Alvin BROOKS, et al., Respondents/Cross-Appellants, v. STATE of Missouri and Attorney General Jeremiah W. (Jay) NIXON, Appellants/Cross-Respondents, James Murphy, Defendant, Bull‘s Eye, L.L.C., et al., Appellants/Cross-Respondents.
No. SC 85674
Supreme Court of Missouri, En Banc.
Feb. 26, 2004.
As Modified on Denial of Rehearing March 30, 2004.
Gordon D. Schweitzer, St. Louis, for Defendant.
Michael B. Minton, Richard P. Cassetta, Jason A. Wheeler, Thompson Coburn, LLP, St. Louis, Stephen P. Halbrook, Richard E. Gardiner, Fairfax, VA, for amicus curiae National Rifle Association of America, Inc.
Jay D. Haden, Kathlеen A. Kedigh, Office of the Jackson County Counselor, Joel Pelofsky, Kansas City, amicus curiae for Jackson County, Missouri.
STEPHEN N. LIMBAUGH, JR., Judge.
This is an appeal from a judgment of the Circuit Court of the City of St. Louis declaring the recently enacted Concealed Carry Act, sections 50.535, 571.030 and 571.094, RSMo, unconstitutional. Because this case involves the validity of a state statute, this Court has exclusive appellate jurisdiction.
I.
On September 11, 2003, a super-majority of the Missouri General Assembly overrode a gubernatorial veto to pass House Bills 349, 120, 136, and 328—the Concealed-Carry Act—which repealed section 571.030, RSMO, and enacted three new sections, 50.535, 571.030, and 571.094, in its place. A key component оf the Act is to allow citizens to obtain a permit to carry concealed firearms provided they meet certain enumerated qualifications. To implement the Act, county sheriffs are required, inter alia, to fingerprint and conduct criminal background checks on all applicants and otherwise determine whether they meet the statutory qualifications. They are then to issue permits accordingly, and, under certain circumstances, to suspend or revoke the permits.
The Concealed-Carry Act was scheduled to go into effect 30 days after the override, on October 11, 2003. However, on October 8, 2003, a group of eleven plaintiffs2 filed suit against the Stаte of Missouri and the Missouri Attorney General seeking a permanent injunction to stop enforcement of the Act and a declaratory judgment that the Act was unconstitutional. Although plaintiffs listed several grounds for the suit, the ensuing litigation focused primarily on alleged violations of article I, section 23, and article X, sections 16 and 21, of the Missouri Constitution, which pertain to the right to bear arms and the “Hancock Amendment,” respectively.
In response to the suit, defendants immediately filed a “Motion to Transfer Venue” to Cole County, which was heard and denied on October 9 after plaintiffs filed an amended petition adding the Sheriff of the City of St. Louis as a party defеndant.3 The next day, October 10, three additional defendants, Bull‘s Eye, L.L.C., and its principals, Jim Stephens and Geri Stephens, were allowed to intervene on their own motion and testify about the negative effect an injunction would have on their firearms training business. That same day, after an extended hearing, the trial court entered a preliminary injunction
The court reconvened on October 23 for a final hearing on all matters. Both sides presented evidence, but only on one issue: whether implementation of the Act would require county sheriffs to increase their activities and incur additional costs, triggering the Hancock Amendment‘s prohibition of unfunded mandates. Testimony was taken, in particular, from the Sheriffs of Greene, Cape Girardeau and Camden Counties and a representative from the Jackson County Sheriff‘s Office. Then on November 7, the court issued a final declaratory judgment in favor of plaintiffs, holding that the Act violates article I, section 23, and permanently enjoining enforcement of the Act in its entirety, but the court specifically rejected plaintiffs’ Hancock claim and all other claims. Defendants appeal and plaintiffs cross-appeal those parts of the judgment by which they are aggrieved.
II.
That the right of every citizen to keep and bear arms in defense of his home, person and property, or when lawfully summoned in aid of the civil power, shall not be questioned; but this shall not justify the wearing of concealed weapons.
(emphasis added).
Plaintiffs contend, and the trial court so held, that the last clause of section 23 “prohibits the wearing of concealed weapons.” Read in proper grammatical context, and giving the words their common usage, the clause has no such meaning. To be sure, plaintiffs are correct that the clause is couched as an exception or limitatiоn on the constitutional “right of every citizen to keep and bear arms....” But it means simply that the constitutional right does not extend to the carrying of concealed weapons, not that citizens are prohibited from doing so, or that the General Assembly is prohibited from enacting statutes allowing or disallowing the practice.
Parsing the clause proves the point. The subject is the word “this,” which refers back to “the right of every citizen to keep and bear arms....” The operative words are “shall not justify.” “Shall not,” which are words of prohibition, modifies “justify,” which is:
1a: to prove or show to be just, desirable, warranted or useful: VINDICATE ... b: to prove or show to be valid, sound or cоnforming to fact or reason: furnish grounds or evidence for: CONFIRM, SUPPORT, VERIFY ... c(1) to show to have had sufficient legal reason....
WEBSTER‘S THIRD NEW INTERNATIONAL DICTIONARY, 1228 (3d ed.1993). Thus, the clause in its entirety must be read in this way: “but this [the right of every citizen to keep and bear arms...] shall not justify [shall not warrant, shall not furnish grounds or evidence for, shall not support, or shall not provide sufficient legal reasons for] the wearing of concealed weapons.”
In short, the words used are plain and unambiguous. There is no constitutional prohibition against the wearing of concealed weapons; there is only a prohibition against invoking the right to keep and bear arms to justify the wearing of concealed weapons. Consequently, the General Assembly, which has plenary power to enact legislation on any subject in the absence of a constitutional prohibition, Board of Educ. of City of St. Louis v. City of St. Louis, 879 S.W.2d 530, 533 (Mo. banc 1994), has the final say in the use and regulation of concealed weapons. Accord-
III.
In their cross-appeal, plaintiffs first raise interrelated Hancock challenges that derive from the new responsibilities imposed on county sheriffs in processing concealed weapons permits and the increased costs that will be incurred. These new requirements, plaintiffs contend, constitute an unfunded mandate in contravention of
The argument is complicated. Although the Concealed-Carry Act does not provide for “state financing” to fund new activities and costs,
In identifying plaintiffs’ Hancock claims, it must be emphasized that the challenge is only to the inadequacy of the fee to fund the mandate. Plaintiffs do not challenge, and therefore this Court does not address, the issue raised by the dissent, that is, whether a fee can satisfy or obviate the requirement of
A.
As a preliminary matter, the state contends that the plaintiffs have no standing to raise the Hancock challenge and that the case is not ripe for adjudication. In the Hancock context, standing is conferred not by caselaw, but by the Constitution.
Although plaintiffs have standing, they must still establish that the case is ripe, which means, in genеral, that “the parties’ dispute is developed sufficiently to allow the court to make an accurate determination of the facts, to resolve a conflict that is presently existing and to grant specific relief of a conclusive character.” Mo. Health Care Ass‘n v. Attorney General of the State of Mo., 953 S.W.2d 617, 621 (Mo. banc 1997). Under Hancock, a case is not ripe without specific proof of new or increased duties and increased expenses, and these elements cannot be established by mere “common sense,” or “speculation and conjecture.” Miller v. Director of Revenue, 719 S.W.2d 787, 789 (Mo. banc 1986). “This Court will not presume increased costs resulting from increased mandated аctivity.” City of Jefferson v. Mo. Dept. of Natural Resources, 863 S.W.2d 844, 848 (Mo. banc 1993) (City of Jefferson I). On the other hand, plaintiffs need only show that the increased costs will be more than de minimis. City of Jefferson v. Mo. Dept. of Natural Resources, 916 S.W.2d 794, 795 (Mo. banc 1996) (City of Jefferson II).
As noted, the testimony regarding anticipated activities and costs in implementing the Act pertained to only four counties—Jackson, Greene, Cape Girardeau, and Camden. The evidence from Jackson County, all uncontroverted, was that costs of approximately $150,000 will be incurred in the first year alone to provide the personnel to fingerprint and conduct background checks on applicants and to otherwise process the permit applications. That projection was based on an estimated 5,000-6,000 applications, which in turn were based on county population and the fact that under existing law, approximately 5,000 firearms transfer permits are issued in the county each year. Testimony was also presented that in addition to the $150,000 cost for personnel, it would be necessary to engage the Missouri State Highway Patrol to conduct a “fingerprint analysis,” which is part of each applicant‘s background check, and that for each applicant, the county would incur increased costs of at least $38, which is the sum charged by the Patrol for each case.
The evidence from the other three counties was sparse, but ultimately each of the thrеe sheriffs testified definitively that to discharge their new responsibilities, they, too, would find it necessary to engage the Highway Patrol to conduct fingerprint analysis at $38 per case. Although there was little evidence to show the estimated number of permit applicants in each county, it is not disputed that there will be more than a few. The fact remains, though, that even if there are only a few, for each one the increased cost to each county will be at least $38, and as a result, the case is ripe in each county.
Despite this conclusion, in the absence of specific proof of increased costs in the remaining Missouri counties, disрosition of the case as to those counties is premature. See City of Jefferson II, 916 S.W.2d at 796-97 (holding that proof of increased costs must be shown by each city or county affected by an unfunded statutory mandate to file solid waste management plans
B.
On the merits of plaintiffs’ claim, the question is whether the provision for a sheriff‘s fee of up to $100—assuming the fee is otherwise constitutional—is sufficient to fund the increased costs in eaсh county. The fee cannot be used to offset costs directly, but must be credited to the sheriff‘s revolving fund,
That said, however, the parties do not raise, nor do we address, the question of whether a county‘s governing body can still elect to fund the increased costs on a voluntary basis from other county revenue sources that are not dedicated for some other mandated use. In any event, that portion of increased costs attributable to training and equipment can still be recouped by imposition of a sheriff‘s fee, again assuming the fee is constitutional. However, in the event the fee charged exceeds the amount of estimated actual costs of training and equipment necessary for processing the permit applications, as has been proposed by the three sheriffs testifying in this case, that excess cannot fairly be characterized as a permissible “user fee.” Instead, it fаlls within
This Court also notes that under
Finally, this Court holds that certain provisions of the Act do not implicate the Hancock Amendment and are not subject to injunctive relief. For instance, the reenacted
IV.
Plaintiffs raise two other claims that merit little attention. Both are denied.
First, plaintiffs contend that the Act is unconstitutionally vague because it fails to provide adequate notice of the prohibited conduct and set standards for its fair enforcement. Plaintiffs’ sole support for their argument, however, consists of nothing more than a series of far-fetched hypothetiсals. This approach is inconsistent with the long-standing rule in addressing such claims that “it is not necessary to determine if a situation could be imagined in which the language used might be vague or confusing; the language is to be treated by applying it to the facts at hand.” State v. Lee Mechanical Contractors, 938 S.W.2d 269, 271 (Mo. banc 1997). At some time in the future plaintiffs’ hypotheticals might arise as actual disputes; however, at this time they are merely conjecture.
Second, plaintiffs argue that the Act “usurps the people‘s will as expressed by the defeat of Proposition B in 1999.” The defeat of Proposition B, they explain, should preclude subsequent legislative action that allows what the Proposition would have allowed—the carrying of concealed weapons. No court, at least in this state, has ever so held, and obviously, to do so would be to call into question the entire concept of representative democracy.
V.
For the foregoing reasons, the judgment of the trial court declaring the Concealed-Carry Act unconstitutional under
WOLFF, BENTON, STITH and PRICE, JJ., concur.
WHITE, C.J., dissents in separate opinion filed.
TEITELMAN, J., concurs in opinion of WHITE, C.J.
WHITE, Chief Justice, dissenting.
I respectfully dissent. The Conceal and Carry Act is clearly unconstitutional for violating the Hancock Amendment and, being unconstitutional on that basis, the principal opinion inappropriately and needlessly reaches the issue with regard to the constitutional construction of
The principal opinion is incorrect in its assertions that the state-imposed increased costs incurred by the counties must be greater than de minimis and that disposition of this case as to the remaining counties and political subdivisions of Missouri is premature.
The state is prohibited from requiring any new or expanded activities by counties and other political subdivisions without full state financing, or from shifting the tax burden to counties and other political subdivisions.
A new activity or service or an increase in the level of any аctivity or service beyond that required by existing law shall not be required by the general assembly or any state agency of counties or other political subdivisions, unless a state appropriation is made and disbursed to pay the county or other political subdivision for any increased costs.
Nothing contained in
All of Missouri‘s remaining counties will incur an unfunded mandate to satisfy the Act‘s requirements for baсkground checks, fingerprint analysis, and the associated administrative labor costs and record keeping each time an applicant applies for a
The majority opinion claims that it is not addressing the issue as to whether or not a county‘s governing body can elect to fund the “increаsed costs” on a voluntary basis from other sources of county revenue, or from the fee authorized by the legislature.4 And, in order to avoid the issue of the State‘s responsibility to fully fund its newly created mandate, the princi-
pal opinion mischaracterizes Cross-Appellant Brooks‘s arguments.5 The opinion states that Brooks is only challenging the adequacy of the application fee authorized by the legislature to pay for the increased costs associated with implementing the Act. However, Brooks repetitively raises the comprehensive allegation that the State has failed to fully fund the mandate from any source of state revenue in violation of Hancock.6 It is irrelevant whether the fee authorized is constitutional or even if it can be applied to cover part of the newly created costs. The argument, clearly presented by Brooks, is that the State‘s mandate is not fully funded by the State as Hancock requires. This is not a new issue raised by this dissent; it is clearly before the Court today.
Former U.S. Representative Mel Hancock, the very author of the Hancock Amendment, has asserted that “It‘s pretty obvious that it [the concealed weapons lаw] is an unfunded mandate ... unless the state provides the money to do it, then that‘s an unfunded mandate.”8 I would hold that until a specific appropriation is made by the state to cover the unfunded mandate imposed by the Act that no county need comply with implementing the Conceal and Carry Act.9
