DWAYNE JAMAR BROWN v. COMMONWEALTH OF VIRGINIA; DEMETRIOUS OMAR BROWN v. COMMONWEALTH OF VIRGINIA
Record No. 090161, Record No. 090201
Supreme Court of Virginia
January 15, 2010
JUSTICE S. BERNARD GOODWYN
OPINION BY JUSTICE S. BERNARD GOODWYN
In these appeals, we consider whether a juvenile who has been tried as an adult and found guilty of a crime that has a mandatory minimum sentence may be sentenced to a juvenile disposition, pursuant to
Relevant Facts and Proceedings
When Demetrious Omar Brown (Demetrious) was sixteen and his cousin Dwayne Jamar Brown (Dwayne) was fifteen, they participated in the armed robbery of a group of people who had gathered in an apartment to play cards. Demetrious and Dwayne both waived their rights to a preliminary hearing in the juvenile and domestic relations district court under
Demetrious’ Sentencing Hearing
The Circuit Court of Bedford County held Demetrious’ sentencing hearing on March 25, 2008. Demetrious’ counsel argued for Demetrious to receive a juvenile disposition on the five convictions for use of a firearm in the commission of a felony. The Commonwealth argued that Demetrious’ five convictions for use of a firearm required the circuit court to impose the mandatory minimum sentence set forth for each in the use of a firearm statute,
The Commonwealth argued that under Bullock v. Commonwealth, 48 Va. App. 359, 375-77, 631 S.E.2d 334, 342-43 (2006), a trial court‘s broad discretion over juvenile sentences in
the Court did deal with the situation where there was a request for a juvenile disposition . . . and there was a conflict in the statutes as to whether [or] not the broad discretion in the juvenile sentencing statute could override the mandatory provisions
of the Use of Firearm statute. The Court of Appeals [held] that it could not, in fact, override that.
The circuit court responded by taking a recess to review Bullock. Thereafter, the Commonwealth reiterated that it was “relying on Bullock.”
The circuit court held that Bullock prevented the circuit court from imposing a juvenile disposition on a use of a firearm charge under
Dwayne‘s Sentencing Hearing
The Circuit Court of Bedford County held Dwayne‘s sentencing hearing on April 4, 2008. Dwayne‘s counsel argued for Dwayne to receive a juvenile disposition on the five convictions for use of a firearm in the commission of a felony. The Commonwealth recommended that Dwayne receive the mandatory minimum sentence for each of the five convictions for use of a firearm in the commission of a felony. However, the Commonwealth also stated, “Obviously the Court has discretion to treat [Dwayne] as a juvenile, treat him as an adult or to come up with a split disposition in the case, sentence him to a juvenile facility until he‘s eighteen and then transfer him to an adult facility.” Acknowledging that the circuit court sentenced Demetrious as a juvenile, the Commonwealth noted Dwayne‘s more extensive prior record and stated, “I really see nothing to be gained by treating Dwayne Brown as a juvenile in this case.” The prosecutor did not mention the Bullock decision or the reasoning stated therein.
The circuit court classified Dwayne‘s convictions for use of a firearm in the commission of a felony as “non-violent juvenile felonies,” imposed a juvenile disposition for those convictions under
Commonwealth‘s Appeal
The Court of Appeals granted the Commonwealth‘s appeal as to the sentences imposed upon Demetrious and Dwayne for the convictions of use of a firearm in the commission of a felony. Upon a motion by the Commonwealth, the two cases were consolidated. Both defendants claimed that the Commonwealth had failed to properly preserve for appeal, as required by Rule 5A:18, its argument that the circuit court did not have the discretion to sentence the defendants to juvenile dispositions on the use of a firearm charges. In an unpublished opinion, the Court of Appeals held that the Commonwealth had complied with Rule 5A:18 in both cases, and that the circuit court erred when it imposed juvenile dispositions upon Demetrious and Dwayne instead of the mandatory minimum sentences prescribed in
Analysis
A. Rule 5A:18
On appeal to this Court, both Demetrious and Dwayne argue that the Commonwealth failed to preserve for appeal, as required by Rule 5A:18, its argument that the circuit court did not have the discretion to sentence the defendants to juvenile dispositions on their convictions for use of a firearm in the commission of a felony. They claim that the Court of Appeals erred in holding that the Commonwealth satisfied the requirements
1. Demetrious Brown v. Commonwealth
Demetrious contends that under Rule 5A:18 the Commonwealth did not preserve the sentencing issue for appeal because the Commonwealth did not object to the court‘s imposition of a juvenile disposition upon Demetrious. The Commonwealth responds that it satisfied Rule 5A:18 by making the circuit court aware of its position on mandatory sentencing. The Commonwealth contends that it argued consistently that
As a question of law, the interpretation of Rule 5A:18 requires de novo review. Jay v. Commonwealth, 275 Va. 510, 517, 659 S.E.2d 311, 315 (2008) (applying de novo review to an interpretation of Rule 5A:20). Rule 5A:18 requires a litigant to make timely and specific objections, so that the trial court has “an opportunity to rule intelligently on the issues presented, thus avoiding unnecessary appeals and reversals.” West v. Commonwealth, 43 Va. App. 327, 337, 597 S.E.2d 274, 278 (2004). The Court of Appeals has held that a litigant may satisfy Rule 5A:18 in multiple ways. Lee v. Lee, 12 Va. App. 512, 515, 404 S.E.2d 736, 738 (1991). Moreover, in reference to Rule 5A:18‘s Supreme Court Rule counterpart, Rule 5:25, this Court recently stated that
Formal exceptions to rulings or orders of the court shall be unnecessary; . . . it shall be sufficient that a party, at the time the ruling or order of the court is made or sought, makes known to the court the action which he desires the court to take or his objections to the action of the court and his grounds therefor; . . . . Arguments made at trial via written pleading, memorandum, recital of objections in a final order, oral argument reduced to transcript, or agreed written statements of facts shall, unless expressly withdrawn or waived, be deemed preserved therein for assertion on appeal.
Under
The Commonwealth preserved for appeal its arguments concerning the issue of Demetrious’ sentences because the Commonwealth made the circuit court aware of its position. At Demetrious’ sentencing hearing, the Commonwealth argued that the mandatory minimum sentence applied to Demetrious’ five convictions for use of a firearm in the commission of a felony because Bullock controlled the circuit court‘s sentencing determination. The Commonwealth argued, expressly relying upon the Bullock decision, that the circuit court lacked discretion to impose a juvenile disposition under
The record indicates that the circuit court understood the Commonwealth‘s position; the circuit court attempted to harmonize Bullock,
2. Dwayne Brown v. Commonwealth
Dwayne likewise contends that the Commonwealth failed to preserve for appeal, in the manner required by Rule 5A:18, its argument that the circuit court lacked the discretion to sentence him as a juvenile pursuant to
The Commonwealth responds by asserting that the circuit court was aware of the mandatory sentencing issue, in part because Dwayne‘s sentencing shared common facts with Demetrious’ sentencing and took place only ten days later before the same judge. The Commonwealth argues that its attorney, the same attorney that prosecuted Demetrious’ case, did not concede the court‘s authority to impose a juvenile disposition, but rather asked that the mandatory minimum sentences be imposed.
At Dwayne‘s sentencing hearing, the Commonwealth requested that the circuit court apply the mandatory minimum sentence, but it failed to argue that the circuit court did not have the discretion to sentence Dwayne as a juvenile. The Commonwealth neither referenced Bullock nor
The Commonwealth cannot rely on the arguments it made during Demetrious’ sentencing hearing to demonstrate it satisfied Rule 5A:18 at Dwayne‘s hearing. Though the same Commonwealth‘s attorney prosecuted both Demetrious and Dwayne, Dwayne‘s hearing was a separate proceeding in which he was represented by a different defense attorney. The Commonwealth, at Dwayne‘s hearing, did not put the circuit court on notice of the Commonwealth‘s argument that the circuit court did not have the discretion to impose a juvenile sentence upon Dwayne. Because the Commonwealth did not, during Dwayne‘s proceedings before the circuit court, articulate an argument that the circuit court did not have the authority to impose a juvenile sentence upon Dwayne, the issue was not preserved for appeal.
On appeal, a litigant may raise an unpreserved issue based on the ends of justice if the error “was ‘clear, substantial and material.‘” West, 43 Va. App. at 338, 597 S.E.2d at 279 (quoting Brown v. Commonwealth, 8 Va. App. 126, 132, 380 S.E.2d 8, 11 (1989)); see Rule 5A:18. This Court has stated that
Rule 5A:18, like our Rule 5:25, allows an appellate court to consider a matter not preserved by objection in the trial court “to attain the ends of justice.” Application of the ends of justice exception is appropriate when the judgment of the trial court was error and application of the exception is necessary to avoid a grave injustice or the denial of essential rights.
Charles v. Commonwealth, 270 Va. 14, 17, 613 S.E.2d 432, 433 (2005).
The Commonwealth has not demonstrated that Rule 5A:18‘s ends of justice provision is applicable in this case. Because the Commonwealth stated to the circuit court that it “[o]bviously . . . has discretion to treat [Dwayne] as a juvenile,” we conclude that the
We hold that with respect to the appeal in the matter of Dwayne Brown v. Commonwealth, the Commonwealth did not comply with Rule 5A:18, and thus failed to preserve for appeal its argument that the circuit court did not have the discretion to sentence Dwayne as a juvenile on the use of a firearm charges. Therefore, we reverse the judgment of the Court of Appeals vacating Dwayne‘s juvenile disposition for the use of a firearm in the commission of a felony convictions, and reinstate the sentence imposed by the circuit court.
B. Code § 18.2-53.1 and Code § 16.1-272
Demetrious argues that the Court of Appeals erred when it vacated and remanded the circuit court‘s juvenile disposition for his five convictions for use of a firearm in the commission of a felony. Demetrious argues that the circuit court correctly sentenced him as a juvenile because
The Commonwealth responds that the Court of Appeals correctly held that the circuit court erred in imposing a juvenile disposition under
In determining whether the mandatory language in
Violation of this section shall constitute a separate and distinct felony and any person found guilty thereof shall be sentenced to a mandatory minimum term of imprisonment of three years for a first conviction, and to a mandatory minimum term of five years for a second or subsequent conviction under the provisions of this section. Such punishment shall be separate and apart from, and shall be made to run consecutively with, any punishment received for the commission of the primary felony.
“Mandatory minimum” wherever it appears in this Code means, for purposes of imposing punishment upon a person convicted of a crime, that the court shall impose the entire term of confinement, the full amount of the fine and the complete requirement of community service prescribed by law. The court shall not suspend in full or in part any punishment described as mandatory minimum punishment.
A. In any case in which a juvenile is indicted, the offense for which he is indicted and all ancillary charges shall be tried in the same manner as provided for in the trial of adults, except as otherwise provided with regard to sentencing. Upon a finding of guilty of any charge, the court shall fix the sentence without the intervention of a jury.
1. If a juvenile is convicted of a violent juvenile felony, for that offense and for all ancillary crimes the court may order that (i) the juvenile serve a portion of the sentence as a serious juvenile offender under § 16.1-285.1 and the remainder of such sentence in the same manner as provided for adults; (ii) the juvenile serve the entire sentence in the same manner as provided for adults; or (iii) the portion of the sentence to be served in the same manner as provided for adults be suspended conditioned upon successful completion of such terms and conditions as may be imposed in
a juvenile court upon disposition of a delinquency case including, but not limited to, commitment under subdivision 14 of § 16.1-278.8 or § 16.1-285.1. 2. If the juvenile is convicted of any other felony, the court may sentence or commit the juvenile offender in accordance with the criminal laws of this Commonwealth or may in its discretion deal with the juvenile in the manner prescribed in this chapter for the hearing and disposition of cases in the juvenile court, including, but not limited to, commitment under § 16.1-285.1 or may in its discretion impose an adult sentence and suspend the sentence conditioned upon successful completion of such terms and conditions as may be imposed in a juvenile court upon disposition of a delinquency case.
After Demetrious, a juvenile, waived in writing the jurisdiction of the juvenile and domestic relations district court and his right to a preliminary hearing, the juvenile court transferred and certified Demetrious for criminal proceedings in the circuit court. See
An ordinary rule of statutory construction serves to resolve the conflict. “[W]hen one statute speaks to a subject in a general way and another deals with a part of the same subject in a more specific manner, the two should be harmonized, if possible, and where they conflict, the latter prevails.” Thomas v. Commonwealth, 244 Va. 1, 22-23, 419 S.E.2d 606, 618 (1992) (quoting Virginia Nat‘l Bank v. Harris, 220 Va. 336, 340, 257 S.E.2d 867, 870 (1979)).
This Court in Thomas considered whether a juvenile convicted of capital murder by a jury should be sentenced by a judge pursuant to
In the present case,
We hold that the Court of Appeals was correct in determining that the charges against Demetrious for use of a firearm were ancillary to his violent juvenile
We conclude, therefore, that the Court of Appeals correctly held with respect to the appeal in the matter of Demetrious Brown v. Commonwealth that the circuit court erred when it sentenced Demetrious to a juvenile disposition under
Conclusion
In summary, we will reverse the judgment of the Court of Appeals in Dwayne‘s appeal because the Commonwealth failed to preserve the sentencing issue as required by Rule 5A:18, and we will enter final judgment affirming the judgment of the circuit court with respect to that case. With regard to Demetrious’ appeal, we will affirm the judgment of the Court of Appeals.
Record No. 090161 - Reversed and final judgment.
Record No. 090201 - Affirmed.
JUSTICE KOONTZ, dissenting.
I respectfully dissent. In my view, the Court of Appeals and now the majority here in these consolidated appeals have misconstrued the pertinent statutory scheme embodied within the Juvenile and Domestic Relations District Court Law,
Initially, it should be noted that it is difficult to reconcile the patent disparity between the results occasioned by the majority‘s decision in the appeal of Dwayne Jamar Brown and its decision in the appeal of Demetrious Omar Brown. That disparity flows from the majority‘s conclusion that in the case of Dwayne Jamar Brown the Commonwealth failed to preserve the substantive issue in its appeal to the Court of Appeals as required by Rule 5A:18. The Court of Appeals had held that in both cases the Commonwealth had preserved the issue in accord with Rule 5A:18. I agree with that holding for the reasons stated by the Court of Appeals. Commonwealth v. Brown, Record No. 0919-08-3, slip op. at 5-8 (Nov. 25, 2008). Beyond question, the record establishes that the experienced and able circuit court judge who presided over both of these cases was well aware of the Commonwealth‘s position that the court was required to apply the mandatory sentencing provisions of
Nevertheless, in the case of Dwayne Jamar Brown, I will not belabor the point because the majority‘s reversal of the Court of Appeals’ holding on this procedural issue in that case effectively moots the substantive issue and has the practical effect of a holding that the trial court was not required to apply the sentencing terms of
It is axiomatic that with the General Assembly‘s enactment of the juvenile law, there is an intended distinction between a court‘s permitted imposition of a sentence of imprisonment upon an adult person for the violation of a criminal statute and the dispositional alternatives available to a court to impose a sentence upon a similarly situated “juvenile,” defined as “a person less than 18 years of age” in
In this context, the juvenile law draws a bright-line distinction between a juvenile who is fourteen years of age or older at the time of an alleged offense and is charged with an
offense which would be a felony if committed by an adult and a juvenile who is less than fourteen years of age. In only the former circumstance, the statutory scheme permits the juvenile court to transfer the juvenile to the appropriate circuit court having criminal jurisdiction of such offenses if committed by an adult.
As pertinent to this appeal, the juvenile law defines a “[v]iolent juvenile felony” as “any of the delinquent acts enumerated in subsection B or C of § 16.1-269.1 when committed by a juvenile 14 years of age or older.”
In addition to the age of the juvenile, the statutory scheme within the juvenile law draws a distinction between the type of felony offense charged against the juvenile. In a case involving a juvenile fourteen years of age or older at the time of the alleged offense who is charged with an offense which would be a felony if committed by an adult, the case may be transferred by the juvenile court to the appropriate circuit court following a transfer hearing conducted on motion of the attorney for the Commonwealth pursuant to
These dispositional alternatives are contained within the comprehensive provisions of
A. In any case in which a juvenile is indicted, the offense for which he is indicted and all ancillary charges shall be tried in the same manner as provided for in the trial of adults, except as otherwise provided with regard to sentencing. Upon a finding of guilty of any charge, the court shall fix the sentence without the intervention of a jury.
- If a juvenile is convicted of a violent juvenile felony, for that offense and for all ancillary crimes the court may order that (i) the juvenile serve a portion of the sentence as a serious juvenile offender under § 16.1-285.1 and the remainder of such sentence in the same manner as provided for adults; (ii) the juvenile serve the entire sentence in the
same manner as provided for adults; or (iii) the portion of the sentence to be served in the same manner as provided for adults be suspended conditioned upon successful completion of such terms and conditions as may be imposed in a juvenile court upon disposition of a delinquency case including, but not limited to, commitment under subdivision 14 of § 16.1-278.8 or § 16.1-285.1. - If the juvenile is convicted of any other felony, the court may sentence or commit the juvenile offender in accordance with the criminal laws of this Commonwealth or may in its discretion deal with the juvenile in the manner prescribed in this chapter for the hearing and disposition of cases in the juvenile court, including, but not limited to, commitment under § 16.1-285.1 or may in its discretion impose an adult sentence and suspend the sentence conditioned upon successful completion of such terms and conditions as may be imposed in a juvenile court upon disposition of a delinquency case.
(Emphasis added.)
In ordering commitment pursuant to this section, the court shall specify a period of commitment not to exceed seven years or the juvenile‘s twenty-first birthday, whichever shall occur first. The court may also order a period of determinate or indeterminate parole supervision to follow the commitment but the total period of commitment and parole supervision shall not exceed seven years or the juvenile‘s twenty-first birthday, whichever occurs first.
As pertinent to the present appeal, one of the criteria the court must consider in applying this code section is “whether the offense involved the use of a firearm or other dangerous weapon by brandishing, displaying, threatening with or otherwise employing such weapon.”
As recounted by the majority, Demetrious was sixteen years of age when he committed eleven counts of armed robbery in violation of
On the convictions for Use of a Firearm in Commission of a Felony and Use of a Firearm in Commission of a Felony, Second or Subsequent Offense, the Court finds [that] these offenses are not statutorily defined by [Code] § 16.1-228 as violent juvenile felonies. The Court imposes a juvenile disposition on these convictions, in accordance with [Code] § 16.1-272(A)(2), and hereby commits [Demetrious] to the Department of Juvenile Justice until his 20th birthday, in accordance with [Code] § 16.1-285.1.
With regard to the robbery offenses, the circuit court sentenced Demetrious to a term of 25 years in the penitentiary on each offense to run concurrently, suspended those sentences conditioned on good behavior for 10 years, and placed Demetrious on active adult probation for 5 years commencing upon his release from incarceration with the Department of Juvenile Justice.
Nonetheless, the circuit court‘s sentence in Demetrious’ case is entirely consistent with the provisions of
It is then readily apparent that whether the circuit court had imposed its sentence upon Demetrious under
As a general proposition, it is difficult for me to conclude from the language of
Clearly
For these reasons, I would reverse the judgment of the Court of Appeals in Demetrious’ case and Dwayne‘s case and enter final judgment affirming the decision of the circuit court in both cases.
JUSTICE MILLETTE, with whom SENIOR JUSTICE CARRICO joins, concurring in part and dissenting in part.
I concur with the majority‘s view that with respect to the appeal in the matter of Dwayne Jamar Brown v. Commonwealth, the Commonwealth did not comply with Rule 5A:18, and thus failed to preserve for appeal its argument that the circuit court did not have the discretion to sentence Dwayne as a juvenile on the use of a firearm in the commission of a felony charges.
I respectfully dissent, however, in the matter of Demetrious Omar Brown v. Commonwealth. I disagree with the majority on two issues. First, I believe that the Commonwealth failed to preserve for appeal its argument that the use of a firearm in the commission of a felony charges are ancillary charges to the robberies and thus require sentencing pursuant to
At Demetrious’ sentencing, the Commonwealth argued that under
Bullock was a juvenile who was certified and convicted as an adult for two robberies and two charges of use of a firearm in the commission of a felony. Id. at 362, 631 S.E.2d at 336. Pursuant to
When the Commonwealth concluded its argument in Demetrious’ case, the circuit court judge recessed the sentencing proceeding in order to review the statutes and the Bullock opinion. Upon consideration of the Commonwealth‘s argument, the judge acknowledged that he agreed with the Commonwealth that if Demetrious were sentenced pursuant to
When the circuit court rejected the Commonwealth‘s argument and imposed a juvenile disposition pursuant to
Second, I disagree with the majority‘s conclusion that the resulting preclusion of juvenile disposition for the use of a firearm charges would have been the same if the circuit court was authorized to sentence Demetrious pursuant to
We have long recognized that
[t]he trial and punishment of minor offenders follows the regular criminal procedure, modified, in certain respects, by the statutes setting up juvenile and domestic relations courts. These statutes have established a system whereby most juvenile offenders are first subjected to the jurisdiction of the juvenile courts for proceedings therein designed to subject such offenders to the supervision and control of the State in a manner in which the delinquent ways of the child will be corrected and he be made to lead a correct life.
Mickens v. Commonwealth, 178 Va. 273, 279, 16 S.E.2d 641, 643 (1941). But different criminal procedures are applied to “children who have committed grave offenses.” Id. at 279, 16 S.E.2d at 643-44.
In certain situations,
For these reasons, I would reverse the judgment of the Court of Appeals in both Dwayne‘s and Demetrious’ appeals because the Commonwealth failed to preserve its arguments with regards to sentencing, and would enter final judgment affirming the judgment of the circuit court in both cases.
