RULING ON DEFENDANT’S MOTIONS TO DISMISS
This case is before the Court on two motions to dismiss by Defendant Castleton State College (“Castleton”). Plaintiff Joseph J. Brown (“Brown”) filed his original Complaint on January 5, 2009, and in response Castleton filed a Motion to Dismiss
I. Background
In his Amended Complaint, Brown alleges that Castleton discriminated against him based on his race and gender. Brown’s factual allegations occur in two main groups.
First, Brown describes his time as a student in Castleton’s nursing program. This period includes the 2003-2004 academic year, as well as the fall semester of the 2004-2005 academic year. During this time, Brown alleges as a general matter that he was treated differently from his peers based on his race (“Asian-Italian”) and his sex (being male in a nursing program). Paper 11 at 2-3. He also relates several particular incidents of discrimination: two occasions of publicly being accused of cheating, without an opportunity to “clear his reputation”; one occasion of being marked down for “looking] dirty,” when he was in fact not dirty; one occasion of being dismissed for not answering questions, while other students were not dismissed for the same problem; and one occasion of being encouraged to leave the program after performing poorly on an exam, where another student with similar performance was not encouraged to leave the program. Id. at 3-4. As a result of this discrimination, Brown alleges, he withdrew from the nursing program sometime in the fall of 2004. Id. at 4.
Second, Brown relates his experience pursuing a formal grievance with Castleton after he withdrew from the nursing program. According to the Amended Complaint, on January 14, 2006, Brown lodged a formal grievance against the nursing department. Id. Castleton responded with an investigative report on April 4, 2006— which appears to have concluded unfavorably to Brown—and Castleton’s president accepted the conclusions of the report on April 7, 2006. Id. at 4-5. Brown alleges that “[t]he investigative report itself was biased and discriminated against [Brown] by ignoring or discounting evidence supporting [Brown’s] claims and accepting without question the statements of personnel in the Nursing Department.” Id.
Based on these facts, Brown asserts two legal claims. Count I alleges racial discrimination in violation of 42 U.S.C. § 1981, and Count II alleges gender-based discrimination in violation of Title IX of the Education Amendments of 1972, 20 U.S.C. § 1681. Paper 11 at 5.
II. Standard of Review
Castleton has moved to dismiss Brown’s Amended Complaint (as well as his original Complaint) under Fed.R.Civ.P. 12(b)(6), arguing that Brown fails to state a claim as a matter of law. This Court evaluates a motion to dismiss by treating all factual allegations in the complaint as true,
Erickson v. Pardus,
Under Rule 8, a complaint need only contain “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed.R.Civ.P. 8(a)(2). The Supreme Court recently noted, however, that “[fjactual allegations must be enough to raise a right of relief above the speculative level,”
Bell Atl. Corp. v. Twombly,
III. Statutes of Limitations
Castleton’s main argument is that Brown’s claims are barred by the relevant statutes of limitations. To the extent this is true, Brown cannot show “an entitlement to relief,”
Twombly,
A. The Applicable Statutes of Limitations
Brown’s § 1981 claim is subject to the four-year federal statute of limitations in 28 U.S.C. § 1658. This catch-all statute of limitations applies to any claim “arising under an Act of Congress enacted after [December 1, 1990]” that does not otherwise have a statute of limitations. 28 U.S.C. § 1658(a). Section 1981 does not have a statute of limitations, but whether § 1981 was enacted after December 1, 1990 is complicated. The original civil rights statute forming the basis of § 1981 was passed over a century ago,
1
but amended in 1991.
2
The Supreme Court has considered this issue, and ruled that if a plaintiffs claim was “made possible by” post-1990 amendments to § 1981, the claim should be subject to the federal four-year statute of limitations.
Jones v. R.R. Donnelley & Sons Co.,
To determine whether Brown’s claim was made possible by the 1991 amendments, the best starting point is the statutory text, reprinted below. Subsection (a) dates from the original Reconstruction-era statute, whereas subsection (b) was added by the 1991 amendments.
(a) Statement of Equal Rights
All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, pains, penalties, taxes, licenses, and exactions of every kind, and to no other.
(b) “Make and Enforce Contracts” Defined
For purposes of this section, the term “make and enforce contracts” includes the making, performance, modification, and termination of contracts, and the enjoyment of all benefits, privileges, terms, and conditions of the contractual relationship.
42 U.S.C. § 1981. As one court noted, “ ‘By its language, Section 1981 establishes four protected interests: (1) the right to make and enforce contracts; (2) the right to sue, be parties, and give evidence; (3) the right to the full and equal benefit of the laws; and (4) the right to be subjected to like pains and punishments.’ ”
Shawl v. Dillard’s Inc.,
Brown’s complaint is not clear about which § 1981 right he seeks to vindicate, but from the factual context, the Court can infer it is the right to make and enforce contracts: Brown’s allegations deal with his enrollment at Castleton and the time he spent there, and he phrases his grievance in terms of being “deprived of the opportunity to complete the Nursing Program and become a nurse and [being] deprived of the funds borrowed and spent to enroll in the Nursing Program.” Paper 11 at 5.
Prior to the 1991 amendments, case law had established that the right to make and enforce contracts under § 1981 did not protect against racially discriminatory acts occurring after a contract was formed.
See Jones,
The 1991 amendments added subsection (b), which expanded the right to make and enforce contracts and included post-formation scenarios. This change makes Brown’s claim possible, and therefore his claim “arises under” a law enacted post-1990.
See Jones,
The statute of limitations for Brown’s Title IX claim is easier to determine. Title IX was not amended posU1990, so the federal catch-all statute of limitations does not apply.
See Curto v. Edmundson,
B. The 2003 and 200k Incidents
Brown alleges various discriminatory events in 2003 and 2004, culminating in his withdrawal from Castleton’s Nursing Program in the fall of 2004. Paper 11 at 2-4. This case was filed on January 5, 2009, over four years later. As a general matter, claims for discrimination accrue when the discriminatory act takes place and the plaintiff has reason to know of it.
3
See, e.g., Chardon v. Fernandez,
1. Did filing an administrative grievance in 2006 change the accrual date for the 2003 and 2004 incidents?
Federal case law is clear that filing an administrative grievance does not, in itself, change the accrual date for prior incidents of discrimination, even if the administrative grievance seeks redress for those prior incidents of discrimination.
See Ricks,
2. Did filing an administrative grievance in 2006 toll the statute of limitations?
According to Brown’s Amended Complaint, his administrative grievance in 2006 was pending for almost three months. If the statute of limitations were tolled for this period, it could make events from late fall 2004 actionable by bringing them within the four-year statute of limitations applicable to Brown’s § 1981 claim. Because neither party presses this point, the Court will examine tolling relatively briefly.
Unlike accrual, tolling principles are drawn from the same law used for the statute of limitations.
See Bd. of Regents v. Tomanio,
Federal case law generally holds that pending administrative appeals do not toll the statute of limitations. In
Ricks,
the Supreme Court held that an EEOC appeal did not toll Title VII and § 1981 claims.
Brown was not required to exhaust his administrative remedies before bringing the § 1981 lawsuit.
See Johnson v. Ry. Exp. Agency, Inc.,
The answer for Brown’s Title IX could be different because the applicable statute of limitations is borrowed from Vermont state law, and tolling would likely be analyzed under Vermont law.
See Tomanio,
3. Can the 2003 and 2001 incidents be viewed as stemming from the same “continuing violation” as the alleged 2006 discrimination?
The continuing violation doctrine is an “exception to the normal knew-or-should-have-known accrual date.”
Harris v. City of New York,
Brown asserts Title IX and § 1981 claims, not Title VII claims, so a threshold question is whether the continuing violation doctrine applies to these types of claims. As for § 1981, some circuits allow the continuing violation doctrine, based on the broad purpose of remedying ongoing discrimination.
See Oteri-Harkins v. City of New York,
No. 97-CV-2309,
Regarding Title IX and the continuing violation doctrine, authority is even more sparse. Two district courts in the Second Circuit appear to have considered the issue. Both noted the absence of authority, noted the differences between the statutory schemes of Title VII and Title IX, and without deciding the issue, proceeded to apply the criteria for continuing violations and conclude they were not met.
See Walter,
This Court need not decide whether the continuing violation doctrine applies to § 1981 and Title IX claims, because even if the continuing violation doctrine does apply to § 1981 claims, the facts of this case do not fit the doctrine.
Second Circuit precedent holds that a continuing violation may be found in two situations. The first is “ ‘where there is proof of specific ongoing discriminatory polices or practices.’ ”
Quinn v. Green Tree Credit Corp.,
The second type of continuing violation is “ ‘where specific and related instances of discrimination are permitted by the employer to continue unremedied for so long as to amount to a discriminatory policy or practice.’ ”
Quinn,
159 F.3d
Brown’s complaint does not specify the type of discrimination claim he is attempting to bring, based on the 2003-2004 events, but the facts suggest a hostile environment claim. None of the acts of discrimination alleged by Brown involved adverse administrative decisions or academic outcomes, so it is difficult to view them as individual disparate treatment claims. Rather, the main thrust of Brown’s allegations is that he experienced harassment at Castleton, due to his race and gender, and eventually he withdrew from the program as a result. Under Morgan, this kind of hostile environment claim can invoke the second prong of the continuing violation, and the claim will be timely so long as at least one act contributing to the hostile environment falls within the filing period.
Yet Brown cannot show any act contributing to the hostile environment that falls within the filing period. Brown contends that the 2006 grievance process qualifies as part of the continuing violation. Paper 12 at 3-7. It may be true that the 2006 grievance process was discriminatory, but this alleged incident of discrimination is different in character from the 2003-2004 discrimination. The 2003-2004 allegations describe a situation where Brown was physically present at Castleton, in ongoing contact with hostile faculty and administrators, and forced to tolerate harassment in the course of his day-to-day existence. But once Brown withdrew from Castleton in fall 2004, he was no longer exposed to this harassment. The 2006 grievance process, to the extent it was discriminatory, was a different kind of harm entirely. Brown does not allege that he was subject to harassment during the grievance process, but rather that the grievance process was biased and came to the wrong conclusion. Specifically, Brown alleges that the investigators ignored evidence supporting him, and favored the Castleton position, in reaching their conclusion. Paper 11 at 4-5. These allegations do not describe a hostile environment claim, but rather an individual disparate treatment claim—like an adverse employment decision in the Title VII context. The Supreme Court in
Morgan
made clear that a discrimination claim based on such facts is a “discrete” claim; therefore it does not count as an act contributing to the wholly separate hostile environment claim.
Morgan,
So even if the continuing violation doctrine applies to Title IX and § 1981 claims, and even if Brown’s 2003-2004 allegations constitute a hostile environment claim, the last “aet[s] contributing to the claim” happened at or before the time of Brown’s withdrawal in fall 2004.
Morgan,
536 U.S.
C. The 2006 Grievance Process
Brown alleges that Castleton discriminated against him in resolving his administrative grievance in spring 2006. Paper 11 at 4-5 (“The investigative report itself was biased and ... ignor[ed] or discounted] evidence supporting [Brown’s] claims and accepted] without question the statements of personnel in the Nursing Department.”). As noted above, this claim is broadly similar to a Title VII discrimination claim, based on an adverse employment decision like a failure to hire. Viewed this way, the 2006 grievance process can be the basis for a discrete claim of discrimination—separate from the 2003-2004 acts—which accrued immediately. 6
Castleton resolved Brown’s grievance in spring 2006, less than three years before Brown filed this lawsuit. As a result, any discrimination claim based solely on the 2006 grievance process is within the relevant statutes of limitations, and is not dismissed for timing reasons. 7
IV. Sufficiency of the Pleadings
Next, Castleton attacks Brown’s remaining timely claim, arguing that the complaint contains insufficient factual allegations about the 2006 grievance process to state a claim. Paper 9 at 10; Paper 13 at 9-10.
The Second Circuit has outlined the areas a complaint must cover, in order to state a claim under § 1981:
To establish a claim under § 1981, a plaintiff must allege facts in support of the following elements: (1) the plaintiff is a member of a racial minority; (2) an intent to discriminate on the basis ofrace by the defendant; and (3) the discrimination concerned one or more of the activities enumerated in the statute (i.e., make and enforce contracts, sue and be sued, give evidence, etc.).
Mian v. Donaldson, Lufkin & Jenrette Sec. Corp.,
In terms of the first factor, Brown alleges that he is “of Asian-Italian descent,” Paper 11 at 3, which probably suffices to show he is a member of a racial or ethnic minority. The third factor is also likely met, as Brown’s complaint makes clear that the 2006 grievance process was part of Brown’s relationship with Castleton as a student, a contractual relationship that falls within the § 1981 right to “make or enforce contracts.” 9
The second factor, discriminatory intent, is more difficult to find, based on the allegations in Brown’s complaint. Brown describes the 2006 grievance process only briefly: in Paragraph 19, Brown alleges that he wrote a letter, initiating the formal complaint process, and in Paragraphs 20 and 21, Brown describes the outcome of that process. Paper 11 at 4-5. Specifically, Brown alleges that Castleton prepared an investigative report, and the investigative report “ignor[ed] or discounted] evidence supporting [Brown’s] claims and accepted] without question the statements of personnel in the Nursing Department.”
Id.
Like the plaintiff in
Yusuf,
Brown alleges sufficient facts to cast doubt on the administrative tribunal’s outcome, but the facts do not plausibly suggest discriminatory intent.
Yusuf,
Brown’s best argument for discriminatory intent, based on the pleadings, would be to point to his earlier 2003-2004 allegations. As discussed above, those allegations are time-barred and cannot be the basis for a claim, but they may still be used as “background evidence in support of a timely claim.”
Morgan,
Because Brown has alleged essentially no facts suggesting a discriminatory intent in the 2006 administrative grievance process, Brown’s claim of discrimination is not “plausible” and is dismissed.
V. Conclusion
For the above reasons, Brown’s claims based on the 2003-2004 allegations are untimely, and his claims based on the 2006 grievance process are insufficient to state a claim. Accordingly, Castleton’s Motion to Dismiss Amended Complaint (Paper 9)
Notes
. See Act of May 31, 1870, ch. 114, § 16, 16 Stat. 140, 144.
. See Civil Rights Act of 1991, Pub. L. No. 102-166, § 101, 105 Stat. 1071, 1071-72.
. Discrimination case law is based on several different statutes—largely Title VI, Title VII § 1983, § 1981, and Title IX—but as the Second Circuit has suggested, the general principles for accrual are shared among all of them.
Pauk v. Bd. of Trustees,
. The above discussion addresses tolling due to administrative appeals; the Court also notes that equitable tolling would not help Brown, because his complaint does not allege any "rare and exceptional circumstances” that prevented him from timely filing.
Smith v. McGinnis,
. Pattern and practice claims are often brought as class actions, and some courts have questioned whether they can be brought by individual plaintiffs.
Walter,
. Brown is correct to distinguish his situation from those in
Rides
and
Morse.
In those cases, the plaintiffs filed administrative complaints but never alleged that the process of resolving the complaint was itself discriminatory. Rather, the plaintiffs’ grievances were based on prior events, and the administrative complaint process was simply a failed—but neutral—route to redress for those prior wrongs.
See Morse,
. Castleton urges that Brown’s allegations concerning the 2006 grievance process "should not be taken seriously,” noting that "if [Brown] really believed that Castleton’s investigation or decision regarding his internal complaint were discriminatory, he would have made allegations to that effect in his Original Complaint.” Paper 9 at 2. While Castleton may be right, this does not affect the claim's timeliness. Castleton’s concerns are better framed as a challenge to the sufficiency of the 2006 allegations, but even there, " 'Rule 12(b)(6) does not countenance ... dismissals based on a judge’s disbelief of a complaint's factual allegations.' ”
Twombly,
. The Second Circuit cases of
Yusuf
and
Mian
date from the mid-1990s, and some question arose after
Swierkiewicz
as to whether they remain good law.
See Goldvekht v. United Fed. of Teachers,
No. 08-CV-1494,
. Some cases have held that the § 1981 right to enforce contracts ends when the contract is complete, raising the question of whether Brown’s contract with Castleton had already been completed by 2006.
See, e.g., Bishop,
. Brown argues in his favor that he "is not required to make any allegations of ‘how or why the investigators or President David Wolk might have harbored discriminatory animus toward him.’ " Paper 12 at 7. This argument has superficial appeal, given the generous pleading regime established by Rule 8, and the Supreme Court's admonition in Swierkiewicz that complaints need not allege facts establishing a complete prima facie case. But given the recent plausibility standard in Twombly and Iqbal, and the specific pleading requirements of Yusuf and Mian (which continued in use even post-Swierkiewicz), Brown is incorrect in asserting that no allegations of discriminatory intent are necessary.
Brown also states, "Proof of whether or why the investigators or President David Wolk harbored discriminatory animus toward [Brown] is not determinative of whether [Brown] was subjected to discriminatory policies or procedures or whether [Castleton], including its investigators and President David Wolk, permitted specific and related instances of discrimination to continue unremedied for so long as to amount to a discriminatory policy or practice.” Paper 12 at 7-8. This sounds like a pattern and practice claim, but as noted in the discussion on timing, above, Brown has never pointed to any "discriminatory policy or mechanism, such as a seniority system or an employment test,” that could form the basis of such a claim.
Walter,
