Brooks v. Smyser

48 Pa. 86 | Pa. | 1864

Lead Opinion

The opinion of the court was delivered, by

Agnew, J.

— The principal question upon which the cause was rested in the court below and in this court, is, whether the executors of the surviving administrator of Peter Kunkel, deceased, were the proper parties to maintain the scire facias upon the mortgage.

Peter Kunkel died in 1794. The mortgage was given in 1813, by John Brooks to the administrators of Peter Kunkel, and is conditioned for the payment of “ $627.40 to them, for the use of the heirs of Peter Kunkel, deceased, on the death of Eve Kunkel, widow and relict of said deceased, and the interest thereof annually unto her, the said Eve Kunkel, on the 1st of April in each year during her natural life.” The property was sold and the mortgage was taken in pursuance of an order of the Orphans’ Court. The paper-book is not explicit, but so far as we can gather it, the proceeding seems to have been in partition.

The single question is whether the action can be maintained in the names of the executors of the surviving administrator. The inquiry does not now arise whether the action should have been in the names of the heirs, or of the succeeding administrator de bonis non. In Hise v. Geiger, 7 W. & S. 273, it was expressly decided that payment must be made to the heirs, and not to the administrator, by whom the sale was made and mortgage taken. But this was overruled in the next year by the case of Unangst v. Kraemer, 8 W. & S. 391, in which it was held that the proper person to sue was the administrator to whom the security was given. It is to be noticed that in the latter case, the former is not referred to by court or counsel, but the same judge delivered the opinion, and it was only at the next term of the court.

The error of the court below was in looking at the debt in the mortgage as an ordinary contract liability, and the administrators as trustees, merely by private arrangement. In this view, doubtless the representatives of the survivor were proper parties. But the nature of the debt as a fund in legal custody, and the character of the mortgage as an instrument merely in a system of distribution, forbid this conclusion.

The 22d section of the Act of 19th April 1794, providing for the partition of the real estate of intestates, directed that the *90valuation of the widow’s third should he charged upon the estate, and at her death the principal sum should he paid by the son accepting, and then proceeds, “ and shall be distributed and divided by the said court, to and amongst the said children of her husband and their representatives according to the direction of this act.”

The Act of 1794 not having provided for a sale of the property when not accepted, the Act of 2d April 1802 supplied the defect. It required the court to make an order commanding the executor or administrator to sell upon such terms as the court might direct. The second section directs the court, on the return of the sale, to confirm the premises to the purchaser subject and liable to the payment of the purchase-money, according to the terms prescribed by the court, and said court shall cause the proceeds of such sales to be distributed in such manner as according to law and justice may be proper.

Under these acts it was repeatedly held by this'court that the widow’s third, principal and interest, was a charge upon the estate in the hands of the purchaser independently of the securities taken from him; and that the securities were but instruments growing out of the orders of the court, while the executor or administrator was but the agent of the court in making the sale and taking the security: Medlar v. Aulenback, 2 Penna. R. 355; Wynn v. Brook, 5 Rawle 108; Hise v. Geiger, 7 W. & S. 273; Eshelmam v. Witmer, 2 Watts 263; Fisher v. Kean, 1 Id. 261; Unangst v. Kraemer, 8 W. & S. 391.

Thus it appears that this debt was a fund belonging to an estate in the course of distribution according to law, and was within the exclusive jurisdiction of the Orphans’ Court; that the mortgage is but a form of security devised by the court for the purpose, and the administrators named in it were, in the language of Justice Rogers, but agents of the court, to direct the sale, bound to pay all the expenses attending it, arid to distribute the money when received:” Unangst v. Kraemer, 8 W. & S. 399.

So stood the case under the Acts of 1794 and 1804; but before the money fell due, and the fund could be brought into court for distribution, the revised Acts of 1832 and 1834 were passed. These acts vested jurisdiction fully in the Orphans’ Court over the partition of intestates’ estates, and the distribution of the proceeds of sales; liens are provided for before the distribution shall be made; and refunding bonds with sureties to be approved by the court; the orders of the court are to be carried out by the executor or administrator, or, in their absence or failure, by trustees to be specially appointed; and if the trustees die or remove, then by the clerk of the court, and it is expressly directed in the last case that the moneys and securities shall be brought into court and remain subject to the disposition of the *91court. The Act of 1834, § 43, explicitly directs that “ no executor or administrator shall have power to execute any order or decree of the Orphans’ Court for the sale of any real estate for the purposes of distribution or otherwise, nor to receive the proceeds of the sale of any of the real estate of the decedent made by authority of law, until he shall have given security, to he approved by the Orphans’ Oourt having jurisdiction of his accounts, for the faithful application of the proceeds of such real estate according to law.”

Eve Kunkel, the widow, died in 1847, and then the fund fell due for the purpose of distribution. The jurisdiction of the court and distribution of the fund then fell under existing laws; and no one could receive it or pay it out under the order of the court, except one then duly authorized to receive it, who had given the security required by law. It has been decided in an analogous case, that the authority of administrators de bonis non, under the 31st section of the Act of 1834, extends to cases arising before the passage of the law: Dunkel v. Shannon, 9 Watts 488; Carter v. Truman, 7 Barr 321; Little v. Walton, 11 Harris 166; Waterman v. Ellis, 4 Casey 264. In one of these cases a payment to an administrator de bonis non Avithout authority was held to be made good by the passage of the law.

The policy of charging the valuation of the widoAv’s third upon the premises, in cases both of acceptance and sale, is continued by the Act of 1832, while the Act of 1834 provides that in all cases of sales in partition, the share of any tenant for life shall not be paid to him, but shall remain charged upon the premises according to the directions of the Orphans’ Court. Under this system of distribution the question can be asked with great force, what right have the executors of a deceased administrator to represent the intestate in respect to a fund arising by conversion of laAV for his heirs ? At common laAV they could not, even as to personalty, their testator being an administrator only; and had he been an executor, still the Act of 1832 forbids the executors of an executor from intermeddling with the estate of the first testator. They could not represent him under the intestate laws, for these authorize only the executor or administrator of the original testator or intestate, or a trustee specially appointed, if there be none, or if he fail to act. In reference to the executor or administrator executing the orders of the court in cases of sales in partition, it is manifest the laws relating to partition make no distinction. Whoever is the personal representative at the time of the making of the order of the court, can execute it, whether he be executor, administrator cum testamento annexo, administrator, or administrator de bonis non.

There are invincible objections, under this system, to the personal representative of the deceased administrator executing *92the powers of the original administrator. In no sense can he be the agent of the court, independently of a special appointment as a trustee, and giving security in the absence of the proper executor or administrator. He may be amenable to a different jurisdiction, for the original administrator may have died resident in a different county. He is not answerable to the Orphans’ Court, even of the same county, in respect to the original estate, but only for the estate of the administrator. He gives and can give no security for the funds of the original estate, for his powers do not concern that estate. He cannot be compelled to act, nor can the court vest in him power to act as the representative of the original estate. He cannot, therefore, make the distribution of the funds among the heirs of the original intestate.

Looking, therefore, to the legal system of distribution, and the jurisdiction of the Orphans’ Court; to the nature of the debt as a fund for distribution among the owners of the real estate; to the character of the mortgage as a mere security, ordered by the court ancillary to the legal charge; to the administrators as mere agents of the court to make the sale and effect distribution; and to the insuperable objections which lie to the executors as the representatives of a different estate, we must arrive at the conclusion that the executors of George Hoyer have no authority, without a special appointment as trustee, to intermeddle with this fund.

But there is another view which must affirm the judgment of the court below, notwithstanding the want of authority in these executors to receive payment; the heirs of Peter Kunkel actually received all that was coming upon this fund, and gave their releases accordingly. If the money had been paid by John Brooks’s executor, the mortgage was in fact satisfied. This very question was fully submitted by the court below to the jury, who found that the money, to wit, $500 and interest, was not paid by Brooks’s estate or heirs, but came from Simon Cameron. Such is the effect of the verdict under the binding instructions of the court.

The assignment to Cameron was made on the 8th of April 1848. On the same day the scire facias was entered amicably, and a judgment confessed in the name of George Hoyer’s executors for the use of Simon Cameron. The record remained in this condition for fourteen years without a writ of error. The heirs of Peter Kunkel, the only persons concerned in the distribution of the fund, have acquiesced in the payment ever since, and no question of contribution can now arise. How, as between Cameron, the equitable owner of the mortgage, and the representatives of Brooks’s estate, what was there to prevent their using, by consent, the names of Hoyer’s executors as legal *93plaintiffs ? Clearly, at this time, Brooks’s executor cannot gainsay that judgment in this scire facias to revive it.

In what better situation are the heirs of John Brooks as the terre-tenants ? Their right is to defend for their interest. But what is this interest ? It involves no question but one, whether the mortgage is a charge on their land. This it is, unless it has been paid. But this question was fully submitted to and decided by the jury.

As to the party to revive, it is clear no question arises, for Kunkel’s heirs rest satisfied, and the manner of submitting the case to the jury makes the verdict a decision in favour of Cameron’s right to receive the money; while the judgment was expressly confessed to his use. There is nothing, therefore, left for controversy on part of the terre-tenants.

These views render it unnecessary to examine the questions contained in the other assignments of error. It is sufficient to say that they require the affirmance of the judgment.

Judgment affirmed.






Concurrence Opinion

Concurring opinion by

Strong, J.

— I concur in the judgment given in this case, though my views of one of the questions differ from those of my brethren.

The first and leading one is whether a scire facias on the mortgage could he sued out and maintained by the executors of the will of the surviving mortgagee, or whether the right of action was exclusively in the administrators de bonis non of Peter Kunkel, deceased. The mortgage was given on the 24th day of April 1818, to George Hoyer and Christian Kunkel, to secure to them the payment of $627.40 for the use of the heirs of Peter Kunkel, deceased, on the death of Eve Kunkel, his widow, with interest payable annually to her during her life. The obligees were denominated administrators of the goods, &c., of Peter Kunkel, deceased, hut this was a designation of persons, not of the right in which they held the mortgage. It no more fixed a trust upon the transaction, than would the addition of any official title to the name of an obligee determine that he was a trustee. It was mere surplusage, which might have been disregarded in pleading and which was unmeaning in substance. The declared trust negatives the existence of another not expressed. The mortgage was expressly declared to be for the use of the heirs of Peter Kunkel, not for the use of the administrators as such, for administration, nor for any use of the decedent’s estate. The record does not show for what consideration it was given, but it may he inferred that it was to secure the purchase-money of land sold under proceedings in partition. Certainly the sale was not for the payment of debts. The postponement of the day of payment until after the death of the *94widow of Peter Kunkel shows that. It was not a sale, then, for administration, and the obligees did not hold the mortgage as administrators. They held it as trustees for the heirs. If, therefore, there is no Act of Assembly to change the common law rule’ in such a case, the right of action upon the mortgage was in the executors of the surviving mortgagee, both of the mortgagees having died, and the scire facias was correctly sued out by Philip Smyser and Sarah Hoyer, those executors.

The plaintiffs in error, however, insist that the right of action was taken away from the executor of the surviving mortgagee by the 31st section of the Act of the 24th of Eebruary 1834, and that suit can now be brought only by an administrator de bonis non of Peter Kunkel, deceased. That section enacts that “ administrators de bonis non, with, or without the will annexed, shall have power to demand and recover from their predecessors in the administration, or their legal representatives, all moneys, goods, and assets remaining in their hands, due and belonging to the estate of the decedent, and to commence and prosecute actions upon promises made to such predecessors in their representative character, and to sue forth and defend writs of error, writs of scire facias, and writs of execution upon judgments obtained by or in the name of the executors or administrators, into whose place they may have come, and also to proceed with and perfect all unexecuted executions which may have been issued thereon at the instance of such predecessors.” The purpose of this act was to give to administrators de bonis non the completion of an administration commenced, but not completed by their predecessors. Hence, they were empowered to recover moneys, goods, and assets due and belonging to the estate of the decedent, and to sue upon promises made to their predecessors in their representative character. Whatever the first administrator was entitled to as a personal representative of the intestate, whatever was covered hy his administration bonds, whatever was due and belonging to the estate of the decedent, must now pass into the hands of the successor in office of the first administrator. But the act is inapplicable to this case. The money secured by this mortgage is not money due and belonging “to Peter Kunkel’s estate.” It belonged to the heirs, and their receipt of it from the mortgagor, even without the consent of the mortgagees, would have extinguished the security. How, then, can an administrator de bonis non have any title to it? What he may recover is what it is his duty to administer. Nothing else. This money, if it were in his hands, he would hold as a naked' trustee; not for the estate, but for the widow and heirs: Unangst v. Kraemer, 8 W. & S. 391. It would be strange, indeed, if the legislature intended an administration de bonis non to be raised up in such a case, when not a dollar of the money, if recovered, *95would be assets for the payment of debts, and when all would go to the heirs in their own right. Partition of realty is not administration of an estate. Neither the owelty awarded, nor the price of the land when sold, after refusal of the heirs to accept it at the valuation, belongs to the administrator in his representative character. It is true, that lands in this state are assets for the payment of debts, but they are not personal assets, and they cannot be resorted to until after the personalty has been exhausted. When the debts have been paid and the personalty has been distributed, administration has closed, and securities for the price of lands sold belong to the heirs. They are no longer assets under the control of a personal representative of the decedent. Here it appears that Peter Kunkel died in 1794, and this mortgage was given for the use of his 'heirs in 1818. It is not now for the mortgagor, or any one claiming under him, to deny that administration upon the estate had then closed. This disposes of the 1st, 5th, 6th, 8th, 9th, and 10th assignments of error.

Entertaining the opinion, as I do, that the original scire, facias upon the mortgage was rightly sued out in the name of the defendants in error, I need not consider the question, whether the plaintiff in error could now avail herself of a mistake in the legal parties, if a mistake had been made.

The next question is raised by the 2d and 9th assignments, and may be dismissed with a single remark. The evidence offered and rejected had no possible bearing upon the issue between the parties. Had it been admitted, it would have had no tendency to show either that the mortgage was not a valid encumbrance on the land, or that it had been paid, or released, or in any way discharged.

Another question raised by the plaintiffs in error grows out of the following facts. The first scire facias upon the mortgage was sued out upon the 8th of April 1848, within less than a year after the death of Eve Kunkel, widow of Peter Kunkel. To the scire facias, Dewitt C. Brooks, executor of the will of John Brooks, the mortgagor, was made defendant, and he accepted the service and confessed a judgment. It-is now contended that his confession of the judgment was a nullity, because he had at the time no interest in the land bound by the mortgage, and because the scire facias issued before the expiration of a year and a day after the debt fell due. This is certainly a very extraordinary position to be taken by the defendants below, one of whom is the administratrix de bonis non of the mortgagor, and the remainder of whom are terre-tenants claiming under the mortgagor by title subsequent to the mortgage. Dewdtt O. Brooks was the proper person to be made defendant in the writ of seire facias. He was the personal representative of the mort*96gagor. No rule of the common law or Act of Assembly required notice to be given to the terre-tenants. It must be conceded that suing out the writ was premature, but it was an irregularity which could be waived. The statutory cesset is a provision for the benefit of the mortgagor, of which be may or may not avail himself at his pleasure, and the executor is clothed with the powers of his testator. But it is said Dewitt C. Brooks could not waive it to the prejudice of the terre-tenants. If it were so, does that make the judgment void ? How has it injured them ? They can make defence now to any claim for the payment of the debt, which they could make were the present scire facias upon the mortgage itself, instead of the judgment. If the mortgage has been paid or released, they are not precluded from showing it. But clearly when fourteen years have elapsed after the debt became due and after judgment was obtained, it is not for them to set up a mere irregularity in the rendition of the judgment, which does not prejudice them. At any time within seven years they might have come in and complained of the irregularity. It is too late now, and if it were not, it could do them no good.

Nor was there any error in withdrawing from the jury the question of fraud. There was nothing in the evidence received, or in that offered and rejected, that tended to show fraud. The opinion of the witness, Frederick Pace, was but a mere conjecture, upon which the jury had no right to act. None of the matters enumerated in the 8th point are indices of fraud or show that either the executor of the mortgagor, or the assignee of the mortgage, did anything prejudicial to the terre-tenants. Under proper instruction the jury have found, that neither the mortgagor, nor his executor, nor the tenants, have paid the mortgage, and it is not pretended that the debt was not due.

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