Brooks v. FitchBrooks v. Fitch
This civil rights action comes before the Court upon defendant Don Fitch’s motion for summary judgment pursuant to
On June 13, 1979, plaintiff Donna Brooks instituted suit under
In her amended complaint dated February 23, 1981, plaintiff alleged the following: Brooks worked as a legal secretary in the private law office of Fitch. Fitch was also serving as County and Prosecuting Attorney for the County of Dakota, Nebraska. Plaintiff purchased a car in December 1977. Fitch co-signed a note for plaintiff’s car loan. In February 1978, plaintiff moved to New Jersey and took the car with her. In September 1978, Fitch, in his capacity as County Attorney, signed a complaint against plaintiff for violating Nebraska Statute 69-110 by removing personal property with a security interest from the county. The property at issue was the automobile plaintiff had purchased. A county judge issued a warrant for plaintiff’s arrest. New Jersey police arrested plaintiff on or about September 30, 1978.
Fitch, in his capacity as County and Prosecuting Attorney, initiated extradition proceedings against plaintiff on October 4, 1978. That same day, Fitch, again in his capacity as County Attorney, signed an affidavit in support of the extradition application. In that affidavit, Fitch stated that the application for requisition was not made for the purpose of collecting a debt, for the enforcement of any civil process, or to answer any private purpose. New Jersey did not extradite plaintiff.
On December 1, 1978, Fitch, in his capacity as County and Prosecuting Attorney, filed a complaint and information alleging that plaintiff embezzled $3,700.00 from Fitch in his individual capacity. Extradition was again attempted and was again unsuccessful.
Plaintiff alleges that Fitch’s affidavits in support of the requisitions were false, arbitrary and capricious and that Fitch had made false statements in filing the complaint alleging embezzlement. Plaintiff alleges that: (1) Fitch’s actions as County and Prosecuting Attorney deprived her of liberty without due process; (2) Fitch, as County and Prosecuting Attorney and Fitch in his individual capacity conspired to deprive plaintiff of her liberty; and (3) Fitch in his official capacity and Fitch in his individual capacity acted in concert pursuant to a conspiracy to deprive plaintiff of equal protection of the laws, of equal privileges and immunities under the laws, and of her liberty.
Fitch, in his capacity as County and Prosecuting Attorney, filed the instant motion on June 16, 1981, claiming that all defendants are entitled to immunity for both the
I.
The
Prosecutors enjoy absolute immunity from damage suits under both
Fitch’s drawing of the complaints for plaintiff’s arrest clearly falls within the ambit of the initiation of a prosecution. The events surrounding the requisitions for plaintiff’s extradition from New Jersey, however, present a more difficult determination. This Court is convinced, nonetheless, that these actions also fall within the scope of the initiation and pursuit of a criminal prosecution.
The conduct in question appears to be related to Fitch’s role as an advocate, the initiation and undertaking of a criminal prosecution.
See Brawer v. Horowitz,
To grant a prosecutor absolute immunity concerning his decision to initiate a prosecution while subjecting him to liability for securing the presence of the defendant would run contrary to the policy underlying
Imbler
and prosecutorial immunity in general.
See Forsyth, supra,
at 1215. In
Imbler
the Court granted absolute immunity to a prosecutor in a suit alleging that the prosecutor knowingly used perjured testimony. The Court noted that potential liability would divert the prosecutor’s attention from his duties and would inhibit the proper functioning of the criminal justice system.
Imbler, supra,
Plaintiff cites
Helstoski v. Goldstein,
In Helstoski, supra, at 566 the Court held that, while there is question that prosecutorial immunity extends to a prosecutor’s administrative and investigative functions, it certainly does not extend to a prosecutor’s actions that go beyond the scope of those functions. The Court determined that the deliberate leaking of information to the press damaging to plaintiff involved actions beyond the scope of the prosecutorial function. Id.
In
Coggins,
plaintiff had alleged that certain defendants had acted at all times in the dual capacity of private attorney and prosecutor when they conspired to obtain a writ of seizure authorizing the removal of personal property from his home and when they caused a criminal action to be brought against him. The court concluded that to the extent that the defendants acted in their official capacity in initiating and presenting a criminal prosecution, they were immune from
In
Jennings v. Shuman,
In the amended complaint, plaintiff makes reference to actions undertaken by Fitch in his individual capacity as private attorney and employer. In Count Seventeen, plaintiff alleges that Fitch co-signed plaintiff’s loan in his individual capacity. In Counts Thirty-Six through Forty-Seven, plaintiff asserts that Fitch in his official capacity and Fitch in his individual capacity conspired to deprive plaintiff of her legal rights. Count Forty-Six states that the owner of the funds alleged to have been embezzled was Don Fitch, in his individual capacity. In short, according to the complaint, Fitch’s private law practice and a personal dispute over a security were the sources of the criminal complaint. Fitch’s desire to protect his personal finances and/or to harass plaintiff served as catalyst for the events that transpired.
Subsequent to
Jennings, supra,
the Supreme Court in
Stump v. Sparkman,
In
Stump,
the Supreme Court stated that state judges enjoy absolute immunity from
The Ninth Circuit applied these standards to a
[although a party conniving with a judge to predetermine the outcome of a judicial proceeding may deal with him in his ‘judicial capacity,’ the other party’s expectation, i.e., judicial impartiality, is actively frustrated by the scheme. In any event, the agreement is not ‘a function normally performed by a judge.’ It is the antithesis of the ‘principled and fearless decision-making’ that judicial immunity exists to protect.
Similarly, in
Harper v. Merckle,
Relying upon the two-prong analysis of Stump, the Fifth Circuit used its own four-step analysis in determining whether the judge’s actions were judicial acts clothed with absolute immunity. The Court considered whether,
(1) the precise act complained of, use of the contempt power, is a normal judicial function; (2) the events involved occurred in the judge’s chambers; (3) the controversy centered around a case then pending before the judge; and (4) the confrontation arose directly and immediately out of a visit to the judge in his official capacity.
Id.
at 858,
citing McAlester
v.
Brown,
cating that consideration need be given “not only to ‘the nature of the act itself’ but also ‘to the expectations of the parties.’ ”
Id., quoting Stump, supra,
Emphasizing the narrowness of its holding, the Court held that only,
when it is beyond reasonable dispute that a judge has acted out of personal motivation and has used his judicial office as an offensive weapon to vindicate personal objectives, and it further appears certain that no party has invoked the judicial machinery for any purpose at all, then the judge’s actions do not amount to ‘judicial acts.’ These nonjudicial acts, to state the obvious, are not cloaked with judicial immunity from suit under§ 1983 .
Id.
Noting that the Supreme Court in
Imbler, supra,
prosecutor who faces a conflict of interest is in as poor a position to act impartially as a judge who predetermines a judicial proceeding .. . Therefore, assuming [plaintiff’s] allegations against defendant are true, we conclude that [defendant] was acting beyond the scope of his authority and thus does not enjoy absolute immunity.
Id. (footnote and citation omitted).
The Court emphasized the narrowness of its holding and stated that,
[w]e hold only that, where a prosecutor faces an actual conflict of interest, and files charges he or she knows to be baseless, the prosecutor is acting outside the scope of his or her authority and thus lacks immunity. By limiting the loss of immunity to these circumstances, we believe a prosecutor will be protected from the harassment which concerned the court in Imbler ....
Id. at 1271-72 (footnote omitted).
In view of the preceding discussion, this Court holds that, inasmuch as the factual allegations involve a conflict of interest, a material issue of fact exists as to whether the actions taken by Fitch are “prosecutorial” acts, or, alternatively, whether or not the acts are clearly beyond the scope of his jurisdiction. Applying the Stump standard, it is clear that plaintiff’s “expectation” when dealing with Fitch was that she was relating to him in a personal matter and not in Fitch’s capacity as prosecuting attorney. The relationship between the parties as well as their transactions concerned Fitch solely in his non-prosecutorial capacities of private attorney and employer. Such an alleged private retaliation carried out through the defendant’s access to the prosecutor’s office is either not a prosecutorial act within the meaning of the immunity doctrine or is an act clearly beyond the scope of the prosecutor’s jurisdiction.
Under the four-pronged standard employed by the Fifth Circuit, it would appear that the incidents arose directly out of actions taken by both parties in their private capacities and did not center around a pending criminal action. Thus, that test, if applicable, would be satisfied. Beard is directly on point and persuasive. As the Ninth Circuit was convinced, this Court is persuaded that the policies underlying Imbler would not be impaired if, under the facts peculiar to this case, a county prosecutor is not clothed with absolute immunity. This holding is a very narrow one, limited to the peculiar circumstances of this case in which the prosecutor faced a conflict of interest (e.g. prosecutor is the complainant) and is alleged to have acted purely out of a personal involvement in a civil matter.
There is no question but that Fitch was acting at all times “under color of state law.” As the Supreme Court has stated, “[m]isuse of power, possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law, is action taken ‘under color of’ state law.”
United States v. Classic, 313
U.S. 299, 326,
II. The § 1985 Claims Against Fitch
The allegations contained in the complaint are insufficient to state a cause of action under § 1985. To establish a cause of action under § 1985, plaintiff must allege a conspiracy; a purpose of depriving a person or class of persons of equal protection, or privileges and immunities under the law; an act in furtherance of the conspiracy; and either personal or property injury or deprivation of a right or privilege of citizenship.
Griffin v. Breckenridge, 403
U.S. 88, 102-03,
Moreover, the Court is not persuaded that the “actions” described in the complaint satisfy the “conspiracy” requirement.
What plaintiff appears to be arguing, although not explicitly set forth in her complaint or in her briefs, is that Fitch has had at all times a dual legal capacity, one as prosecuting attorney and one as a private attorney. In addition to alleging, as the plaintiff did in Coggins, that the defendant was perhaps acting more in his individual capacity than in his official capacity and was therefore not protected by prosecutorial immunity, plaintiff apparently argues that Fitch at all times was or were two persons for purposes of § 1985 liability.
Use of such a legal fiction would not be novel. For example, the fiction is extensively employed in workers’ compensation law. Nevertheless, the Court rejects use of such a fiction in this particular case, as use of such a device would eviscerate the policy behind prosecutorial immunity. Taking plaintiff’s argument to its logical conclusion, anytime an official who, otherwise immune from liability under Imbler, takes an action in his official capacity, he would be subject to liability as an individual since he conspired with himself in his official capacity. Under this theory, immunity granted to prosecutors in situations such as malicious prosecution cases would, in many instances, effectively be circumvented. For the reasons stated above, plaintiff has failed to state a cause of action under § 1985.
III. The § 1985 Claim Against The County Of Dakota
A governmental unit may be found liable under the Civil Rights Acts for injuries inflicted upon a private individual pursuant to a governmental custom, policy, ordinance, regulation or decision.
Black v. Stephens,
In the instant case, plaintiff fails to make the requisite allegations. The Third Circuit has required that civil rights plaintiffs be specific in their allegations.
Rotolo v. Bor. of Charleroi,
Thus, summary judgment is granted as to all claims except for the
Notes
. By order dated and filed December 4, 1979, Judge Gerry of the United States District Court for the District of New Jersey dismissed the complaint as to the State of Nebraska and denied the motion to dismiss as to defendant Don Fitch, County and Prosecuting Attorney of the County of Dakota, and to the County of Dakota.