Brower v. WellsBrower v. Wells
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Lead Opinion
We hold that the City of Yakima, in foreclosing on real property for failure to pay irrigation assessment liens, must conduct such sale with constitutional due process, which entails giving notice of such foreclosure actions to the property owners prior to the sheriff‘s sale. The City of Yakima foreclosed on properties owned by respondents Dorothy R. Brower and Tom R. Hughes for their failure to pay irrigation assessment liens. Notice was by publication pursuant to former
Brower v. Wells
Dorothy Brower, a 70-year-old widow, resides on her property with her son and daughter-in-law. The City of Yakima initiated proceedings in 1978 to foreclose local improvements liens for irrigation water service to the Brower property. Francis Brower, Mrs. Brower‘s deceased husband, was listed on the assessment rolls as the owner of the property although he died in 1976. Mrs. Brower had succeeded to the ownership of the property pursuant to a community property agreement, and had been listed on the county tax rolls since January 1977. The foreclosure proceedings were entirely in the name of Francis Brower as the owner of the property.
On April 21, 1978, the City mailed to Francis Brower at the property address a notice about foreclosure proceedings. The notice contained a copy of the city ordinance section relating to foreclosure, and a request that his delinquent assessment of $64.51 be paid by May 22. On July 11, 1978, the assistant city attorney mailed a letter to the same person and address, again indicating that some court action, foreclosure and sale, would occur unless the assessment was paid immediately.
Mrs. Brower did not respond to any of these communications. In September 1978, the City filed an action in superior court against the Brower property. The only notice of the foreclosure suit was by publication of the summons in the Yakima Herald Republic. Mrs. Brower did not subscribe to the paper, did not see the published summons, and remained unaware that foreclosure proceedings had
Hughes v. Wells
Tom Hughes is a Yakima resident whose property, at the time of the foreclosure proceedings, was occupied by a tenant. His irrigation assessment became delinquent and the City mailed to him the same notices mailed to Brower. The mailed notices were returned to the City as “addressee unknown” or “unclaimed“. A city employee called Hughes’ tenant, whose identity was determined from utility bills. From the tenant, the City obtained another address for Hughes which did not coincide with his actual residence.
Foreclosure and sale ensued and Wells also purchased the Hughes property. The City published notice of the foreclosure action in the Yakima Herald Republic for 4 weeks as required by
In 1981, after expiration of the 2-year statutory redemption period, the City issued deeds to the two properties to Wells. In August 1981, Hughes and Brower filed separate lawsuits against the City of Yakima and Wells. Both complaints alleged that the City had given inadequate notice of the foreclosure proceedings, and asked the court to void the deeds to Wells and quiet title in the plaintiffs. Brower amended her complaint to include a claim for damages and attorney fees against the City under
On summary judgment motions filed by all parties, the trial court
1. Quieted title to the properties in Brower and Hughes;
2. Dismissed Brower‘s claim of damages under
3. Dismissed Wells’ claim of damages against the City subject to the City‘s repayment of the amount bid at the foreclosure sale plus interest;
4. Reinstated the interest of Yakima Federal Savings and Loan Association in the Hughes property; and
5. Ordered all parties to pay their own costs and attorney fees.
All parties appealed. We accepted review to determine the constitutionality of the notice provisions of former
I
Constitutionality of
The trial court ruled that
We disagree with the trial court‘s analysis. Former
We must consider, therefore, the adequacy of the notice procedures followed by the City.
The City and Wells argue that conformance with the statutory requirements provided the property owners with adequate notice of these foreclosure proceedings. They contend that minimum notice requirements apply in tax foreclosure proceedings because the government has a substantial interest in collecting revenue through the efficient exercise of its taxing power. See, e.g., Leigh v. Green, 193 U.S. 79, 48 L. Ed. 623, 24 S. Ct. 390 (1904); Botens v. Aronauer, 32 N.Y.2d 243, 298 N.E.2d 73, 344 N.Y.S.2d 892, appeal dismissed for want of substantial federal question, 414 U.S. 1059, 38 L. Ed. 2d 464, 94 S. Ct. 562 (1973). We disagree.
In Mullane v. Central Hanover Bank & Trust Co., 339 U.S. 306, 94 L. Ed. 865, 70 S. Ct. 652 (1950), the Supreme Court held due process requires that, if feasible,
Notice by mail or other means as certain to ensure actual notice is a minimum constitutional precondition to a proceeding which will adversely affect the liberty or property interests of any party, whether unlettered or well versed in commercial practice, if its name and address are reasonably ascertainable.
Mennonite Bd. of Missions v. Adams, 462 U.S. 791, 800, 77 L. Ed. 2d 180, 103 S. Ct. 2706 (1983).
In the instant case, the City mailed preforeclosure notices to the owners of the properties subject to the assessment liens. However, no notice of the actual foreclosure proceedings was provided, other than by publication.
We recently held that notice by posting and publication of foreclosure proceedings on delinquent irrigation assessments pursuant to former
II
Respondent Brower amended her original complaint against Wells and the City to include a claim for damages for deprivation of civil rights under
Hughes’ complaint states in part:
The plaintiff, Tom R. Hughes, challenges the Irrigation Maintenance Assessment Deed issued to defendant Clifford Wells by the City of Yakima pursuant to a default judgment entered against him without personal service of notice of process on him, in violation of his rights to due process of law under the State and Federal Constitutions. Mr. Hughes seeks an order quieting title in him against defendant Wells’ claims and also for declaratory relief against the City‘s use of the statutory procedures under which his property was sold.
Appellant‘s Clerk‘s Papers, at 272. The balance of the complaint outlines the constitutional defects in the statutory foreclosure procedure, seeks declaratory relief on the constitutionality of the statute and asks the court to quiet title to the property in Hughes.
To state a claim for relief under
Other jurisdictions have held that failure to specifically plead
Appellees contend that the federal Fees Award Act, which permits recovery of attorney‘s fees in proceedings to vindicate civil rights under Title42 U.S.C. § 1983 , is not applicable here because “The sole mention of [§ 1983 ] is in parenthesis in the title of the complaint; but it is missing from the body of the complaint, though all other relevant statutes are specifically pleaded.” This technical objection will not stand to prevent recovery of fees under the federal act in this case. Combining the broad purposes of42 U.S.C. § 1983 — to provide a cause of action upon allegations of facts constituting deprivation under color of state authority of federal constitutional rights with the liberal pleading provisions of Alaska Rule of Civil Procedure 8 — we think that the complaint did state a cause of action under§ 1983 .
(Footnotes omitted.) 600 P.2d at 747.
Similarly, CR 8(f) provides: “All pleadings shall be so construed as to do substantial justice.” In the present case, Hughes alleged deprivation of federal constitutional rights by the City acting under color of state law. The injury he suffered and the claims he asserted were essentially identi
We next must consider whether the facts of this case are sufficient to impose liability against the City for respondents’ civil rights claims. The initial inquiry in a
Both elements are present in this case. The City foreclosed irrigation assessment liens on Hughes’ and Brower‘s properties pursuant to procedures outlined in
The City contends the foreclosure proceedings did not constitute execution of official governmental policy so as to render it liable under
We conclude, therefore, that a local government may not be sued under§ 1983 for an injury inflicted solely by its employees or agents. Instead, it is when execution of a government‘s policy or custom, whether made by its lawmakers or by those whose edicts or acts may fairly besaid to represent official policy, inflicts the injury that the government as an entity is responsible under § 1983 .
In the instant case, Yakima commenced foreclosure proceedings against the Brower and Hughes properties in compliance with Yakima City Ordinance 2196, enacted specifically for this purpose. The ordinance represents the official policy of the City and was the “moving force” behind the constitutional violations. Monell v. Department of Social Servs., supra. They violated both respondents’ civil rights in providing inadequate notice of foreclosure proceedings against their properties. The trial court decision dismissing respondent‘s
III
Attorney Fees Under
In any action or proceeding to enforce a provision of sections 1981, 1982, 1983, 1985, and 1986 of this title, title IX of Public Law 92-318 [20 U.S.C. 1681 et seq.], or title VI of the Civil Rights Act of 1964 [42 U.S.C. 2000d et seq.], the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney‘s fee as part of the costs.
A prevailing plaintiff in a
IV
Reimbursement to Defendant Wells
Wells, the purchaser of the Hughes and Brower proper
Generally, caveat emptor applies to purchasers at tax sales, and the purchase price may not be recovered if the tax sale is subsequently declared void. Anderson v. King Cy., 200 Wash. 354, 93 P.2d 284 (1939); Shelton v. Klickitat Cy., 152 Wash. 193, 277 P. 839 (1929). However, in Wingard v. Heinkel, 70 Wn.2d 730, 424 P.2d 1010 (1967), we ordered the purchase price refunded when the County failed to properly describe the property throughout the foreclosure process. Failure to properly describe the property deprived the trial court of jurisdiction, and rendered the tax sale totally without consideration. In the present case, because the notices of foreclosure proceedings were constitutionally inadequate, the court had no jurisdiction to entertain the foreclosure action. The tax sale to Wells was, therefore, without consideration and Wells is entitled to a refund of moneys paid.
Wells cites no authority to support his claim for damages against the City. While caveat emptor should not preclude recovery of the purchase price, the general application of the doctrine to tax sales defines the duties owed by the City or County to the purchaser. A purchaser at a tax sale takes without warranties, gambling on the validity of title purchased for a nominal price with expectations of large profits. Anderson v. King Cy., supra. The trial court properly denied Wells’ claim for damages.
Yakima Federal Savings and Loan Association
Finally, we consider the interest of Yakima Federal Savings and Loan Association in the Hughes property. The bank intervened in this action to protect its lien interest arising out of a deed of trust on the Hughes property. It received no notice of any foreclosure proceedings. In Mennonite Bd. of Missions v. Adams, supra, the Supreme
Conclusion
We hold the notice provisions of former
We reverse the trial court‘s decision dismissing respondents’ claims for damages and attorney fees under
Williams, C.J., Utter, Brachtenbach, Dolliver, Dim-mick, and Pearson, JJ., and Cunningham, J. Pro Tern., concur.
Notes
In 1978 when the City of Yakima initiated these foreclosure proceedings,
Upon the filing of the certificate which initiated the foreclosure action, the city or town treasurer with such legal assistance as the council may provide, shall cause a summons to be served by publication in one general notice describing the property as it is described on the assessment rolls. The summons shall require the defendants and each of them to appear and answer it within sixty days from the date of its first publication.
The summons shall be published once each week for four successive weeks in the official newspaper of the city or town or, if it has none, in any weekly newspaper published in the county in which the city or town is situated.
The publication of the summons shall be sufficient service thereof on all persons interested in the property described therein.
These notice provisions were repealed by Laws of 1982, ch. 91, § 9. The notice requirements for these foreclosure proceedings are presently set forth in
In foreclosing local improvement assessments, if the lot, tract, or parcel contains a residential structure with an assessed value of at least two thousand dollars, the summons shall be served upon the defendants in the manner required byRCW 4.28.080. For all other lots, tracts, or parcels the summons shall be served by either personal service on the defendants or by certified and regular mail.
We consider only the constitutionality of the former statute as applied in the instant case.
Former
Alternative procedure — Commencement of action. In lieu of the foregoing procedure for foreclosing local improvement assessment liens a city or town may by ordinance authorize and direct the use of an alternative method of proceeding by filing a complaint in the superior court of the county in which the city or town is located.
(Italics ours.)
The language of this statute is unambiguous. It clearly establishes an “alternative procedure” which “may” be used “in lieu of” the procedures outlined in
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
Concurrence Opinion
(concurring in part, dissenting in part) — I concur with the majority‘s holding that former
The trend in recent decisions has been to increase a city’s liability under
Our analysis of the legislative history of the Civil Rights Act of 1871 compels the conclusion that Congress did intend municipalities and other local government units to be included among those persons to whom§ 1983 applies. Local governing bodies, therefore, can be sued directly under§ 1983 for monetary, declaratory, or injunctive relief where, as here, the action that is alleged to be unconstitutional implements or executes a policy statement, ordinance, regulation, or decision officially adopted and promulgated by that body‘s officers.
(Footnotes omitted; some italics ours.) Monell, at 690.
In Owen, a suit was brought against the City of Independence, Missouri, for violation of constitutional rights. The petitioner alleged he was discharged from his job without due process pursuant to a provision of the city charter. The Owen Court held that municipalities have no immunity from damages flowing from their constitutional violations. The decision was based on an analysis of legislative history and a discussion of policy. The Court said that a rule of no immunity for cities acts as a deterrent in preventing future constitutional violations. The Court reasoned that a city official will be careful not to violate the constitutional rights of a person if he knows he may be subjecting the city to a substantial
A deterrent is only effective, however, when the city official has a real choice to make. A city official acting pursuant to state law is presented with a Hobson‘s choice. He can either rely on the constitutionality of state law at the risk of subjecting the city to a substantial
Reconsideration denied February 7, 1985.