWN, Plaintiff-Appellant, v. J.D. EPPLER; Ray Willard; Jane Doe; Janet Doe; Metropolitan Tulsa Transit Authority; Paul T. Boudreaux; Richardson Richardson Boudreaux, Defendants-Appellees.
No. 11-5093.
United States Court of Appeals, Tenth Circuit.
Aug. 2, 2013.
722 F.3d 1221
“[J]udicial estoppel is ‘an equitable doctrine invoked by a court at its discretion.‘” Kaiser v. Bowlen, 455 F.3d 1197, 1204 (10th Cir.2006) (quoting New Hampshire v. Maine, 532 U.S. 742, 750 (2001)). Likewise, the decision to apply offensive collateral estoppel lies within the court‘s “broad discretion.” Parklane Hosiery Co. v. Shore, 439 U.S. 322, 331 (1979). It “is not available as a matter of right.” Rodriguez-Garcia v. Miranda-Marin, 610 F.3d 756, 772 (1st Cir.2010) (quoting 18A Wright, Miller & Cooper, Federal Practice & Procedure § 4465 (2d ed.2010)).
First, we do not believe the Trust has met its burden of showing the issues in this case are identical to those in the Fankhouser action.6 See Dodge v. Cotter Corp., 203 F.3d 1190, 1198-99 (10th Cir. 2000) (collateral estoppel requires identity of issues). Therefore, collateral estoppel is not appropriate, nor is judicial estoppel. See Johnson v. Lindon City Corp., 405 F.3d 1065, 1069 (10th Cir.2005) (judicial estoppel requires party‘s current position to be “clearly inconsistent” with its earlier position). Further, the Trust has not addressed the stipulation contained in the Fankhouser settlement, which prohibits use of the settlement “for any purpose in any subsequent litigation against XTO.” Supp.App. 187.
Finally, we believe the district court should have the opportunity to consider the certification issues in light of the Supreme Court‘s decisions in Wal-Mart and Comcast. See Spradling v. City of Tulsa, 198 F.3d 1219, 1222-23 (10th Cir.2000). Although the Fankhouser settlement was not approved until October 2012, the court certified the Fankhouser class in March 2009, well before Wal-Mart and Comcast were decided. Thus, we decline to exercise our equitable power to estop XTO‘s opposition to class certification in the present case.
For the foregoing reasons, we VACATE the district court‘s class certification order and REMAND for further proceedings consistent with this opinion.
Ian J. Kellogg, Morrison & Foerster LLP, Denver, CO (Brian R. Matsui, Morrison & Foerster LLP, Washington, D.C., and Colin M. O‘Brien, Morrison & Foerster LLP, Denver, CO, with him on the briefs), for Plaintiff-Appellant.
David L. Brown, Appellant Pro Se, McAlester, OK, on the briefs for Plaintiff-Appellant.
Paul T. Boudreaux (Melissa A. Herr with him on the briefs), Richardson Richardson Boudreaux Keesling, PLLC, Tulsa, OK, for Defendants-Appellees.
Before LUCERO, SEYMOUR, and MURPHY, Circuit Judges.
MURPHY, Circuit Judge.
I. Introduction
Plaintiff David Brown brings this appeal from the dismissal of his action challenging his ban from using public transportation provided by the Metropolitan Tulsa Transit Authority (the “MTTA“). Brown asserted claims arising under the United States Constitution, federal civil rights laws, and Oklahoma state law. The district court granted summary judgment pursuant to
Additionally, Brown has moved before this court to proceed in forma pauperis. Brown was not incarcerated when he initiated suit in federal court. He was incarcerated, however, when he filed his notice of appeal. During the pendency of this appeal, Brown has been released from prison. Brown‘s ifp motion therefore requires this court to determine the scope of the Prisoner Litigation Reform Act (“PLRA“) and its applicability to these unusual factual and procedural circumstances.
Exercising jurisdiction pursuant to
II. Background
The dispute at issue began on or about April 5, 2007. On that day, plaintiff was walking toward an MTTA bus stop with the intent to ride a bus, and saw a bus approaching. Brown had not yet reached the stop but, in an attempt to make the bus wait for him, held up a bus transfer pass. The bus did not stop, and Brown waited for it to return. When it did, Brown boarded, and asked the driver, Jane Doe, why she had not stopped for him when she passed him. Brown says that he told her that other drivers stop for people in that situation, and she responded that she was not like other drivers. Brown claims that he then sat down in the back of the bus and that, without further provocation from him, the driver continued to harass him. He claims that she called her supervisor, Janet Doe, over the bus‘s radio, and informed her that she was having a problem with a passenger. Janet Doe allegedly then told Brown to “sit down” and “shut up,” or she would have him removed from the bus. Brown claims that he did not say anything more to Jane Doe, but that she continued to speak to him. She stopped the bus soon thereafter and told him that if he didn‘t get off the bus, she would call the police. Brown left the bus, but called the bus driver a “nappy-haired whore” as he exited. He claims that when he tried to board another bus that afternoon, the driver would not admit him as a passenger. Eppler attests that he was notified of plaintiff‘s conduct on April 5, 2007, and that plaintiff was intoxicated at the time of his removal from the bus. As a result of the events on April 5, plaintiff was banned from MTTA bus use for approximately thirty days. Following his removal from the bus in April 2007, Brown made an oral complaint to the MTTA. However, he claims that no action was taken on his behalf.
Despite the imposition of the thirty-day ban, plaintiff was able at times to ride MTTA buses. However, plaintiff was removed from an MTTA bus in May 2007, allegedly for being intoxicated and disruptive.... [A]t some point after his removal from a bus in May 2007, plaintiff was walking past the downtown bus station. While across the street from the station, he saw Eppler, and began to yell at him. Plaintiff claims that he yelled only that he was going to sue Eppler. Defendants allege that plaintiff was intoxicated, and that he shouted obscenities across the street at both Eppler and Tulsa County Deputy Sheriff Geza Horvath. Horvath then left the MTTA premises, walked toward plaintiff, and instructed him to leave the area. Brown continued to make disparaging remarks to Horvath, including allegations of racism. He says that after he made those allegations, Horvath told him that he was under arrest. Brown ran across the street, but then stopped and was arrested by Horvath. He was charged with public drunkenness, resisting an officer, and breach of the peace. Following his arrest, he was permanently banned from all future MTTA bus use. Brown alleges that Willard took a picture of him at the time of his arrest, and posted it around the MTTA bus station.
Both Eppler and Willard attest that the removal of plaintiff from buses in April and May 2007, and the subsequent ban on plaintiff‘s future use of MTTA buses, was a result of plaintiff‘s actions, including public intoxication, disruptive behavior, and criminal conduct. Willard further attests that “[t]he ban o[n]
[p]laintiff‘s future use of MTTA buses was a decision made by MTTA pursuant to MTTA‘s published and written rules against any fighting, throwing of any objects, pushing, rough or loud behavior or vulgar language and pursuant to MTTA‘s policy to ensure that their customers have a safe and enjoyable ride.” Eppler claims that he was not involved in the decision to impose a permanent ban on plaintiff‘s use of the MTTA buses. Defendants state that “[i]t was not and has never been the policy of MTTA to ban anyone based upon their race.” According to plaintiff, he had a conversation with Eppler in July 2008 during which plaintiff asked Eppler how long he was going to be banned from the bus and Eppler told plaintiff to speak to Willard. Brown says he went to the MTTA office in July or August 2008, and that he spoke to Willard. However, he claims that Willard was rude to him, that he was not permitted to make any statements, and that he was told to leave the office. Willard denies that plaintiff came to his office to discuss the ban. In his complaint, Brown claims that he requested a hearing or other means by which to “contest the arbitrary and capricious” decision to ban him from the bus, but that his request was ignored and denied. However, defendants claim that while plaintiff orally contested his ban, he “never asked for a hearing or for an alternative method to contest said ban, even though he had ample opportunity to do so.”
Brown v. Eppler, 788 F.Supp.2d 1261, 1264-66 (N.D.Okla.2011).
Brown brought suit in Oklahoma state court against the MTTA and employee defendants. After his state court suit was dismissed without prejudice due to lack of jurisdiction, Brown filed the present federal action in the Northern District of Oklahoma, re-asserting his causes of action against the employee defendants and adding a cause of action against the attorney defendants for conspiracy to violate his constitutional rights by having his state court action improperly dismissed. The district court dismissed the claims against the attorney defendants under
III. Discussion
A. Procedural Due Process Claim
This court reviews a grant of summary judgment de novo, applying the same standard as the district court. Taylor v. Roswell Indep. Sch. Dist., 713 F.3d 25, 34 (10th Cir.2013). Summary judgment is appropriate “if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
As both parties acknowledge, The MTTA is a common carrier under Oklahoma law. See
We conclude the district court‘s analysis was in error. By focusing on the degree of discretion afforded to the MTTA to make rules governing access to its services, the district court overlooked the possibility the MTTA had constrained its own discretion to deny service to a sufficient extent as to give rise to a “legitimate claim of entitlement” to service. Under the district court‘s interpretation of the Due Process Clause, it mattered not whether Brown actually violated the MTTA‘s rules of conduct because, even if he had not, the rules could always be changed. This approach is inconsistent with Supreme Court and Tenth Circuit precedent, which, when analyzing whether a protected interest exists, focuses on whether there are “specific
Analyzed under the appropriate analytical framework, whether Brown has a protected property interest in continued access to MTTA public transportation depends upon whether the MTTA‘s rules sufficiently constrain its own discretion to deny service in any particular instance. We conclude they do. The MTTA publishes a set of “Transit Policies” along with its quarterly route guides for MTTA customers. The transit policies provide that “the Coach Operator or other Tulsa Transit Staff will enforce the rules outlined here on Tulsa Transit‘s properties,” and that “[b]y violating any of these policies [a rider] may be banned from Tulsa Transit.” Further, in an affidavit submitted to the district court as part of the summary judgment record, Willard attested that the ban on Brown‘s future use of MTTA buses was made “pursuant to MTTA‘s published and written rules against any fighting, throwing of any objects, pushing, rough or loud behavior or vulgar language and pursuant to MTTA‘s policy to ensure that their customers have a safe and enjoyable ride.” Because the MTTA has limited its own discretion to ban riders to a set of clearly defined circumstances, Brown has a “legitimate claim of entitlement” to access to MTTA transportation so long as he complies with its rules and regulations, and, hence, a protected property interest under the Due Process Clause of the Fourteenth Amendment.1
Because the district court concluded Brown did not have a protected property interest in access to MTTA public transportation, it did not reach the issue whether sufficient process accompanied the deprivation. See Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 59 (1999) (“Only after finding the deprivation of a protected interest do we look to see if the State‘s procedures comport with due process.“); Federal Lands Legal Consortium ex. rel Robart Estate v. United States, 195 F.3d 1190, 1195-96 (10th Cir.1999). We leave that issue open to the district court on remand.
B. Remaining Claims on Appeal
Brown presents seven arguments on appeal in addition to those discussed above.2 Having carefully reviewed the record and the arguments of the parties, and applying the appropriate standards of review,3 we conclude Brown‘s remaining contentions are so lacking in merit that we summarily affirm the dismissal of his remaining claims and denial of his motions for sanctions.4
C. In Forma Pauperis Status5
Along with his pro se complaint filed in federal court on July 17, 2009, Brown moved to proceed in forma pauperis and attached a supporting financial affidavit. The district court granted the motion. Brown was not incarcerated at the time he filed his complaint and initial ifp petition. Brown was incarcerated, however, when he filed his notice of appeal. Thus, after filing his notice of appeal,
Applications to proceed ifp are governed by
Subject to subsection (b), any court of the United States may authorize the commencement, prosecution or defense of any suit, action or proceeding, civil or criminal, or appeal therein, without prepayment of fees or security therefor, by a person who submits an affidavit that includes a statement of all assets such prisoner6 possesses that the person is unable to pay such fees or give security therefor. Such affidavit shall state the nature of the action, defense or appeal and affiant‘s belief that the person is entitled to redress.
The PLRA amended
A prisoner seeking to bring a civil action or appeal a judgment in a civil action or proceeding without prepayment of fees or security therefor, in addition to filing the affidavit filed under paragraph (1), shall submit a certified copy of the trust fund account statement (or institutional equivalent) for the prisoner for the 6-month period immediately preceding the filing of the complaint or notice of appeal, obtained from the appropriate official of each prison at which the prisoner is or was confined.
(1) Notwithstanding subsection (a), if a prisoner brings a civil action or files an appeal in forma pauperis, the prisoner shall be required to pay the full amount of a filing fee. The court shall assess and, when funds exist, collect, as a partial payment of any court fees required by law, an initial partial filing fee of 20 percent of the greater of---
(A) the average monthly deposits to the prisoner‘s account; or
(B) the average monthly balance in the prisoner‘s account for the 6-month period immediately preceding the filing of the complaint or notice of appeal.
(2) After payment of the initial partial filing fee, the prisoner shall be required to make monthly payments of 20 percent of the preceding month‘s income credited to the prisoner‘s account. The agency having custody of the prisoner shall forward payments from the prisoner‘s account to the clerk of the court each time the amount in the account exceeds $10 until the filing fees are paid.
(3) In no event shall the filing fee collected exceed the amount of fees permitted by statute for the commencement of a civil action or an appeal of a civil action or criminal judgment.
(4) In no event shall a prisoner be prohibited from bringing a civil action or appealing a civil or criminal judgment for the reason that the prisoner has no assets and no means by which to pay the initial partial filing fee.
This court must therefore determine whether the provisions of the PLRA apply to a litigant, like Brown, who was not incarcerated when he initiated a civil action but was incarcerated when he filed his notice of appeal. We conclude they do.
“When interpreting the language of a statute, the starting point is always the language of the statute itself. If the language is clear and unambiguous, the plain meaning of the statute controls.” United States v. Quarrell, 310 F.3d 664, 669 (10th Cir.2002) (citation omitted). Here, two provisions of the PLRA define the scope of its applicability. Section
Brown argues the phrase “appeal a judgment in a civil action” in
The terms of the statute also dictate the scope of Brown‘s payment obligation under the PLRA.7
Neither of these sums have been paid and, thus, constitute an outstanding obligation. We note, however, that Brown‘s failure to make the payments is not due to any bad-faith conduct on his part. To the contrary, shortly after filing his notice of appeal, Brown moved to make payments of the appellate filing fee in monthly, twenty-dollar installments and provided the required trust account information to the district court. Brown also provided the relevant trust account information to this court in conjunction with his motion to proceed ifp. In light of the unusual circumstances of this matter, on remand the district court should exercise its discretion to determine the amount of the outstanding fee obligation, i.e., the amount which should have been assessed under
III. Conclusion
For the foregoing reasons, the judgment of the district court dismissing Brown‘s procedural due process claim is reversed. The judgment of the district court is affirmed in all other respects, and the matter is remanded for further proceedings not inconsistent with this opinion. Brown‘s motion for leave to proceed in forma pauperis before this court is granted, but he is obligated to make payments toward the appellate filing fee as determined by the district court. Further, like any ifp litigant, he remains liable for the full amount of the filing fee.
