Lead Opinion
¶ 1 We granted certiorari to review the court of appeals’s affirmance of the trial court’s order granting defendants Charles Stuart and Shayne and Sandra Taylor’s motion to suppress evidence obtained during a warrantless entry into a home. The single issue we are called upon to decide is whether the court of appeals properly affirmed the trial court’s determination that the warrant-less entry was not supported by exigent circumstances and was, therefore, unlawful. We conclude that the court of appeals was correct and affirm.
FACTUAL AND PROCEDURAL BACKGROUND
¶2 Four Brigham City police officers responded to a complaint of a loud party. They arrived at the offending residence at about three o’clock in the morning. They traveled to the back of the house to investigate the noise. From a location in the driveway, the officers peered through a slat fence and observed two apparently underage males drinking alcohol. The officers then entered the backyard through a gate, thereby obtaining a clear view into the back of the house through a screen door and two windows. The officers saw four adults restraining one juvenile. The juvenile broke free, swung a fist and struck one of the adults in the face. Two officers then opened the screen door and “hollered” to identify themselves. When no one heard them, they entered the kitchen. After entering, one of the officers again shouted to identify and call attention to him
¶ 3 The officers subsequently arrested the adults. They were charged with contributing to the delinquency of a minor, disorderly conduct, and intoxication. The defendants filed a motion to suppress which gave rise to this petition.
¶4 The trial court entered the following findings of fact in support of its order granting the motion to suppress:
“1. On July 23, 2001, at approximately 3:00 a.m., four Brigham City Police officers were dispatched ... as a result of a call concerning a loud party.
2. After arrival at the residence, the officers, from their observations from the front of the residence, determined that it was obvious that knocking on the front door would have done no good. It was appropriate that they proceed down the driveway alongside the house to further investigate.
3. After going down the driveway on the side of the house, the officers could see, through a slat fence, two juveniles consuming alcoholic beverages. At that point, because of the juveniles, there was probable cause for the officers to enter into the backyard.
4. Upon entering the backyard, the officers observed, through windows and a screen door an altercation taking place, wherein it appeared that four adults were trying to control a juvenile. At one point, the juvenile got a hand loose and smacked one of the occupants of the residence in the nose.
5. At that point in time, the court finds no exigent circumstances to justify the officers’ entry into the residence. What he should have done, as required under the 4th amendment, was knock on the door. The evidence is that there was a loud, tumultuous thing going on, and the evidence is that the occupants probably would not have heard, but under the 4th amendment he has an obligation to at least attempt before entering.”
Brigham City v. Stuart,
¶ 5 The court of appeals determined that Brigham City had not challenged the trial court’s findings of fact and denied an attempt by Brigham City to supplement the factual findings. Id. at ¶ 6. The court of appeals adopted the facts as found by the trial court and based its holding on them. Id.
¶ 6 Brigham City has urged us to expand our review of the facts to include all of the evidence received at the suppression hearing. Brigham City did not, however, ask us to review the court of appeals’s denial of its attempt to expand the scope of reviewable facts. We therefore confine the factual component of our review to the facts considered by the court of appeals.
STANDARD OF REVIEW
¶ 7 When reviewing cases under certiorari jurisdiction, we apply a standard of correctness to the decision made by the court of appeals rather than the trial court. State v. Warren,
¶ 8 We recently announced our intention to review for correctness mixed questions of law and fact in search and seizure cases and to undertake this task based on a totality of the circumstances. State v. Brake,
¶ 9 The accuracy of the subsidiary facts relied upon by the court of appeals was
¶ 10 Our aspiration to provide useful guidance to those charged with the day-to-day responsibility of putting search and seizure law into practice is handicapped by the manner in which search and seizure cases are presented to us. This case, like Brake and an array of its search and seizure predecessors,
¶ 11 In Brake, for example, we took issue with the usefulness of federal Fourth Amendment jurisprudence concerning the police officer safety justification for warrant-less automobile searches. Brake,
¶ 12 Where the parties do not raise or adequately brief state constitutional issues, our holdings become inevitably contingent. They carry within them an implicit qualification that if properly invited to intervene, our state’s Declaration of Rights might change the result and impose different demands on police officers and others who in a very real sense are the everyday guardians of constitutional guarantees against unreasonable searches and seizures.
¶ 13 In the not so distant history of this court, we engaged in an ongoing and robust discussion over whether and to what extent we should defer to the federal courts when called upon to interpret provisions of our Declaration of Rights, which parallel the federal Bill of Rights. State v. Anderson,
¶ 14 The debate over the proper relationship between the Bill of Rights and Declaration of Rights has lain dormant for almost a decade. This lull does not signal resolution of the matter. The mere passage of time and the accumulation of decisions issued by this court on appeals brought solely on
ANALYSIS
¶ 15 The right to be free of unreasonable searches and seizures is one of the most cherished rights guaranteed by the Utah and United States Constitutions. State v. Trane, 2002 UT 97, ¶ 21,
The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.
U.S. Const. amend IV. A “cardinal principle” derived by this language is that warrantless searches “ ‘are per se unreasonable under the Fourth Amendment.’” Mincey v. Arizona,
¶ 16 Even this most highly protected realm may, however, be subject to intrusion in exceptional circumstances where “the needs of law enforcement [are] so compelling that the warrantless search is objectively reasonable under the Fourth Amendment.” Mincey,
¶ 17 Here, the officers’ observation of the consumption of alcohol by underage youths and the blow struck by the juvenile in the kitchen of the dwelling were sufficient to establish probable cause and thus are not at issue. Brigham City instead challenges the court of appeals’s determination that exigent circumstances did not exist.
¶ 18 The court of appeals has correctly characterized exigent circumstances as “those ‘that would cause a reasonable person to believe that [immediate] entry ... was necessary to prevent physical harm to the officers or other persons, the destruction of relevant evidence, the escape of the suspect, or some other consequence improperly frustrating legitimate law enforcement efforts.’ ” State v. Beavers,
¶ 19 Among the categories of possible exigent circumstances, only one is relevant here: whether the altercation within the dwelling and the blow struck by the juvenile could give rise to the officers’ reasonable belief that their immediate entry was neces
¶20 Such, a restraint on police officer intervention would almost certainly justify the label “nonsensical” were it to describe a melee in the street or another venue unguarded by the Fourth Amendment. However, that the intrusion in question occurred within the confines of a dwelling is the unique fact that sets two forces on a collision course: the constitutional protections afforded houses, and our societal commitment to the peacekeeping mission of law enforcement officials. It is these two forces that must be balanced in assessing the reasonableness of an officer’s warrantless entry into a home.
¶21 Brigham City presents us with two primary arguments, both of which were endorsed in Judge Bench’s dissenting opinion below, Stuart,
I. EMERGENCY AID DOCTRINE
¶ 22 Under the emergency aid, or medical emergency, doctrine, law enforcement officers may enter a dwelling without a warrant. The emergency aid doctrine strikes a balance between the rights protected by the Fourth Amendment and the interests of government to access a dwelling to safeguard the well-being of citizens. The doctrine permits police to make “warrantless entries and searches when they reasonably believe that a person within is in need of immediate aid ... [because] ‘[t]he need to protect or preserve life or avoid serious injury is justification for what would be otherwise illegal absent an exigency or emergency.’ ” Mincey,
¶ 23 Utah courts have adopted a three-prong test that renders a warrantless search lawful under the emergency aid doctrine when the following conditions are met:
“(1) Police have an objectively reasonable basis to believe that an emergency exists and believe there is an immediate need for their assistance for the protection of life.
(2) The search is not primarily motivated by intent to arrest and seize evidence.
(3) There is some reasonable basis to associate the emergency with the area or place to be searched.”
Comer,
¶ 24 To reduce the likelihood of misuse of the emergency aid doctrine as a less demanding substitute for a warrant or the more traditional justifications for a war-rantless search, the emergency aid entry is justified only where there is “some reliable and specific indication of the probability that a person is suffering from a serious physical injury.” Id. at ¶ 20 (emphasis added). This standard has been further refined to require an “objectively reasonable belief that an unconscious, semi-conscious, or missing person feared injured or dead” is in the home. Id. at ¶ 19. Furthermore, because of the emergency aid doctrine’s link to a police officer’s caretaking, it may be invoked only when the purpose of the intrusion is to “enhance the prospect of administering appropriate medical assistance, and the rationale is that the need to protect life or avoid serious injury to another is paramount.” Tracy A. Bateman, Annotation, La%vjulness of Search of Person or Personal Effects Under Medical Emergency Exception to Warrant Requirement,
¶ 25 What the content and rationale of the emergency aid doctrine make clear is that, notwithstanding a generalized desire or expectation that police officers can and will intervene to aid those who suffer injury, the value we place on constitutional protections afforded a dwelling imposes a heightened threshold on the degree of actual or impending harm which will justify such an intrusion. Consequently, intrusions to administer aid to less severe injuries may render unconstitutional a search or seizure made incident to the warrantless entry.
¶26 The balancing of interests that informs the emergency aid doctrine does not, contrary to Brigham City’s assertion, sanction the entry into the defendants’ residence. The magnitude of the harm fell short of the serious bodily injury threshold necessary to access the emergency aid doctrine. The factual findings to which Brigham City stipulated indicate only that “[a]t one point, the juvenile got a hand loose and smacked one of the occupants of the residence in the nose.” Stuart,
¶27 We recognize that upon entering a residence, an officer may encounter unanticipated circumstances that may heighten or diminish the nature of the emergency that initially prompted officers to enter a dwelling. However, in this ease, the officers had a clear view of the interior of the house from their position in the backyard. Any evidence that existed to support an emergency aid entry was acquired by the officers from their position outside the house and not from de
II. EXIGENT CIRCUMSTANCES DOCTRINE
¶ 28 We next turn to the question of whether the officers’ intrusion was justified as a law enforcement activity undertaken pursuant to exigent circumstances. The level of harm necessary to invoke the emergency aid doctrine clearly satisfies the exigent circumstances standard. See United States v. Holloway,
¶ 29 The primary rationale for permitting police officers greater latitude in justifying an exigent circumstances intrusion than an emergency aid intrusion flows from the different role assumed by officers acting in the face of exigent circumstances. Officers who act in the face of exigent circumstances are pursuing a law enforcement mission, not acting as caretakers. Although this classification scheme is artificial and simplistic, representing just two of many roles that trained police officers integrate confidently and intuitively in their professional lives, it does provide a useful tool to help understand and evaluate warrantless intrusions. It is the presence or absence of probable cause that gives analytical direction to whether a police officer entering a home without a warrant has done so as a caretaker under the emergency aid doctrine or in a law enforcement capacity under the exigent circumstances standard.
¶ 30 To justify a warrantless entry based on exigent circumstances, a reasonable person must believe that the entry “was necessary to prevent physical harm to the officers or other persons.” Beavers,
¶ 31 The same cannot be said for the officer faced with probable cause that a crime has been committed. Officer safety is of concern whenever an officer acts in his law enforcement role. The degree of potential harm to an officer that is necessary to create an exigent circumstance is minimal, reflecting the high value we place on the security of peace officers. See State v. James,
¶ 32 The safety of the Brigham City officers is not at issue here. The sole justification for the warrantless entry was the safe
¶ 33 Although linked in the Beavers formulation of exigent circumstances, law enforcement officers and inhabitants of dwellings do not share the same threshold of harm necessary to justify a warrantless entry based on exigent circumstances because each possesses different and distinct interests. To the inhabitant of a dwelling who, unlike the law enforcement officer, does not face the reality of danger as a constant workday presence, the warrantless intrusion of a law enforcement officer may be an unwelcome invasion of privacy, even if the inhabitant has sustained an injury. Consequently, the difference between the quantum of harm necessary to invoke the emergency aid and exigent circumstances doctrines is greatest when probable cause is present and a law enforcement officer is exposed to risk, but is of lesser magnitude when the threat of harm is to the inhabitant of the dwelling.
¶34 Here the Brigham City officers entered the home after witnessing four adults attempt to restrain a juvenile, the juvenile break a hand free and strike an adult in the face, and the adults struggle to regain control of the juvenile. When, after entering the kitchen of the house, the officer gained the attention of its occupants the altercation abated. It was the acknowledged presence of the authority of the police that quenched the heat in the kitchen.
¶ 35 The degree of harm suffered by the adult victim of the juvenile’s blow certainly nudges the line of that degree of harm sufficient to create an exigent circumstance. The restraint of the juvenile by the adults, both before and after the blow was struck, is less worthy of justifying an exigent circumstance, but underscores the reality that this case presents us with a close and difficult call. The efforts by the adults to control the juvenile certainly met the legal definition of an assault. If all that were required to authorize a warrantless entry into a home was probable cause that an assault of any severity whatsoever had occurred within the dwelling, the exigent circumstance component of the doctrine would disappear, subsumed within the probable cause requirement.
¶ 36 It is reasonable to believe that while still outside the house the police officers understood that a display of official authority would likely have the desired effect of restoring peace. That is in fact what occurred after the police entered the house. The spreading awareness of police presence ended the confrontation between the adults and the juvenile. As noted by the trial court, the officers made no attempt to knock before entering. While the trial court noted further that owing to the noise and tumult in the kitchen a knock “probably would not have
¶ 37 Our task is to pass judgment on whether the intrusion was reasonable taking into account all the circumstances. Pennsylvania v. Mimms,
¶38 In considering the exigent circumstances doctrine, the court of appeals split over the applicability of its opinion in State v. Comer,
¶ 39 Judge Bench’s dissent in Stuart found Comer to be controlling. Stuart,
¶ 40 Although we express no view on whether Comer was correctly decided, we note the Fourth Amendment protections afforded a dwelling and the unquestioned evils of domestic violence are powerful forces pulling a police officer standing on the threshold of a home in opposite directions: the Fourth Amendment pushing him toward a magistrate and a warrant, domestic violence drawing him through the door to intervene in one of the most common and volatile settings for serious injury or death. We are wary of making sweeping pronouncements in the face of these important, but contradictory, com-
¶ 41 Moreover, Comer differs factually from this case in one significant respect not addressed by the court of appeals. The single fact that tipped the balance in favor of concluding that the Comer intrusion was reasonable and justified as an exigent circumstance was the abrupt and unexplained re-entry into the home by the female occupant after she had been made aware of the fact of and purpose for the police officers’ presence at her home. See
¶42 In Mincey, the United States Supreme Court struck down Arizona’s murder scene exception — a per se rule permitting warrantless searches whenever a homicide is committed.
we have treated reasonableness as a function of the facts of cases so various that no template is likely to produce sounder results than examining the totality of circumstances in a given ease; it is too hard to invent categories without giving short shrift to details that turn out to be important in a given instance, and without inflating marginal ones.
United States v. Banks,
¶ 43 Similarly, in Comer, the Utah Court of Appeals “deeline[d] to adopt a rule whereby a reliable domestic disturbance report, by itself, would be viewed as supporting” a warrantless entry based on a presumed “serious physical injury.” Comer,
¶ 45 The decision of the court of appeals is affirmed.
Notes
. Search and seizure cases are "highly fact de-pendant.” State v. Wanen,
. E.g., State ex rel. A.C.C.,
. The facts of this case are similar to those in People v. Allison,
. The court of appeals appears to have applied a threshold of harm under the exigent circumstance doctrine similar to that required to justify an emergency aid intrusion when it observed that the trial court made no findings to support "an immediate serious threat or ... a threat of escalating violence.” Stuart,
. The nature of a crime or suspicion of criminal activity creating probable cause can, however, contribute to establishing exigent circumstances. State v. Schlosser,
. See Utah Code Ann. § 77-7-8 (2003) (officer must demand admission and explain purpose for entering before making a forcible entry to a building or dwelling in order to arrest an occupant) and § 77-23-210 (2003) (officer must give notice of authority and purpose before executing search warrant).
. The Utah Legislature has defined "domestic violence” as ''any criminal offense involving vio-ience ... when committed by one cohabitant against another.” Utah Code Ann. § 77-36-1(2) (2003). By this definition, any altercation taking place within a home may result in a reasonable belief that the participants are cohabitants committing domestic violence. This interpretation would appear to be consistent with the elevated status of domestic violence as an exigent circumstance advanced by Judge Bench in his dissent.
Concurrence Opinion
concurring and dissenting:
¶47 Although I agree with much of the majority’s opinion, I respectfully dissent from its application of the exigent circumstances doctrine to the facts of this case. In my view, the Fourth Amendment does not prescribe paralysis when law enforcement officials are eyewitnesses to an ongoing assault and immediate intervention is necessary to prevent physical harm.
¶ 48 The question posed by this appeal is whether police officers who personally witness an ongoing physical altercation in a residence may enter that residence in order to prevent bodily harm, or whether those officers must remain rooted onlookers, waiting passively for violence to escalate to a point at which severe harm is likely to occur. Unlike the majority, I conclude that the Fourth Amendment does not require police officers to be spectators in the face of ongoing violence and, in fact, allows officers to intervene in circumstances like those present in this case.
¶ 49 The Fourth Amendment protects “[t]he right of the people to be secure in their persons, houses, papers and effects, against unreasonable searches and seizures.” U.S. Const, amend. IV. Although the amendment has been interpreted as drawing “a firm line at the entrance to the house,” Payton v. New York,
¶ 50 It is well established that “searches and seizures inside a home without a warrant are presumptively unreasonable.” Payton,
1151 I agree with the majority that, in this case, the trial court’s factual findings cannot be read to justify the officers’ warrantless entry on the theory that the officers were supplying “emergency aid.” I disagree, however, with the majority’s conclusion that the situation encountered by the officers was insufficiently “exigent” to justify an immediate entry.
¶ 52 “There is ... no absolute test for determining whether exigent circumstances are present because such a determination ultimately depends on the unique facts of each case.” United States v. Gray,
¶ 53 The majority accurately acknowledges that the emergency aid and exigent circumstances doctrines impose different thresholds of harm that must be met before the doctrines can be properly invoked. See supra ¶29. As evidence of this distinction, the majority reasons that officers are more likely to encounter threats to their personal safety when pursuing a law enforcement objective than when serving in a caretaking capacity. See supra ¶¶ 29-30. That distinction does partially explain why. the exigent circumstances doctrine can be invoked in situations where the level of harm at issue is significantly lower than in an emergency aid situation.
¶ 54 However, in my view, the pivotal reason for requiring a lower quantum of harm in the exigent circumstances context is that officers invoking exigency must first show probable cause of criminal activity before making a warrantless entry, a requirement absent in the emergency aid context. Because invocation of the exigent circumstances doctrine demands the presence of probable cause, that doctrine is a significantly less dramatic departure from typical Fourth Amendment requirements than the emergency aid doctrine. This fact diminishes the necessity of demanding high level of physical harm before allowing a warrantless entry in exigent circumstances, as the high physical harm threshold of the emergency aid doctrine is set, at least partially, to ensure that the doctrine is not utilized as mere pretext.
¶ 55 Here, the officers were justified in entering the residence because, at the time of their entry, they possessed both probable cause that a continuing assault was being committed within the residence
¶ 56 According to the trial court, officers investigating a noise complaint observed underage drinking through a slat fence bordering the backyard of the residence that was the subject of the complaint. Upon entering the backyard, the officers were able to see into the residence through windows and a screen door. At that moment, the officers became eyewitnesses to a physical altercation involving five individuals, one of whom was a juvenile. The officers saw the four adults attempting to restrain the juvenile. It could not have been clear which of the parties to the melee were victims and which were instigators. Also, the officers could not have known whether they were witnessing domes
¶ 57 The Fourth Amendment does not demand certainty before action. It demands only reasonableness. Because there is always some level of uncertainty about the nature of events police officers encounter, “[o]n the spot reasonable judgments by officers about risks and dangers are protected.” Fletcher v. Town, of Clinton,
¶ 58 The majority would have the officers in this case stand outside, powerless and removed from the location of the brawl. The majority would conclude otherwise, apparently, if a knife had been pulled from a nearby kitchen drawer, elevating the potential severity of physical harm that a participant in the fight — or an innocent bystander — could suffer. The majority’s rule consigns law enforcement to the porch steps until it is too late to prevent the very injury the majority concedes officers are entitled to prevent.
¶ 59 The majority contends that the officers were not completely foreclosed from taking action: they could have knocked. The trial court’s findings of fact illustrate, however, that the majority puts undue emphasis on the officers’ decision to forego knocking before intervening in the fight. While it is true that “the method of an officer’s entry into a dwelling [is] among the factors to be considered in assessing the reasonableness of a search and seizure,” Wilson v. Arkansas,
¶ 60 When it is apparent that an immediate physical entry into a dwelling is necessary in order to quell ongoing violence, it is ill-advised to require officers to waste precious time on the doorstep engaged in a futile attempt to announce their presence. The Fourth Amendment does not require such empty gestures.
¶ 61 Although the officers in this case were faced with uncertainties, the critical aspects of the situation were clear. The officers were eyewitnesses to a “loud, tumultuous,” and ongoing brawl. Alcohol was obviously being consumed, one blow had been struck, and the officers could have reasonably believed that their intervention was necessary to prevent further injuries. In such a potentially volatile situation, neither the Fourth Amendment nor sound public policy prevents police intervention to secure the peace and protect the public. Accordingly, I would conclude that the officers did not offend the Fourth Amendment’s reasonableness requirement in the present case and would therefore reverse the court of appeals.
. The officers also had probable cause to believe that multiple other crimes were occurring. Before entering the residence, the officers had already directly observed underage drinking, intoxication, and disorderly conduct. Arrests were ultimately made for contributing to the delinquency of a minor, furnishing alcohol to minors, disorderly conduct, and intoxication.
. Of course, the circumstances in which a war-rantless entry into a home can be justified, even if the officers possess probable cause, are rare. In fact, there will be many situations where officers who have probable cause to believe that a technical assault is occurring within a home will nevertheless be unjustified in entering that home without a warrant, e.g., if an officer witnesses one individual slap another and there was no prospect of continuing violence. After all, the Fourth Amendment demands that any entry be reasonable under the circumstances. However, in this case we are dealing with the rare situation in which ongoing violence, actually witnessed by police officers, was of a sufficient degree to justify an immediate entry.
