Lead Opinion
delivered the opinion of the Court.
The question in these cases is whether the Court of Appeals for the Ninth Circuit erred in invalidating in its entirety a Washington statute aimed at preventing and punishing the publication of obscene materials.
On April 1, 1982, the Washington state moral nuisance law became effective. Wash. Rev. Code §§7.48A.010-7.48A.900 (1983).
“(a) Which the average person, applying contemporary community standards, would find, when considered as a whole, appeals to the prurient, interest; and
“(b) Which explicitly depicts or describes patently offensive representations or descriptions of:
“(i) Ultimate sexual acts, normal or perverted, actual or simulated; or
“(ii) Masturbation, fellatio, cunnilingus, bestiality, excretory functions, or lewd exhibition of the genitals or genital area; or
*494 “(in) Violent or destructive sexual acts, including but not limited to human or animal mutilation, dismemberment, rape or torture; and
“(c) Which, when considered as a whole, and in the context in which it is used, lacks serious literary, artistic, political, or scientific value.” §7.48A.010(2).
The word “prurient,” as used in subsection (2)(a), is defined in subsection (8) to mean “that which incites lasciviousness or lust.” §7.48A.010(8).
On April 5, four days after the effective date of the statute, appellees — various individuals and corporations who purvey sexually oriented books and movies to the adult public
After trial, the District Court rejected all of appellees’ constitutional challenges to the validity of the statute. 544 F.
Reaching the merits, the Court of Appeals held that by including “lust” in its definition of “prurient,” the Washington state legislature had intended the statute to reach material that merely stimulated normal sexual responses, material that it considered to be constitutionally protected. Because in its view the statute did not lend itself to a saving construction by a state court and any application of the statute would depend on a determination of obscenity by reference to the “unconstitutionally overbroad” definition, the Court of Appeals declared the statute as a whole to be null and void.
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The Court of Appeals was of the view that neither Roth v. United States,
“I. e., material having a tendency to excite lustful thoughts. Webster’s New International Dictionary (Unabridged, 2d ed., 1949) defines prurient, in pertinent part, as follows:
“ ‘. . . Itching; longing; uneasy with desire or longing; of persons, having itching, morbid, or lascivious longings; of desire, curiosity, or propensity, lewd. . . .’
“Pruriency is defined, in pertinent part, as follows:
“ . . Quality of being prurient; lascivious desire or thought. . . .’
“ See also Mutual Film Corp. v. Industrial Comm’n,236 U. S. 230 , 242, where this Court said as to motion pictures: ‘. . . They take their attraction from the general interest, eager and wholesome it may be, in their subjects, but a prurient interest may be excited and appealed to. . . .’ (Emphasis added.)
*497 “We perceive no significant difference between the meaning of obscenity developed in the case law and the definition of the A. L. I., Model Penal Code, §207.10(2) (Tent. Draft No. 6, 1957), viz.:
. .A thing is obscene if, considered as a whole, its predominant appeal is to prurient interest, i. e., a shameful or morbid interest in nudity, sex, or excretion, and if it goes substantially beyond customary limits of candor in description or representation of such matters. . . .’ See Comment, id., at 10, and the discussion at page 29 et seq.”
Under Roth, obscenity was equated with prurience and was not entitled to First Amendment protection. Nine years later, however, the decision in Memoirs v. Massachusetts,
“(a) whether ‘the average person, applying contemporary community standards’ would find that the work, taken as a whole, appeals to the prurient interest, Kois v. Wisconsin, [408 U. S.,] at 230, quoting Roth v. United States, supra, at 489; (b) whether the work depicts or describes, in a patently offensive way, sexual conduct specifically defined by the applicable state law; and (c) whether the work, taken as a whole, lacks serious literary, artistic, political, or scientific value.” Id., at 24.
Miller thus retained, as had Memoirs, the Roth formulation as the first part of this test, without elaborating on or dis
The Court of Appeals was aware that Roth had indicated in footnote 20 that material appealing to the prurient interest was “material having a tendency to excite lustful thoughts” but did not believe that Roth had intended to characterize as obscene material that provoked only normal, healthy sexual desires. We do not differ with that view. As already noted, material appealing to the “prurient interest” was itself the definition of obscenity announced in Roth; and we are quite sure that by using the words “lustful thoughts” in footnote 20, the Court was referring to sexual responses over and beyond those that would be characterized as normal. At the end of that footnote, as the Court of Appeals observed, the Roth opinion referred to the Model Penal Code definition of obscenity — material whose predominate appeal is to “a shameful or morbid interest in nudity, sex, or excretion” and indicated that it perceived no significant difference between that definition and the meaning of obscenity developed in the case law. This effectively negated any inference that “lustful thoughts” as used earlier in the footnote was limited to or included normal sexual responses.
Appellants urge that because Roth defined prurience in terms of lust, the Washington obscenity statute cannot be faulted for defining “prurient” as that which “incites lasciviousness or lust.” Whatever Roth meant by “lustful thoughts” — and the State agrees that the Court did not intend to include materials that provoked only normal sexual reactions — that meaning should be attributed to the term “lust” appearing in the state law. On this basis, the State submits that the statute cannot be unconstitutional for defining prurience in this manner.
The Court of Appeals rejected this view, holding that the term “lust” had acquired a far broader meaning since Roth was decided in 1957. The word had come to be understood as referring to a “healthy, wholesome, human reaction common to millions of well-adjusted persons in our society,” rather than to any shameful or morbid desire.
Appellants fault the Court of Appeals for construing the statute in this manner. Normally, however we defer to the construction of a state statute given it by the lower federal courts. Chardon v. Fumero Soto,
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Appellants insist that the error was in finding any invalidity in the statute, even accepting the court’s construction of the word “lust.” To be obscene under Miller, a publication must, taken as a whole, appeal to the prurient interest, must contain patently offensive depictions or descriptions of specified sexual conduct, and on the whole have no serious literary, artistic, political, or scientific value. Appellants submit that the latter two Miller guidelines, which the Washington statute faithfully follows, will completely cure any over-breadth that may inhere in the statute’s definition of prurience as construed by the Court of Appeals. We are not at all confident that this would always be the case. It could be that a publication that on the whole arouses normal sexual responses would be declared obscene because it contains an isolated example of conduct required by the second guideline and because it also fails to have the redeeming value required by the third. Under the existing case law, material of that kind is not without constitutional protection.
Facial invalidation of the statute was nevertheless improvident. We call to mind two of the cardinal rules governing the federal courts: “ ‘[o]ne, never to anticipate a question of constitutional law in advance of the necessity of deciding it; the other never to formulate a rule of constitutional law broader than is required by the precise facts to which it is to be applied.’” United States v. Raines,
Nor does the First Amendment involvement in this case render inapplicable the rule that a federal court should not extend its invalidation of a statute further than necessary to dispose of the case before it. Buckley v. Valeo, supra, illustrates as much. So does Cantwell v. Connecticut,
For its holding that in First Amendment cases an over-broad statute must be stricken down on its face, the Court of Appeals relied on that line of cases exemplified by Thornhill v. Alabama,
It is otherwise where the parties challenging the statute are those who desire to engage in protected speech that the overbroad statute purports to punish, or who seek to publish both protected and unprotected material. There is then no want of a proper party to challenge the statute, no concern that an attack on the statute will be unduly delayed or protected speech discouraged. The statute may forthwith be declared invalid to the extent that it reaches too far, but otherwise left intact.
The cases before us are ones governed by the normal rule that partial, rather than facial, invalidation is the required course. The Washington statute was faulted by the Court of Appeals only because it reached material that incited normal as well as unhealthy, interest in sex, and appellees, or some of them, desiring to publish this sort of material, claimed that they faced punishment if they did so. Unless there are countervailing considerations, the Washington law should have been invalidated only insofar as the word “lust” is to be understood as reaching protected materials.
The Court of Appeals was of the view that the term “lust” did not lend itself to a limiting construction and that it would not be feasible to separate its valid and invalid applications. Even accepting the Court of Appeals’ construction of “lust,” however, we are unconvinced that the identified overbreadth is incurable and would taint all possible applications of the statute, as was the case in Secretary of State of Maryland v. Joseph H. Munson Co.,
The judgment of the Court of Appeals is accordingly reversed, and the case is remanded for further proceedings consistent with this opinion.
So ordered.
Notes
An earlier moral nuisance law, Wash. Rev. Code §7.48.052 et seq. (1988), adopted as an initiative measure in 1977, was struck down as an impermissible prior restraint. See Spokane Arcades, Inc. v. Brockett,
Seven separate suits were originally filed in the District Court for the Eastern District of Washington, where they were consolidated.
Appellees also challenged the Washington statute’s paraphrasing of the second and third parts of the test set forth in Miller v. California,
The District Court stayed its judgment to allow appellees to seek a stay pending appeal from the Court of Appeals, which the Court of Appeals subsequently granted.
Having struck down the statute in toto on overbreadth grounds, the Court of Appeals nevertheless went on to conclude that the statute’s civil fine provisions were constitutionally invalid, on the theory that “the legislature will undoubtedly try again.”
Because there are no significant differences between the two cases, we do not distinguish between them in our discussion.
The basic difference between the Memoirs test and the Miller test was the Memoirs requirement that in order to be judged obscene, a work must be “utterly without redeeming social value.”
This conclusion is bolstered by a subsequent footnote,
The Court has stated that it will defer to lower courts on state-law issues unless there is “plain” error, Palmer v. Hoffman,
Appellants make a strong argument that the Court of Appeals erred in construing the Washington statute. The Court of Appeals relied on dictionary definitions of “prurient” and “lust,” saying that the most recent edition of Webster’s Third New International Dictionary (Unabridged, 4th ed. 1976) did not include the word “lust” in its definition of “prurient.” But neither did the edition of Webster cited by the Roth court. Webster’s Second Edition defined “lust” as (excluding the obsolete meanings):
“sensuous desire; bodily appetite; specif, and most commonly, sexual desire, as a violent or degrading passion.” Webster’s New International Dictionary (Unabridged, 2d ed., 1949).
Furthermore, and of some significance, the word “lust” is defined in Webster’s Third New International (Unabridged, 5th ed., 1981) in pertinent part as follows:
“1 obs. a: PLEASURE, GRATIFICATION, DELIGHT . . . b: personal inclination: WISH, WHIM . . . c: VIGOR, FERTILITY ... 2: sexual de*501 sire esp. of a violent self-indulgent character: LECHERY, LASCIVIOUSNESS ... 3 a: an intense longing: CRAVING . . . b: EAGERNESS, ENTHUSIASM.”
Roth specifically rejected a standard of obscenity that “allowed material to be judged merely by the effect of an isolated excerpt upon particularly susceptible persons.”
The Court of Appeals erred in holding that the Broadrick v. Oklahoma,
According to appellees, the vast majority of state statutes either leave the word “prurient” undefined or adopt a definition using the words “shameful or morbid.” Brief for Appellees 26-27. One State, New Hampshire, defines prurient interest as “an interest in lewdness or lascivious thoughts.” N. H. Rev. Stat. Ann. §§ 650:(1)(I) — (IV)(a) (Supp. 1983). Mississippi is apparently the only State other than Washington to use the word “lust” in its definition of “prurient.” Miss. Code Ann. §97-29-103(l)(a) (Supp. 1984) (“a lustful, erotic, shameful, or morbid interest in nudity, sex or excretion”). The District Court for the Northern District of Mississippi has issued a preliminary injunction against enforcement of the statute, partly on the ground that “[t]he inclusion of the terms lustful and erotic [in the definition of prurient] would permit the application of the statute to arguably protected materials.” Goldstein v. Attain,
Some lower courts considering the issue have used the words “shameful or morbid” in describing the “prurient interest” that distinguishes obscene materials. See, e. g., Red Bluff Drive-In, Inc. v. Vance,
An obscenity statute that leaves the word “prurient” undefined, or rather, defined only by case law has been sustained. See Red Bluff Drive-In, Inc. v. Vance, supra, at 1026. See also Ward v. Illinois, 431
“If any provision of this act or its application to any person or circumstance is held invalid, the remainder of the act or the application of the provision to other persons or circumstances is not affected.” Wash. Rev. Code § 7.48A.900 (1983).
This standard is similar to that which we would apply in determining the severability of a federal statute: “ ‘Unless it is evident that the Legislature would not have enacted those provisions which are within its power, independently of that which is not, the invalid part may be dropped if what
Concurrence Opinion
concurring.
Only days after the State of Washington adopted the moral nuisance law at issue here, appellees launched a constitutional attack in Federal District Court. Although the statute has never been enforced or authoritatively interpreted by a state court, appellees allege that it applies to constitutionally protected expression and is facially invalid. Because I believe that the federal courts should have abstained and allowed the Washington courts an opportunity to construe the state law in the first instance, I think the proper disposition of these cases would be to vacate the judgment of the Court of Appeals on that ground. The Court, however, rejects that course and reaches the merits of the controversy. I join the opinion of the Court because I agree that the Court of Appeals erred in declaring the statute invalid on its face.
Attention to the policies underlying abstention makes clear that in the circumstances of these cases, a federal court should await a definitive construction by a state court rather than precipitously indulging a facial challenge to the constitutional validity of a state statute. There can be no doubt that a state obscenity statute concerns important state interests. Such statutes implicate “the quality of life and the total community environment, the tone of commerce in the great city centers, and, possibly, the public safety itself.” Paris Adult Theatre I v. Slaton,
The First Amendment overbreadth doctrine allows a challenge to the validity of a statute on its face only if the law is substantially overbroad. City Council of Los Angeles v. Taxpayers for Vincent,
The Court of Appeals opined that the Washington statute is not susceptible to a limiting construction and therefore any interpretation by the state court would “neither eliminate nor materially change the constitutional issues presented here.”
Apart from its unwarranted belief that the statute is not fairly subject to a limiting construction, the Court of Appeals asserted that Pullman abstention should “almost never” apply where a state statute is challenged on First Amendment grounds “because the constitutional guarantee of free expression is, quite properly, always an area of particular
The decision of the Court of Appeals represents a premature and avoidable interference with the enforcement of state law in an area of special concern to the States. Speculation by a federal court about the meaning of a state statute in the absence of prior state court adjudication is particularly gratuitous when, as is the case here, the state courts stand willing to address questions of state law on certification from a federal court. Wash. Rev. Code §§ 2.60.010-2.60.900 (1983); Wash. Rule App. Proc. 16.16. Cf. Bellotti v. Baird,
Dissenting Opinion
dissenting.
We granted certiorari to consider the holding of the United States Court of Appeals for the Ninth Circuit that the Washington state obscenity law, Wash. Rev. Code §§7.48A.010-7.48A.900 (1983), is substantially overbroad and therefore invalid on its face under the First Amendment because it defines “prurient” in such a way as to reach constitutionally protected material that stimulates no more than a healthy interest in sex. This statute is, in my view, unconstitutionally overbroad and therefore invalid on its face for the reasons given in my dissent in Paris Adult Theatre I v. Slaton,
