Brown et al., Appellants, v. Commonwealth.
Supreme Court of Pennsylvania
May 23, 1973
reargument refused June 27, 1973.
The decree of the Commonwealth Court is reversed and the matter is remanded with direction to dismiss appellee‘s complaint in equity.
It is so ordered. Costs to be equally divided by the parties.
Mr. Justice EAGEN dissents.
Mr. Justice MANDERINO took no part in the consideration or decision of this case.
DISSENTING OPINION BY MR. CHIEF JUSTICE JONES:
I would affirm the order of the Commonwealth Court. I believe the question of jurisdiction should be decided at this stage.
Joel M. Lieberman, for appellants.
OPINION BY MR. CHIEF JUTICE JONES, May 23, 1973:
On August 24, 1969, appellant, Donna Brown, a minor, while a guest at a Pennsylvania National Guard outing in Meadowbrook, sustained injuries when a National Guard jeep in which she was riding as a passenger was involved in an accident occasioned by the negligence of the operator, a Guardsman.
By her guardian, appellant brought a trespass action seeking damages for her injuries and the expense incurred for her treatment.1 The Commonwealth, by demurrer, interposed the doctrine of sovereign immunity. The Commonwealth Court sustained the Commonwealth‘s preliminary objections and dismissed appellants’ complaint.2 An appeal was taken from dismissal of the complaint.
The questions raised by this appeal reduce themselves to a frontal assault upon the doctrine of sovereign immunity. The subparts of this challenge question (1) whether sovereign immunity should be abolished, (2) whether it can be abolished and (3) whether it applies at all under the factual circumstances of this case. The desirability of limiting our decisions to the narrowest of issues necessitates the leading consideration of the question whether sovereign immunity applies to these factual circumstances.
The Commonwealth‘s Department of Property and Supplies obtained automobile liability insurance, protective of the officers, enlisted men and employees of the National Guard, in conformity with the Administrative Code of 1929,
The Commonwealth concedes that the Administrative Code provision, as implemented by the purchase of insurance by the Department of Property and Supplies, represents an avenue of compensation open to appellants, an avenue which they have failed to utilize. Appellants urge, by analogy to this Court‘s decisions in Flagiello and Falco,4 that the existence of insurance
Although appellants frame the separate issues of whether sovereign immunity can and should be abolished, these considerations are inextricably woven into the real question here involved: may we strike down a policy embodied by the Commonwealth‘s Constitution absent some compelling showing that
Appellants urge that because sovereign immunity was judicially created, and improvidently so, this Court
Appellants also argue that
The vagueness standard is inapplicable in this context.
Similarly, because
Whether the doctrine of sovereign immunity should be modified in this Commonwealth is a legislative question. We could not base a contrary holding upon our impatience with the Legislature‘s failure to act as speedily and comprehensively as we believe it should.
Order affirmed. Each party to pay own costs.
CONCURRING OPINION BY MR. JUSTICE POMEROY:
I join in the opinion of the Court, but deem it appropriate to add this statement of explanation.
As will be clear from my dissenting opinion in Laughner v. Allegheny County, 436 Pa. 572, 576, 261 A. 2d 607 (1970), it is my considered belief that “neither the early conceptualistic theories nor the more recently articulated policy arguments are adequate to justify retention of the [governmental] immunity doctrine in its present broad scope.” Id. at 579. I there advanced the view that this unsatisfactory rule, developed as it was by the common law, was a fit subject for abrogation by judicial action: “... the judiciary‘s traditional responsibility for adapting and improving the doctrines of the common law, particularly in the area of torts, coupled with its original role in the promulgation of the immunity rule, indicate that the judiciary is a natural and proper agent of change in the present case, unless there are countervailing considerations of such strength as to demonstrate the unwisdom of such a conclusion.” Id. at 582. The opinion in Laughner concluded that neither (1) the argument
The point of difference between Laughner, Ayala and similar cases involving immunity of units of local government (governmental immunity) on the one hand, and the case at bar and our recent decision in Biello v. Pennsylvania Liquor Control Board, 454 Pa. 179, 301 A. 2d 849 (1973), involving immunity of the Commonwealth and its agencies (sovereign immunity) on the other hand, is that in the former class of cases there is no constitutional basis for the immunity, while in the latter there is. Thus while one type of immunity may be as distasteful and inequitable as the other, the remedy by judicial decision which the majority of the Court properly finds to be available in the one situation is not in my opinion available in the other.
The Constitution of Pennsylvania provides that “[s]uits may be brought against the Commonwealth in such manner, in such courts and in such cases as the Legislature may by law direct.”
It is true, as my brother ROBERTS observes in his separate dissent herein, that twenty-one jurisdictions (20 states and the District of Columbia) have now in general, subject to normal exceptions, done away with the doctrine of sovereign immunity (i.e., the immunity of states as distinguished from that of political subdivisions). It must be emphasized, however, that of the twenty states taking this action, twelve have done so either by constitutional provision or by statute. Seven states have, to be sure, accomplished this end by judicial decision, but there is no indication that this has been done in the teeth of a constitutional provision such as we have in Pennsylvania recognizing the immunity of the state from suit and vesting in the legislature the power to consent to suit.2 As the commentary to the proposed new section of the Restatement (Second) of Torts recognizes, “[i]n many states the rule that the state cannot be sued without its consent is written into the constitution . . . Consent to suit against the state or its agencies is normally given by express legislation. In many states this is expressly or impliedly set forth in the State Constitution. . . .” American Law Institute, Restatement (Second) of Torts
Finally, it is worth noting that the General Assembly of Pennsylvania from as long ago as 1811 has known how in non-tort actions “to enable claimants who ordinarily would have been barred by the prerogative of sovereign immunity against suit, to have a method of redress against the Commonwealth“. Lowry v. Commonwealth, 365 Pa. 474, 478, 76 A. 2d 363 (1950). See also Merchants Warehouse Co. v. Gelder, 349 Pa. 1, 36 A. 2d 444 (1944). That the legislature continues to be aware of the problem is clearly demonstrated by the careful caveat in the recent Appellate Court Jurisdiction Act, wherein it was stipulated that the placing in the Commonwealth Court of jurisdiction of certain actions against the Commonwealth “shall not be construed as a waiver by the Commonwealth of immunity to suit“.
DISSENTING OPINION BY MR. JUSTICE ROBERTS:
I join in Mr. Justice NIX‘s dissent for the reasons stated therein as well as for the reasons set out in my dissenting opinion in Thomas v. Baird, 433 Pa. 482, 485, 252 A. 2d 653, 655 (1969).
As Mr. Justice NIX recently stated in his dissenting opinion (in which I joined) in Biello v. Pennsylvania Liquor Control Board, 454 Pa. 179, 187, 301 A. 2d 849, 854 (1973): “[T]he language of the Constitution [Article I, Section 11] itself fails to provide any basis for the majority‘s assumption that in Pennsylvania this immunity [sovereign immunity] is constitutionally mandated. . . To the contrary, Article I, Section 11 merely sets forth the mechanism by which the state may waive this power [immunity from suit]. . . The Constitution is therefore neutral—it neither requires nor prohibits sovereign immunity. It merely provides that the presence or absence of sovereign immunity shall be decided in a non-constitutional manner.” (Emphasis added) (Footnote omitted).
The majority today, however, reasserts that ”
Having moved in the proper direction in Biello, there is no rational reason why the majority could not and should not now judicially abrogate the doctrine of sovereign immunity in toto, or at the least, refuse to apply it, where, as here, an instrumentality of the Commonwealth has obtained liability insurance (at the command of the Legislature) to compensate those injured through the fault of its agents.*
Twenty-one states, eight through judicial action, have now abolished the concept of state immunity. Nine others have partially abrogated the doctrine, and eight others have abolished it where (as here) the state (or its instrumentalities) has obtained insurance. American Law Institute, Restatement of Law Second, Torts, p. 21 (Tentative Draft 19, March 30, 1973). Despite this overwhelming rejection of sovereign immunity, the majority continues to adhere to age old precedent which has long ago lost any justification in twentieth century society. See Biello, supra (dissenting opinion). “[W]hen precedent is examined in the light of modern reality and it is evident that the reason for the precedent no longer exists, the abandonment of the precedent is not a destruction of stare decisis but rather a fulfillment of its purpose. Stare decisis is not a confining phenomenon but rather a principle of law. And when the application of this principle will
I dissent.
Mr. Justice Nix and Mr. Justice MANDERINO join in this dissenting opinion.
DISSENTING OPINION BY MR. JUSTICE NIX:
I am still of the opinion expressed in my dissent in Biello v. Pennsylvania Liquor Control Board, 454 Pa. 179, 301 A. 2d 849 (1973).
The result reached by the majority in this case is particularly inexplicable in view of the statutory requirement that the State carry insurance coverage,1 and the fact that the State maintained insurance covering this claim.
Mr. Justice ROBERTS and Mr. Justice MANDERINO join in this dissenting opinion.
I dissent from the unwarranted conclusion that the doctrine of sovereign immunity is not a judicially created doctrine. I dissent also from the Court‘s refusal to strike down the judicially created doctrine, which does not have and never had any legitimate roots in constitutional government.
In Biello v. Pennsylvania Liquor Control Board, 454 Pa. 179, 301 A. 2d 849 (1973), the dissenting opinion of my brother, Mr. Justice NIX, cogently pointed out that the doctrine of soverign immunity is “. . . an obsolete vestige of a distant past. . . .” It is that and more in Pennsylvania. It is a doctrine which has no support in the written constitution of Pennsylvania—and never had.
The majority concludes that past decisions of this Court have settled the question. They have not. Each of the past decisions of this Court have pronounced the existence of the doctrine of sovereign immunity and then cited a previous case in support of the pronouncement. One would expect that a search through the precedents, containing the pronouncement followed by a prior citation, would eventually lead to the origin of the judicial chain and a discovery that the chain is solidly anchored in principles worthy of government established by a written constitution. Such a discovery cannot be found in the past decisions of this Court. Those decisions have assumed that the sovereign is the state and that the state possesses inherent and inalienable rights—the exact principles of government guillotined and buried in the human revolutions that gave birth to written constitutions.
The majority quotes a sentence from Section 11 of Article 1 of the Pennsylvania Constitution and finds support for its position in that sentence. It does not, however, support the majority‘s position.
The Declaration speaks of the inherent and indefeasible rights of people—not the state. It states that all power is inherent in the people, and all free governments are founded on their authority—not that power is inherent in the state or that government is founded on the authority of a divinity or an unwritten floating concept in a judge‘s mind. The Declaration states that no one can be deprived of his life, liberty, or property, unless by the judgment of his peers or the law of the land—not that the state‘s life, liberty or property is protected. It also says that private property shall not be taken without just compensation being first made or secured—and there is no exception for any kind of property. The people are protected from any grant of special privileges or immunities by the state. The people are given the right to the redress of grievances—no exception for tort claims or any other claim. The
The purpose of the Declaration of Rights in the Pennsylvania Constitution, all of its Sections, is to guarantee and make absolute the principle that the people are supreme—sovereign—and possess the inalienable rights which were possessed by the state prior to government under a written constitution. The majority focuses on three words, out of context, which they conclude are exceptions to the entire purpose and thrust of the Declaration of Rights. The three words relied on by the majority are not only read out of context of the Declaration of Rights for the people in which they appear, they are also read out of the context of
The first sentence of
If sentence two of
The majority focuses on the words “in such cases” which appear in the second sentence of
There is no sovereign in constitutional government—except the people. How can the state have any immunity if the people didn‘t authorize it? How could the people have authorized it if it is not in the written constitution? How can the written constitution be interpreted to contain something which it clearly does not? How can three words in the people‘s constitution be used to breathe life into a corpse which we buried centuries ago without shedding tears?
In the name of three misinterpreted words, we cannot allow special privileges by which some citizens injured by government shall have a remedy and not be denied right and justice (first sentence of
The concept that the state is sovereign has been dead for centuries. The corpse was not given any immunity by the people in the Pennsylvania Constitution. This Court should finally recognize the realities of history.
The order of the lower court should be reversed.
Ayala et al., Appellants, v. Philadelphia Board of Public Education.
Notes
Moreover, “[t]he delineation of a rational and consistent line between governmental and proprietary activities has eluded the courts and commentators, and the line between such activities is likely to grow still more elusive as the government increasingly performs services only recently left to the private sector.” Laughner v. Allegheny County, 436 Pa. 572, 582, 261 A. 2d 607 (1970) (POMEROY, J., dissenting) (footnote omitted). “The Department of Property and Supplies shall have the power, and its duty shall be:
(b) To procure automobile liability insurance, covering vehicles owned by the Commonwealth. . . .
“All automobile liability insurance procured by the Department of Property and Supplies hereunder shall protect both the Commonwealth and the State officer or employe operating the vehicle, or State officers and employes and officers and enlisted men of the Pennsylvania National Guard . . . against claims for damages for injury to person or property. . . .” Administrative Code of 1929,
(b) To procure automobile liability insurance, covering vehicles owned by the Commonwealth. . . .
“All automobile liability insurance procured by the Department of Property and Supplies hereunder shall protect both the Commonwealth and the State officer or employe operating the vehicle, or State officers and employes and officers and enlisted men of the Pennsylvania National Guard . . . against claims for damages for injury to person or property. . . .” Another comment to the same proposed new section of the Restatement thus summarizes the present situation: “Thus, it now has become clear that the tort immunity of the state and its agencies can be abrogated, or severely limited, by either legislative or judicial action. On the basis of this action by courts and legislatures in abrogating the general tort immunity, the modern rule is that the state and its agencies are subject to liability in tort. This liability is subject, of course, to any legislative restrictions which may be imposed upon it, and also to certain recognized exceptions at common law.” Restatement (Second) of Torts §895B (Comment b) (Tent. Draft No. 19, Mar. 30, 1973).
As this appeal concerns the propriety of the Commonwealth Court‘s order sustaining the demurrer to appellants’ complaint the alleged intransigence of the Guard‘s Adjuster is irrelevant.
