Plaintiff-appellant Imani Brown appeals an April 21, 2016 judgment of the United States District Court for the Southern District of New York (“District Court”) (Forrest, Judge) in favor of defendants Justin Naimoli and Theodore Plevritis, New York City police officers, on her federal and state law claims of excessive force stemming from her arrest on November 15, 2011. The District Court granted defendants’ motion for summary judgment on the federal claims on the ground of qualified immunity and dismissed the state law claims. We affirm the judgment of the . District Court.
BACKGROUND
Brown brought this action on February 13, 2013 in the District Court against the
DISCUSSION
Because this Court affirmed the District Court’s disposition of all of Brown’s claims except the excessive force claims, as to which the judgment of the District Court was vacated, see Brown II,
Brown raises three arguments on appeal. Pointing to language in this Court’s opinion in Brown II remanding the case “for trial,” she argues, first, that under this Court’s mandate the District Court was required to hold a trial and, therefore, lacked discretion on remand to grant summary judgment. Second, she argues that the two defendant police officers waived any defense of qualified immunity. Finally, she argues that the District Court erred on the merits in holding that qualified immunity shielded the officers from liability.
We determine de novo the meaning of a previous mandate of this Court. Carroll v. Blinken,
Plaintiff-appellant’s argument relies on language in the opinion in Brown II stating that Brown’s claim against the officers “for use of excessive force must be remanded for trial,” Brown II,
As the opinion in Brown II explained, the objective reasonableness standard governs whether the force an officer used to make an arrest was excessive and therefore in violation of rights protected by the Fourth Amendment. Brown II,
Following this Court’s vacatur of the judgment the District Court entered in Brown I, the excessive force claims on remand reverted back to the prior, pretrial status. A trial court generally must have discretion to rule on matters prior to presiding over an actual trial, including dispositive motions, and an appellate court vacating an award of summary judgment ordinarily would not confine the discretion of a district court as to how to proceed, from that point unless doing so was necessary to correct the error determined to have occurred below. Here, a trial was not necessary to correct the error the District Court was held to have committed. That error was corrected by vacating the summary judgment disposing of the § 1983 excessive force claims against the two officers on the ground that excessive force was not used in Brown’s arrest. Consistent with the mandate, the District Court was not free to entertain a second summary judgment motion on the same ground, but it was not constrained from considering a second summary judgment motion raising the issue of whether the § 1983 excessive force claims were defeated by qualified immunity, an issue that neither Brown I nor Brown II decided. Therefore, we decline to interpret the Brown II mandate to have required a trial on the issue of objective reasonableness under the Graham standard. The District Court retained its ordinary, and necessary, discretion to manage the remainder of the litigation consistent with the mandate, which addressed only the question of the reasonableness of the force used by the officers, not the question of qualified immunity.
Brown argues that the issue of qualified immunity, if not explicitly decided, was “implicitly” decided in the previous appeal,
What is more, the District Court’s disposition of the excessive force claims that was before this Court in Brown II did not require this Court to decide whether qualified immunity applied. In granting summary judgment on the excessive force claims in Brown I, the District Court disposed of the § 1983 excessive force claims against the City of New York (a disposition that became final when it was not appealed), in addition to those against the two officers in their individual capacities, by concluding that the officers did not use excessive force. Having done so, the District Court, had no need to consider whether the doctrine of qualified immunity protected the two individual defendants from liability. Under the District Court’s holding in Brown I, the two officers could not be liable to Brown in their individual capacities for damages arising from a violation of the Fourth Amendment prohibition against excessive use of force that the District Court held not to have occurred.
Arguing that the District Court erred in failing to follow the mandate in Brown II, plaintiff-appellant relies on Statek Corp. v. Dev. Specialists, Inc. (In Re Coudert Bros. LLP),
In Re Coudert Bros, is not on point. In that case, a bankruptcy court expressly was instructed ‘“to apply Connecticut’s choice of law rules in deciding Statek’s motion to reconsider.’ ”
In summary, Brown II did not rule, explicitly or implicitly, on the issue of qualified immunity and is not properly interpreted to have required the District Court to conduct a trial on whether excessive force was used in arresting Brown. We hold, therefore, that the District Court did not err in considering a motion for summary judgment on the qualified immunity issue.
Plaintiff-appellant’s second argument is that Naimoli and Plevritis waived their qualified immunity defense, first by raising it in only a “half-sentence argument” in support of their summary judgment motion before the last appeal, and again by failing to raise it in the last appeal. Pl.-Appellant’s Br. 23. Brown argues that in their original summary judgment motion, defendants argued, only summarily, that “the officers are entitled to qualified immunity as it was reasonable under the circumstances for the officers to use the force shown.” Id. at 23-24 (citing Mem. of Law in Supp. of Defs.’ Mot. for Summ. J. at 17, Brown I,
The discretion trial courts may exercise on matters of procedure extends to a decision on whether an argument has been waived. Olin Corp. v. Am. Home Assur. Co.,
In arguing that the defendant officers inadequately raised the issue in their summary judgment motion, Brown relies on Blissett v. Coughlin,
Plaintiff-appellant characterizes Blissett and this case as involving “similar circumstances.” Pl.-Appellant’s Br. 24. We disagree. In Blissett, this Court affirmed a district court’s ruling that the defense of qualified immunity had been waived where the defendants, although having “raised a general immunity defense in their answer” to the complaint, “did not raise the issue of qualified immunity during the subsequent five years of pre-trial proceedings,”
McCardle, which also affirmed a district court’s ruling that the qualified immunity defense was waived, is inapposite as well. In McCardle, the defendant included the qualified immunity defense in its answer but made no motion for summary judgment on that basis nor showed that he had raised it in any pretrial motion, discovery, or court conference.
We next consider Brown’s argument that the officers waived their qualified immunity defense by failing to argue it before this Court in the prior appeal. Concluding that the District Court did not abuse its discretion in ruling otherwise, we reject this waiver argument as well.
The role of the appellee is to defend the decision of the lower court. This Court has not held that an appellee is required, upon pain of subsequent waiver, to raise every possible alternate ground upon which the lower court could have decided an issue. See Universal Church v. Geltzer,
We next consider Brown’s argument that the District Court, on the merits, impermissibly awarded summary judgment to Naimoli and Plevritis on the ground of qualified immunity. We review a summary judgment award de novo, with all evidence viewed in the light most favorable to the nonmoving party and all reasonable inferences drawn in that 'party’s favor. See Okin v. Vill. of Cornwall-on-Hudson Police Dep’t,
This Court’s opinion in Brown II summarized a number of undisputed facts material to Brown’s excessive force claim. The two officers “were arresting Brown for disorderly conduct, a violation that[,] under New York law, is subject to a maximum punishment of 15 days in jail.” Brown II,
The District Court relied upon these same uncontested facts in granting the summary judgment motion in Brown III. Brown III,
The District Court recited two contested facts from the Brown II opinion, each of which it construed in favor of Brown for purposes of ruling on the summary judgment motion: “According to Brown,- the pepper spray was administered one foot away from her face[] (Officer Plevritis claims the first dose was from two feet away and the second dose was from three feet away[ ] ),”• and “[according to Brown, she was trying to use her free arm to pull down her skirt, which was exposing her behind.” Id.
“Qualified immunity shields government officials from civil damages liability unless the official violated a statutory or constitutional right that was clearly established at the time of the challenged conduct.” Reichle v. Howards,
On the uncontested facts and the two facts that it presumed in Brown’s favor, the District Court held that the officers were shielded from liability by their qualified immunity. We agree. As instructed by the Supreme Court, we are “not to define clearly established law at a high level of generality,” al-Kidd,
No precedential decision of the Supreme Court or this Court “clearly establishes” that the actions of Naimoli or Plevritis, viewed in the circumstances in which they were taken, were in violation of the Fourth Amendment. The excessive force cases on which Brown relies do not suffice for this purpose.
Brown first directs our attention to Robison v. Via,
Brown next cites Bellows v. Dainack,
Amnesty America v. Town of West Hartford,
Brown argues, further, that “Tracy v. Freshwater,
Finally, Brown draws our attention to several cases from other circuits. There is some tension in this Court’s case law concerning whether out-of-circuit precedent can ever clearly establish law in this Cir
Similarly, we must reject Brown’s argument that summary judgment on qualified immunity grounds was improper because the officers allegedly violated the New York City Police Department Patrol Guide directive not to use pepper spray from a distance of less than three feet. Our presuming in Brown’s favor the disputed fact as to the distance the officers maintained, as the District Court did, does not change our conclusion. Brown is unable to demonstrate that any administering of pepper spray at a distance of as short as one foot upon an uncooperative arrestee violated “clearly established” Fourth Amendment law against excessive force.
Brown argues that the two officers “were not entitled to qualified immunity since they violated clearly established law by using substantial and unnecessary force to arrest Ms. Brown when she posed no threat to the officers or others, and there were less aggressive techniques to arrest her for a noncriminal and slight offense.” Pl.-Appellant’s Br. 27. She adds that “[s]ince the officers knew other less aggressive techniques to arrest Ms. Brown, it was unreasonable and excessive to use more aggressive force than needed.” Id. at 32. Her argument is grounded in the Graham factors, but this Court already has concluded that these factors “would seem to point toward a determination of excessive force,” Brown II,
CONCLUSION
The mandate of this Court in Brown II did not preclude the District Court’s considering, and ruling on, defendants’ motion for summary judgment on the ground of qualified immunity. Defendants did not waive their qualified immunity defense, and the District Court committed no error in granting that motion. Accordingly, the judgment of the District Court is AFFIRMED.
